AMENDMENT 11
Exhibit 99.(i)(iv)
AMENDMENT 11
to the
ADMINISTRATIVE SERVICES AGREEMENT
among
The Investment Companies comprising the Lord Xxxxxx Family of Funds
(each, a “Fund” or collectively, the “Funds”) as set forth on Exhibit 1
and
Lord, Xxxxxx & Co. LLC (“Lord Xxxxxx”)
WHEREAS, the Investment Companies named on Exhibit 1 and Lord Xxxxxx entered into an Administrative Services Agreement dated December 12, 2002, as may be amended from time to time (the “Agreement”);
WHEREAS, Section 9 of the Agreement provides for the addition to the Agreement of new funds created in the Lord Xxxxxx Family of Funds where such funds wish to engage Lord Xxxxxx to perform Administrative Services under the Agreement; and
WHEREAS, the Funds and Lord Xxxxxx desire to further amend the Agreement to include an additional fund;
NOW THEREFORE, in consideration of the mutual covenants and of other good and valuable consideration, receipt of which is hereby acknowledged, the parties mutually agree to amend the Agreement in the following respects:
1. The Agreement is hereby amended to add the following fund to Exhibit 1 of the Agreement:
Lord Xxxxxx Investment Trust
-Lord Xxxxxx Floating Rate Fund
2. The Agreement shall remain the same in all other respects.
3. The Amendment is effective as of the 14th day of December, 2007.
IN WITNESS WHEREOF, each of the parties has caused this Amendment to the Agreement to be executed in its name and on its behalf by its duly authorized representative.
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On behalf of each
of the Lord Xxxxxx Funds |
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By: |
/s/ Xxxx X. Xxxxxxxx |
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Xxxx X. Xxxxxxxx |
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Chief Financial Officer |
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Attested: |
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/s/ Xxxxxxxx X. Xxxxxxx |
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Xxxxxxxx X. Xxxxxxx |
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Vice President & Assistant Secretary |
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LORD, XXXXXX & CO. LLC |
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By: |
/s/ Xxxxxx X. Xxx |
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Xxxxxx X. Xxx |
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Managing Member |
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Attested: |
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/s/ Xxxxxxxx X. Xxxxxx |
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Xxxxxxxx X. Xxxxxx |
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Member, General Counsel |
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EXHIBIT 1 (AMENDED AS OF December 14, 2007)
TO
ADMINISTRATIVE SERVICES AGREEMENT
The following funds comprise the Lord Xxxxxx Family of Funds:
Lord Xxxxxx Affiliated Fund, Inc.
Lord Xxxxxx Blend Trust
Lord Xxxxxx Small-Cap Blend Fund
Lord Xxxxxx Bond-Debenture Fund, Inc.
Lord Xxxxxx Developing Growth Fund, Inc.
Lord Xxxxxx Global Fund, Inc.
Equity Series
Lord Xxxxxx Developing Local Markets Fund(1)
Lord Xxxxxx Investment Trust
Lord Xxxxxx Balanced Strategy Fund
Lord Xxxxxx Convertible Fund
Lord Xxxxxx Core Fixed Income Fund
Lord Xxxxxx Diversified Equity Strategy Fund
Lord Xxxxxx Diversified Income Strategy Fund(2)
Lord Xxxxxx Floating Rate Fund
Lord Xxxxxx Growth & Income Strategy Fund(3)
Lord Xxxxxx High Yield Fund
Lord Xxxxxx Income Fund(4)
Lord Xxxxxx Short Duration Income Fund(5)
Lord Xxxxxx Total Return Fund
Lord Xxxxxx Large-Cap Growth Fund
Lord Xxxxxx Mid-Cap Value Fund, Inc.
Lord Xxxxxx Municipal Income Fund, Inc.
Lord Xxxxxx California Tax-Free Income Fund
Lord Xxxxxx Connecticut Tax-Free Income Fund
Lord Xxxxxx Hawaii Tax-Free Income Fund
Lord Xxxxxx Minnesota Tax-Free Income Fund(6)
(1) The Income Series has been renamed the Lord Xxxxxx Developing Local Markets Fund.
(2) The Lord Xxxxxx Income Strategy Fund has been renamed the Lord Xxxxxx Diversified Income Strategy Fund.
(3) The Lord Xxxxxx World Growth & Income Strategy Fund has been renamed the Lord Xxxxxx Growth & Income Strategy Fund.
(4) Effective December 14, 2007, the U.S. Government & Government Sponsored Enterprises Fund will be renamed the Lord Xxxxxx Income Fund.
(5) Effective December 14, 2007, the Lord Xxxxxx Limited Duration U.S. Government & Government Sponsored Enterprises Fund will be renamed the Lord Xxxxxx Short Duration Income Fund.
Lord Xxxxxx Missouri Tax-Free Income Fund
Lord Xxxxxx National Tax-Free Income Fund
Lord Xxxxxx New Jersey Tax-Free Income Fund
Lord Xxxxxx New York Tax-Free Income Fund
Lord Xxxxxx Texas Tax-Free Income Fund(6)
Lord Xxxxxx Washington Tax-Free Income Fund(6)
Lord Xxxxxx Municipal Income Trust
Florida Series(6)
Georgia Series
Lord Xxxxxx High Yield Municipal Bond Fund
Lord Xxxxxx Intermediate Tax-Free Fund(7)
Michigan Series(6)
Pennsylvania Series
Lord Xxxxxx Research Fund, Inc.
Lord Xxxxxx America’s Value Fund
Lord Xxxxxx Growth Opportunities Fund
Lord Xxxxxx Large-Cap Core Fund
Small-Cap Value Series
Lord Xxxxxx Securities Trust
Lord Xxxxxx All Value Fund
Lord Xxxxxx Alpha Strategy Fund
Lord Xxxxxx International Core Equity Fund
Lord Xxxxxx International Opportunities Fund
Lord Xxxxxx Large-Cap Value Fund
Lord Xxxxxx Micro-Cap Growth Fund
Lord Xxxxxx Micro-Cap Value Fund
Lord Xxxxxx Value Opportunities Fund
Lord Xxxxxx Series Fund, Inc.
All Value Portfolio
America’s Value Portfolio
Bond-Debenture Portfolio
Growth and Income Portfolio
Growth Opportunities Portfolio
International Portfolio
Large-Cap Core Portfolio
Mid-Cap Value Portfolio
Lord Xxxxxx U.S. Government & Government Sponsored Enterprises Money Market Fund, Inc.
(6) At a meeting held on December 7, 2007, shareholders of the Lord Xxxxxx Minnesota Tax-Free Income Fund, Lord Xxxxxx Texas Tax-Free Income Fund, Lord Xxxxxx Washington Tax-Free Income Fund, Florida Series, and Michigan Series approved the reorganization of each Fund into Lord Xxxxxx National Tax-Free Income Fund. The reorganizations are expected to be completed on December 14, 2007.
(7) The Lord Xxxxxx Insured Intermediate Tax-Free Fund was renamed the Lord Xxxxxx Intermediate Tax-Free Fund.
