AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER by and among RIPPLEWOOD CHEMICAL HOLDING LLC, KRATON POLYMERS LLC, POLYMER HOLDINGS LLC and POLYMER ACQUISITION LLC Dated as of November 5, 2003, As amended and restated on December 23, 2003

EXECUTION COPY

Exhibit 2.1

CONFIDENTIAL TREATMENT REQUESTED

WITH RESPECT TO CERTAIN PORTIONS HEREOF

DENOTED WITH “***”

AMENDED AND RESTATED

AGREEMENT AND PLAN OF MERGER

by and among

RIPPLEWOOD CHEMICAL HOLDING LLC,

KRATON POLYMERS LLC,

POLYMER HOLDINGS LLC

and

POLYMER ACQUISITION LLC

Dated as of November 5, 2003,

As amended and restated on December 23, 2003

TABLE OF CONTENTS


		Page
ARTICLE I DEFINITIONS		1
Section 1.1.	Certain Definitions	1
Section 1.2.	Interpretation	7

ARTICLE II THE MERGER		7
Section 2.1.	The Merger	7
Section 2.2.	Effect on Interests	7
Section 2.3.	Merger Consideration	8
Section 2.4.	Merger Consideration Allocation	8
Section 2.5.	Closing	9
Section 2.6.	Effective Time	9
Section 2.7.	Effects of the Merger	9
Section 2.8.	Buyer Deliveries	9
Section 2.9.	Seller Actions and Deliveries	9
Section 2.10.	Approvals	10
Section 2.11.	Management Rollover	10
Section 2.12.	Further Assurances	10

ARTICLE III REPRESENTATIONS AND WARRANTIES OF SELLER		11
Section 3.1.	Due Organization	11
Section 3.2.	Authorization and Validity of Agreement	11
Section 3.3.	Non-Contravention	11
Section 3.4.	Governmental Approvals; Consents	12
Section 3.5.	KRATON Interests	12
Section 3.6.	Financial Statements	13
Section 3.7.	Absence of Changes	14
Section 3.8.	Real and Personal Properties	14
Section 3.9.	Contracts	15
Section 3.10.	Litigation	15
Section 3.11.	Compliance with Laws	15
Section 3.12.	Intellectual Property	16
Section 3.13.	Tax Matters	17
Section 3.14.	Labor and Employee Benefits	18
Section 3.15.	Environmental Matters	20
Section 3.16.	Guarantees	22
Section 3.17.	Finders; Brokers	22
Section 3.18.	Customers	22
Section 3.19.	Related Party Transactions	22
Section 3.20.	Insurance	22
Section 3.21.	Shell	22
Section 3.22.	Tangible Assets; Sufficiency of Assets	23
Section 3.23.	No Other Representations or Warranties	23
Section 3.24.	Expiration of Representations and Warranties	23


		Page
ARTICLE IV REPRESENTATIONS AND WARRANTIES OF BUYER AND MERGER SUB		23
Section 4.1.	Due Organization	23
Section 4.2.	Authorization and Validity of Agreement	24
Section 4.3.	Non-Contravention	24
Section 4.4.	Governmental Approvals; Consents	24
Section 4.5.	Litigation	24
Section 4.6.	Independent Decision	24
Section 4.7.	Financing	25
Section 4.8.	Finders; Brokers	25
Section 4.9.	Parent Business	25
Section 4.10.	No Prior Activities	25
Section 4.11.	No Other Representations or Warranties	25
Section 4.12.	Expiration of Representations and Warranties	26

ARTICLE V AGREEMENTS OF THE PARTIES		26
Section 5.1.	Interim Operation of the Business	26
Section 5.2.	Access to Information; Confidentiality	28
Section 5.3.	Reasonable Best Efforts; Cooperation; No Inconsistent Action	28
Section 5.4.	Public Announcements	30
Section 5.5.	Continuing Access to Records and Personnel	30
Section 5.6.	Employee Matters	30
Section 5.7.	Termination of Affiliate Arrangements	31
Section 5.8.	Termination and Pay-off of Senior Credit Facility and Mezzanine Notes; Lien Release	31
Section 5.9.	Financing	32
Section 5.10.	No Solicitation	32
Section 5.11.	Notification of Certain Matters	33
Section 5.12.	Competitively Sensitive Business	33
Section 5.13.	Title Policy	33
Section 5.14.	JSR Waiver	34
Section 5.15.	Shell Earnout	34
Section 5.16.	Limited Liability Provisions	34

ARTICLE VI CONDITIONS TO THE MERGER		34
Section 6.1.	Conditions Precedent to Obligations of Buyer, KRATON and Seller to Effect the Merger	34
Section 6.2.	Conditions Precedent to Obligation of Seller and KRATON to Effect the Merger	34
Section 6.3.	Conditions Precedent to Obligation of Buyer to Effect the Merger	35

ARTICLE VII TERMINATION		36
Section 7.1.	Termination Events	36
Section 7.2.	Effect of Termination	36

ARTICLE VIII MISCELLANEOUS		36
Section 8.1.	Notices	36


		Page
Section 8.2.	Expenses; Transfer Taxes	37
Section 8.3.	Non-Assignability	38
Section 8.4.	Amendment; Waiver	38
Section 8.5.	Third Parties	38
Section 8.6.	Governing Law	38
Section 8.7.	Specific Performance	38
Section 8.8.	Consent to Jurisdiction	38
Section 8.9.	Entire Agreement	39
Section 8.10.	Section Headings; Table of Contents	39
Section 8.11.	Severability	39
Section 8.12.	Counterparts	39
Section 8.13.	Schedules and Exhibits	39
Section 8.14.	Waiver of Jury Trial	39
Section 8.15.	No Survival	39

iii

Defined Terms



Affiliate		1

Aggregate Rollover Value		2

Agreement		1

Annual Financial Statements		13

Antitrust Division		29

Books and Records		30

Business		1

Business Day		2

Buyer		1

Buyer Material Adverse Effect		2

Cash Adjustments		2

CERCLA		20

Certificate of Merger		9

Change of Control Payments		2

Closing		9

Closing Company Debt		2

Closing Date		9

Code		2

Company		1

Company Benefit Plans		19

Company Debt		2

Company Employees		19

Company IP		16

Company Material Adverse Effect		2

Competitively Sensitive Business		25

Confidentiality Agreement		28

Consents		2

Damages		3

DLLCA		7

Effective Time		9

Employee Plans		19

Environment		3

Environmental Law		3

Environmental Liabilities and Costs		3

EPA		20

ERISA		18

Exchange Act		3

Financial Statements		13

Financing		32

FTC		29

Governmental Antitrust Authority		3

Governmental Entity		4

Ground Leased Property		4

Xxxx-Xxxxx Act		12

Hazardous Substance		4

Indebtedness		4

Interim Balance Sheet		13

Interim Financial Statements		13

IRS		4

KRATON		1

Kraton do Brasil		15

KRATON Interests		4

Law		4

Leased Real Property		14

Lien		4

Management Cash Entitlement		5

Management Loan		4

Material Company Assets		14

Material Contract		15

Material Customers		22

Merger		1


Merger Consideration		8

Merger Sub		1

Mezzanine Notes		4

Obligations		5

Order		5

Other Competition Laws		5

Owned Real Property		14

Paulinia Site		5

Permits		15

Permitted Liens		14

Person		5

RCRA		20

Real Property		14

Reinvesting Manager		5

Related Party		5

Release		5

Required Consents		34

Rollover Letter Agreements		6

Rollover Value		6

XXXX		20

Seller		1

Seller’s Knowledge		6

Senior Credit Facility		6

Shell		2

Shell Transaction		6

Subsidiaries		6

Subsidiary		6

Surviving Entity		7

Tax Returns		17

Taxes		17

Title Policy		33

Transactions		6

U.S. GAAP		6

Schedules


Schedule A		Persons with Seller’s Knowledge
Schedule B		Exceptions to Company Debt
Schedule C		Paulinia Site
Schedule 2.3(a)(ii)		Penalty Fee
Schedule 2.4		Merger Consideration Allocation
Schedule 3.3		Company Contractual Consents
Schedule 3.3(b)		Change of Control Payments
Schedule 3.4		Company Governmental Consents
Schedule 3.5		Owned Subsidiaries and Securities
Schedule 3.6		Financial Statements
Schedule 3.6(a)		Undisclosed Liabilities
Schedule 3.7		Exceptions to Absence of Changes
Schedule 3.7(ii)		Operations Exceptions
Schedule 3.8(a)		Exceptions to Real and Personal Properties
Schedule 3.8(b)		Owned Real Property
Schedule 3.8(c)		Leased and Subleased Real Property
Schedule 3.9		Exceptions to Contracts
Schedule 3.9(b)		Material Contracts
Schedule 3.10		Litigation
Schedule 3.11		Exceptions to Licenses, Permits and Compliance with Laws
Schedule 3.12(a)		Intellectual Property and Material IP Agreements
Schedule 3.12(b)		Exceptions and Encumbrances to Intellectual Property
Schedule 3.12(c)		Exceptions to Use of Intellectual Property
Schedule 3.13		Exceptions to Tax Filings
Schedule 3.14(a)		Labor Controversies
Schedule 3.14(b)		Employee Benefit Plans
Schedule 3.14(b)(v)		Pension Plan Funding
Schedule 3.14(b)(vi)		Exceptions to Triggered Entitlement or Acceleration of Benefits
Schedule 3.14(b)(vii)		Employee Loans
Schedule 3.15		Exceptions to Environmental Compliance, Licenses and Permits
Schedule 3.16		Guarantees
Schedule 3.17		Finders; Brokers
Schedule 3.18		Material Customers
Schedule 3.19		Exceptions to Related Party Transactions
Schedule 3.20		Material Insurance
Schedule 3.21(b)		Material Shell Claims
Schedule 3.22(a)		Exceptions to Tangible Assets
Schedule 4.3		Buyer Contractual Consents
Schedule 4.4		Buyer Governmental Consents
Schedule 4.5		Litigation
Schedule 5.1		Exceptions to Interim Operation of the Business
Schedule 5.1(e)		Capital Expenditure Projections
Schedule 5.1(t)		Payments of Principal and Interest
Schedule 5.3(a)		Estoppel Certificates


Schedule 5.6		Exceptions to Continuing Benefits
Schedule 5.7		Affiliate Arrangements Remaining After Closing
Schedule 5.9(a)		Financing Cooperation
Schedule 6.1(b)		Primary Governmental Consents
Schedule 6.3(e)		Closing Condition Consents

Exhibits


Exhibit A		Certificate of Formation of KRATON
Exhibit B		Limited Liability Company Agreement of KRATON
Exhibit C		Commitment Letters

vii

AMENDED AND RESTATED

AGREEMENT AND PLAN OF MERGER

This Amended and Restated Agreement and Plan of Merger, dated as of November 5, 2003, and as amended and restated on December 23, 2003 (hereinafter this “Agreement”), is made between Ripplewood Chemical Holding LLC, a Delaware limited liability company (“Seller”), KRATON Polymers LLC, a Delaware limited liability company (“KRATON”), Polymer Holdings LLC (formerly TPG Polymer Holdings, LLC), a Delaware limited liability company (“Buyer”), and Polymer Acquisition LLC (formerly TPG Polymer Acquisition, LLC), a Delaware limited liability company (“Merger Sub”).

W I T N E S S E T H:

WHEREAS, Seller wholly owns KRATON which, together with its Subsidiaries (KRATON and its Subsidiaries, collectively, the “Company”), is engaged, inter alia, in the global production, marketing and sale of styrenic block copolymer products (the businesses as conducted by the Company on the date of this Agreement, collectively, the “Business”);

WHEREAS, at the Effective Time (as defined herein) and subject to the terms and conditions of this Agreement, the parties intend to effect a merger of Merger Sub with and into KRATON, with KRATON being the Surviving Entity (as defined herein) (the “Merger”), resulting in KRATON becoming a wholly-owned direct subsidiary of Buyer;

WHEREAS, the parties hereto entered into the Agreement and Plan of Merger, dated as of November 5, 2003 (the “Original Merger Agreement”) and they now desire to amend and restate the Original Merger Agreement to provide, among other things, for the continued investment by certain employees of the Company in the Company; and

WHEREAS, all references herein to “the date hereof” or “the date of this Agreement” shall be deemed to refer to November 5, 2003;

NOW, THEREFORE, in consideration of the premises and the mutual promises contained herein and for good and valuable consideration, the receipt and sufficiency of which are acknowledged, the parties hereby agree as follows:

ARTICLE I

DEFINITIONS

Section 1.1. Certain Definitions. As used in this Agreement, the following terms will have the respective meanings set forth below:

“Affiliate” of a Person means a Person that directly or indirectly, through one or more intermediaries, controls, is controlled by, or is under common control with, the first mentioned Person. For purposes of this definition, “control” shall mean the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of an entity, whether through the ownership of voting securities, by contract or otherwise. For purposes of this Agreement, Royal Dutch Petroleum Company, The Shell Transport and Trading

Company, plc, and their respective Subsidiaries (collectively, “Shell“) shall not be deemed to be “Affiliates” of Seller or the Company.

“Aggregate Rollover Value“ shall mean the sum of the Rollover Values with respect to all Reinvesting Employees.

“Business Day” means any day other than a Saturday or Sunday or any day banks in the State of New York are authorized or required to be closed.

“Buyer Material Adverse Effect” shall mean any change or effect that would materially adversely impair or impact Buyer’s ability to perform its obligations hereunder.

“Cash Adjustments” shall mean (1) the sum of (i) the excess, if any, of Fifty Five Million Six Hundred Thousand Dollars (US$55,600,000) over the actual amount of cash of the Company as of September 30, 2003 and (ii) any cash distributions, payments in respect of Company Debt, or any payments to a Related Party made (or agreed to be made) to the extent that (A) such payments are made (or such agreements are entered into) from and after the date hereof in breach of subsections 5.1(d), 5.1(j), 5.1(t) or 5.1(u) or (B) except as set forth on Schedule 3.7(ii) (only insofar as it relates to actions described in 5.1(u)), such payments or distributions have been made (or such agreements are entered into) since September 30, 2003 and prior to the date hereof and would have been (in the absence of the consent of the Buyer) in breach of subsections 5.1(d), 5.1(j), 5.1(t) or 5.1(u), less (2) $1,500,000.

“Change of Control Payments” shall mean any payments that are required to be paid by the Company upon the execution of this Agreement or the consummation of the Transactions contemplated herein.

“Closing Company Debt” shall mean Company Debt as of the Closing Date.

“Code” means the Internal Revenue Code of 1986, as amended.

“Company Debt” shall mean, as of any date, the total Indebtedness of the Company as of such date, excluding (i) any Indebtedness owing by the Company to KRATON or any of its Subsidiaries and (ii) any Indebtedness of the Company set forth on Schedule B.

“Company Material Adverse Effect” means, when used in connection with KRATON or any of its Subsidiaries, a material adverse effect on the business, financial condition or results of operations of it and its Subsidiaries taken as a whole, excluding any effects related to or resulting from, after the date hereof, (i) events affecting the United States, European or global economy or capital or financial markets generally, (ii) changes in conditions in the petrochemical industry, (iii) changes in U.S. GAAP, or in the authoritative interpretations thereof or in regulatory guidance related thereto, (iv) earthquakes or similar catastrophes, or acts of war, sabotage, terrorism, military action or any escalation or worsening thereof, or (v) this Agreement, the announcement thereof and the Transactions.

“Consents” means consents, approvals, authorizations, permits, clearances, exemptions and notices.

“Damages” means any liabilities, penalties, fines, assessments, deficiencies, losses, judgments, liens, settlement payments, costs, expenses and fees, including, without limitation, loss in property value, fees of counsel, technical consultants, experts and contractors, and interest charges.

“Environment” means any ambient, workplace or indoor air, surface water, drinking water, groundwater, land surface, subsurface strata, river sediment, plant or animal life, natural resources, workplace, and real property and, the physical buildings, structures, improvements and fixtures thereon, including, without limitation, the sewer septic, waste treatment, wastewater treatment, storage and disposal systems servicing the properties.

“Environmental Law” means any applicable Law relating to: (a) the protection, conservation, management or assessment of the Environment, including without limitation, pollution, contamination, cleanup, preservation, protection, and reclamation of the Environment; (b) human health and safety, including, without limitation, occupational health and safety and the exposure of employees and other persons to any Hazardous Substance; (c) any Release or threatened Release, including, without limitation, investigation, study, assessment, testing, monitoring, containment, removal, remediation, cleanup and abatement of such Release or threatened Release; (d) the management of any Hazardous Substance including, without limitation, the manufacture, generation, processing, use, registration, distribution into commerce, handling, storage, disposal, transportation or recycling of any Hazardous Substance; and (e) to the extent relating to the protection of human health or the Environment, the physical structure or condition, or appropriate use, of a building, facility, fixture or other structure.

“Environmental Liabilities and Costs” means any Damages: (a) arising from or relating to any claim pursuant to Environmental Law for personal injury, property damage, damage to natural resources or the Environment, or the presence, or threatened or actual Release, of Hazardous Substances (whether based on negligent acts or omissions, statutory liability or strict liability without fault or otherwise), whether in connection with the business and operations of the Company, the Real Property or any real property previously owned, leased or operated by the Company, or the activities or operations presently or previously conducted thereon by the Company; (b) arising from or relating to any investigation, study, assessment, testing, monitoring, containment, removal, remediation, response, cleanup or abatement of the presence, or any threatened or actual Release, of any Hazardous Substance, whether on-site or off-site, in connection with the Real Property or any real property previously owned, leased or operated by the Company, or the activities or operations conducted thereon; or (c) incurred by reason of the failure to comply with any applicable Environmental Law, including without limitation: (i) any fines and penalties assessed, levied or asserted against the Company; and (ii) any Damages necessary to enable the Company to comply with all applicable Environmental Laws currently in effect and requiring compliance as of the Closing.

“Exchange Act” means the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder.

“Governmental Antitrust Authority” means any Governmental Entity with regulatory jurisdiction over any Consent required for the consummation of the Transactions, under the Xxxx-Xxxxx Act and under Other Competition Laws.

“Governmental Entity” means any federal, state, local, domestic or foreign government or any court of competent jurisdiction, regulatory or administrative agency or commission, including the European Commission, or other governmental authority or instrumentality, whether federal, state, local, domestic or foreign.

“Ground Leased Property” means the following plant facilities operated by KRATON or its Subsidiaries pursuant to a ground lease: (a) Berre, France; (b) Pernis, the Netherlands; (c) Kashima, Japan; and (d) Wesseling, Germany.

“Hazardous Substance” means any pollutant, contaminant, constituent, chemical, mixture, raw material, intermediate, product or by product, petroleum or any fraction thereof, asbestos or asbestos-containing-material, polychlorinated biphenyls, urea formaldehyde foam insulation, or toxic, radioactive, infectious, disease-causing or hazardous substances, materials, wastes or agents, including, without limitation, all substances, materials or wastes which are identified as “hazardous” or any other term of similar import, or regulated, under any Environmental Law.

“Indebtedness” of any Person shall mean at any date, without duplication, (a) all Obligations of such Person for borrowed money, (b) all Obligations of such Person evidenced by bonds, debentures, notes or similar instruments, (c) all Obligations of such Person to pay the deferred purchase price of property or services, except trade accounts payable or accruals arising in the ordinary course of business, (d) all Obligations of such Person as lessee that are capitalized in accordance with applicable generally accepted accounting principles, and (e) all Obligations of such Person with respect to any financial hedging arrangements.

“IRS” shall mean the Internal Revenue Service or any successor thereof.

“KRATON Interests” means the outstanding units of limited liability company interest in KRATON.

“Law” means any federal, state, local, domestic or foreign statute or law, including common law, or ordinance, rule, regulation, code, enactment or other statutory or legislative provision.

“Lien” means, with respect to any asset, (a) any mortgage, deed of trust, claim, lien, pledge, hypothecation, encumbrance, charge or security interest, (b) the interest of a vendor or a lessor under any conditional sale agreement, capital lease or title retention agreement (or any financing lease having substantially the same economic effect as any of the foregoing) and (c) any purchase option, call, right of first refusal, or similar right of a third party.

“Management Loan” shall mean any loan made by the Company to a manager of the Company pursuant to the KRATON Management Equity Program to finance the indirect investment in the Company by such manager.

“Mezzanine Notes” means the 13% Senior Subordinated Notes due 2011 of KRATON and KRATON Polymers Capital Corporation.

“Obligations” shall mean with respect to any Indebtedness, any principal, interest, penalties, fees, guarantees, reimbursements, damages, costs of unwinding and other liabilities payable under the documentation governing any Indebtedness.

“Order” means any judicial or administrative judgment, decision, decree, order, settlement, injunction, writ, stipulation, determination or award, in each case to the extent legally binding.

“Other Competition Laws” means all (i) non-U.S. Laws intended to prohibit, restrict or regulate actions having an anti-competitive effect or purposes, including, but not limited to, competition, restraint of trade, anti-monopolization, merger control or anti-trust Laws together with (ii) any related Laws, including, but not limited to, non-U.S. anti-takeover laws.

“Paulinia Site“ shall mean the land and buildings in Paulinia, Brazil, where the Company operates its plant facility, more specifically described on Schedule C.

“Person” means an individual, corporation, partnership, limited liability company, association, trust, incorporated organization, other entity or group (as defined in Section 13(d)(3) of the Exchange Act), including any Governmental Entity.

“Reinvesting Employee” shall mean each manager or employee of the Company who has executed an Acceptance of Offer to Acquire Units of KRATON Management LLC in the form attached to his or her Rollover Letter Agreement, electing to continue his or her indirect equity investment in the Company pursuant to the terms thereof.

“Reinvesting Employee Cash Entitlement” shall mean the amount of the Cash Merger Consideration that a Reinvesting Employee would have been entitled to receive on or after the Closing Date in connection with the Transaction pursuant to the terms hereof in respect of his or her indirect equity investment in the Company, had the transactions contemplated by the Rollover Letter Agreements described in Section 2.11 hereof not been effected (i.e., for purposes of this definition, the aforementioned Cash Merger Consideration shall be determined assuming that the Aggregate Rollover Value is zero).

“Related Party” means, with respect to any specified Person: (a) any Affiliate of such specified Person; (b) any Person that serves as a director, officer, partner, executor or trustee (or in similar capacity) of such Person; (c) any Person with respect to which such specified Person serves as a general partner or trustee (or in a similar capacity); and (d) any relative or spouse (or relative of such spouse) who resides with, or is a dependent of, any Related Person described in clauses (a), (b) or (c) of this definition. With respect to the Seller or the Company, Kraton JSR Elastomers K.K. and Societal S.A. shall not be considered Affiliates for purposes of the definition of “Related Party.”

“Release” means any spill, discharge, leak, emission, injection, escape, dumping, leaching, dispersal, emanation, migration or release of any kind whatsoever of any Hazardous Substance, or noxious noise or odor, at, in, on, into or onto the Environment, including, without limitation, the movement of any Hazardous Substance through or in the Environment, the abandonment or discard of barrels, containers, tanks or other receptacles containing or previously

containing any Hazardous Substance, or any release, emission or discharge as those terms are defined in any Environmental Law.

