GUINNESS ATKINSON FUNDS AMENDMENT TO THE AMENDED AND RESTATED DISTRIBUTION AGREEMENT
GUINNESS
XXXXXXXX FUNDS
AMENDMENT
TO THE AMENDED AND RESTATED
THIS AMENDMENT dated this 17
day of May, 2006, to the Amended and Restated Distribution Agreement, dated
April 28, 2003, as amended August 23, 2005 and March 28, 2006, (the
“Agreement”), is entered by and among Guinness Xxxxxxxx Funds, a
Delaware statutory trust (the “Trust”), Guinness Xxxxxxxx Asset Management,
Inc., a Delaware corporation (the “Advisor”) and Quasar Distributors, LLC, a
Delaware limited liability company (the “Distributor”).
RECITALS
WHEREAS, the parties have
entered into an Amended and Restated Distribution Agreement; and
WHEREAS, the Trust desires to
change the fee schedule; and
WHEREAS, the Trust, the
Advisor and the Distributor desire to extend said Agreement to apply to the fee
schedule; and
WHEREAS, Section 10, paragraph
A of the Agreement allows for its amendment by a written instrument executed by
all parties.
NOW, THEREFORE, the parties
agree as follows:
Exhibit B
of the Agreement is hereby superseded and replaced with Exhibit B attached
hereto.
Except to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the
parties hereto have caused this Amendment to be executed by a duly authorized
officer on one or more counterparts as of the date and year first written
above.
GUINNESS
XXXXXXXX FUNDS
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QUASAR
DISTRIBUTORS, LLC
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By:
/s/Xxxxx X.
Xxxxxxxx
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By:
/s/Xxxxx X.
Xxxxxxxxx
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Name:
Xxxxx X.
Xxxxxxxx
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Name:
Xxxxx X.
Xxxxxxxxx
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Title:
President
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Title:
President
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GUINNESS
XXXXXXXX ASSET MANAGEMENT, INC
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By:
/s/Xxxxx X.
Xxxxxxxx
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Name:
Xxxxx X.
Xxxxxxxx
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Title:
CEO
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