FIFTH AMENDMENT TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT
Exhibit (h)(3)(e)
FIFTH AMENDMENT
TO
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT
THIS AMENDMENT, dated as of October 12, 2012, entered into by and among EGA Emerging Global Shares Trust, a Delaware statutory trust (“CLIENT”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, modifies the Chief Compliance Officer Services Agreement, dated as of April 17, 2009, as amended from time to time by and between CLIENT and ALPS (the “Agreement”).
WITNESSETH:
WHEREAS, pursuant to the Agreement, ALPS provides a chief compliance officer and certain compliance services described in the Agreement to CLIENT, on behalf of its existing portfolios; and
WHEREAS, the parties wish to update the list of portfolios for which ALPS will provide services under the Agreement to include recently created portfolios.
NOW THEREFORE, in consideration of their mutual promises, the parties agree to amend the Agreement, effective October 12, 2012, as follows:
Appendix A is hereby replaced in its entirety by Appendix A attached hereto.
Except to the extent modified by this Amendment, the terms and provisions of the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, each of the undersigned has executed this Amendment as of the date first above written.
| EGA Emerging Global Shares Trust | ALPS Fund Services, Inc. |
|
By: ________________________ Name: Xxxxxx X. Xxxxxxxxx |
By: _________________________ |
APPENDIX A
LIST OF PORTFOLIOS
| Funds | NYSE |
| EGShares GEMS Composite ETF | AGEM |
| EGShares Emerging Markets Metals & Mining ETF | EMT |
| EGShares Emerging Markets Consumer ETF | ECON |
| EGShares Energy GEMS ETF | OGEM |
| EGShares Financials GEMS ETF | FGEM |
| EGShares India Infrastructure ETF | INXX |
| EGShares China Infrastructure ETF | CHXX |
| EGShares Brazil Infrastructure ETF | BRXX |
| EGShares India Small Cap ETF | SCIN |
| EGShares Basic Materials GEMS ETF | LGEM |
| EGShares Health Care GEMS ETF | HGEM |
| EGShares Industrials GEMS ETF | IGEM |
| EGShares Consumer Goods GEMS ETF | GGEM |
| EGShares Consumer Services GEMS ETF | VGEM |
| EGShares Technology GEMS ETF | QGEM |
| EGShares Telecom GEMS ETF | TGEM |
| EGShares Utilities GEMS ETF | UGEM |
| EGShares China Mid Cap ETF | CHMC |
| EGShares Brazil Mid Cap ETF | BZMC |
| Emerging Global Shares INDXX Russia Small Cap Index Fund | |
| Emerging Global Shares INDXX Thailand Small Cap Index Fund | |
| Emerging Global Shares INDXX Malaysia Small Cap Index Fund | |
| EGShares India Consumer ETF | INCO |
| EGShares India Financials ETF | INFS |
| EGShares India Health Care ETF | INHK |
| EGShares India Energy ETF | INEN |
| EGShares India Basic Materials ETF | INBA |
| EGShares India Utilities ETF | INUT |
| EGShares India Technology ETF | INQQ |
| EGShares India Industrials ETF | INID |
| EGShares India Telecom ETF | INTM |
| Emerging Global Shares INDXX Mexico Small/Mid Cap Index Fund | |
| Emerging Global Shares INDXX Indonesia Small Cap Index Fund | |
| EGShares Emerging Markets Food and Agriculture ETF | EATS |
| EGShares Low Volatility Emerging Markets Dividend ETF | HILO |
| EGShares Low Volatility India Dividend ETF | LVIN |
| Emerging Global Shares INDXX Emerging Markets REIT Index Fund | |
| Emerging Global Shares Xxxxxx/XXX 000 Xxxxx Index Fund | |
| EGShares Beyond BRICS ETF | |
| EGShares Emerging Markets Domestic Demand ETF | |
| EGShares Emerging Markets Core ETF | EMCR |