“Rollover Letter Agreements” shall mean the letter agreements among TJ Chemical Holdings LLC and the managers or employees of the Company who have executed the Acceptance of Offer to Acquire Units of KRATON Management LLC attached thereto, as accepted by Seller and Ripplewood Chemical Management LLC.

“Rollover Value” shall mean, with respect to a Reinvesting Employee, his or her Reinvesting Employee Cash Entitlement, which such Reinvesting Employee has elected to roll-over into an investment in TJ Chemical Holdings LLC pursuant to the Rollover Letter Agreements, less without duplication (A) principal of, and accrued interest through the Closing Date on, any Management Loan held by such Reinvesting Employee, (B) an additional 20% of principal of, and accrued interest through the Closing Date on, any Management Loan held by such Reinvesting Employee, and (C) the Hold-Back Amount (as defined in such Reinvesting Employee’s Rollover Letter Agreement) as advised by Seller to Buyer prior to the Closing Date, as calculated by Seller based upon the details of each Reinvesting Employee’s rollover election pursuant to the Rollover Letter Agreements provided by Buyer to Seller prior to the Closing Date.

“Seller’s Knowledge” means the actual knowledge of the Persons listed on Schedule A hereto.

“Senior Credit Facility” means the Credit Agreement, dated as of February 28, 2001, among KRATON, Seller, The Chase Manhattan Bank, as Administrative Agent and the other lenders party thereto.

“Shell Transaction” means KRATON’s acquisition of its present Subsidiaries pursuant to (i) the Master Sale Agreement, dated as of August 31, 2000, as amended, between Shell Oil Company, Shell Elastomers, Inc. and KRATON and (ii) the Sale Agreement, dated as of October 20, 2000, as amended, between Shell Petroleum N.V. and KRATON.

“Subsidiary” or “Subsidiaries” of Buyer, Seller or any other Person means any corporation, partnership, joint venture or other legal entity of which Buyer, Seller or such other Person, as the case may be (either alone or through or together with any other Subsidiary), owns, directly or indirectly, 50% or more of the stock or other equity interests the holder of which is generally entitled to vote for the election of the board of directors or other governing body of such corporation or other legal entity; provided however, that Kraton JSR Elastomers KK and Societal S.A. shall be deemed not to be Subsidiaries of KRATON or the Company for purposes of this Agreement.

“Transactions” means the transactions contemplated by this Agreement.

“U.S. GAAP” means United States generally accepted accounting principles as of the date hereof.

Section 1.2. Interpretation. When reference is made in this Agreement to a Section, such reference shall be to a Section of this Agreement unless otherwise indicated. The headings contained in this Agreement are for convenience of reference purposes only and shall not affect in any way the meaning or interpretation of this Agreement. Whenever the words “include”, “includes” or “including” are used in this Agreement, they shall be deemed to be followed by the words “without limitation.” Whenever the word “contemplated” is used in this Agreement, it shall be deemed to be preceded by the word “expressly.” This Agreement shall be construed without regard to any presumption or rule requiring construction or interpretation against the party drafting or causing any instrument to be drafted.

ARTICLE II

THE MERGER

Section 2.1. The Merger. (a) At the Effective Time (as defined herein), in accordance with this Agreement and the Delaware Limited Liability Company Act (the “DLLCA”), Merger Sub shall be merged with and into KRATON in the Merger, the separate existence of Merger Sub shall cease and KRATON shall continue as the surviving entity (the “Surviving Entity”) and as a wholly owned subsidiary of Buyer. From and after the Effective Time, the Surviving Entity shall possess all the rights, privileges, immunities and franchises, of a public as well as a private nature, and shall be subject to all liabilities, obligations and penalties of KRATON and Merger Sub all with the effect set forth in the DLLCA. The certificate of formation and the limited liability company agreement of KRATON as in effect immediately prior to the Effective Time, attached hereto as Exhibit A and B respectively, shall be the certificate of formation and the limited liability company agreement of the Surviving Entity. The directors of Merger Sub immediately prior to the Effective Time shall be the directors of the Surviving Entity and the officers of KRATON immediately prior to the Effective Time shall be the officers of the Surviving Entity, in each case until his or her successor is duly elected and qualified, or until his or her earlier death, resignation or removal in accordance with the Surviving Entity’s certificate of formation and limited liability company agreement.

Section 2.2. Effect on Interests.

(a) At the Effective Time, each unit of limited liability company interest of Merger Sub issued and outstanding immediately prior to the Effective Time shall by virtue of the Merger and without any action on the part of the holder thereof be converted into and thereafter evidence one (1) validly issued, fully paid and nonassessable unit of limited liability company interest of the Surviving Entity (collectively, “Surviving Entity Interests”).

(b) At the Effective Time, the KRATON Interests issued and outstanding immediately prior to the Effective Time shall by virtue of the Merger and without any action on the part of the holder thereof be converted into and thereafter evidence the right to receive the Merger Consideration as set forth in Section 2.3. Each KRATON Interest issued and outstanding immediately prior to the Effective Time, when converted in accordance with this Section 2.2(b), shall no longer be outstanding and shall automatically be canceled and shall cease to exist.

(c) At the Effective Time, each holder of KRATON Interests shall cease to have any rights with respect to the KRATON Interests, except the right to receive cash payable in

accordance with Section 2.3. Payment of the Merger Consideration pursuant to Section 2.3 shall be deemed to have been paid in full satisfaction of all rights pertaining to the KRATON Interests converted in the Merger in accordance with Section 2.2(b).

Section 2.3. Merger Consideration.

(a) Amount of Merger Consideration. The aggregate consideration paid for the KRATON Interests issued and outstanding immediately prior to the Effective Time (the “Merger Consideration”) shall consist of (I) Eight Hundred Fifteen Million Dollars ($815,000,000) in cash, (i) less the sum of (a) Closing Company Debt, (b) all out-of-pocket third party legal, investment banking and other advisory costs and expenses incurred by the Company on or prior to the Closing Date in connection with the Transactions, except for such amounts that shall have been paid on or prior to September 30, 2003 and amounts which have been or are required to be paid or reimbursed by Buyer pursuant to Section 5.9, (c) 50% of all Change of Control Payments under the KRATON Polymers US LLC Benefit Restoration Plan (Pension) or KRATON Polymers US LLC Benefit Restoration Plan (Savings) to the extent such payments are payable at the Closing Date and 100% of all other Change of Control Payments and (d) Cash Adjustments (if any), (ii) plus, if the Penalty Condition is met and the Closing is delayed beyond January 15, 2004, the amount set forth on Schedule 2.3(a)(ii) in respect of periods during which the Penalty Condition is met, and (iii) less the Aggregate Rollover Value (such cash amount described in this clause (I), the “Cash Merger Consideration”), and (II) that number of units (which may be a fraction of a unit) of Surviving Entity Interests (the “KRATON Rollover Interests”) equal to the product of (i) the number of units of limited liability company interests of Merger Sub issued and outstanding immediately prior to the Effective Time, multiplied by (ii) a fraction, of which the numerator is the Aggregate Rollover Value, and of which the denominator is the Cash Merger Consideration. The “Penalty Condition” shall mean that all conditions to Closing set forth in Sections 6.1 and 6.3 shall have been satisfied or waived (other than those that by their terms cannot be satisfied prior to the Closing), other than the condition set forth in Section 6.3(d), unless the Seller shall have failed in any material respect to fulfill its covenants and agreements set forth in Section 5.9.

(b) Payment/Delivery of Merger Consideration. On the Closing Date, in full satisfaction of the KRATON Interests, (i) Buyer shall pay, or shall cause to be paid, the Cash Merger Consideration in immediately available federal funds to such bank accounts, in the United States, as shall be designated by Seller in writing at least one Business Day prior to Closing, and (ii) Buyer shall be deemed to deliver to the Seller all of the KRATON Rollover Interests.

Section 2.4. Merger Consideration Allocation. That portion of the Merger Consideration attributable to the U.S. inventory, U.S. accounts receivable, U.S. due from related parties, other U.S. net assets and stock of foreign subsidiaries of KRATON shall be initially allocated among such items in the manner described in the attached Schedule 2.4. Subsequent to the date hereof, Buyer and Seller shall mutually agree on the retention by the Company of an independent appraisal firm to provide for a more specific allocation of the Merger Consideration, including but not limited to the U.S. inventory and the stock of foreign subsidiaries. If the appraisal of U.S. inventory and/or the appraisal of the stock of foreign subsidiaries exceeds the U.S. inventory amount set forth on Schedule 2.4 or $255,000,000 with respect to the stock of

foreign subsidiaries, Buyer and Seller shall mutually agree on the amount of the increased allocation to such items. The remaining portion of the Merger Consideration (and all other capitalized costs) shall be allocated to the remaining U.S. fixed assets and goodwill of KRATON in accordance with Section 1060 of the Code, and Treasury regulations thereunder (and any similar provision of state, local or foreign law, as appropriate). Seller and Buyer, and each of their respective Affiliates, shall report, act and file all tax returns required by any Governmental Entity (including, but not limited to, IRS Form 8594) in all respects and for all purposes consistent with the allocation resulting from the procedures set forth in this Section 2.4. Neither Seller nor Buyer shall take any position (whether in audits, tax returns or otherwise) that is inconsistent with such allocation unless required to do so by applicable Law.

Section 2.5. Closing. Unless this Agreement shall have been terminated and the Transactions shall have been abandoned pursuant to Article VII hereof, the closing of the Transactions (the “Closing”) shall take place at the offices of Xxxxxxx Xxxxxxx & Xxxxxxxx LLP, at 10:00 a.m., New York City time, on the second Business Day after all of the conditions to the Closing set forth in Article VI hereof are satisfied or waived (other than those that by their terms cannot be satisfied prior to the Closing, but subject to the fulfillment or waiver of such conditions at the Closing), or such other date, time and place as shall be agreed upon by Seller and Buyer (the actual date being herein called the “Closing Date”).

Section 2.6. Effective Time. Upon the terms and subject to the conditions of this Agreement, as soon as practicable at or after the Closing, the parties hereto shall deliver to the Secretary of State of the State of Delaware a certificate of merger (the “Certificate of Merger”) and shall make all other filings or recordings as may be required under the DLLCA and any other applicable Law in order to effect the Merger. The Merger shall become effective at the time of filing the Certificate of Merger with the Secretary of State of the State of Delaware in accordance with the DLLCA or at such later time as the parties hereto may agree and as is provided in the Certificate of Merger. The date and time at which the Merger shall so become effective is herein referred to as the “Effective Time”.

Section 2.7. Effects of the Merger. The Merger shall have the effects set forth in Section 18-209 of the DLLCA.

Section 2.8. Buyer Deliveries. At the Closing, Buyer shall deliver or cause to be delivered (a) the Merger Consideration as provided in Section 2.3(b) hereof and (b) such documents and instruments set forth in Section 6.2 and otherwise as counsel for Buyer and Seller mutually agree to be reasonably necessary to consummate the Transactions.

Section 2.9. Seller Actions and Deliveries. At the Closing, Seller shall cause the Company to pay and settle in full all outstanding Company Debt, including the Senior Credit Facility and Mezzanine Notes, and Seller shall deliver, or cause KRATON to deliver, to Buyer:

(a) a good standing certificate from the Secretary of State of the State of Delaware for KRATON dated as of a date no more than five Business Days prior to the Closing Date;

(b) certificates representing all of the KRATON Interests, free and clear of all Liens, duly surrendered for conversion into the Merger Consideration;

(c) a certificate stating that, as of the Closing Date, Seller is not a foreign person, as defined in Treasury Regulations section 1.1445-2(b)(2)(i), such certification to be in form similar to that described in section 1.1445-2(b)(2)(iv)(B) of that regulation, including the additional language relating to Seller not being a disregarded entity described by Treasury Regulations section 1.1445-2(b)(2)(iii); and

(d) such other documents and instruments set forth in Section 6.3 and otherwise as counsel for Buyer and Seller mutually agree to be reasonably necessary to consummate the Transactions.

Section 2.10. Approvals. Each of Buyer and Seller hereby approves and consents to this Agreement and the Merger for all purposes of the DLLCA.

Section 2.11. Rollover.

As contemplated by the Rollover Letter Agreements, immediately following the Effective Time:

(a) Seller shall be deemed to distribute the KRATON Rollover Interests to Ripplewood Chemical Management LLC, which shall immediately thereafter be deemed to distribute the KRATON Rollover Interests to the Reinvesting Employees, with each Reinvesting Employee receiving that proportion of the KRATON Rollover Interests that his or her Rollover Value bears to the Aggregate Rollover Value;

(b) immediately thereafter, each Reinvesting Employee shall be deemed to contribute his or her KRATON Rollover Interests to KRATON Management LLC in exchange for a number of membership units of KRATON Management LLC determined by dividing that Reinvesting Employee’s Rollover Value by the value of a membership unit of TJ Chemical Holdings LLC, as determined in good faith by the board of directors of TJ Chemical Holdings LLC;

(c) immediately thereafter, KRATON Management LLC shall be deemed to contribute the KRATON Rollover Interests to TJ Chemical Holdings LLC in exchange for a number of membership units of TJ Chemical Holdings LLC equal to the aggregate number of membership units of KRATON Management LLC issued to the Reinvesting Employees;

(d) immediately thereafter, TJ Chemical Holdings LLC shall be deemed to contribute the KRATON Rollover Interests to Buyer; and

(e) immediately thereafter, Buyer shall be deemed to contribute the KRATON Rollover Interests to KRATON, which thereupon shall be deemed to cancel the KRATON Rollover Interests.

Section 2.12. Further Assurances.

Upon request from time to time, Seller or Buyer shall execute or cause its Subsidiaries to execute and deliver all documents, take all rightful oaths, and do all other acts that may be reasonably necessary or desirable, in the reasonable opinion of counsel for Buyer or Seller, as the case may be, to perfect or record the title of Buyer, or any successor of Buyer, to the assets transferred or to be transferred under this Agreement, or to aid in the prosecution, defense, or other litigation of any rights arising from said transfer (provided that Buyer or Seller, as the case may be, shall reimburse Seller or Buyer and their respective Affiliates for all reasonable out-of-pocket costs and expenses resulting from any such request in connection with litigation matters). In addition, if after the Closing Date it is determined within 45 days that the Merger Consideration had been erroneously computed, Buyer and Seller shall cooperate in good faith to make appropriate adjustments thereto.

ARTICLE III

REPRESENTATIONS AND WARRANTIES OF SELLER

Seller represents and warrants to Buyer that:

Section 3.1. Due Organization. Each of Seller and KRATON is duly formed, validly existing and in good standing under the laws of the jurisdiction of its formation. Each of Seller and KRATON has the requisite power and authority to own, lease and operate the properties used in its business and to carry on its business as presently conducted. Except as would not have a Company Material Adverse Effect, (i) each of the Subsidiaries of KRATON is duly formed, validly existing and in good standing under the laws of the jurisdiction of its incorporation or formation, as applicable, and (ii) each of the Subsidiaries of KRATON has the requisite power and authority to own, lease and operate the properties used in its business and to carry on its business as presently conducted. KRATON and each of the Subsidiaries of KRATON is duly authorized, qualified or licensed to do business as a foreign corporation and is in good standing in every jurisdiction wherein, by reason of the nature of the Business, the failure to be so qualified would have a Company Material Adverse Effect.

Section 3.2. Authorization and Validity of Agreement. This Agreement and the consummation of the Transactions have been duly authorized by all requisite limited liability company or other action of each of Seller and KRATON, and each of Seller and KRATON has full limited liability company power and authority to execute and deliver this Agreement and to perform its obligations hereunder. This Agreement has been duly executed and delivered by each of Seller and KRATON, and constitutes a valid and legally binding obligation of each of Seller and KRATON, enforceable in accordance with its terms except as enforceability may be (i) limited by bankruptcy, insolvency or other similar laws affecting the enforcement of creditor’s rights, or (ii) subject to general principles of equity.

Section 3.3. Non-Contravention. The execution and delivery of this Agreement by each of Seller and KRATON and the consummation by each of Seller and KRATON of the Transactions will not (a) violate or conflict with any provision of the certificate of formation or limited liability company agreement or other constituent document of Seller or the Company and (b) assuming that all Consents set forth on Schedule 3.3 and Schedule 3.4 hereto have been obtained or made, will not (1) violate any Law or Order to which Seller or the Company is subject, or (2) result in any breach or creation of any Lien or constitute any default (with or

without the giving of notice or the lapse of time or both), or give rise to any right of termination, cancellation or acceleration under any contract, indenture, mortgage, lease, note or other agreement or instrument to which Seller or the Company is subject or is a party, except for any such violation, conflict, breach, default or creation of any lien, charge, encumbrance, right or modification which would not have a Company Material Adverse Effect. Except as set forth on Schedule 3.3(b), the Company is not obligated to make any Change of Control Payments.

Section 3.4. Governmental Approvals; Consents. No claim, legal action, suit, arbitration, governmental investigation, or other legal, judicial or administrative proceeding is pending or, to Seller’s Knowledge, threatened against Seller or the Company which would prevent or delay the Transactions. Except as set forth in Schedule 3.4 hereto and except for the requirements of the Xxxx-Xxxxx-Xxxxxx Antitrust Improvements Act of 1976, as amended (the “Xxxx-Xxxxx Act”), no Consent of any Governmental Entity is or has been required on the part of Seller or the Company in connection with the execution and delivery of this Agreement or the consummation of the Transactions, other than such Consents that if not obtained or made would not, in the aggregate, have a Company Material Adverse Effect or which have been obtained.

Section 3.5. KRATON Interests.

(a) The entire authorized equity interests of KRATON consists of 1,000 units of limited liability company interests, of which the only outstanding interests are the KRATON Interests (which are 100 units of limited liability company interests). The KRATON Interests have been validly issued and are fully paid and nonassessable and are owned by Seller free and clear of all Liens, other than those that will be released on or prior to the Closing Date or those created by Buyer. Except as contemplated pursuant to this Agreement, there are no outstanding options, warrants or other rights of any kind relating to the sale, issuance or voting of any KRATON Interests or any securities convertible into or evidencing the right to purchase any KRATON Interests.

(b) Except as indicated on Schedule 3.5 hereto, neither Seller nor KRATON has any Subsidiaries or owns or holds of record and/or beneficially any shares of any class of capital stock of any corporation, or any ownership or other equity interests in any limited liability companies, partnerships, business trusts or joint ventures or other legal entity.

(c) Schedule 3.5 sets forth for each Subsidiary of KRATON (i) its name and jurisdiction of formation and (ii) the amount and type of issued and outstanding shares or other equity interests (together with the names of the holders thereof, and the amount held by each such holder). Except as set forth on Schedule 3.5, all of the issued and outstanding capital stock of each Subsidiary of KRATON has been duly authorized and is validly issued, fully paid, and nonassessable, and all of the other equity interests of each Subsidiary of KRATON has been duly authorized and is validly issued and fully paid. Except as set forth on Schedule 3.5, either KRATON and/or one or more of its Subsidiaries holds of record and owns beneficially all of the outstanding shares or other equity interests of each Subsidiary of KRATON, free and clear of any Liens. Except as contemplated hereby, neither KRATON nor any of its Subsidiaries has any obligation to sell, transfer or assign or has entered into any contract regarding the sale, transfer of assignment of any of its rights, securities or interests in any Subsidiary of KRATON or any of the other equity interests owned by KRATON or any of its Subsidiaries.

Section 3.6. Financial Statements.

(a) Schedule 3.6 contains a copy of the audited balance sheet of KRATON and its consolidated Subsidiaries as of December 31, 2002 and the related statement of income, statement of cash flows and statement of members equity for the fiscal year ended on such date (the “Annual Financial Statements”). The Annual Financial Statements fairly present, in all material respects, the consolidated financial position, consolidated results of operations and cash flows of KRATON as of the date and for the period indicated. The Annual Financial Statements have been prepared in accordance with U.S. GAAP consistently applied and derived from the books and records of KRATON. Schedule 3.6 also contains the unaudited balance sheet of KRATON as of September 30, 2003 (the “Interim Balance Sheet”) and the related statement of income, statement of cash flows and statement of members equity for the nine-month period ended on such date (together with the Interim Balance Sheet, the “Interim Financial Statements” and together with the Annual Financial Statements, the “Financial Statements”). The Interim Financial Statements fairly present, in all material respects the consolidated financial position, consolidated results of operations and cash flows of KRATON as of such date and for the nine-month period then ended, subject to normal year-end audit adjustments. The Interim Financial Statements have been prepared in accordance with U.S. GAAP consistently applied and derived from the books and records of KRATON and are consistent with KRATON’s internal accounting practices for equivalent prior accounting periods, except as otherwise disclosed in Schedule 3.6. Except as set forth on Schedule 3.6(a), KRATON and its consolidated Subsidiaries have no liability or obligation (whether accrued, absolute, contingent or otherwise) which is not fully reflected or reserved against in the Interim Balance Sheet, that is of a nature required to be reflected on annual audited financial statements of KRATON and its consolidated Subsidiaries or in the notes thereto in accordance with U.S. GAAP, other than (i) liabilities and obligations that are reserved for or disclosed on the Interim Balance Sheet, (ii) liabilities and obligations incurred in the ordinary course of business since September 30, 2003, (iii) liabilities and obligations otherwise disclosed in Schedule 3.6(a) hereto, and (iv) liabilities and obligations that individually or in the aggregate would not have a Company Material Adverse Effect.

(b) EXCEPT AS SPECIFICALLY SET FORTH IN THIS AGREEMENT, SELLER MAKES NO REPRESENTATIONS OR WARRANTIES REGARDING PAST FINANCIAL PERFORMANCE OF THE COMPANY OR THE ASSETS OWNED OR USED BY THE COMPANY OR AS TO ANY FINANCIAL INFORMATION OR FINANCIAL OR BUSINESS PROJECTIONS MADE AVAILABLE TO BUYER REGARDING THE COMPANY OR THE ASSETS OWNED OR USED BY THE COMPANY, AND SELLER MAKES NO REPRESENTATIONS OR WARRANTIES REGARDING FUTURE FINANCIAL PERFORMANCE OF THE COMPANY OR THE ASSETS OWNED OR USED BY THE COMPANY OR AS TO ANY FINANCIAL INFORMATION OR FINANCIAL OR BUSINESS PROJECTIONS MADE AVAILABLE TO BUYER REGARDING THE COMPANY OR THE ASSETS OWNED OR USED BY THE COMPANY.

Section 3.7. Absence of Changes. Except as otherwise disclosed in Schedule 3.7 hereto or as contemplated by this Agreement, since September 30, 2003, (i) the Business has been conducted in all material respects in the ordinary course consistent with past practice and (ii) through the date hereof and except as set forth on Schedule 3.7(ii), the Seller has not taken (or caused or permitted the Company to take) any action which, if it had been taken by the Seller or the Company after the date hereof, would have required the Buyer’s approval under Section 5.1 and (iii) there has been no change, event, loss or occurrence affecting the Company that has had or is reasonably likely to have a Company Material Adverse Effect.

