Exhibit (h)(3)(c) Addendum to Amended and Restated Transfer Agent Interactive Client Service Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward Funds
Exhibit (h)(3)(c)
Addendum to Amended and Restated Transfer Agent Interactive Client Service Agreement
Dated June 3, 2009
Between
ALPS Fund Services, Inc.
and
THIS ADDENDUM is made as of December 11, 2009 by and between ALPS Fund Services, Inc. (“ALPS”), and Forward Funds (the “Fund”).
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
WHEREAS, the Board of Trustees of the Fund approved on September 25, 2009, the liquidation of the Accessor Limited Duration U.S. Government Fund, a series of the Fund, effective as of December 11, 2009;
WHEREAS, in light of the foregoing, ALPS and the Fund wish to modify the provisions of the Agreement to reflect a revised Schedule I-B – List of Portfolios.
NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:
1. | Schedule I-B – List of Portfolios. Schedule I-B is replaced in its entirety with the attached Schedule I-B. |
2. | Remainder of the Agreement. All other provisions of the Agreement shall remain unchanged. |
IN WITNESS WHEREOF, this Addendum has been executed by a duly authorized representative of each of the parties hereto as of the date of the Addendum first set forth above.
ALPS Fund Services, Inc. | Forward Funds | |||||||
By: | By: | |||||||
Name: | Name: | |||||||
Title: |
Title: |
SCHEDULE I-B
To the Amended and Restated Transfer Agent Interactive Client Service Agreement
Accessor Series Fund List
As of December 11, 2009
Accessor Aggressive Growth Allocation Fund
Accessor Balanced Allocation Fund
Accessor Frontier Markets Fund
Accessor Growth Allocation Fund
Accessor Growth & Income Allocation Fund
Accessor Growth Fund
Accessor High Yield Bond Fund
Accessor Income Allocation Fund
Accessor Income & Growth Allocation Fund
Accessor Investment Grade Fixed-Income Fund
Accessor International Equity Fund
Accessor Mortgage Securities Fund
Accessor Small to Mid Cap Fund
Accessor Strategic Alternatives Fund
Accessor U.S. Government Money Fund
Accessor Value Fund