AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENT
AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENT
Amendment No. 2 (this “Amendment No. 2”), dated as of August 30, 2023, by and between Atlantic Shareholder Services, LLC, a Delaware limited liability company (“Atlantic”), and The Advisors’ Inner Circle Fund III, a statutory trust organized under the laws of the State of Delaware (the “Trust”).
W I T N E S S E T H :
WHEREAS, effective as of May 31, 2021, Atlantic and the Trust entered into a Second Amended and Restated Transfer Agency Services Agreement (the “Agreement”);
WHEREAS, pursuant to Section 15(a) of the Agreement, each of Atlantic and the Trust desires that the Agreement be amended in accordance with the terms and conditions of this Amendment No. 2.
NOW, THEREFORE, in consideration of the premises and mutual agreements herein set forth, and intending to be legally bound hereby, the parties hereto agree that the Agreement shall be and hereby is amended as follows:
Section 1. | Defined Terms. Capitalized terms used but not defined herein shall have the meanings ascribed thereto in the Agreement. |
Section 2. | Amendment of Appendix A. Appendix A to the Agreement is amended and restated to read in its entirety as set forth in the Appendix A attached hereto. |
Section 3. | Agreement as Amended. The term “Agreement” as used in the Agreement shall be deemed to refer to the Agreement as amended hereby and this Amendment No. 2 shall be effective as of the date first above written. |
Section 4. | Full Force and Effect. If any term, provision, covenant or restriction of this Amendment No. 2 is held by a court of competent jurisdiction or other authority to be invalid, void or unenforceable, the remainder of the terms, provisions, covenants and restrictions of this Amendment No. 2, and the Agreement, shall remain in full force and effect and shall in no way be affected, impaired or invalidated. |
Section 5. | Governing Law. This Amendment No. 2 shall be deemed to be a contract made under the laws of the State of Delaware without giving effect to the principles of conflicts of law thereof. |
Section 6. | Execution in Counterparts. This Amendment No. 2 may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument. |
Section 7. | Ratification, Adoption and Approval. In all respects not inconsistent with the terms and provisions of this Amendment No. 2, the Agreement is hereby ratified, adopted, approved and confirmed. |
[Remainder of Page Intentionally Blank]
IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 2 to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written.
ATLANTIC SHAREHOLDER SERVICES, LLC | ||
By: /s/ Xxxxxxx Xxxxxx | ||
Name: Xxxxxxx Xxxxxx | ||
Title: Chief Executive Officer |
THE ADVISORS’ INNER CIRCLE FUND III | ||
By: /s/ Xxxxxxxxx X. Xxxxx | ||
Name: Xxxxxxxxx X. Xxxxx | ||
Title: Vice President & Assistant Secretary |
APPENDIX A: FUNDS OF THE TRUST
Fund Name | Class Name | CUSIP | Symbol | Applicable Fee Schedule |
PineBridge Dynamic Asset Allocation Fund |
Institutional Class Shares Investor Servicing Shares |
0077IX575 0077IX567 |
PDAIX PDAVX |
Schedule A |
CCT Thematic Equity Fund | Institutional Shares | 00000X000 | THMEX | Schedule A |
KBI Global Investors Aquarius Fund |
Institutional Shares Investor Shares |
00000X000 | KBIWX | Schedule A |
SouthernSun Small Cap Fund |
Class I Shares
Class N Shares |
00000X000
00000X000 |
SSSIX
SSSFX |
Schedule A |
SouthernSun U.S. Equity Fund |
Class I Shares
Class N Shares |
00000X000
00000X000 |
SSEIX
SSEFX |
Schedule A |
ARGA Emerging Markets Value Fund |
Institutional Class Investor Class |
00000X000 00000X000 |
ARMIX ARMVX |
Schedule A |
ARGA International Value Fund |
Institutional Class Investor Class |
00000X000 00000X000 |
ARVIX ARVVX |
Schedule A |
ARGA Value Fund | Institutional Class Investor Class |
00000X000 00000X000 |
ARUIX ARUVX |
Schedule A |
Barrow Hanley Emerging Markets Value Fund |
Class I Shares Class Y Shares |
00000X000 00000X000 |
BEMVX BEMYX |
Schedule A |
Barrow Hanley International Value Fund |
Class I Shares Class Y Shares |
00000X000 00000X000 |
BNIVX BNIYX |
Schedule A |
Xxxxxx Xxxxxx Concentrated Emerging Markets ESG Opportunities Fund |
Class I Shares
|
00000X000 | BEOIX | Schedule A |
Barrow Hanley Credit Opportunities | Class I Shares | 00000X000 | BCONX | Schedule A |
Barrow Hanley Floating Rate Fund | Class I Shares | 00000X000 | BFRNX | Schedule A |
Xxxxxx Xxxxxx Total Return Bond Fund | Class I Shares | 00000X000 | BTRIX | Schedule A |
Barrow Hanley US Value Opportunities Fund | Class I Shares | 00000X000 | BVOIX | Schedule A |