Section 3.8. Real and Personal Properties.

(a) KRATON or its Subsidiaries has good, and insurable (to the extent title insurance is available generally in the applicable jurisdiction at commercially reasonable rates) title to, or a valid and binding leasehold interest in, the material real and personal property used by the Company in the Business, including, without limitation, the Owned Real Property, the Leased Real Property and all properties and assets reflected on the Interim Balance Sheet, except for personal properties or non-real property assets sold or otherwise disposed of in the ordinary course of business since the date of the Interim Balance Sheet (the “Material Company Assets”), all free and clear of all Liens, except (i) as set forth on Schedule 3.8(a); (ii) as disclosed in the Financial Statements; (iii) liens for taxes, assessments and other governmental charges not yet due and payable or, if due, (A) not delinquent or (B) being contested in good faith by appropriate proceedings; (iv) mechanics’, workmen’s, repairmen’s, warehousemen’s, carriers’ or other like liens arising or incurred in the ordinary course of business if the underlying obligations are not more than 30 days past due or are being contested in good faith; (v) with respect to the personal property, liens or title retention arrangements arising under original purchase price conditional sales contracts and equipment leases with third parties entered into in the ordinary course of business; (vi) with respect to real property, (A) easements, licenses, covenants, rights-of-way and other similar restrictions, including, without limitation, any other agreements or restrictions which would be shown by an investigation of title to the extent and nature which a prudent purchaser of property in the relevant jurisdiction would carry out, (B) any conditions that may be shown by survey, title report or physical inspection (whether or not made) and (C) zoning, building and other similar restrictions, so long as none of (A) or (B) or (C) materially interfere with the present use or operation of such properties or assets of the Company in the Business; and (vii) other Liens which would not have a Company Material Adverse Effect (such Liens described in clauses (i)- (vii) hereof are referred to herein as “Permitted Liens”). Schedule 3.8(b) hereto sets forth as of the date of this Agreement a complete and correct list of all material real property owned by the Company and used in the Business (the “Owned Real Property”) and Schedule 3.8(c) hereto sets forth as of the date of this Agreement a complete list of all material real property leased by the Company and used in the Business (the “Leased Real Property” and, together with the Owned Real Property, the “Real Property”). Neither Seller nor the Company has received any written notice that either the whole or any material portion of the Real Property is to be condemned, requisitioned or otherwise taken by any public authority. Neither Seller nor the Company has any knowledge of any public improvements that may result in special assessments against any of the Real Property, other than any such assessments which would not have a Company Material Adverse Effect, or that may otherwise affect any of the Real Property other than in a manner which would not have Company Material Adverse Effect.

(b) To Seller’s Knowledge, (i) the Company has obtained all material Permits necessary for the present use and operation of each Real Property and (ii) the uses being made of each Real Property are in conformity in all material respects with the certificate of occupancy and/or Permits for such property, and any other restrictions, covenants or conditions affecting such property.

(c) Each Owned Real Property and Ground Leased Property (including, without limitation, any sidewalks, storm drainage system, roof, plumbing system, HVAC system, fire protection system, electrical system, equipment, elevators, exterior sidings and doors, irrigation system, and structural components located thereon) is in good, age-appropriate condition, order and repair in all respects material to its use or operation, except for any defects which would not have a Company Material Adverse Effect.

(d) Each Real Property has adequate rights of access to dedicated public ways and is served by water, electric, sewer, sanitary sewer, and storm drain facilities, except for any failures in access that would not have a Company Material Adverse Effect.

(e) Shell Petroleum N.V. has a legally binding, valid and enforceable obligation to complete the transfer of deed to the Paulinia Site to Kraton Polymers do Brasil S.A. (“Kraton do Brasil”), and upon fulfillment of the procedural requirements of Brazilian Law applicable to the transfer of deed for the Paulinia Site from Shell Petroleum N.V. to Kraton do Brasil, Kraton do Brasil will have good and insurable title to the Paulinia Site, subject only to Permitted Liens.

Section 3.9. Contracts. To Seller’s Knowledge, and as of the date of this Agreement, except as set forth on Schedule 3.9, (i) each written contract to which the Company is a party or by which it is bound, which is material to the Business, including the leases for the Leased Real Property (a “Material Contract”), is valid and binding and enforceable by the Company and in full force and effect (except to the extent that the invalidity or non-binding or unenforceable nature of any Material Contract would not have a Company Material Adverse Effect) and (ii) neither Seller nor the Company is, and to the Seller’s Knowledge, no other party is, in default (with or without the giving of notice or the lapse of time or both) in the performance of its obligations under any such Material Contract, except for defaults which would not have a Company Material Adverse Effect. Schedule 3.9(b) sets forth a true and complete list of the Material Contracts as of the date hereof, all of which have been made available to the Buyer.

Section 3.10. Litigation. Except as set forth in Schedule 3.10, there are no (a) Orders against Seller or the Company or (b) claims, actions, suits, arbitrations, proceedings or investigations pending or, to Seller’s Knowledge, threatened in law or in equity, or before any Governmental Entity, against Seller or the Company which, if determined or resolved adversely, would have a Company Material Adverse Effect.

Section 3.11. Compliance with Laws. To Seller’s Knowledge, except as disclosed on Schedule 3.11 and except for those failures to have, to be in full force and effect, to file, retain and maintain and to comply, in each case, that would not have a Company Material Adverse Effect, (i) the Company has all licenses, permits or franchises issued by any Governmental Entity and other governmental certificates, authorizations and approvals (collectively “Permits”) required by any Governmental Entity for the operation of the Business

as conducted on the date of this Agreement; (ii) all such Permits are in full force and effect and no action, claim or proceeding is pending, nor to Seller’s Knowledge is threatened, to suspend, revoke, revise, limit, restrict or terminate any of such Permits or declare any such Permit invalid; (iii) the Company has filed all necessary reports and maintained and retained all necessary records pertaining to such Permits; and (iv) the Company is in compliance with all Permits and all Laws and Orders applicable to its existence, financial condition, operations, properties or business. The Company is and, since February 28, 2001 has been, in compliance in all material respects with the U.S. Foreign Corrupt Practices Act, as amended, and all other applicable Laws relating to improper or illegal payments, gifts, gratuities or record-keeping and accounting practices.

Section 3.12. Intellectual Property.

(a) Schedule 3.12(a) lists as of the date of this Agreement all material registered patents, trademarks, trade names, service marks, copyrights and domain names, and any applications therefor, owned by the Company. Schedule 3.12(a) also lists as of the date of this Agreement all material agreements under which the Company uses or has the right to use, or has granted to others the right to use or the option to obtain the right to use, any material intellectual property, excluding any commercially available “shrink wrap” software.

(b) Except to the extent set forth on Schedule 3.12(b) and except as would not have a Company Material Adverse Effect: (i) the Company owns or is otherwise authorized to use all material intellectual property necessary to conduct and operate the business of the Company (the “Company IP”), free of all defects, Liens, charges and other encumbrances, other than Permitted Liens; (ii) to Seller’s Knowledge, no Person is materially infringing such intellectual property; (iii) all of the registrations and applications listed on Schedule 3.12(a) as owned by the Company are unexpired and have not been abandoned, and all maintenance, renewal and other fees in respect thereof have been paid as necessary so that such registrations and applications will continue to be unexpired and not abandoned, and to Seller’s Knowledge, the Company IP (and the Company’s rights with respect thereto) is valid, subsisting and enforceable in accordance with all applicable Laws; and (iv) the Company has taken all commercially reasonable steps to protect, maintain, prosecute and safeguard such intellectual property.

(c) Except as set forth on Schedule 3.12(c) or as would not have a Company Material Adverse Effect: (i) neither the use or other exploitation by the Company of any material intellectual property, nor the conduct and operation of the businesses of the Company, or the provision of products and services therein, infringes upon, misappropriates or otherwise violates the intellectual property or other rights of any Person; and (ii) there is no pending or, to Seller’s Knowledge, threatened, lawsuit, action, claim, arbitration or proceeding, and there has been no such lawsuit, action, claim, arbitration or proceeding, since February 28, 2001, asserting that the Company’s use or exploitation of any intellectual property, or the conduct and operation of the businesses of the Company, infringes upon, misappropriates or otherwise violates the intellectual property or other rights of any Person.

(d) The Company has a practice to secure, and has secured in all material respects, valid written assignments to the Company by and from all consultants and employees

who contribute or have contributed to the creation or development of any material intellectual property on behalf of the Company, of the rights to such contributions that the Company does not already own by operation of law, except as would not have a Company Material Adverse Effect.

(e) The Company has taken all commercially reasonable and appropriate steps to protect and preserve the confidentiality of all material trade secrets and other confidential information of the Company and, to Seller’s Knowledge, there are no unauthorized uses, disclosures or infringements of any such trade secrets by any Person, except as would not have a Company Material Adverse Effect. To Seller’s Knowledge, all use and disclosure by the Company of any material trade secrets and other confidential information owned by another Person has been pursuant to the terms of a written agreement with such Person or is otherwise lawful, except as would not have a Company Material Adverse Effect.

Section 3.13. Tax Matters. Except as set forth on Schedule 3.13 or (other than with respect to clause (g) of this Section 3.13) as would not have a Company Material Adverse Effect,

(a) There has been filed by or on behalf of the Company all material returns relating to any federal, state, local and foreign income, profits, franchise, gross receipts, payroll, sales, employment, use, property, real estate, excise, value added, estimated, stamp, alternative or add-on minimum, environmental, withholding and any other taxes, duties or assessments, together with all interest, penalties and additions imposed with respect to such amounts (collectively, “Taxes”) required to be filed on or prior to the date of this Agreement by the Company with respect to the Business (the “Tax Returns”), all such Tax Returns are true, correct and complete in all material respects, and all Taxes shown as due on such Tax Returns have been or will be paid in a timely fashion, have been accrued for on the Financial Statements or are being contested in good faith either judicially or in administrative proceedings;

(b) No audit or other proceeding by any court, governmental or regulatory authority, or similar Person is pending with respect to any Taxes due from the Company with respect to the Business, and no written assessment of tax is proposed against the Company with respect to the Business;

(c) Neither Seller nor the Company is a party to or bound by (nor will it become a party to or be bound by prior to the Closing Date) any tax indemnity, tax sharing, or tax allocation agreement with respect to the Company;

(d) The Company has not executed any outstanding waivers or comparable consents regarding the application of the statute of limitations with respect to any material Taxes or material Tax Returns;

(e) No claim has ever been made in writing by any authority in a jurisdiction where the Company does not file Tax Returns that it is or may be subject to taxation by that jurisdiction;

(f) There are no Liens with respect to any material Taxes upon any of the assets and properties of the Company;

(g) The Company has not engaged in a “listed transaction” within the meaning of Treasury Regulations section 1.6011-4(b)(2);

(h) The Seller is not defined as a foreign person within the meaning of Section 1445 of the Code and the Treasury Regulations thereunder;

(i) The Company has not executed any closing agreement pursuant to Section 7121 of the Code or any predecessor provision thereof, or any similar provision of foreign, state or local law;

(j) All deficiencies relating to the income, assets or operations of the Company, proposed as a result of tax examinations or audits, have been paid or finally settled. Schedule 3.13 sets forth a list of all such deficiencies that have been paid in the past two years. There are no grounds for any liability for the Taxes of a person other than the Company under Treasury Regulations section 1.1502-6 (or any similar provision of foreign, state, or local Tax law), as transferee or successor, by contract, or otherwise; and

(k) The Company has not agreed and is not required to make any adjustments pursuant to Section 481(a) of the Code or any similar provision of foreign, state or local law by reason of a change in accounting method initiated by it or any other relevant party and the Company has no knowledge that the IRS or any foreign, state, or local authority has proposed any such adjustment or change in accounting method, nor does the Company have any application pending with any governmental or regulatory authority requesting permission for any changes in accounting methods that relate to the business or assets of the Company.

Section 3.14. Labor and Employee Benefits.

(a) Labor Controversies. Except as described on Schedule 3.14(a) and except as would not have a Company Material Adverse Effect, (i) the Company is in compliance in all material respects with all applicable laws respecting employment and employment practices, terms and conditions of employment and wages and hours, (ii) there is no unfair labor practice complaint pending or, to Seller’s Knowledge, threatened against the Company, (iii) there is no labor strike, dispute, slowdown or stoppage actually pending or threatened against the Company, (iv) within the past five years, the Company not experienced any strike or work stoppage and (v) the Company is neither a party to, nor subject to, work councils agreement or a collective bargaining agreement, and no work councils agreement or collective bargaining agreement relating to employees of the Company is currently being negotiated.

(b) Employee Benefit Plans. (i) Schedule 3.14(b) sets forth a list of each “employee benefit plan” (within the meaning of Section 3(3) of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”)), and all severance, retention, change in control, consulting, termination or employment plan, program or agreement, and vacation, incentive, executive compensation, retirement, profit-sharing, savings, deferred compensation, bonus, stock option, stock purchase, and restricted stock or other equity-based, life, health,

retiree medical, disability, fringe or other compensation or benefit plan, program or policy (collectively, the “Employee Plans”) sponsored, contributed to or maintained by the Company, or with respect to which the Company has or may have any liability and/or in which present or former directors, consultants or employees of the Company (the “Company Employees”) participate (collectively, the “Company Benefit Plans”).

(ii) Except as would not reasonably be expected to have a Company Material Adverse Effect, (A) the Company Benefit Plans are in compliance with all applicable requirements of ERISA, the Code, and other applicable U.S. and non-U.S. laws and have been administered in accordance with their terms and such laws and (B) each Company Benefit Plan which is intended to be qualified within the meaning of Section 401 of the Code or to qualify for tax approved or tax favorable status under local law outside of the United States has received a favorable determination letter as to its qualification or approval, and nothing has occurred that could reasonably be expected to affect such qualification or approval.

(iii) There are no pending or, to Seller’s Knowledge, threatened, claims and no pending or, to Seller’s Knowledge, threatened, litigation or audit with respect to any Company Benefit Plans, other than ordinary and usual claims for benefits by participants and beneficiaries, that would not reasonably be expected to have a Company Material Adverse Effect.

(iv) None of the Company Benefit Plans is a “multiple employer plan” within the meaning of Sections 4063 and 4064 of ERISA or a “multiemployer plan” as defined in Section 3(37) of ERISA.

(v) (A) The Company has timely paid all contributions, premiums and expenses payable to or in respect of each Company Benefit Plan under the terms thereof and in accordance with applicable law and, to the extent any such contributions, premiums or expenses are not yet due, the liability therefore has been properly and adequately accrued on the most recent Financial Statements, (B) except as disclosed in Schedule 3.14(b)(v), the Company has fulfilled its minimum funding obligations, if any, under applicable Law with respect to each Company Benefit Plan that is a “pension plan” (within the meaning of Section 3(1) of ERISA) that is maintained in, or for the benefit of employees located in, a jurisdiction other than the United States (a “Non-U.S. Pension Plan”) required to be made in connection with the Shell Transaction, (C) to Seller’s Knowledge, all transfer of assets and liabilities from a Shell “pension plan” (within the meaning of Section 3(1) of ERISA) to a Non-US Pension Plan have been completed in accordance with applicable Law, and (D) to Seller’s Knowledge, Shell has no residual claim with respect to any Non-U.S. Pension Plan.

(vi) Except as set forth on Schedule 3.14(b)(vi), the consummation of the transactions contemplated by this Agreement (alone or together with any other event which, standing alone, would not by itself trigger such entitlement or acceleration) will not (A) entitle any person to any increased or modified benefit or payment, (B) accelerate the vesting, payment, funding or increase the amount, of any compensation, stock-based benefit, incentive or other benefit due to any person or (C) result in the payment or series of payments to any person of an “excess parachute payment” within the meaning of Section 280G of the Code, or any other payment which is not deductible for federal income tax purposes under the Code.

(vii) Except as set forth on Schedule 3.14(b)(vii), there is no Indebtedness owed by any current or former employee, consultant or director to the Company or any of its Subsidiaries, other than Indebtedness that will be repaid in full on the Closing Date.

(viii) None of the Seller, the Company or any of their Affiliates has announced a plan or legally binding commitment to create any additional Employee Plans or to amend or modify any existing Company Benefit Plan, other than amendments required by Law.

(ix) Neither the Company nor any of its Subsidiaries has incurred or reasonably expects to incur, either directly or indirectly, any liability under or pursuant to any provision of Title I or Title IV of ERISA or the penalty, excise tax or joint and several liability provisions of the Code relating to employee benefit plans that would reasonably expected to have a Company Material Adverse Effect.

(x) The Seller shall or shall cause the Company to make available to the Buyer with respect to each Company Benefit Plan for which the following exists: (A) a copy of the most recent Form 5500 and most recent actuarial report; (B) a copy of the Summary Plan Description, together with each Summary of Material Modifications, required under ERISA in the past two years, and all material employee communications relating to such Company Benefit Plan; (C) if the Company Benefit Plan is funded through a trust or any third party funding vehicle, a copy of the trust or other funding agreement; (D) the most recent determination letter received from the Internal Revenue Service or approval received by an equivalent non-U.S. authority with respect to each Company Benefit Plan that is intended to be a “qualified plan” under Section 401 of the Code or intended to qualify for tax approved or tax favorable status under applicable non-U.S. laws and (E) a copy of the most recent Company Benefit Plan document or agreement (or a written description with respect to any Company Benefit Plan that is not in writing).

Section 3.15. Environmental Matters. Except as set forth on Schedule 3.15, and except as would not reasonably be expected to have a Company Material Adverse Effect:

(i) The Company is not in violation or alleged violation of any applicable Environmental Law or Order pertaining to any Environmental Laws, including without limitation those arising under the Resource Conservation and Recovery Act (“RCRA”), the Comprehensive Environmental Response, Compensation and Liability Act of 1980 as amended (“CERCLA”), the Superfund Amendments and Reauthorization Act of 1986 (“XXXX”), the Federal Water Pollution Control Act, the Solid Waste Disposal Act, as amended, the Federal Clean Air Act, or the Toxic Substances Control Act;

(ii) Neither Seller nor the Company has received written notice, and to Seller’s Knowledge no claim or notice is pending, from any third party, including without limitation any Governmental Entity, (A) that the Company has been identified by the United States Environmental Protection Agency (“EPA”), any other Governmental Entity or any third party as a potentially responsible party under CERCLA or any comparable state law with respect to a site listed on the National Priorities List, 40 C.F.R. Part 000 Xxxxxxxx X or on any comparable state list or has been identified by any relevant Governmental Entity in any foreign jurisdiction as a potentially responsible Person to bear remediation liability in respect of soil or

groundwater contamination; (B) that any Hazardous Substance which the Company generated, transported or disposed of has been found at any site at which a federal, state or local agency or other third party has conducted an investigation and in respect of which Hazardous Substances the Company may have a remediation liability or obligation or has ordered that the Company conduct a remedial investigation, removal or other response action pursuant to any Environmental Law; or (C) that the Company is or shall be a named party to any claim, action, cause of action, complaint, or legal or administrative proceeding under Environmental Laws arising out of any third party’s actual or potential incurrence of costs, expenses, losses or Damages;

(iii) The Company has not Released Hazardous Substances into the Environment in violation of any Environmental Laws, or in a manner that would reasonably be expected to result in liability to the Company under any Environmental Laws, at any real property presently owned, leased or operated by the Company or to Seller’s Knowledge, any real property formerly owned, leased or operated by the Company, and to Seller’s Knowledge, no other Person has Released Hazardous Substances into the Environment at any real property presently owned, leased or operated by the Company that would reasonably be expected to result in liability to the Company under any Environmental Laws;

(iv) The business and operations of the Company at the Real Property and at any real property previously owned, leased or operated by the Company have been and are in compliance with all applicable Environmental Laws and, to the Seller’s Knowledge, there is no reason to believe that any future changes in applicable Environmental Laws will require material changes in the currently existing facilities and operations or materially limit any planned future activities or operations of the Company’s business;

(v) The Company has obtained all Permits required pursuant to any applicable Environmental Law and required for the business and operations of the Company, the Real Property or any real property previously owned, leased or operated by the Company and the activities and operations conducted thereon. The facilities and operations of the Company are in compliance with all terms and conditions of such Permits. Such Permits were validly issued and are in full force and effect, and such Permits contain no terms or conditions which would require any material changes in the facilities and operations of the Company or would materially limit any planned future operations or activities. To the extent required, all applications, notices and other documents have been filed as necessary to effect the timely renewal or issuance of such Permits. To the Seller’s Knowledge, there is no reason to believe that any Permits which are not yet required to be obtained, but which will be required in the future, will not be granted at or prior to the time when needed, free from any terms or conditions that would require material changes in the current operations, facilities or activities of the Company or materially limit any planned future activities or operations at the facilities of the Company; and

(vi) There are not presently, and to Seller’s Knowledge there is no reason to reasonably expect that there will be in the future, claims against the Company for Environmental Liabilities and Costs that, in the aggregate, would have or could reasonably be expected to have a Company Material Adverse Effect.

This Section 3.15 contains the sole and exclusive representations and warranties of Seller relating to Environmental Laws or Hazardous Substances.

Section 3.16. Guarantees. Except as set forth on Schedule 3.16, to Seller’s Knowledge, Seller has not granted or entered into any material guarantees, indemnities, surety bonds, performance bonds, letters of credit and other credit support arrangements related to or entered into with respect to the Business.

Section 3.17. Finders; Brokers. Except for the agreements set forth on Schedule 3.17, copies of which have been provided to Buyer, neither KRATON nor any Subsidiary of KRATON is a party to any agreement with any finder or broker, or in any way obligated to any finder or broker for any commissions, fees or expenses in connection with the execution of this Agreement or the consummation of the Transactions.

Section 3.18. Customers. Schedule 3.18 sets forth a true and complete list of the top 10 customers of the Company, based upon revenue generated in calendar year 2002 and the 9 months ended September 30, 2003, for each of the KRATON D and KRATON G product lines (the “Material Customers”). Except as set forth in Schedule 3.18, the Company is not currently, nor has it been since December 31, 2002, involved in any material dispute with a Material Customer, and the Company has not received any written or, to Seller’s Knowledge oral, notice since December 31, 2002 from any Material Customer to the effect that such customer intends to cease doing business or significantly reduce the volume of its business with the Company.

Section 3.19. Related Party Transactions. Except as set forth on Schedule 3.19, no Related Party of Seller or the Company: (a) has outstanding any Indebtedness owed to the Company; (b) is a party to any contract or formal or informal arrangement or understanding with the Company, except for compensation for services as an officer, director or employee thereof; or (c) owns any financial interest in, or is a director, officer, employee or Affiliate of, or lender to, or borrower from, or has the right to participate in the management or operations or profits of, any Person which is (i) a material competitor, supplier, customer, creditor or debtor of the Company, (ii) a party to or beneficiary of any contract with the Company, (iii) engaged in a business materially related to the business of the Company as currently conducted or (iv) participating in any transaction to which the Company is party; provided, however, that ownership of securities representing less than 10% of the outstanding voting power of any Person which are listed on any national securities exchange or traded actively in the national over-the-counter market, shall not be deemed to be a “financial interest” so long as the Person owning such securities has no other connection or relationship with such Person.

Section 3.20. Insurance. Schedule 3.20 contains a complete and correct list and summary description of all material insurance policies maintained as of the date hereof by or on behalf of the Company. The Seller has delivered or made available to Buyer complete and correct copies of all such policies, together with all riders and amendments thereto. All such polices are in full force and effect and all premiums due thereon have been paid, except as would not have a Company Material Adverse Effect.

Section 3.21. Shell.

(a) Seller has provided the Buyer with true and complete copies of each agreement between Shell and the Company in effect as of the date hereof, and all such agreements are valid, binding and enforceable and are in full force and effect.

(b) Except as set forth on Schedule 3.21(b), no material claim, action, arbitration, proceeding or notice of dispute has been made by Shell against the Company, no material claim, action, arbitration, proceeding or notice of dispute has been made by the Company against Shell and, to Seller’s Knowledge, no basis for any such claim exists, in each case since February 28, 2001.

Section 3.22. Tangible Assets; Sufficiency of Assets.

(a) Except as set forth on Schedule 3.22(a), the tangible assets presently and actively used in the business and operations of the Company are in good operating condition (except for normal wear and tear and those defects that would not have a Company Material Adverse Effect) and have been maintained in accordance with good manufacturing practice in the chemicals industry in all material respects.

(b) The Material Company Assets are all of the material assets that are used or held for use in, or reasonably necessary for, the conduct of the business and operations of the Company as conducted during the six-month period prior to the Closing.

Section 3.23. No Other Representations or Warranties. Except for the representations and warranties contained in this Article III, neither Seller, the Company nor any other Person makes any other express or implied representation or warranty on behalf of Seller including, without limitation, as to the probable success or profitability of the ownership, use or operation of the Company or the Business by Buyer after the Closing.

Section 3.24. Expiration of Representations and Warranties. In the absence of fraud or willful misrepresentation, the representations and warranties of Seller contained herein shall expire and be terminated and extinguished on the Closing Date, and thereafter Seller shall have no liability whatsoever with respect to any such expired representation or warranty.

ARTICLE IV

REPRESENTATIONS AND WARRANTIES OF BUYER AND MERGER SUB

Buyer and Merger Sub jointly and severally represent and warrant to Seller that:

Section 4.1. Due Organization. Each of Buyer and Merger Sub is duly organized, validly existing and in good standing under the laws of the jurisdiction of its organization. Each of Buyer and Merger Sub has the requisite limited liability company power and authority to own, lease and operate the properties used in the Business being purchased hereunder and to carry on the Business as presently conducted. Each of Buyer and Merger Sub is duly authorized, qualified or licensed to do business as a foreign corporation and in good standing in every jurisdiction wherein, by reason of the nature of the Business, the failure to be so qualified would have a Buyer Material Adverse Effect.

Section 4.2. Authorization and Validity of Agreement. This Agreement and the consummation of all of the Transactions have been duly authorized by the Board of Directors of each of Buyer and Merger Sub and by all other requisite corporate, shareholder, or other action of each of Buyer and Merger Sub, and each of Buyer and Merger Sub has full limited liability company power and authority to execute and deliver this Agreement and to perform its obligations hereunder. This Agreement has been duly executed and delivered by each of Buyer and Merger Sub, and constitutes a valid and legally binding obligation of each of Buyer and Merger Sub, respectively, enforceable in accordance with its terms except as enforceability may be (i) limited by bankruptcy, insolvency or other similar laws affecting the enforcement of creditor’s rights, or (ii) subject to general principles of equity.

Section 4.3. Non-Contravention. The execution and delivery of this Agreement by each of Buyer and Merger Sub and the consummation by each of Buyer and Merger Sub of the Transactions will not (a) violate or conflict with any provision of the certificate of formation or limited liability company agreement of Buyer and Merger Sub, respectively, and (b) assuming that all Consents set forth on Schedule 4.3 or Schedule 4.4 hereto have been obtained or made, will not (1) violate any Law or Order to which Buyer or Merger Sub is subject, or (2) result in any breach or creation of any Lien or constitute any default (with or without the giving of notice or the lapse of time or both), or give rise to any right of termination, cancellation or acceleration under any contract, indenture, mortgage, lease, note or other agreement or instrument to which Buyer or Merger Sub is subject or is a party, except for any such violation, conflict, breach, default or creation of any lien, charge, encumbrance right or modification which would not have a Buyer Material Adverse Effect.

Section 4.4. Governmental Approvals; Consents. Neither Buyer nor Merger Sub is subject to any Order which would prevent the consummation of the Transactions. No claim, legal action, suit, arbitration, governmental investigation, action, or other legal, judicial or administrative proceeding is pending or, to the knowledge of Buyer, threatened against Buyer or Merger Sub which would prevent or delay the Transactions. Except as set forth in Schedule 4.4 hereto and except for the requirements of the Xxxx-Xxxxx Act, no Consent of any Governmental Entity is or has been required on the part of Buyer or Merger Sub in connection with the execution and delivery of this Agreement or the consummation of the Transactions, other than such Consents that if not obtained or made would not, in the aggregate, have a Buyer Material Adverse Effect or which have been obtained.

Section 4.5. Litigation. Except as set forth in Schedule 4.5, there are no (a) Orders against Buyer or its Affiliates or (b) claims, actions, suits, arbitrations, proceedings or investigations pending or, to the knowledge of Buyer, threatened in law or in equity, or before any Governmental Entity, against Buyer or its Affiliates, (i) challenging or seeking to restrain, delay or prohibit any of the Transactions, or (ii) preventing Buyer or Merger Sub from performing in all material respects its obligations under this Agreement or the other Transaction Documents.

Section 4.6. Independent Decision. Each of Buyer and Merger Sub (a) is represented by competent legal counsel, (b) has knowledge and experience in financial and business matters, including specifically chemical businesses, (c) has the capability of evaluating the merits and risks of investing in KRATON and the Company and (d) is not in a disparate

bargaining position with Seller. Each of Buyer and Merger Sub acknowledges that none of Seller, the Company nor any other Person have made any representation or warranty, expressed or implied, as to the accuracy or completeness of any information regarding the Company that has been furnished or made available to Buyer and its representatives, except as expressly set forth in this Agreement or the Schedules or the other Transaction Documents and the schedules thereto, and none of Seller, the Company, their representatives or any other Person shall have or be subject to any liability (other than for fraud) to Buyer or Merger Sub resulting from the distribution to Buyer or Merger Sub, or Buyer’s or Merger Sub’s use, of any such information with respect to the Business and any information, documents or material made available to Buyer or Merger Sub in management presentations or in any other form in expectation of the Transactions.

Section 4.7. Financing. Buyer has available to it funds, which together with the amount of the financing arrangements contemplated by the commitment letters attached hereto as Exhibit C (collectively, the “Commitment Letters”) are sufficient (assuming such financing arrangements are funded in full) to enable Buyer to consummate the transactions contemplated hereby. Prior to the execution of this Agreement, Buyer has delivered to Seller a true and complete copy of the Commitment Letters which are in full force and effect as of the date hereof.

Section 4.8. Finders; Brokers. Buyer is not a party to any agreement with any finder or broker, or in any way obligated to any finder or broker for any commissions, fees or expenses payable by the Seller, in connection with the execution of this Agreement or the consummation of the Transactions.

Section 4.9. Parent Business. The ultimate parent entity of the Buyer (within the meaning of the Xxxx-Xxxxx Act) does not engage directly, or indirectly through Subsidiaries or Affiliates over which it or they exercise control, in any material respect in the manufacture, sale or distribution of polymer products of the type produced by the Company (a “Competitively Sensitive Business”).

Section 4.10. No Prior Activities. Merger Sub has not incurred nor prior to the Closing will it incur any liabilities or obligations, except those incurred in connection with its organization and with the negotiation of this Agreement and the performance hereof, and the consummation of the Transactions, including the Merger. Except as contemplated by this Agreement, Merger Sub has not engaged in any business activities of any type or kind whatsoever, or entered into any agreements or arrangements with any person or entity, or become subject to or bound by any obligation or undertaking. As of the date hereof, all of the issued and outstanding limited liability company interests of Merger Sub are owned beneficially and of record by Buyer, free and clear of all Liens (other than those created by this Agreement and the Transactions).

Section 4.11. No Other Representations or Warranties. Except for the representations and warranties contained in this Article IV, neither Buyer nor Merger Sub nor any other Person makes any other express or implied representation or warranty on behalf of Buyer.

Section 4.12. Expiration of Representations and Warranties. In the absence of fraud or willful misrepresentation, the representations and warranties of Buyer and Merger Sub contained herein shall expire and be terminated and extinguished on the Closing Date, and thereafter Buyer and Merger Sub shall have no liability whatsoever with respect to any such expired representation or warranty.

ARTICLE V

AGREEMENTS OF THE PARTIES

Section 5.1. Interim Operation of the Business. Except as otherwise contemplated by this Agreement or as set forth in Schedule 5.1, Seller covenants that until the earlier of the termination of this Agreement and the Closing, it will cause the Company to conduct the Business and its operations only in the ordinary course of business consistent with past practice and will cause the Company to use its reasonable best efforts to continue, in a manner consistent with the past practices of the Business, to maintain and preserve intact the Business and to keep available the services of its present officers and significant employees and to maintain its ordinary and customary relationships with its suppliers, customers and others having business relationships with it with a view toward preserving for Buyer the Business, the assets used therein and the goodwill associated therewith. Until the earlier of the termination of this Agreement and the Closing, Seller shall not, and shall cause the Company not to, without the prior written approval of Buyer (with respect to which Buyer will use its reasonable best efforts to respond to any request by Seller for such approval within three Business Days of receiving such request) or as otherwise contemplated by this Agreement (except with respect to clauses (d), (j), (t) or (u) below) or as expressly set forth in Schedule 5.1, take any of the following actions with respect to the Company or the Business:

(a) amend the certificate of formation, limited liability company agreement or other constituent document of KRATON or any material Subsidiary of KRATON, or issue or sell or encumber or agree to issue or sell or encumber any equity interests in the Company, or any securities convertible into or exchangeable for equity interests in the Company, or issue or sell any options, warrants or other rights to acquire any equity interests in the Company;

(b) sell, transfer, license, sublicense, lease, rent or otherwise dispose of or encumber any of the properties or assets pertaining to the Business, other than the sale of inventory and obsolete equipment in the ordinary course of business;

(c) cancel any debts or waive any material claims or rights pertaining to the Business, except in the ordinary course of business;

(d) make any award or grant under any Company Benefit Plan, grant or announce any increase in the compensation, bonuses or other benefits payable to any current or former directors, consultants, officers or employees of the Company, except for increases (i) in the ordinary course of business and consistent with past practice or (ii) as required by any Company Benefit Plan (as in effect on the date hereof) or applicable Law;

(e) make any capital expenditure (on a book basis) or commitment, other than (A) in accordance with the Company’s existing capital expenditure plan as set forth on Schedule 5.1(e), or (B) to repair or maintain any assets, properties or facilities;

(f) except with respect to endorsement of negotiable instruments in the ordinary course of business, incur, assume or guarantee any Indebtedness or enter into any swap or other off-balance sheet transaction for its own account, or enter into any economic arrangement having the economic effect of any of the foregoing, except for (A) purchase money borrowings in the ordinary course of business consistent with past practice, (B) borrowings under the Senior Credit Facility and (C) refundings of existing Indebtedness in the ordinary course of business consistent with past practice;

(g) change in any material respect any tax elections (except as required by Law or U.S. GAAP) or settle or compromise any material Tax liability;

(h) enter into any employment agreement in excess of $75,000 per year or for a term longer than two (2) years or enter into, adopt or amend in any material respect (except to the extent required to comply with applicable Law) any Employee Plan;

(i) enter into, amend or terminate any Material Contract or waive or assign any material right thereunder;

(j) declare, set aside or pay any dividend or other distribution (whether in cash, stock or property or any combination thereof) in respect of limited liability company interests, capital stock or other ownership interests of the Company, except that any wholly-owned Subsidiary of KRATON may pay dividends to KRATON or to another wholly-owned Subsidiary of KRATON; or redeem or otherwise acquire any securities of the Company;

(k) except as may be required as a result of a change in Law or in generally accepted accounting principles, including U.S. GAAP, change in any material respect any accounting, financial reporting, inventory, or credit allowance principle, practice, method or policy used by the Company;

(l) fail to exercise any veto or similar rights to prevent Kraton JSR Elastomers K.K. or Societal S.A. from operating, or approve any actions of Kraton JSR Elastomers K.K. or Societal S.A. which are, outside the ordinary course of business consistent with past practice;

(m) compromise or settle any lawsuit or claim (including any lawsuit or claim involving as a party any Governmental Entity) if such settlement involves (i) aggregate payments by the Company in respect of all such lawsuits or claims after the Closing (or forgiveness of amounts payable to the Company) in excess of $1,000,000 or (ii) any material effect on the conduct of the Company’s business or operations;

(n) fail to pay accounts payable and other obligations, when they become due and payable, in the ordinary course of business consistent with past practice;

(o) merge or consolidate with, or agree to merge or consolidate with, or purchase substantially all of the assets of, or otherwise acquire, any business, business organization or division thereof, or any other Person;

(p) fail to maintain in full force and effect insurance comparable in amount and scope of coverage to insurance now carried by it;

(q) fail to file any material Tax Return when due (or, alternatively, fail to file for any available extension) or fail to cause such Tax Returns when filed to be complete and accurate in all material respects;

(r) exercise any efforts to sell or otherwise dispose of inventory other than in the ordinary course of business consistent with past practice;

(s) agree, whether in writing or otherwise, to do any of the foregoing;

(t) repay, repurchase or otherwise make any payments in respect of any Company Debt (or agree, whether in writing or otherwise, to do the foregoing), except for scheduled payments of principal and interest in the amounts and at the times set forth on Schedule 5.1(t); or

(u) make any loan, or redeem or purchase any of the Company’s equity interests, transfer any asset or pay any commission, salary or bonus, or pay any rent, commission or fee, or enter into or agree to enter into any transaction to, with or for the benefit of any Related Party (or agree, whether in writing or otherwise, to do the foregoing), other than the Transactions or pursuant to the transactions and agreements and in the amounts set forth on Schedule 3.19.

Section 5.2. Access to Information; Confidentiality. During the period commencing on the date hereof and ending on the earlier of the termination of this Agreement and the Closing, Seller shall, and shall cause KRATON to, (a) upon reasonable request and notice, provide Buyer and its authorized agents or representatives reasonable access to the management, facilities, properties, books and records (financial and otherwise) of the Company as well as to personnel of the Company (including officers and employees) and outside accountants and consultants and (b) furnish to Buyer (and its authorized agents and representatives) when available, but in any event within 20 Business Days after the end of each month, monthly financial reports; provided, however, that Buyer shall not be entitled to perform any drilling or other “invasive” environmental tests without the prior written consent of Seller. Subject to Section 5.4(b), Buyer and its agents and representatives will hold in confidence all confidential information obtained from Seller and KRATON, their officers, agents, representatives or employees in accordance with the provisions of the confidentiality agreement dated July 14, 2003 (the “Confidentiality Agreement”) between KRATON and Buyer or its Affiliate.

Section 5.3. Reasonable Best Efforts; Cooperation; No Inconsistent Action.

(a) Each of Seller and Buyer shall use its reasonable best efforts to take, or cause to be taken, all actions and to do, or cause to be done, all things necessary, proper or

advisable to consummate and make effective the Transactions, including, without limitation, (i) to obtain (A) all Consents set forth on Schedule 3.3 and Schedule 4.3 and (B) landlord (and where applicable prime landlord) estoppels relating to each of the leases for the Leased Real Property set forth on Schedule 5.3(a) and certifying the following, with respect to the applicable lease: (1) as to the validity and force and effect of the lease, (2) as to whether the lease has been supplemented or amended, (3) as to the existence of any defaults under the lease, (4) as to the existence of any offsets, counterclaims or defenses under the lease on the part of either party, and (5) as to the commencement and expiration dates of the term of each lease, (ii) to comply promptly with all legal requirements which may be imposed on it with respect to this Agreement and the Transactions by any Governmental Antitrust Authority (which actions shall include, without limitation, furnishing all information required by applicable Law in connection with approvals of or filings with any Governmental Antitrust Authority), including filing, or causing to be filed, as promptly as practicable, any required notification and report forms (x) under the Xxxx-Xxxxx Act with the Federal Trade Commission (the “FTC”) and the Antitrust Division of the United States Department of Justice (the “Antitrust Division”) or (y) under other applicable non-U.S. Laws with the applicable non-U.S. Governmental Antitrust Authority, to the extent that the Seller has a legal obligation, and (iii) to obtain any Consent of any Governmental Antitrust Authority required to be obtained or made by Seller and Buyer, or any of their respective Subsidiaries or Affiliates in connection with the Transactions or the taking of any action contemplated by this Agreement. Without limitation of the foregoing, Seller, Buyer and their respective Affiliates shall not extend any waiting period or comparable period under the Xxxx-Xxxxx Act or any Other Completion Laws or enter into any agreement with any Governmental Antitrust Authority not to consummate the Transactions, except with the prior written consent of the other party hereto.

(b) Without limiting the generality of the undertakings of subsection (a) of this Section 5.3 and subject to appropriate confidentiality protections, Seller and Buyer shall each furnish to the other such necessary information and reasonable assistance as the other party may request in connection with the foregoing and shall each promptly provide counsel for the other party with copies of all filings made by such party, and all correspondence between such party (and its advisors) with any Governmental Antitrust Authority and any other information supplied by such party and such party’s Affiliates to a Governmental Antitrust Authority in connection with this Agreement and the Transactions. Upon the terms and subject to the conditions herein provided, in case at any time after the Closing Date any further action is necessary or desirable to secure the approvals from any and all Governmental Antitrust Authorities necessary to carry out the purposes of this Agreement, the proper officers and/or directors of the parties shall use their reasonable best efforts to take or cause to be taken all such further action.

(c) The filing fees under the Xxxx-Xxxxx Act or any Other Competition Laws, as well as the fees and disbursements of any legal counsel or other advisor jointly retained by the parties in connection with any such filings, shall be borne by Buyer; provided however, if the Agreement shall be terminated in accordance with Section 7.1, such fees and expenses shall be borne jointly by Buyer and Seller.

(d) Seller shall cause the Company to use reasonable best efforts to repatriate cash to the United States, in a tax- and cost-efficient manner, with a view to maximizing the

amount of the Company’s cash held in the United States as directed by Buyer in writing at least 15 Business Days prior to the Closing Date.

Section 5.4. Public Announcements.

(a) The parties shall issue a joint press release, mutually acceptable to Seller and Buyer, promptly upon execution of this Agreement. Thereafter, neither party to this Agreement will issue any press release or make any other public disclosures concerning the Transactions or the contents of this Agreement without the prior written consent of the other party. Notwithstanding the above, nothing in this Section 5.4 will preclude any party from making any disclosures required by Law or necessary and proper in conjunction with the filing of any tax return or other document required to be filed with any Governmental Entity; provided, that the party required to make the release or statement shall allow the other party reasonable time to review and comment on such release or statement in advance of such issuance.

(b) Furthermore, notwithstanding subsection (a) above or anything in this Agreement to the contrary, each party to this Agreement (and any employee, representative, or other agent thereof) may disclose to any and all Persons, without limitation of any kind, the U.S. federal income tax treatment and tax structure of the Transactions and all materials of any kind (including opinions or other tax analyses) that are provided to it relating to such tax treatment and tax structure; provided, however, that neither party (nor any employee, representative or other agent thereof) shall disclose any information to the extent such disclosure could result in a violation of any securities laws.

Section 5.5. Continuing Access to Records and Personnel. Buyer shall cause the Company to retain the material books, records, documents, instruments, accounts, correspondence, writings, evidences of title and other papers relating to the Company with respect to periods prior to the Closing (the “Books and Records”) for the period of time set forth in the Company’s records retention policies on the date hereof or for such longer period as may be required by Law or any applicable court order, but in any event for at least seven years unless Buyer shall, or shall cause the Company to, give at least 45 calendar days’ prior written notice to Seller of its intention to destroy such Books and Records, and Seller shall be given the opportunity, at its expense, to remove or duplicate and retain all or any part of such Books and Records as Seller may select for legitimate business reasons, such as the preparation of tax returns or the defense of litigation. Subject to the destruction of such Books and Records pursuant to the foregoing, Buyer will allow Seller reasonable access to such Books and Records, and to personnel having knowledge of the whereabouts and/or contents of such Books and Records, for legitimate business reasons, such as the preparation of tax returns or the defense of litigation. Buyer or the Company, as applicable, shall be entitled to recover its actual out-of-pocket costs (including, without limitation, copying costs) incurred in providing such records and/or personnel to Seller.

Section 5.6. Employee Matters.

(a) Except as set forth on Schedule 5.6, for a period of 1 year following the Closing Date, Buyer shall, or shall cause the Company to, provide the Company Employees (as a group) with employee benefits that are substantially similar in the aggregate to those provided to

such Company Employees immediately prior to the Closing Date (excluding any equity-based compensation plans).

(b) Buyer shall pay, or cause the Company to pay, all amounts due on and after the Closing Date to any Company Employee under any bonus plan or program maintained by the Company in accordance with the terms thereof and disclosed and identified on Schedule 3.14(b).

(c) Buyer shall, or shall cause the Company to, give Company Employees full credit for all purposes, including, without limitation, eligibility and vesting and benefit accrual (except for benefit accruals under any defined benefit pension plan), under such employee benefit plans or arrangements maintained by Buyer in which such Company Employees participate for such Company Employees’ service recognized by the Company immediately prior to the Closing Date under comparable Company Benefit Plans; provided that the foregoing shall not apply to the extent it results in a duplication of benefits.

(d) Buyer shall, or shall cause the Company to, (i) waive all limitations as to pre-existing conditions, exclusions and waiting periods with respect to participation and coverage requirements applicable to the Company Employees under any welfare benefit plans in which such Company Employees may be eligible to participate after the Closing Date, provided that, no such waiver shall apply to a pre-existing condition of any Company Employee or dependent thereof who was, as of the Closing Date, excluded from participation in the analogous Company Benefit Plan by the nature of such pre-existing condition, and (ii) provide each Company Employee with credit for any co-payments and deductibles paid prior to the Closing Date in satisfying any applicable deductible or out-of-pocket requirements under any welfare plans that such Company Employees are eligible to participate in after the Closing Date (to the same extent such credit was given under the analogous Company Benefit Plan immediately prior to the Closing Date), provided that, in each case, the foregoing shall not apply to the extent it results in a duplication of benefits.

(e) Seller shall retain all responsibility and liability with respect to all equity interests issued by Seller to employees of the Company in Seller, directly or indirectly, including, without limitation, any interests issued by investment entities established to facilitate investment by such employees in Seller.

Section 5.7. Termination of Affiliate Arrangements. Except as contemplated by this Agreement or as set forth in Schedule 5.7 hereto, on or prior to the Closing Date, the Company shall have repaid or otherwise settled all of their outstanding Indebtedness and satisfied all of their other liabilities owed to Seller or its Affiliates (other than the Company) and Seller and its Affiliates shall have repaid or otherwise settled all of their outstanding Indebtedness and satisfied all of their other liabilities owed to the Company. All agreements between the Company and Seller or its Affiliates, other than agreements and agreements listed on Schedule 5.7, shall be terminated as of the Closing Date, and all obligations and liabilities thereunder shall have been satisfied.

Section 5.8. Termination and Pay-off of Senior Credit Facility and Mezzanine Notes; Lien Release. On the Closing Date, Seller shall cause the Company to repay or otherwise settle all Company Debt, including the Senior Credit Facility and the Mezzanine Notes (all

Company Debt so repaid or settled shall be included in the Closing Company Debt), and all Liens in connection therewith shall have been released and all such releases shall be promptly and duly recorded with all applicable Governmental Entities, including the U.S. Patent and Trademark Office, in each case at Seller’s sole expense.

Section 5.9. Financing.

(a) The Seller shall, and shall cause the Company and its Subsidiaries and their respective officers and directors to, reasonably cooperate in Buyer’s efforts to obtain the financing necessary to consummate the Transactions (the “Financing”), including by (i) providing direct contact between prospective lenders and the officers and directors of the Company and its Subsidiaries, (ii) providing assistance in preparation of confidential information memoranda and other materials to be used in connection with obtaining the Financing, (iii) entering into a loan agreement, note purchase agreement, registration rights agreement, indenture and related documents, so long as such documents provide that the Company shall not have any liability or obligation under such documents until the consummation of the Transactions, and (iv) providing the financial information necessary for the satisfaction of the obligations and conditions set forth in the seventh and eighth paragraphs of the Commitment Letter and in paragraphs 3 and 15 of Annex D to the Commitment Letter, in each case within the time periods required thereby in order to permit a Closing Date on or prior to December 31, 2003 (which obligation shall include, in all events, providing the financial information set forth on Schedule 5.9(a) on or prior to November 26, 2003) (it being understood that the failure by the Company to deliver any of the information set forth in Schedule 5.9(a) on or prior to November 26, 2003, by itself, shall only result in the failure of the Penalty Condition to be satisfied); provided that Buyer reimburses Seller for all out-of-pocket fees, costs and expenses incurred by Seller and its accountants, attorneys and representatives after the date of this Agreement in connection therewith.

(b) Buyer shall use reasonable best efforts to obtain the Financing on terms set out in the Commitment Letter or on terms no less favorable to Buyer than those set forth in the Commitment Letters.

Section 5.10. No Solicitation. During the period from the date of this Agreement to the earlier of the termination of this Agreement and the Closing, Seller shall not, and shall cause its Subsidiaries (including KRATON and its Subsidiaries) and their respective directors, officers, employees, agents and representatives not to (a) solicit, initiate or encourage, directly or indirectly, and inquiries, discussions, proposals or offers for, (b) continue, propose or enter into any discussions or negotiations looking toward, (c) consider any proposal for, or (d) enter into any agreement or understanding providing for, any acquisition by a third party of the capital . stock, businesses or all or a substantial part of the assets of KRATON or any of its Subsidiaries; nor shall any of such Persons provide any information to any Person (other than Buyer and their representatives, accountants, advisors, consultants and counsel) for the purpose of evaluating or determining whether to make or pursue any inquiries or proposals with respect to any such transactions. The Seller will promptly advise Buyer of and communicate to Buyer the terms of, any such inquiry or proposal that the officers, directors, agents, representatives or employees of Seller or KRATON or any of its Subsidiaries may receive or of which such Persons may become

aware during the period referred to in the first sentence of this Section 5.12 and which any of the foregoing Persons believes to be a bona fide offer or a serious indication of interest.

Section 5.11. Notification of Certain Matters. During the period from the date of this Agreement to the earlier of the termination of this Agreement and the Closing, each party hereto shall promptly notify the other party of:

(a) any change or event, or series of changes or events having or reasonably expected to have a Company Material Adverse Effect or Buyer Material Adverse Effect, as the case may be, on it or that would be reasonably expected to cause any of the conditions in Article VI not to be satisfied or to cause the satisfaction thereof to be materially delayed;

(b) the receipt of any notice or other communication from any Person alleging that the consent of such Person is or may be required in connection with the Transactions which consent (i) relates to a Material Contract or (ii) the failure to obtain would materially delay the consummation of the Transactions;

(d) any claims, actions, suits, arbitrations, proceedings, inquiries or investigations commenced or, to the knowledge of the Buyer or to the Seller’s Knowledge, threatened against the Seller, Buyer or the Company which seeks to prohibit or prevent consummation of the Transactions; and

(e) any information that indicates that any representation or warranty of the Seller or the Buyer, as the case may be, contained herein will not be true and correct in any material respect as of the Closing Date;

in each case, to the extent such event or circumstance is or becomes known to the executive officers of Buyer, or is to the Seller’s Knowledge, as the case may be; provided, however, that the delivery of any notice pursuant to this Section 5.11 shall not be deemed to be an amendment of this Agreement or any Schedule and shall not cure any breach of any representation or warranty requiring disclosure of such matter prior to the date of this Agreement.

Section 5.12. Competitively Sensitive Business. During the period from the date of this Agreement to the earlier of the termination of this Agreement and the Closing, Buyer and its Affiliates will not acquire or agree, prior to the date 45 days after the filing by Buyer of all of the filings required by the Governmental Antitrust Authorities, to acquire any Person or otherwise invest in any Person that would adversely affect Buyer’s ability to receive the Consent of any Governmental Antitrust Authority in connection with the Transactions.

Section 5.13. Title Policy. In the event that the Buyer elects (at its own discretion) to obtain an ALTA standard owner’s policy of title insurance (the “Title Policy“) with respect to the Belpre, Ohio property, Seller and the Company agree that it shall reasonably cooperate with Buyer’s efforts to obtain such Title Policy, including, by providing affidavits, and other similar instruments as are reasonably required by the title company issuing the Title Policy

for the deletion of any standard or printed exceptions in the Title Policy (excluding matters relating to surveys) that are customarily deleted by virtue of a seller delivering such instruments in commercial real estate transactions in Ohio.

Section 5.14. JSR Waiver. If requested by Buyer, Seller shall, and shall cause the Company to, use its reasonable best efforts (including by traveling to Japan and taking any other actions reasonably requested by Buyer) to assist Buyer in obtaining the waiver of JSR as set forth on Schedule 3.3.

Section 5.15. Shell Earnout. Seller agrees to promptly pay any amounts that become payable under Section 2.06, 2.07 or 2.08 of (i) the Master Sale Agreement, dated as of August 31, 2000, as amended, between Shell Oil Company, Shell Elastomers, Inc. and KRATON or (ii) the Sale Agreement, dated as of October 20, 2000, as amended, between Shell Petroleum N.V. and KRATON.

Section 5.16. Limited Liability Provisions. Buyer agrees that for a period of six (6) years from the Closing Date that it will not amend or modify in any way adverse to Seller or its Affiliates the exculpation or indemnification provisions set forth in the limited liability company agreement of the Surviving Entity.

ARTICLE VI

CONDITIONS TO THE MERGER

Section 6.1. Conditions Precedent to Obligations of Buyer, KRATON and Seller to Effect the Merger. The respective obligations of Buyer and Seller to consummate the Transactions shall be subject to the satisfaction at or prior to the Closing Date of the following conditions:

(a) No Injunction, etc. At the Closing Date, there shall be no injunction, Order or Law of any nature of any court or Governmental Entity or body of competent jurisdiction in effect that restrains, enjoins or prohibits the consummation of the Transactions, including without limitation the acquisition by Buyer of KRATON.

(b) Regulatory Authorizations. The applicable waiting period specified under the Xxxx-Xxxxx Act with respect to the Transactions shall have lapsed or been terminated and any Consent of a Governmental Entity specified on Schedule 6.1(b) shall have been obtained. All other Consents of any Governmental Entity required to be obtained prior to the Closing to permit the consummation of the Transactions which if not obtained would be reasonably likely to (i) subject Buyer, Seller or the Company, or any officer, director or agent of any such Person, to criminal liability, (ii) render such transfer void or voidable or (iii) have a Company Material Adverse Effect (the “Required Consents”), shall have been obtained.

Section 6.2. Conditions Precedent to Obligation of Seller and KRATON to Effect the Merger. The obligation of Seller to consummate the Transactions is subject to fulfillment of each of the following conditions:

(a) Representations and Warranties. Buyer’s representations and warranties made in this Agreement hereto shall be true and correct in all respects (determined without regard to any materiality or “Buyer Material Adverse Effect” qualifier therein) as of the Closing Date as though made as of such date, except to the extent such representations and warranties expressly relate to an earlier date (in which case as of such earlier date), except for such breaches of representations and warranties (determined as aforesaid) that, in the aggregate, would not have and would not reasonably be expected to have a Buyer Material Adverse Effect, and Seller shall have received a certificate from an authorized officer of Buyer to such effect.

(b) Performance of Covenants. Buyer shall have performed and complied in all material respects with all obligations and covenants required by this Agreement to be performed prior to or at the Closing and Seller shall have received a certificate from an authorized officer of Buyer to such effect.

Section 6.3. Conditions Precedent to Obligation of Buyer to Effect the Merger. The obligation of Buyer to consummate the Transactions is subject to fulfillment of each of the following conditions:

(a) Representations and Warranties.

(i) Seller’s representations and warranties (other than those referred to in Section 6.3(a)(ii)) made in this Agreement shall be true and correct in all respects (determined without regard to any materiality or “Company Material Adverse Effect” qualifier therein) as of the date hereof and as of the Closing Date as though made as of such date, except to the extent such representations and warranties expressly relate to an earlier date (in which case such representations and warranties shall be true and correct on and as of such earlier date), and except for such breaches of representations and warranties (determined as aforesaid) that, in the aggregate, would not have and would not reasonably be expected to have a Company Material Adverse Effect, and Buyer shall have received a certificate from an authorized officer of Seller to such effect.

(ii) Seller’s representations and warranties set forth in Section 3.5(a) (KRATON Interests) of this Agreement shall be true and correct in all respects as of the date hereof and as of the Closing Date as though made as of such date.

(b) Performance of Covenants. Seller shall have performed or complied in all material respects with all obligations and covenants required by this Agreement to be performed prior to or at the Closing, and Buyer shall have received a certificate from an authorized officer of Seller to such effect.

(c) Company Material Adverse Effect. Since the date of this Agreement to the Closing Date, there has been no Company Material Adverse Effect.

(d) Financing. Buyer shall have available to it the proceeds of the financing arrangements contemplated by the Commitment Letters or other financing on terms and conditions no less favorable to Buyer than those contained in the Commitment Letters.

(e) Consents. The Company shall have obtained all Consents set forth on Schedule 6.3(e).

ARTICLE VII

TERMINATION

Section 7.1. Termination Events. Without prejudice to other remedies which may be available to the parties by law or this Agreement, this Agreement may be terminated and the Transactions may be abandoned:

(a) by mutual written consent of the parties hereto;

(b) by Seller or Buyer, each in its sole discretion, if the Closing shall not have been consummated on or before March 1, 2004, unless extended by written agreement of the parties hereto; provided, however, that such date may be extended to no later than April 1, 2004 at the election of Buyer in the event that (1) all of the conditions set forth in Sections 6.1 and 6.3 other than the condition set forth in Section 6.3(e) have been satisfied or waived (other than those that by their terms cannot be satisfied prior to the Closing) and (2) the Commitment Letters shall have been amended solely such that they shall expire no sooner than April 1, 2004; provided further however, this right to terminate the Agreement shall not be available to any party whose failure to fulfill any obligation under this Agreement has been the cause of or resulted in the failure of the Closing to occur by such date;

(c) by Seller if any of the conditions set forth in Sections 6.1 or 6.2 shall have become incapable of fulfillment and shall not have been waived by Seller; or

(d) by Buyer if any of the conditions set forth in Section 6.1 or 6.3 shall have become incapable of fulfillment and shall not have been waived by Buyer.

provided, however, that the right to terminate this Agreement pursuant to clauses (c) or (d) above is not available to any party whose breach of its obligations under this Agreement has been the cause of the impossibility of fulfillment of such Condition.

Section 7.2. Effect of Termination. In the event of any termination of the Agreement as provided in Section 7.1 above, this Agreement shall forthwith become wholly void and of no further force and effect and there shall be no liability on the part of Buyer or Seller; provided however, that (i) the obligations of Buyer and Seller under Sections 5.2 (as to confidentiality) and 5.4 (as to public disclosures) of this Agreement and the provisions of Article VIII of this Agreement shall remain in full force and effect and (ii) termination shall not preclude either party from suing the other party for any breach of this Agreement.

ARTICLE VIII

MISCELLANEOUS

Section 8.1. Notices. All communications provided for hereunder shall be in writing and shall be deemed to be given when delivered in Person or by private courier with receipt, when telefaxed and received, or five (5) days after being deposited in the United States mail, first-class, registered or certified, return receipt requested, with postage paid:

If to Buyer:

Polymer Holdings LLC

c/o Texas Pacific Group

000 Xxxxxxxx Xxxxxx

Xxxxx 0000

Xxxx Xxxxx, Xxxxx 00000

Attention: Xxxxxxx X. Xxxxxxxxx

Facsimile: 000-000-0000

with a copy (which shall not itself constitute notice) to:

Cleary, Gottlieb, Xxxxx & Xxxxxxxx

Xxx Xxxxxxx Xxxxx

Xxx Xxxx, Xxx Xxxx 00000

Attention: Xxxx X. Xxxx, Esq.

Facsimile: 212-225-3999

If to Seller:

Ripplewood Chemical Holding LLC

c/o Ripplewood Holdings, L.L.C.

Xxx Xxxxxxxxxxx Xxxxx, 00^xx Xxxxx

Xxx Xxxx, Xxx Xxxx 00000

Attention: Xxx X. Xxxx

Facsimile: 212-582-4110

with a copy (which shall not itself constitute notice) to:

Xxxxxxx Xxxxxxx & Xxxxxxxx LLP

000 Xxxxxxxxx Xxxxxx

Xxx Xxxx, Xxx Xxxx 00000

Attention: Xxxx X. Xxxxxxxx, Esq.

Facsimile: 000-000-0000

or to such other address as any such party shall designate by written notice to the other parties hereto.

Section 8.2. Expenses; Transfer Taxes. Except as specifically set forth in this Agreement, Seller and Buyer shall each pay their respective expenses (such as legal, investment banker and accounting fees) incurred in connection with the origination, negotiation, execution and performance of this Agreement. Buyer and Seller shall each bear one-half of the costs of all sales and transfer taxes (including all real property transfer and recording taxes), if any, which may be payable with respect to the consummation of the Transactions and to the extent any

exemptions from such taxes are available Buyer and Seller shall cooperate to prepare any certificates or other documents necessary to claim such exemptions.

Section 8.3. Non-Assignability. This Agreement shall inure to the benefit of and be binding on the parties hereto and their respective successors and permitted assigns. This Agreement shall not be assigned by either party hereto without the express prior written consent of the other party, and any attempted assignment, without such consent, shall be null and void; provided that the Buyer may assign its rights under this Agreement in respect of the Financing.

Section 8.4. Amendment; Waiver. This Agreement may be amended, supplemented or otherwise modified only by a written instrument executed by each of the parties hereto. No waiver by either party of any of the provisions hereof shall be effective unless explicitly set forth in writing and executed by the party so waiving. Except as provided in the preceding sentence, no action taken pursuant to this Agreement, including without limitation, any investigation by or on behalf of any party, shall be deemed to constitute a waiver by the party taking such action of compliance with any representations, warranties, covenants, or agreements contained herein, and in any documents delivered or to be delivered pursuant to this Agreement and in connection with the Closing hereunder. The waiver by any party hereto of a breach of any provision of this Agreement shall not operate or be construed as a waiver of any subsequent breach.

Section 8.5. Third Parties. This Agreement does not create any rights, claims or benefits inuring to any Person that is not a party hereto nor create or establish any third party beneficiary hereto.

Section 8.6. Governing Law. This Agreement and the rights and duties of the parties hereunder shall be governed by, and construed in accordance with, the laws of the State of New York.

Section 8.7. Specific Performance. The parties agree that irreparable damage would occur in the event that the provisions of this Agreement were not performed in accordance with their specific terms. Accordingly, it is agreed that the Parties shall be entitled to an injunction or injunctions to enforce specifically the terms and provisions hereof in any court of the United States or any state having jurisdiction, this being in addition to any other remedy to which they are entitled at law or in equity.

Section 8.8. Consent to Jurisdiction. Each of the parties hereto irrevocably submits to the exclusive jurisdiction of the United States District Court for the Southern District of New York located in the borough of Manhattan in the City of New York, or if such court does not have jurisdiction, the Supreme Court of the State of New York, New York County, for the purposes of any suit, action or other proceeding arising out of this Agreement or any transaction contemplated hereby. Each of the parties hereto further agrees that service of any process, summons, notice or document by U.S. registered mail to such party’s respective address set forth in Section 8.1 shall be effective service of process for any action, suit or proceeding in New York with respect to any matters to which it has submitted to jurisdiction as set forth above in the immediately preceding sentence. Each of the parties hereto irrevocably and unconditionally waives any objection to the laying of venue of any action, suit or proceeding arising out of this

Agreement or the transactions contemplated hereby in (a) the United States District Court for the Southern District of New York or (b) the Supreme Court of the State of New York, New York County, and hereby further irrevocably and unconditionally waives and agrees not to plead or claim in any such court that any such action, suit or proceeding brought in any such court has been brought in an inconvenient forum.

Section 8.9. Entire Agreement. This Agreement, the Schedules and any exhibits hereto, and the Confidentiality Agreement referred to in Section 5.2, set forth the entire understanding of the parties hereto.

Section 8.10. Section Headings; Table of Contents. The section headings contained in this Agreement and the Table of Contents to this Agreement are for reference purposes only and shall not affect the meaning or interpretation of this Agreement.

Section 8.11. Severability. If any provision of this Agreement shall be declared by any court of competent jurisdiction to be illegal, void or unenforceable, all other provisions of this Agreement shall not be affected and shall remain in full force and effect.

Section 8.12. Counterparts. This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original and all of which together shall be deemed to be one and the same instrument.

Section 8.13. Schedules and Exhibits. All exhibits and Schedules hereto are hereby incorporated by reference and made a part of this Agreement. With respect to the Schedules hereto, the disclosures made on any Schedule with respect to any representation or warranty shall be deemed to be made with respect to any other representation or warranty to the extent that, on its face, such disclosure reasonably relates to such representation or warranty. The inclusion of any matter on any Schedule will not be deemed an admission by any party that such listed matter is material or that such listed matter has or could have a Company Material Adverse Effect or constitutes a material liability with respect to the Business, the KRATON Interests, the Company, Merger Sub or Buyer.

Section 8.14. Waiver of Jury Trial. THE PARTIES HEREBY WAIVE ANY RIGHT TO TRIAL BY JURY IN ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS AGREEMENT OR ANY TRANSACTION CONTEMPLATED HEREBY, WHETHER NOW EXISTING OR HEREAFTER ARISING, AND WHETHER SOUNDING IN CONTRACT, TORT OR OTHERWISE. THE PARTIES AGREE THAT ANY OF THEM MAY FILE A COPY OF THIS PARAGRAPH WITH ANY COURT AS WRITTEN EVIDENCE OF THE KNOWING, VOLUNTARY AND BARGAINED-FOR AGREEMENT AMONG THE PARTIES IRREVOCABLY TO WAIVE TRIAL BY JURY AND THAT ANY ACTION OR PROCEEDING WHATSOEVER BETWEEN THEM RELATING TO THIS AGREEMENT OR ANY TRANSACTION CONTEMPLATED HEREBY SHALL INSTEAD BE TRIED IN A COURT OF COMPETENT JURISDICTION BY A JUDGE SITTING WITHOUT A JURY.

Section 8.15. No Survival. The representations and warranties shall expire as of the Closing Date as set forth in Sections 3.24 and 4.13 and the covenants and agreements set

forth in this Agreement shall expire as of the Closing Date, except (i) those covenants and agreements that by their terms require performance after such date and (ii) the covenants and agreements contained in Article II, Sections 5.1(a), 5.1(d), 5.1(j), 5.1(o), 5.1(t), 5.1(u), 5.7, 5.8 and 5.15, and Article VIII, which to the extent they require performance prior to the Closing Date shall expire on the date nine months after the Closing.

[SIGNATURE PAGE FOLLOWS]

IN WITNESS WHEREOF, the parties have caused this Amended and Restated Agreement and Plan of Merger to be duly executed as of the date first above written.


RIPPLEWOOD CHEMICAL HOLDING LLC

By:		/s/ Xxx X. Xxxx
Name:		Xxx X. Xxxx
Title:

KRATON POLYMERS LLC

By:		/s/ Xxx X. Xxxx
Name:		Xxx X. Xxxx
Title:

POLYMER HOLDINGS LLC

By:		/s/ Xxxxxxx X. Xxxxxxxxx
Name:		Xxxxxxx X. Xxxxxxxxx
Title:		Vice President

POLYMER ACQUISITION LLC

By:		/s/ Xxxxxxx X. Xxxxxxxxx
Name:		Xxxxxxx X. Xxxxxxxxx
Title:		Vice President

Exhibit 2

EXECUTION COPY

DISCLOSURE SCHEDULES

These schedules (the “Schedules”) are delivered in connection with the Agreement and Plan of Merger, dated as of November 5, 2003 (the “Agreement”), by and among Ripplewood Chemical Holding LLC, a Delaware limited liability company (“Seller”), KRATON Polymers LLC (“KRATON”), TPG Polymer Holdings LLC (the “Buyer”) and TPG Polymer Acquisition LLC (“Merger Sub”). The disclosures on these Schedules are all subject to the terms of the Confidentiality Agreement, among KRATON and Buyer, dated as of July 14, 2003. Reference is made to Section 8.13 of the Agreement. Terms used but not herein defined have the meanings set forth in the Agreement.

Schedule A – Persons with Seller’s Knowledge

1.	Xxxx Xxxxxxx

2.	Xxxxxx Xxxxxxx

3.	Xxxxxxx Xxxx

4.	Xxxx Xxxxx

5.	Xxxxxxx Xxx

6.	Xxxxx Xxxxxx

7.	Xxxxxx Xxxxxx

8.	Xxxxxx Waiter

9.	Xxxxxx Xxxxxx

10.

Xxxxx Xxx

11.	Xxxx Xxxxxxxxxxx

12.	Xxxxx Xxxxxxx

00.	Xxx Xxxxxxxx

Schedule B – Exceptions to Company Debt

Paulinia Account Receivable Discount Transactions – During October 2003, KRATON Polymers do Brasil (“KPdB”) entered into Account Receivable Discount transactions with Unibanco. KPdB assigned 25 of its U.S. Dollar based foreign receivables, totaling US$691,942.66 and received R$1,974,780.61 in return. KPdB is obligated to pay interest to Unibanco during the period the Accounts Receivable are outstanding. KPdB guarantees that the bank will be paid the US$691,942.66. Therefore, should the receivables not be collected, KPdB must pay the bank and KPdB would incur a bad debt if collection efforts failed. As such, these transactions involve only KPdB’s highest quality U.S. Dollar Accounts Receivables. The Account Receivable discount transactions are booked as a reduction or credit to Accounts Receivable and an increase or debit to Cash on KPdB’s books. No loan or payable to the bank is recorded.

Schedule C – Paulinia Site

English Translation of Property Descriptions. (In the event of inconsistency, the original Portuguese property description will control).

ABSTRACT OF TITLE # 72838 – 2^ND REAL ESTATE REGISTRY OFFICE OF THE CITY OF CAMPINAS - SP

Real Property: Parcel of Land # A1-C, originated from the subdivision of parcel of Land # A-1, which originates from the unification of the remaining sections of parcels of land # A and B, dismembered from Poço Fundo farm, in the City of Paulinia, in this judicial district, with its front facing Xxxxxxx Xxxxxxx Xxxxxxxx, Xx. 000, with the following description: it begins in a common location between Hércules do Brasil’s property, at Avenida Xxxxxxx Xxxxxxxx and the parcel of land under consideration, then follows in a straight line towards 29° 47’ 42” NW, for a distance of 100.00 m, bounding Avenida Xxxxxxx Xxxxxxxx; then deflects to the right and follows in a straight line towards 58° 08’ 45” SE. for a distance of 37.79 m; then deflects to the left and follows in a straight line towards 20° 31’ 25” NE, for a distance of 51.25 m; then deflects to the right and follows in a straight line towards 60° 43’ 18” NE, for a distance of 29.33 m; then deflects to the left and follows in a straight line towards 20° 05’ 49” NE, for a distance of 181.47 m; then deflects to the right and follows in a straight line towards 69° 54’ 11” SE, for a distance of 287.43 m, all bounding the remaining portion of parcel of land # A-1; then deflects to the right and follows in a straight line towards 60° 43’ 18” SW, for a distance of 410.70 m, bounding Hércules do Brasil’s property, reaching the initial location of this description, encompassing the area of 50,000.00 m².

City Government Registration Certificate (CCPM): Not available.

ABSTRACT OF TITLE # 76702 – 2^ND REAL ESTATE REGISTRY OFFICE OF THE CITY OF CAMPINAS - SP

Real Property: Industrial Building # 1.040, located at Avenida Xxxxxxx Xxxxxxxx, with 3,745.50 m² built area, constructed in parcel of land # A1-1, which originated from the subdivision of parcel of land # A-1 – which remained from the subdivision of parcel of land # A-1, which originated from the unification of parcels of land # A and B, detached from Poço Fundo farm, in the industrial zone of the City of Paulinia, in this Judicial District, with the following description: it begins in a landmark located in the margin of Avenida Xxxxxxx Xxxxxxxx, in its intersection with the boundary between parcel of land described herein and parcel of land # A1-C; it follows towards 58° 08’ 45” SE, for 37.79 m, towards 20° 31’ 25” NE, for 51.25 m; towards 60° 43’ 18” NE, for 29.33 m; towards 20° 05’ 49” NE, for 181.47 m; towards 69° 54’ 11” SE, for 287.43m, until this pint bounding parcel of land # A1-C, it deflects to the left and follows towards 60° 43’ 18” NE, for 518.25 m, bounding Hercules do Brasil's property, then deflects to the left and follows sidelining Avenida Xxxxxxx Xxxxxxxx, in a straight line, for 261.09 m; then curves to the right for 29.68 m, then in a straight line for 159.84 m; curves to the left for 67.26m; then goes in a straight line for 85.75 m; curves to the left for 52.25 m; then goes in a straight line for 80.70 m, then curves to the right for 41.80 m; goes in a straight line for 146.50 m, curves to the left for 61.28 m; then goes in a straight line for 95.23 m, until this point bounding Avenida Xxxxxxx Xxxxxxxx; then deflects to the left and follows towards 19° 54’ 48” SW for 243.39 m, bounding parcel of land # A1-2, then follows towards 19° 54’ 48” SW for 79.92 m, bounding parcel of land # A1-B, then deflects to the left and follows towards 70° 05’ 12” SE for 12.15 m. towards 19° 54’ 48” SW for 392.90 m, towards 70° 05’ 12” NW for 31.88 m; towards 19° 54’ 48” SW for 134.64 m, until this point bounding parcel of land # A1-A; then it deflects to the left and follows towards 29° 47’ 42” SE for 302.36 m, bounding Avenida Xxxxxxx Xxxxxxxx and reaching the initial landmark of this description, encompassing the area of 614,401.23 m².

City Government Registration Certificate (CCPM): Not available

ABSTRACT OF TITLE # 76703 – 2^ND REAL ESTATE REGISTRY OFFICE OF THE CITY OF CAMPINAS - SP

Real Property: Parcel of Land # A1-2, originated from the subdivision of parcel of land # Al remaining from the subdivision of parcel of land # A-1, which originated from the unification of parcels of land # A and B, detached from Poço Fundo farm, in the industrial zone of the City of Paulinia, in this judicial district, with the following description: It begins in a landmark located in the margin of Avenida Xxxxxxx Xxxxxxxx, in its intersection with the boundary between the parcel of land # described herein and parcel of land # A1-1; it follows sidelining Avenida Xxxxxxx Xxxxxxxx, in a straight line, for 4.87m, then curves to the left for 56.92m, then goes in a straight line for 192.02m, then curves to the left for 171.80m; then follows in a straight line for 6.57m, until this point bounding Avenida Xxxxxxx Xxxxxxxx; it deflects to the left and follows towards 70° 05’ 12” SE for 332.43m, bounding parcel of land # A1-B; it deflects to the left and follows towards 19° 54’ 48” NE for 243.39m, bounding parcel of land # A1-1 and reaching the initial landmark of this description, encompassing the area of 53,951.71 m².

City Government Registration Certificate (CCPM): Not available

ABSTRACT OF TITLE # 86003 – 2^ND REAL ESTATE REGISTRY OFFICE

Real Property: Xxxx xx Xxxx # 00 of the land subdivision named POÇO FUNDO, in the City of Paulinia, Judicial District of Campinas, 2nd Real Estate District; measuring 20.00 m in two faces. It has 101.80 m in another face to 102.00 m in another face, all of its area bounding subdivisions # 86 and 88, with Atibaia River and a parcel of land with 35 “alqueires” owned by Xxxxxx Xxxx and Xxxxxxx Xxxxx Miya

ABSTRACT OF TITLE # 86004 – 2^ND REAL ESTATE REGISTRY OFFICE

Real Property: Xxxx xx Xxxx # 000 of the land subdivision named POÇO FUNDO, in the City of Paulinia, Judicial District of Campinas, 2nd Real Estate District; measuring 30.00 m facing Atibaia River; 30.00 m bounding the area owned by Sinhei Miya and Xxxxxx Xxxxx Miya, 99.00 m on one side, with subdivision # 113, and 99.00 m on the other side, with subdivision # 115.

[Original Deeds Attached]

Schedule 2.3(a)(ii) – Penalty Fee


For the first week the Penalty Condition is met:	$	500,000

For the second week the Penalty Condition is met:	$	500,000

For the third week the Penalty Condition is met:	$	750,000

For the fourth week the Penalty Condition is met:	$	750,000

For the fifth week the Penalty Condition is met:	$	1,000,000

Schedule 2.4 – Merger Consideration Allocation

Subject to Section 2.4, the Merger Consideration will be allocated to the acquired net assets as follows:


U.S. accounts receivable		Book value of assets

U.S. due from related parties		Book value of assets

U.S. inventory		Book value plus $20,000,000 fair value adjustment

U.S. other net assets		Book value of assets

Investment in Foreign Subsidiaries (value of the equity of foreign subsidiaries)		$155,000,000

The remaining Merger Consideration is expected to be allocated to U.S. fixed assets, U.S. intangible assets and U.S. goodwill

The allocation set forth above may be changed pursuant to the provisions set forth in Section 2.4 of the Agreement.

Schedule 3.3 – Company Contractual Consents

1.	Business Lease between Basell Polyolefine GmbH (formerly Elenac GmbH) and KRATON Polymers GmbH, dated March 31, 2000, as amended by the Amendment to the Business Lease, dated December 22, 2000.

2.	Infineum USA L.P. has informed the Company that it believes its consent is required under the Amended and Restated Belpre Facility Sharing and Operating Agreement, among Infineum USA L.P., Shell Oil Company and Shell Elastomers LLC, dated July 1, 1999.

JSR has informed the Company that it believes that their right to invoke the buy/sell provision under the Joint Venture Agreement between Nihon Gosei Gum Kabushiki Kaisha and Shell Kosan Kabushiki Kaisha establishing KRATON JSR Elastomers K.K. (formerly Shell JSR Elastomers K.K.) will be triggered by the Transaction, unless waived by JSR.

4.	Purchase and Sale Agreement by and between FMC Corporation, Lithium Division and KRATON Polymers U.S. LLC, dated as of May 1, 2002.

5.	Purchase and Sale Agreement by and between FMC Corporation, Lithium Division and KRATON Polymers do Brasil, S.A., dated as of May 1, 2002.

Belpre RCRA 3008(h) Administrative Order on Consent, U.S. EPA Docket No. RCRA-05-2003-0007 and RCRA Consent Agreement and Final Order, U.S. EPA Docket Xx. 0, XXXX ‘00-000, XXXX Consent Order. (See description in Item 2 of Schedule 3.10). Pursuant to the consent order, the Company must give notice of a transfer of ownership to the US EPA and the Ohio EPA 10 days prior to the Closing.

Schedule 3.3(b) – Change of Control Payments

1.	See Item #7 on Schedule 3.14(b)(vi).

2.	See Item #8 on Schedule 3.14(b)(vi).

Schedule 3.4 – Company Governmental Consents

Consents of the following Governmental Antitrust Authorities:

Germany

Brazil

France

South Korea

Ukraine

Japan

Schedule 3.5 – Owned Subsidiaries and Securities

Owned Subsidiaries:


1. KRATON Polymers LLC

	Jurisdiction of Organization:	Delaware

	Equity Issued and Outstanding:	100 units

	Holder(s) of Equity:	Ripplewood Chemical Holding LLC

	Liens on Equity:	Liens pursuant to the Pledge Agreement, dated as of February 28 (the “Pledge Agreement”), among RK Polymers LLC, Ripplewood Chemical Holding LLC, Elastomer Holdings LLC, Shell Elastomers LLC, RK Polymers Capital Corporation, and The Chase Manhattan Bank, which liens shall be released at Closing.

2. KRATON Polymers Capital Corporation

	Jurisdiction of Organization:	Delaware

	Equity Issued and Outstanding:	100 shares of common stock

	Holder(s) of Equity:	KRATON Polymers LLC

	Liens on Equity:	Liens pursuant to the Pledge Agreement, which liens shall be released at Closing.

3. Elastomers Holdings LLC

	Jurisdiction of Organization:	Delaware

	Equity Issued and Outstanding:	100 units

	Holder(s) of Equity:	KRATON Polymers LLC

	Liens on Equity:	Liens pursuant to the Pledge Agreement, which liens shall be released at Closing.

4. KRATON Polymers U.S. LLC

	Jurisdiction of Organization:	Delaware

	Equity Issued and Outstanding:	100 units

	Holder(s) of Equity:	Elastomers Holdings LLC

	Liens on Equity:	Liens pursuant to the Pledge Agreement, which liens shall be released at Closing.

5. KRATON Polymers Holdings B.V.

	Jurisdiction of Organization:	The Netherlands

	Equity Issued and Outstanding:	500 shares of EUR453.78 each


	Holder(s) of Equity:	KRATON Polymers LLC

	Liens on Equity:	Liens on 65% of the issued and outstanding equity pursuant to the Pledge Agreement, which liens shall be released at Closing.

6. KRATON Polymers Belgium S.A.

	Jurisdiction of Organization:	Belgium

	Equity Issued and Outstanding:	(i) 950 shares of EUR62 each (ii) 50 shares of EUR62 each

	Holder(s) of Equity:	(i) KRATON Polymers Holdings B.V. (ii) KRATON Polymers Research B.V.

	Liens on Equity:	None

7. KRATON Polymers do Brasil S.A

	Jurisdiction of Organization:	Brazil

	Equity Issued and Outstanding:	(i) 32,515,701 shares of R$1 each (ii) 1,000 shares of R$1 each

	Holder(s) of Equity:	(i) KRATON Polymers Holdings B.V. (ii) KRATON Polymers Nederlands B.V.

	Liens on Equity:	None

8. KRATON Polymers France S.A.S.

	Jurisdiction of Organization:	France

	Equity Issued and Outstanding:	3,806,500 shares of EUR15 each

	Holder(s) of Equity:	KRATON Polymers Holdings B.V.

	Liens on Equity:	None

9. KRATON Polymers GmbH

	Jurisdiction of Organization:	Germany

	Equity Issued and Outstanding:	1 share of EUR25,000

	Holder(s) of Equity:	KRATON Polymers Holdings B.V.

	Liens on Equity:	None

10. KRATON Polymers Iberica S.A.

	Jurisdiction of Organization:	Spain


	Equity Issued and Outstanding:	6,011 shares of EUR10 each¹

	Holder(s) of Equity:	KRATON Polymers Holdings B.V.

	Liens on Equity:	None

11.	KRATON Polymers Italy S.r.l.

	Jurisdiction of Organization:	Italy

	Equity Issued and Outstanding:	1 share of EUR420,000

	Holder(s) of Equity:	KRATON Polymers Holdings B.V.

	Liens on Equity:	None

12.	KRATON Polymers Japan Limited

	Jurisdiction of Organization:	Japan

	Equity Issued and Outstanding:	30,000 shares

	Holder(s) of Equity:	KRATON Polymers Holdings B.V.

	Liens on Equity:	None

13.	KRATON Polymers International Limited

	Jurisdiction of Organization:	United Kingdom

	Equity Issued and Outstanding:	2 shares of £1 each

	Holder(s) of Equity:	KRATON Polymers Holdings B.V.

	Liens on Equity:	None

14.	KRATON Polymers Nederland B. V.

	Jurisdiction of Organization:	The Netherlands

	Equity Issued and Outstanding:	100 shares of EUR1,000 each

	Holder(s) of Equity:	KRATON Polymers Holdings B.V.

	Liens on Equity:	None

15.	KRATON Polymers Xxxxxx X.X.

	Jurisdiction of Organization:	Sweden

	Equity Issued and Outstanding:	1000 shares of SEK100 each

	Holder(s) of Equity:	KRATON Polymers Holdings B.V.

	Liens on Equity:	None

1.	Of the total share capital of EUR60,110, KRATON Polymers Holdings B.V. has only paid EUR15,027.50 (25%) to KRATON Polymers Iberica S.A. As a result, KRATON Polymers Holdings B.V has an obligation to pay the remaining EUR45,082.50 (75%) to KRATON Polymers Iberica S.A.


16.	KRATON Polymers Research B.V.

	Jurisdiction of Organization:	The Netherlands

	Equity Issued and Outstanding:	40 shares of EUR453.78 each

	Holder(s) of Equity:	KRATON Polymers Holdings B.V.

	Liens on Equity:	None

17.	KRATON Polymers Research S.A.

	Jurisdiction of Organization:	Belgium

	Equity Issued and Outstanding:	(i) 950 shares of EUR62 each
		(ii) 50 shares of EUR62 each

	Holder(s) of Equity:	(i) KRATON Polymers Holdings B.V.
		(ii) KRATON Polymers Research B.V.

	Liens on Equity:	None

18.	KRATON Polymers UK Limited

	Jurisdiction of Organization:	United Kingdom

	Equity Issued and Outstanding:	2 shares of £1 each

	Holder(s) of Equity:	KRATON Polymers Holdings B.V.

	Liens on Equity:	None

19.	KRATON Polymers N.E. Europe Spolka z.o.o.

	Jurisdiction of Organization:	Poland

	Equity Issued and Outstanding:	(i) 29,994 shares of PLN100 each
		(ii) 1 share of PLN100

	Holder(s) of Equity:	(i) KRATON Polymers Holdings B.V.
		(ii) KRATON Polymers International Limited

	Liens on Equity:	None

Interests in Joint Ventures:


1.	Societal S.A.

	Jurisdiction of Organization:	Brazil

	Equity Issued and Outstanding:	(i) 140,343,090 shares of R$6.54 per 1,000 shares
		(ii) 140,343,090 shares of R$6.54 per 1,000 shares

	Holder(s) of Equity:	(i) KRATON Polymers do Brasil S.A.
		(ii) BASF S.A.

2.	KRATON JSR Elastomers K.K.

	Jurisdiction of Organization:	Japan

	Equity Issued and Outstanding:	(i) 15,000 shares
		(ii) 15,000 shares

	Holder(s) of Equity:	(i) KRATON Polymers Holdings B.V.
		(ii) Nihon Gosei Gum Kabushiki Kaisha

Other Securities:

None.

Schedule 3.6 – Financial Statements

1.	2002 Audited Financial Statements. Please see attached.

2.	September 30, 2003 Financial Statements. Please see attached.

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Consolidated Financial Statements

December 31, 2002 and 2001

(With Independent Auditors’ Report Thereon)

Independent Auditor’s Report

The Board of Directors

Ripplewood Chemical Holdings LLC:

We have audited the accompanying consolidated balance sheets of Ripplewood Chemical Holdings LLC as of December 31, 2002 and 2001, and the related consolidated statements of operations, members’ equity and comprehensive income (loss), and cash flows for the year ended December 31, 2002 and the ten months ended December 31, 2001. These financial statements are the responsibility of the Company’s management. Our responsibility is to express an opinion on these financial statements based on our audits.

We conducted our audits in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.

In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the financial position of Ripplewood Chemical Holdings LLC as of December 31, 2002 and 2001, and the results of its operations and its cash flows for the year ended December 31, 2002 and the ten months ended December 31, 2001 in conformity with accounting principles generally accepted in the United States of America.

KPMG LLP

July 31, 2003

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Consolidated Balance Sheets

December 31, 2002 and 2001

(In thousands of U.S. dollars)


	2002		2001
Assets
Current assets:
Cash and cash equivalents	$	14,305	$	24,190
Receivables, net of allowances of $2,066 and $1,340		84,657		72,584
Due from related parties		9,604		16,512
Inventories of products		193,009		156,324
Inventories of materials and supplies		9,580		14,590
Other current assets		10,816		4,980

Total current assets		321,971		289,180

Property, plant, and equipment, less accumulated depreciation		261,987		274,276
Investment in joint venture		9,157		8,022
Deferred financial costs		13,370		17,133
Deferred income taxes		—		620
Other long-term assets		2,166		65

Total assets	$	608,651	$	589,296

Liabilities and Members’ Equity

Current liabilities:
Current portion of long-term debt	$	22,599	$	33,880
Accounts payable – trade		15,313		6,819
Other payables and accruals		41,434		41,178
Due to related parties		18,687		27,784
Insurance bond payable		—		1,043

Total current liabilities		98,033		110,704

Long-term debt, net of current portion		321,131		351,570
Deferred income taxes		1,831		—
Long-term liabilities		9,084		5,852

Total liabilities		430,079		468,126

Commitments and contingencies (note 6)

Members’ equity:
Preferred equity		39,742		36,780
Common equity		129,228		94,242
Accumulated other comprehensive income (loss)		9,602		(9,852	)

Total members’ equity		178,572		121,170

Total liabilities and members’ equity	$	608,651	$	589,296

See accompanying notes to consolidated financial statements.

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Consolidated Statements of Operations

Year ended December 31, 2002 and the

period from February 28, 2001 (inception) through December 31, 2001

(In thousands of U.S. dollars)


	2002			2001
Revenues
Sales	$	620,065		$	512,436
Other		8,853			10,373

Total revenues		628,918			522,809

Costs and expense:
Cost of goods sold		424,978			403,669

Gross profit		203,940			119,140
Research and development expenses		22,984			19,060
Selling, general, and administrative expenses		65,563			58,150
Depreciation		28,166			24,295
Earnings in joint venture		(1,171	)		(1,045	)
Interest expense		36,066			37,672

Income (loss) before income taxes		52,332			(18,992	)
Income tax provision		(9,793	)		(900	)

Net income (loss)		42,539			(19,892	)
Preferred stock dividends and warrant accretion		(7,572	)		(5,200	)

Net income (loss) attributable to common equity	$	34,967		$	(25,092	)

See accompanying notes to consolidated financial statements.

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Consolidated Statements of Changes in Members’ Equity and

Comprehensive Income Loss

Year ended December 31, 2002 and the

period from February 28, 2001 (inception) through December 31, 2001

(In thousands of U.S. dollars)


	Class A preferred units			Class B units			Accumulated other comprehensive income (loss)			Total
Issuance of common units, net of fees	$	—		$	101,000			—		$	101,000
Issuance of preferred units, net of fees		38,600			—			—			38,600
Fair market value of warrants issued with preferred units		(7,020	)		7,020			—			—
Fair market value of warrants issued with senior subordinated notes		—			10,420			—			10,420
Comprehensive loss:
Net loss – 2001		—			(19,892	)		—			(19,892	)
Other comprehensive loss:
Foreign currency adjustments		—			—			(9,852	)		(9,852	)

Total comprehensive loss											(29,744	)
Cash contributions from members		—			2,220			—			2,220
Loans to members		—			(1,326	)		—			(1,326	)
Preferred units dividends		4,615			(4,615	)		—			—
Warrant accretion		585			(585	)		—			—

Balance, December 31, 2001		36,780			94,242			(9,852	)		121,170
Comprehensive income:
Net income – 2002		—			42,539			—			42,539
Other comprehensive income:
Foreign currency adjustments		—			—			19,454			19,454

Total comprehensive income											61,993
Cash contributions from members		—			19			—			19
Cash distribution to members		(4,610	)		—			—			(4,610	)
Preferred units dividends		6,870			(6,870	)		—			—
Warrant accretion		702			(702	)		—			—

Balance, December 31, 2002	$	39,742		$	129,228		$	9,602		$	178,572

See accompanying notes to consolidated financial statements.

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Consolidated Statements of Cash Flows

Year ended December 31, 2002 and the

period from February 28, 2001 (inception) through December 31, 2001

(In thousands of U.S. dollars)


	2002			2001
Cash flows provided by (used in) operating activities:
Net income (loss)	$	42,539		$	(19,892	)
Adjustments to reconcile net loss to net cash provided by operating activities:
Depreciation		28,166			24,295
Amortization of deferred financing costs		3,763			2,867
Accretion of discount on senior subordinated notes		1,044			870
Loss on disposal of fixed sheets		126			375
Undistributed earnings in joint venture		(461	)		1,251
Deferred tax provision (benefit)		2,451			(722	)
Decrease (increase) in working capital:
Accounts receivable		(5,750	)		13,297
Due (to) from related party		(3,963	)		(8,239	)
Inventories		(21,351	)		47,026
Other assets		(5,374	)		(5,358	)
Accounts payable other payables and accruals and long-term liabilities		7,462			6,746

Net cash provided by operating activities		48,652			62,516

Cash flows provided by (used in) financing activities:
Purchase of business, including transaction costs		—			(530,100	)
Purchase of property, plant and equipment		(8,172	)		(9,386	)

Net cash used in investing activities		(8,172	)		(539,486	)

Cash flows provided by (used in) financing activities:
Proceeds from debt		—			420,000
Repayment of debt		(42,764	)		(25,500	)
Proceeds from issuance of common equity		—			124,600
Cash contributions from (distributions to) members, net		(4,591	)		2,220
Loans to members		—			(1,326	)
Deferred financing costs		—			(20,000	)
Proceeds from insurance bond, net		(1,043	)		1,043

Net cash provided by (used in) financing activities		(48,398	)		501,037
Effect of exchange rate differences on cash		(1,967	)		123

Net increase (decrease) in cash and cash equivalents		(9,885	)		24,190
Cash and cash equivalents, beginning of period		24,190			—

Cash and cash equivalents, end of period	$	14,305		$	24,190

Supplemental disclosure cash flow information:
Cash paid during the period for income taxes	$	1,145		$	1,166
Cash paid during the period for interest		32,669			27,297

Significant noncash transactions:
At the time of the Transaction, we recorded the fair value of the warrants attached to the Senior Subordinated Notes of $10,420 to members’ equity.
Royal Dutch/Shell Group of Companies received an equity interest of $15,000 as part of the Transaction.

See accompanying notes to consolidated financial statements.

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(1)

Summary of Significant Accounting Policies

(a)

Organization, Acquisition, and Description of Business

On February 28, 2001, Ripplewood Chemical Holdings LLC (Holdings and, together with its subsidiaries, unless otherwise indicated, are collectively referred to as we, our, ours, and us) purchased the KRATON Polymers Business from the Royal Dutch/Shell Group of Companies (Shell) (the Transaction). The Transaction was financed through (i) an equity investment of $141.7 million from us, (ii) borrowings under senior credit facilities at KRATON Polymers LLC, our wholly owned subsidiary (KRATON), and (iii) the offering by KRATON and one of its wholly owned subsidiaries of senior subordinated notes. KRATON’s senior credit facilities consist of a six-year, $50 million revolving credit facility and an eight-year, $300 million term loan facility. The senior subordinated notes (Notes) were sold by KRATON in the aggregate principal amount of $110 million. We financed our equity investment through the sale of $40 million of Class A Preferred Units (the Class A Units or the Preferred Equity Interests) and $101.7 million of Class B Units (the Class B Units), $15 million of which was issued to Shell as part of the consideration for the Transaction. The sources and uses of funds for the Transaction were as follows (amounts in millions):


Sources:
Revolving loans	$	10.0
Term loans		300.0
Notes		110.0
Class A and B Units, net of fees and expenses		139.6

Total sources	$	559.6

Uses:
Purchase of business	$	520.0
Initial working capital		5.0
Fees and expenses		34.6

Total uses	$	559.6


		6		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

The Transaction was accounted for under the purchase method of accounting. Accordingly, the purchase price has been allocated to the fair value of the assets and liabilities acquired as of the date of acquisition. The purchase price allocation included an allocation of approximately $44.2 million to reflect the fair value of inventory and a write-down to the historical book value of property, plant, and equipment. The unaudited summarized pro forma balance sheet as of February 28, 2001 follows (amounts in millions):


Current assets	$	338.7
Property, plant, and equipment		295.6
Other assets		29.6

Total assets	$	663.9

Current liabilities	$	100.7
Long-term debt		409.6
Other long-term liabilities		3.6
Members’ equity		150.0

	$	663.9

We manufacture styrenic block copolymers, or SBCs, at our manufacturing facilities in six countries: Belpre, Ohio; Wesseling, Germany; Berre, France; Pernis, The Netherlands; Paulinia, Brazil; and our joint venture in Kashima, Japan. SBCs are highly engineered synthetic elastomers which are used in a wide variety of products to impart flexibility, resilience, strength, durability, and processability. We generally sell our products to customers for use in industrial and consumer applications.

We are a holding company whose only material asset is our investment in KRATON.

(b)

Principles of Consolidation

The consolidated financial statements include the accounts of all of our wholly owned subsidiaries, with all significant intercompany accounts and transactions, including intercompany profits in inventory, having been eliminated.

(c)

Cash Equivalents

It is our policy to invest our excess cash in investment instruments whose value is not subject to market fluctuations, such as bank deposits, or certificates of deposit. Other permitted investments include commercial paper of major U.S. corporations with ratings of A1 by Standard & Poor’s Ratings Group or P1 by Xxxxx’x Investor Services, Inc., loan participations of major U.S. corporations with a short term credit rating of A1/P1 and direct obligations of the U.S. government or its agencies. We consider all investments having a remaining maturity of three months or less to be cash equivalents.


		7		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(d)

Accounts Receivable

Accounts receivable are recorded at the invoiced amount and do not bear interest. The allowance for doubtful accounts is our best estimate of the amount of probable credit losses in our existing accounts receivable. We determine the allowance based on historical write-off experience and national economic data. We review the allowance for doubtful accounts monthly. Past due balances over 90 days and above a specified amount are reviewed individually for collectibility. Account balances are charged off against the allowance after all means of collection have been exhausted and the potential for recovery is considered remote. We do not have any off-balance sheet credit exposure related to our customers.

(e)

Inventories

Inventories are stated at the lower of cost or market. Cost is determined on the first-in, first-out basis.

(f)

Property, Plant, and Equipment

Property, plant, and equipment are recorded at cost. Major renewals and improvements which extend the useful lives of equipment are capitalized. Repair and maintenance expenses are charged to operations as incurred. Disposals are removed at carrying cost less accumulated depreciation with any resulting gain or loss reflected in operations. We capitalize interest costs which are incurred as part of the cost of constructing major facilities and equipment. We did not record any capitalized interest in 2002 and 2001. Depreciation is provided using the straight-line method over the following estimated useful lives:


Machinery and equipment		20 years
Building and land improvements		20 years
Computer hardware/information systems		5 years
Office equipment		10 years
Research equipment and facilities		5 years
Vehicles		5 years

(g)

Investment in Joint Venture

Our 50% equity investment in a joint venture at our Kashima site is accounted for under the equity method with our share of the operating results of the joint venture recorded in earnings in joint venture in the accompanying statement of operations.

(h)

Impairment of Long-Lived Assets

Statement of Financial Accounting Standards (SFAS) No. 144, Accounting for the Impairment or Disposal of Long-Lived Assets, provides a single accounting model for long-lived assets to be disposed of. We adopted SFAS No. 144 on January 1, 2002. The adoption of SFAS No. 144 did not affect our financial statements.


		8		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

In accordance with SFAS No. 144, long-lived assets, such as property, plant, and equipment, and purchased intangibles subject to amortization, are reviewed for impairment whenever events or changes in circumstances indicate that the carrying amount of an asset may not be recoverable. Recoverability of assets to be held and used is measured by a comparison of the carrying amount of an asset to estimated undiscounted future cash flows expected to be generated by the asset. If the carrying amount of an asset exceeds its estimated future cash flows, an impairment charge is recognized as the amount by which the carrying amount of the asset exceeds the fair value of the asset.

Prior to the adoption of SFAS No. 144, we accounted for long-lived assets in accordance with SFAS No. 121, Accounting for Impairment of Long-Lived Assets and for Long Lived Assets to be Disposed Of.

(i)

Deferred Financing Costs

Deferred financing costs relating to long-term debt are amortized over the term of the related debt instrument using the effective interest method.

(j)

Income Taxes

We conduct operations in separate legal entities in certain non-U.S. tax jurisdictions and as a result, income tax amounts are reflected in these financial statements on a separate return basis. The U.S. operations have not provided for income taxes in the accompanying statement of operations or deferred taxes in the accompanying balance sheet as they arc a limited liability companies which are flow-through entities for federal income tax purposes. Accordingly, our members will be responsible for any federal or state income tax liabilities resulting from those operations.

Net operating losses and credit carryforwards are recorded in the event such benefits are expected to be realized by the non-U.S. operating companies. Deferred taxes result from differences between the financial and tax bases of our assets and liabilities and are adjusted for changes in tax rates and tax laws when changes are enacted. Valuation allowances are recorded to reduce deferred tax assets when it is more likely than not that a tax benefit will not be realized.

(k)

Revenue Recognition

We recognize revenue from sales when title transfer and products are shipped. We classify amounts billed to customers for shipping and handling as revenues, with the related shipping and handling costs included in cost of goods sold. By-product sales (included in other revenues) are also recorded upon shipment.

We have entered into agreements with some of our customers, whereby they earn rebates from us when the volume of their purchases of our product reach certain agreed upon levels. Rebates are recognized as a reduction in revenues as earned.


		9		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(l)

Research and Development Expenses

Research and development expenses are expensed as incurred.

(m)

Foreign Currency Translation and Foreign Exchange

Financial statements of our operations outside the U.S. where the local currency is considered to be the functional currency are translated into U.S. dollars using the exchange rate at each balance sheet date for assets and liabilities and the average exchange rate for each period for revenues, expenses, gains and losses and cash flows. The effects of translating such operations into U.S. dollars are included as a component of other comprehensive loss in members’ equity.

(n)

Environmental Costs

Environmental costs are expensed as incurred unless the expenditures extend the economic useful life of the relevant assets. Costs that extend the economic life of assets are capitalized and depreciated over the remaining life of those assets. Liabilities are recorded when environmental assessments or remedial efforts are probable, and the cost can be reasonably estimated.

(o)

Disclosures about Fair Value of Financial Instruments

The carrying amount approximates fair value for cash and cash equivalents, receivables, accounts payable, and certain accrued expenses due to the short maturities of these instruments. The fair values of long-term debt instruments are estimated based upon market values (if applicable) or on the current interest rates available to us for debt with similar terms and remaining maturities. Considerable judgment is required in developing these estimates and, accordingly, no assurance can be given that the estimated values presented herein are indicative of the amounts that would be realized in a free market exchange.

(p)

Financial Statement Estimates

The preparation of consolidated financial statements in conformity with accounting principles generally accepted in the United States requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the consolidated financial statements and the reported amounts of revenues and expenses during the reported periods. Significant estimates include allowances for doubtful accounts, inventory reserves, environmental reserves, litigation contingencies, assets and obligations related to employee benefits, and taxes, among others. Actual results could differ from these estimates.

(q)

Recently Issued Accounting Standards

SFAS No. 143, Accounting for Asset Retirement Obligations, was issued in June 2001. SFAS No. 143 requires us to record the fair value of an asset retirement obligation as a liability in the period in which it incurs a legal obligation associated with the retirement of tangible long-lived assets that result from the acquisition, construction, development, and/or normal use of the assets.


		10		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

We also record a corresponding asset that is depreciated over the life of the asset. Subsequent to the initial measurement of the asset retirement obligation, the obligation will be adjusted at the end of each period to reflect the passage of time and changes in the estimated future cash flows underlying the obligation. We are required to adopt SFAS No. 143 on January 1, 2003. We are currently evaluating the impact of adopting SFAS No. 143.

SFAS No. 145, Rescission of FASB Statements No. 4, 44, and 64, Amendment of FASB Statement No. 13, and Technical Corrections, was issued in April 2002. SFAS No. 145 amends existing guidance on reporting gains and losses on the extinguishment of debt to prohibit the classification of the gain or loss as extraordinary, as the use of such extinguishments have become part of the risk management strategy of many companies. SFAS No. 145 also amends SFAS No. 13 to require sale-leaseback accounting for certain lease modifications that have economic effects similar to sale-leaseback transactions. The provisions of the Statement related to SFAS No. 13 were effective for transactions occurring after May 15, 2002, with early application encouraged. The adoption of SFAS No. 145 is not expected to have a material effect on our financial statements.

SFAS No. 148, Accounting for Stock-Based Compensation – Transition and Disclosure, an amendment of FASB Statement No. 123, was issued in December 2002. This statement amends SFAS No. 123, Accounting for Stock-Based Compensation, to provide alternative methods of transition for a voluntary change to the fair value method of accounting for stock-based employee compensation. In addition, this Statement amends the disclosure requirements of SFAS No. 123 to require prominent disclosures in both annual and interim financial statements. Certain of the disclosure modifications are required for fiscal years ending after December 15, 2002. The adoption of SFAS No. 148 is not expected to have a material effect on our financial statements.

SFAS No. 150, Accounting for Certain Financial Instruments with Characteristics of both Liabilities and Equity, was issued in May 2003. SFAS No. 150 provides guidance on how to classify and measure certain financial instruments with characteristics of both liabilities and equity. This statement is effective for financial instruments entered into or modified after May 31, 2003, and otherwise is effective at the beginning of the first interim period after June 15, 2003. The Company is evaluating the impact of the standard and does not expect it to have a material impact on our financial statements.


		11		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(2)

Detail of Certain Balance Sheet Accounts


	December 31,
	2002			2001
	(in thousands)
Inventories:
Finished products	$	179,532		$	145,016
Work in progress		1,585			1,543
Raw materials		11,892			9,765

	$	193,009		$	156,324

Property, plant, and equipment:
Land	$	11,462		$	11,261
Buildings		24,578			24,458
Plant and equipment		276,292			244,481
Construction in progress		6,467			18,371

		318,799			298,571
Less accumulated depreciation		(56,812	)		(24,295	)

	$	261,987		$	274,276

Other payables and accruals:
Employee related	$	10,806		$	7,816
Interest		5,674			6,549
Property and other taxes		2,162			3,970
Customer rebates		5,894			3,965
Income taxes payable		6,380			2,812
Other		10,518			16,066

	$	41,434		$	41,178

(3)

Long-Term Debt

Long-term debt consists of the following:


	December 31,
	2002		2001
	(in thousands)
Term loans	$	242,236	$	285,000
Notes		101,494		100,450

Total debt		343,730		385,450
Less current portion of long-term debt		22,599		33,880

Total long-term debt	$	321,131	$	351,570


		12		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(a)

Senior Secured Credit Facilities

In connection with the Transaction, we and KRATON entered into senior secured credit facilities (the Facilities) in the aggregate principal amount of $350,000,000. The Facilities consist of a $50,000,000 revolving credit facility (the Revolving Facility, and the loans made thereunder, the Revolving Loans) and a $300,000,000 term loan facility (the Term Facility, and the loans made thereunder, the Term Loans) and are subject to the terms and conditions of the Credit Agreement, dated as of February 28, 2001, (the Credit Agreement), among us, KRATON, the several lenders from time to time parties thereto and The Chase Manhattan Bank, as administrative agent. The Facilities are secured by a perfected first priority security interest in all of each Loan Party’s tangible and intangible assets, including, without limitation, intellectual property, real property, all of the capital stock of KRATON and each of its domestic subsidiaries and 66% of the capital stock of direct foreign subsidiaries of each Loan Party. As of December 31, 2002 and 2001, we had no outstanding borrowings under the Revolving Facility. We and each of KRATON Polymers U.S. LLC, Elastomers Holdings LLC, and KRATON Polymers Capital Corporation, all of which are subsidiaries of KRATON (such entities, together with KRATON, the Loan Parties), have guaranteed the Facilities.

Maturity

Loans outstanding under the Revolving Facility are payable on February 28, 2007. The Term Facility is payable in 28 consecutive quarterly installments, commencing on March 31, 2002, and ending on February 28, 2009. The first four installments are each 0.99% of the principal amount, the next sixteen installments are each 2.24% of the principal amount, the next four installments are 5.02% of the principal amount, and the final four installments are each 10.03% of the principal amount.

Interest

The Loans bear interest, at our election, at (a) the LIBO Rate plus the Applicable Rate (such Loans, Eurodollar Loans) or (b) the Alternate Base Rate plus the Applicable Rate (such Loans, ABR Loans). The LIBO Rate with respect to any interest period is the rate appearing on Page 3750 of the Dow Xxxxx Market Service as the rate for dollar deposits with a maturity comparable to such interest period. The Alternate Base Rate means the highest of (i) the rate of interest publicly announced by The Chase Manhattan Bank as its prime rate in effect at its principal office in New York City, (ii) the secondary market rate for three-month certificates of deposit (adjusted for statutory reserve requirements) plus 1%, and (iii) the federal funds effective rate from time to time plus 0.5%. The Applicable Rate means 3.25% per annum with respect to any Term Loan which is an ABR Loan and 4.25% with respect to any Term Loan which is a Eurodollar Loan as of December 31, 2002. The Applicable Rate with respect to Revolving Loans is calculated based on the total leverage ratio of KRATON at the end of each fiscal quarter and ranges from 1.75% (for ABR Loans if the total leverage ratio is less than or equal to 2.50 to 1.00) to 3.5% (for Eurodollar Loans if the total leverage ratio is greater than 3.25 to 1.00). Interest on ABR Loans is payable quarterly in arrears. Interest on Eurodollar Loans is payable at the end of each interest period selected by KRATON, which interest period may be one, two, three, six, (or, with the consent of each Lender, nine or twelve) months.


		13		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

Optional and Mandatory Prepayments

KRATON may, at its option, prepay the Loans at any time. In addition, the following amounts must be applied to prepay the Term Loans and reduce the Revolving Facility:

•

50% of the net proceeds of any sale or issuance of equity by us or any subsidiary;

•

100% of the net proceeds of any sale or other disposition by us or any subsidiary of any assets (with certain exceptions) subject to a reinvestment capacity;

•

100% of the net proceeds of the incurrence of indebtedness (with certain exceptions) by us or subsidiary; and

•

75% of our excess cash flow for each fiscal year.

On December 14, 2001 and September 9, 2002, we made voluntary prepayments on the Term Loan of $15 million and $10 million, respectively. We made a required prepayment related to excess cash flow generated during the ten months ended December 31, 2001, of $22,350,000 on April 2, 2002. We will not have to make a prepayment related to excess cash flow generated during the year ended December 31, 2002.

Covenants

The Credit Agreement contains certain affirmative covenants including, among others, covenants to furnish the Lenders with financial statements and other financial information and to provide the Lenders notice of material events and information regarding collateral.

The Credit Agreement contains certain negative covenants including limitation on indebtedness, limitation on liens, limitation on fundamental changes, limitation on investments, limitation on asset sales, limitation on sales and leasebacks, limitation on restricted payments, limitation on transactions with affiliates, and certain financial covenants.

As of December 31, 2002 and 2001, we are in compliance with all covenants under the Credit Agreement.

(b)

Senior Subordinated Notes Due February 28, 2011

In connection with the Transaction, KRATON and KRATON Polymers Capital Corporation sold the Notes in an aggregate principal amount of $110 million. The Notes are subject to the provisions for mandatory and optional prepayment and acceleration contained in the Securities Purchase Agreement (the SPA) and are payable in full on February 28, 2011. We, KRATON Polymers U.S. LLC and Elastomers Holdings LLC (together, the Guarantors), have guaranteed the Notes. The carrying value of the Notes at December 31, 2002 and 2001 is $101.5 million and $100.5 million, respectively. At the time of the Transaction, the carrying value of the Notes was reduced by the market value of the warrants to purchase our Class B Units which were issued to purchasers of the Notes. This difference will be accreted as a component of interest expense through February 28, 2007.


		14		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

Interest

The Notes bear interest at a fixed rate of 13% per annum. Interest is payable (i) twice each year, (ii) upon any redemption or prepayment as described below, and (iii) at maturity.

Optional Redemption

Generally, KRATON cannot elect to redeem the Notes until February 28, 2004. After such date, KRATON may elect to redeem the Notes at certain predetermined redemption prices, plus accrued, and unpaid interest. Prior to February 28, 2004, KRATON may redeem up to a maximum of 35% of the Notes with the proceeds of certain permitted equity offerings at a redemption price equal to 113% of the principal amount of the Notes being redeemed, plus accrued, and unpaid interest.

Covenants

The SPA and the Notes contain certain affirmative covenants including, among others, covenants to furnish the holders of Notes with financial statements and other financial information and to provide the holders of Notes notice of material events.

The SPA and the Notes contain certain negative covenants including limitation on indebtedness, limitation on restricted payments, limitation on restrictions on distributions from certain subsidiaries, limitation on lines of business, merger and consolidation, and certain financial covenants.

As of December 31, 2002 and 2001, we are in compliance with all covenants under the SPA and the Notes.

Registration Rights

Beginning February 28, 2004, upon the request of the holders of the Notes representing at least 80% of the Notes, we must register with the Securities and Exchange Commission and issue in exchange for the Notes, debt securities of KRATON (the Exchange Notes) that are identical in all material respects to the Notes. If we fail to register, issue, and deliver the Exchange, we will be required to pay certain liquidated damages to the holders of the Notes.


		15		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(c)

Debt Maturities

The estimated remaining principal payments on our outstanding long-term debt are as follows:


	Principal payments
	(in thousands)
Year ending December 31:
2003	$	22,599
2004		22,599
2005		22,599
2006		22,599
2007		50,647
Thereafter		202,687

Total debt	$	343,730

(4)

Income Taxes

Income taxes are recorded utilizing an asset and liability approach. This method gives consideration to the future tax consequences associated with the differences between the financial accounting basis and tax basis of the assets and liabilities, and the ultimate realization of any deferred tax asset resulting from such differences. We consider all foreign earnings as being permanently invested in that country.

We are, for U.S. tax purposes, considered a flow-through entity and therefore, do not pay U.S. income taxes. Therefore, a U.S. tax provision is not required. We do, however, own foreign subsidiaries that are subject to tax in various jurisdictions.

The provision for income taxes for the foreign operations for the periods ended December 31, 2002 and 2001 are as follows:


	2002			2001
	(in thousands)
Current tax provision:
Foreign	$	(7,342	)	$	(1,622	)

Total		(7,342	)		(1,622	)

Deferred tax provision:
Foreign		(2,451	)		722

Total		(2,451	)		722

Income tax provision	$	(9,793	)	$	(900	)


		16		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

Deferred income taxes reflect the net tax effects of temporary differences between the carrying amounts of assets and liabilities for financial reporting purposes and the amounts used for income tax purposes. Significant components of deferred tax liabilities and assets are as follows:


	December 31,
	2002			2001
	(in thousands)
Deferred tax liabilities:
Property, plant, and equipment	$	(12,032	)	$	(7,996	)

Total deferred tax liabilities		(12,032	)		(7,996	)

Deferred tax assets:
Net operating loss carryforward		10,913			10,698
Pension accrual		816			621
Inventory reserve		554			458
Other		777			82

Total deferred tax assets		13,060			11,859

Valuation allowance for deferred tax assets		(2,859	)		(3,243	)

Net deferred tax assets (liabilities)	$	(1,831	)	$	620

Our operations outside of the U.S. are subject to local income tax. The reconciliation of non-U.S. income taxes computed at the U.S. federal statutory rate to the income tax provision for the periods ended December 31, 2002 and 2001 is as follows:


	2002			2001
	(in thousands)
Foreign income taxes at the statutory rate	$	(10,830	)	$	(1,381	)
Foreign tax rate differential		(746	)		(673	)
Excess purchased tax basis		2,755			2,755
True up of prior year tax estimates		(1,230	)		—
Change in valuation allowance		384			(1,489	)
Other		(126	)		(112	)

Income tax provision	$	(9,793	)	$	(900	)


		17		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

As of December 31, 2002 and 2001, a valuation allowance of $2.9 million and $3.2 million had been recorded related to certain deferred tax assets in France and the Netherlands. The increase in the valuation allowance of $1.489,000 in 2001 relates to the Company’s evaluation of the recoverability of deferred tax assets in France. The reduction in the valuation allowance of $384,000 during 2002 relates to our expected ability to use the previously reserved deferred tax asset in France.

In assessing realizability of deferred tax assets, management considers whether it is more likely than not that some portion or all of the deferred tax assets will not be realized. The ultimate realization of deferred tax assets is dependent upon the generation of future taxable income during the periods in which those temporary differences become deductible. Based upon the projection of future taxable income at December 31, 2002, management believes it is more likely than not that it will not realize the majority of its deferred tax asset related to the Netherlands.

(5)

Employee Benefits

We have established the following benefit plans:

(a)

U.S. Retirement Benefit Plans

We have a noncontributory defined benefit pension plan in the U.S. which covers all salaried and hourly wage employees. The benefits under this plan are based primarily on years of service and employees’ pay near retirement. For our employees who were employed as of March 1, 2001 and who (i) were previously employed by Shell and (ii) elected to transfer their pension assets to KRATON, we consider the total combined Shell and KRATON service when calculating the employee’s pension benefit. For those employees who (i) elected to retire from Shell or (ii) elected not to transfer their pension benefit, only KRATON service (since March 1, 2001) is considered when calculating benefits.


		18		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

Information concerning the pension obligation, plan assets, amounts recognized in our financial statements, and underlying actuarial assumptions is stated below. Based on an agreement with Shell, KRATON was guaranteed a return between 0% and 3% on plan assets until the transfer of pension assets occurred on August 12, 2002. Therefore, the fair value of the plan assets did not change during the period from February 28, 2001 (inception) through December 31, 2001.


	December 31,
	2002			2001
	(in thousands)
Change in benefit obligation:
Benefit obligation beginning of period	$	29,076		$	25,516
Service cost		2,447			1,966
Interest cost		2,021			1,594
Benefits paid		(24	)		—
Actuarial (gain) loss		(123	)		—
Plan amendments		123			—

Benefit obligation at end of period	$	33,520		$	29,076

Change in plan assets:
Fair value at beginning of period	$	25,087		$	25,087
Actual return on plan assets		206			—
Employer contributions		400			—
Benefits paid		(24	)		—

Fair value at end of period	$	25,669		$	25,087


	December 31,
	2002			2001
	(in thousands)
Development of net amount recognized:
Funded status	$	(7,851	)	$	(3,988	)
Unrecognized net prior service cost		114			—
Unrecognized actuarial loss		3,943			1,881

Net amount recognized	$	(3,794	)	$	(2,107	)

Amounts recognized in the statement of financial position:
Accrued pension cost	$	(3,794	)	$	(2,107	)


		19		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

Net periodic pension costs for the periods ended December 31, 2002 and 2001 consist of the following components:


	2002			2001
	(in thousands)
Components of net pension costs:
Service cost benefits earned during the period	$	2,447		$	1,966
Interest on prior year’s projected benefit obligation		2,021			1,594
Expected return on plan assets		(2,391	)		(1,881	)
Amortization of prior year service cost		9			—

Net pension costs	$	2,086		$	1,679


	December 31,
	2002		2001
Weighted average assumptions:
Discount rate	6.75	%	7.50	%
Rates of increase in salary compensation level	3.50	%	4.50	%
Expected long-term rate of return on plan assets	9.00	%	9.00	%

(b)

Other Retirement Benefit Plans

We have established a defined benefit plan in The Netherlands designed to be equivalent to the predecessor plan provided by Shell. Employer and employees contribute to this plan. The planned retirement age under the previous Shell arrangement was 60 years of age. Under the terms of our plan, the normal retirement age has been established at 65 years of age. However, employees over the age of 35 as at March 1, 2001, will retain the retirement age of 60. For employees aged 35 years or under as of March 1, 2001, normal retirement age has been increased to 65 years, and we have established a separate defined contribution plan and contribute 2.75% of pensionable salary into this plan. The defined benefit plan is available for new employees with a retirement age of 65 years. The defined contribution plan is available to new employees on a voluntary basis. Only employee contributions will apply to the defined contribution plan. Contributions to the defined benefit plan for the year ended December 31, 2002 and the ten months ended December 31, 2001 were $2.4 million and $0, respectively.

On March 1, 2001, we established a defined contribution plan in the United Kingdom. This plan applies only to employees who transferred from Shell and these employees had the option to transfer a “Transfer Value” relating to their Shell Pension Plan Services to our plan. The employee and employer contribute to this plan. Employee contributions are 4% of base pay above the applicable upper earnings limit. Our contributions vary and were established on an individual basis to provide an equivalent benefit plan to the one previously offered by Shell. There will be no additional members admitted to this plan. We also established a defined contribution plan for United Kingdom employees who joined us since March 1, 2001. Employees are required to contribute a minimum of 4% of their base salary into the Plan, and we contribute a minimum of 5%. Contributions to the plan for the year ended December 31, 2002 and the ten months ended December 31, 2001 were $0.2 million and $0.2 million, respectively.


		20		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(c)

Postretirement Benefits Other Than Pensions

Health and welfare benefits are provided to benefit eligible employees in the U.S. who retire from KRATON. Retirees under the age of 65 are eligible for the same medical, dental, and vision plans as active employees. Our subsidy schedule for medical plans is based on accredited service at retirement. Retirees are responsible for the full cost of premiums for postretirement dental and vision coverage. In general, the plans stipulate that health and welfare benefits are paid as covered expenses are incurred.

Employees who were retirement eligible as of February 28, 2001, have at their option the right to participate in either Shell or KRATON postretirement health and welfare plans.

We accrue the cost of these benefits during the period in which the employee renders the necessary service.

Information concerning the plan obligation, the funded status, amounts recognized in our financial statements, and underlying actuarial assumptions are stated below.


	December 31,
	2002			2001
	(in thousands)
Change in benefit obligation:
Benefit obligation beginning of period	$	6,599		$	5,917
Service cost		323			313
Interest cost		388			370
Benefits paid		(9	)		—
Actuarial gain		(450	)		(1	)

Benefit obligation at end of period	$	6,851		$	6,599

Reconciliation of plan assets:
Employer contributions	$	9		$	—
Benefits paid		(9	)		—

	$	—	(a)	$	—	(a)


	December 31,
	2002			2001
	(in thousands)
Development of net amount recognized:
Funded status	$	(6,851	)	$	(6,599	)
Unrecognized cost:
Actuarial gain		(399	)		(1	)

Amount recognized in the statement of financial position	$	(7,250	)	$	(6,600	)


		21		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(a) As part of the Transaction, Shell has committed to a future cash payment related to retiree medical expenses based on a specified dollar amount per employee, if certain contractual commitments are met. As of December 31, 2002 and 2001, we have recorded an asset of approximately $3 million as our estimate of the present value of this commitment.

Net periodic plan costs for the periods ending December 31, 2002 and 2001 consist of the following components:


	2002			2001
	(in thousands)
Components of net plan costs:
Service cost	$	323		$	313
Interest cost		388			370
Recognized net actuarial gain		(53	)		—

Net plan costs	$	658		$	683

Weighted average assumptions:
Discount rate		6.75	%		7.50	%

The weighted average annual health care trend rate is assumed to be 7.5% and 8.0% for 2002 and 2001, respectively. The rate is assumed to decrease gradually to 4.0% in 2006 and remain level thereafter. Assumed health care cost trend rates have a significant effect on the amounts reported for the health care plans. A one-percentage point change in assumed health care trend rates would have the following effects:


	1% Increase		1% Decrease
	(in thousands)
Effect on total of service and interest cost components	$	181	(139	)
Effect on postretirement benefit obligation		1,648	(1,276	)

(d)

KRATON Savings Plan

The KRATON Savings Plan, as adopted on March 1, 2001, covers substantially all U.S. employees, including executive officers. KRATON Polymers amended and restated the Savings Plan in April 2002 to comply with changes in legislation in 2002, and subsequently submitted a revised request for an IRS determination letter. Since all qualified plans were required to comply with the new legislation in 2002, the IRS is experiencing a backlog of work. The KRATON Polymers Savings Plan has not yet received a determination, but we anticipate the Plan's qualification under Section 401(k) of the Internal Revenue Code in 2003.

Through automatic payroll deduction, participants have the option to defer up to 60% of eligible earnings in any combination of pretax and/or post-tax contributions. Contributions are subject to annual dollar limitations set forth in the Internal Revenue Code. We will make employer contributions of 0, 3, 5, or 10% of a participant’s compensation, based upon the employee’s completed years of service. For our employees who were employed as of February 28, 2001 and who


		22		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

were previously employed by Shell, we recognize their Shell years of service for purposes of determining employer contributions under our Plan. Overall, a participant may direct up to a maximum of 100% of eligible earnings to this Plan, but cannot exceed the IRS maximum limit of $40,000 for the combined total of employee and employer contributions. Contributions to the plan for the year ended December 31, 2002 and the ten months ended December 31, 2001 were $2.8 million and $2.2 million, respectively.

(6)

Commitments and Contingencies

(a)

Lease Commitments

We have entered into various long-term noncancelable operating leases, including leases with Shell (see note 8). Future minimum lease commitments at December 31, 2002 are as follows: 2003 – $5.2 million; 2004 – $5.2 million; 2005 – $5.2 million; 2006 – $4.9 million; 2007 – $3.8 million; and thereafter – $16.2 million. We recorded $5.6 million and $4.1 million in rent expense for the year ended December 31, 2002 and the ten months ended December 31, 2001, respectively.

(b)

Environmental and Safety Matters

Our finished products are not classified as hazardous. However, our operations involve the handling, transportation, treatment, and disposal of potentially hazardous materials that are extensively regulated by environmental, health and safety laws, regulations, and permit requirements. Environmental permits required for our operations are subject to periodic renewal and can be revoked or modified for cause or when new or revised environmental requirements are implemented. Changing and increasingly strict environmental requirements can affect the manufacturing, handling, processing, distribution, and use of our chemical products and the raw materials used to produce such products and, if so affected, our business and operations may be materially and adversely affected. In addition, changes in environmental requirements can cause us to incur substantial costs in upgrading or redesigning our facilities and processes, including waste treatment, disposal, and other waste handling practices and equipment.

We conduct environmental management programs designed to maintain compliance with applicable environmental requirements at all of our facilities. We routinely conduct inspection and surveillance programs designed to detect and respond to leaks or spills of regulated hazardous substances and to correct identified regulatory deficiencies. We believe that our procedures for waste handling are consistent with industry standards and applicable requirements. In addition, we believe that our operations are consistent with good industry practice. However, a business risk inherent with chemical operations is the potential for personal injury and property damage claims from employees. contractors and their employees, and nearby landowners and occupants. While we believe our business operations and facilities generally are operated in compliance, in all material respects, with all applicable environmental and health and safety requirements, we cannot be sure that past practices or future operations will not result in material claims or regulatory action, require material environmental expenditures, or result in exposure or injury claims by employees, contractors and their employees, and the public. Some risk of environmental costs and liabilities are inherent in our operations and products, as it is with other companies engaged in similar businesses.


		23		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

The Paulmia, Brazil, and Belpre, Ohio, facilities are subject to a number of actual and/or potential environmental liabilities primarily relating to contamination caused by former operations at those facilities. Some environmental laws could impose on us the entire costs of cleanup regardless of fault, legality of the original disposal, or ownership of the disposal site. In some cases, the governmental entity with jurisdiction could seek an assessment for damage to the natural resources caused by contamination from those sites. Shell has agreed, subject to certain limitations, in time and amounts to indemnify us against most environmental liabilities related to the acquired facilities that arise from conditions existing prior to the closing.

We had no material operating expenditures for environmental matters in 2002 and 2001.

(c)

Legal Proceedings

We and certain of our subsidiaries are parties to several legal proceedings that have arisen in the ordinary course of business. While the outcome of these proceedings cannot be predicted with certainty, management does not expect these matters to have a material adverse effect on our financial position, results of operations, or cash flows. Shell has agreed subject to certain limitations to indemnify us for certain claims brought with respect to matters occurring before February 28, 2001.

(7)

Financial Instruments

(a)

Interest Rate Cap

KRATON entered into a 3-month LIBOR interest rate cap agreement with XX Xxxxxx as of September 7, 2001, that will continue until May 7, 2004. This agreement had an initial cost to KRATON of $150,000 with no future expenses. The interest rate cap xxxxxx $95 million of our $242 million outstanding Term Loans at the following rates for the following periods:


LIBOR interest rate cap		7.5% – September 7, 2001 to May 7, 2003
LIBOR interest rate cap		9% – May 7, 2003 to May 7, 2004

The fair value of this interest rate cap was immaterial at December 31, 2002 and 2001.


		24		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(b)

Fair Value of Financial Instruments

The following table presents the carrying values and fair values of our long-term debt at December 31, 2002 and 2001:


	2002
	Carrying value		Fair value
	(in thousands)
Term loans	$	242,236	$	242,236
Notes		101,494		106,994

	2001
	Carrying value		Fair value
	(in thousands)
Term loans	$	285,000	$	285,000
Notes		100,450		100,450

Due to the Term Loans having variable interest rates, the fair value equals their carrying value. Our Notes are privately held; therefore, the fair value cannot be determined due to the lack of trading information. As of December 31, 2001, due to the relatively short period of time since the Transaction, management believes the fair value of the Notes approximates the carrying value. As of December 31, 2002, the fair value of the Notes was estimated based on a combination of (i) quoted market prices of traded issues of other specialty chemicals companies after considering differences in credit ratings, interest rates, and maturity dates and (ii) analysis of market interest rates and trends affecting us. The fair value of the Notes is an estimate. Accordingly, actual prices agreed to between buyers and sellers in private transactions could be substantially different than our estimate of the fair value.

(8)

Related-Party Transactions

KRATON entered into transactions with subsidiaries and affiliates of Shell at the time of the Transaction. Shell has an approximately 11% equity interest in us.

(a)

Leases with Shell

Each of our manufacturing facilities located in Berre, France; Pernis, The Netherlands; and Wesseling, Germany are located on property which is leased to us by Shell affiliates under long-term arrangements. The land on which our manufacturing facility in Berre, France, is located is leased to us by a Shell affiliate under the terms of two 30-year leases beginning from January 1, 2000. Our manufacturing facility in Pernis, The Netherlands, is leased to us by a Shell affiliate under the terms of a sublease, which expires on June 30, 2024. Our manufacturing facility in Wesseling, Germany, is leased to us by Basell Polyolefins, a joint venture between Shell and BASF GmbH pursuant to a business lease agreement for a term of 30 years commencing on March 31, 2000.


		25		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

We lease from Shell research and development space at Shell’s Westhollow Technology Center, near Houston, Texas; at Louvain-La-Neuve, Belgium; and at Amsterdam, The Netherlands. The Houston, Texas, lease terminates in nine years; the Louvain-La-Neuve, Belgium, lease terminates in six years; and the Amsterdam, The Netherlands, lease terminates in four years.

We also lease our corporate headquarters in Houston, Texas, from a Shell affiliate. This lease terminates in June 2006.

All lease agreements with Shell and Shell affiliates are at negotiated arm’s length prices.

(b)

Operating Agreements with Shell

Shell operates our manufacturing facilities located in Berre, France; Pernis, The Netherlands; and Wesseling, Germany.

Our manufacturing facilities in Berre, France, and Pernis, The Netherlands, are situated on major Shell petrochemical sites at which other third party tenants also own facilities. Pursuant to two 20-year agreements, Shell operates and maintains the manufacturing facilities that we purchased in Berre, France, and Pernis, The Netherlands. Shell charges us fees based on certain costs incurred in connection with operating and maintaining these facilities. Pursuant to the agreements, Shell employs and provides all staff other than certain plant managers and assistant plant managers and technical personnel whom we may appoint.

Pursuant to a 40-year agreement dated March 31, 2000, Basell Polyolefins, Shell’s joint venture with BASF GmbH, operates, as well as provides certain services, materials, and utilities required to operate, the manufacturing facility in Wesseling, Germany. We pay Elenac a monthly fee as well as costs incurred by Elenac in providing the various services, even if the facility fails to produce any output (whether or not due to events within Elenac’s control) or we reject some or all output.

All operating agreements with Shell and Shell affiliates are at negotiated arm’s length prices.

(c)

Site Services, Utilities, Materials, and Facilities Agreements with Shell

Shell, through local operating affiliates, provides various site services, utilities, materials, and facilities at the manufacturing facilities they operate and maintain for us in Berre, France, and Pernis, The Netherlands; as well as at our research and development facilities in Amsterdam, The Netherlands; Louvain-la-Neuve, Belgium; and Houston, Texas. Generally these services, utilities, materials, and facilities are provided by Shell at our manufacturing facilities on either a long-term basis, short-term basis, or a sole-supplier basis. Items provided on a sole-supplier basis may not be terminated except upon termination of the applicable agreement in its entirety. Items provided on a long-term or short-term basis may be terminated individually under certain circumstances.

All site services, utilities, materials, and facilities agreements with Shell are at negotiated arm’s length prices.


		26		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(d)

Raw Materials Agreements with Shell

Shell supplies minimum annual quantities of styrene, isoprene, and butadiene, the three most important raw materials for the production of KRATON products, to our manufacturing facilities in the U.S. and Europe.

Under each of the seven agreements summarized below, reasonably unforeseen circumstances, including plant breakdowns, will excuse performance by either party. In addition, pursuant to the agreements governing our U.S. facility, Shell’s inability to acquire any material necessary for manufacturing the applicable raw material from its usual sources and on terms it deems reasonable will excuse Shell’s nonperformance. If performance is excused in the U.S., Shell is not required to purchase the styrene, isoprene, or butadiene, as the case may be, to satisfy its obligations to us in the U.S., and can apportion its available supply among all its customers and its own internal uses as it deems fair and reasonable. As is the case in the U.S., in Europe, if Shell’s performance is excused, Shell is not required to purchase the styrene, isoprene, or butadiene, as the case may be, to satisfy its obligations to us and can, during the affected period, reduce, on a pro rata basis, the quantities it supplies to us and other contractual customers.

Styrene

Pursuant to an agreement dated August 30, 1999, Shell, through a local operating subsidiary, supplies, and we purchase, a nominated volume of styrene per year for our manufacturing facility in the U.S. We purchased approximately 45,000, and 39,000 metric tons of styrene pursuant to this agreement in 2001 and 2002, respectively. Pursuant to an agreement dated August 4, 2000, we purchase a minimum of 28,000 metric tons, and Shell, through a local operating subsidiary, supplies a maximum of 40,000 metric tons, of styrene per year in aggregate for our manufacturing facilities in The Netherlands, France, and Germany. The agreed annual quantities are subject to increase or decrease upon annual review by the parties. The initial term of each agreement ends December 31, 2005 and will automatically renew indefinitely subject to 12 months prior written notice of termination by either party.

In the U.S., Shell charges a price based on market prices for styrene, subject to a minimum based on the market prices for benzene and ethylene, the chemicals from which styrene is produced. Notwithstanding this price floor, however, Shell will match any lower price for available styrene of like quality and quantity produced in the U.S. under similar terms and conditions or will deduct from our remaining annual obligation all quantities we purchase at this price. In Europe, Shell charges a price based on market indicators, including market prices for benzene and ethylene and labor costs.

Isoprene

Pursuant to an agreement dated September 11, 1999, Shell, through a local operating subsidiary, supplies, and we purchase, a nominated volume of isoprene per year for our manufacturing facility in the U.S. We purchased approximately 30,000 and 34,000 metric tons of isoprene pursuant to this agreement in 2001 and 2002, respectively. Pursuant to an agreement dated February 28, 2001, we purchase a minimum of 20,000 metric tons, and Shell, through a local operating subsidiary, supplies a maximum of 25,000 metric tons, of isoprene per year in the aggregate for our manufacturing


		27		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

facility in The Netherlands. The agreed annual quantities are subject to increase or decrease upon annual review by the parties. The initial term of each contract will end December 31, 2009 and will automatically renew indefinitely, subject to 12 and 24 months prior written notice of termination in the U.S. and The Netherlands, respectively, by either party.

If we fail to purchase 95% of the agreed quantity of isoprene in either the U.S. or The Netherlands in a given year, unless excused because of reasonably unforeseen circumstances, including plant breakdowns, we must pay Shell an idle capacity fee pursuant to formulas set forth in the contract.

In both the U.S. and The Netherlands, should we require additional isoprene above the agreed quantity, Shell will supply this additional demand at the agreed upon price from its own capacity or otherwise purchase such additional volumes on our behalf at the market price.

In both the U.S. and The Netherlands, Shell will charge a price based on monthly and annually calculated factors based on market indicators such as oil prices and labor costs.

We are currently renegotiating both of the U.S. and The Netherlands agreements and expect to finalize these agreements by the end of the first quarter of 2003.

Butadiene

Pursuant to an agreement dated September 11, 1999, Shell, through a local operating subsidiary, supplies, and we purchase, a nominated volume of butadiene per year for our manufacturing facility in the U.S. We purchased approximately 51,000 and 55,000 metric tons of butadiene pursuant to this agreement in 2001 and 2002, respectively. Pursuant to agreements dated July 1, 1999 and December 1, 1999, we purchase a minimum of 18,000 and 30,000 metric tons, and Shell supplies a maximum of 40,000 and 47,000 metric tons, of butadiene per year for our manufacturing facilities in France and Germany, respectively. The agreed annual quantities are subject to increase or decrease upon annual review by the parties. The initial terms for the supply arrangements in the U.S., France, and Germany end December 31, 2005, December 31, 2007, and December 31, 2040, respectively. Each contract will automatically renew indefinitely subject to 12, 24, and 60 months prior written notice of termination in the U.S., France, and Germany, respectively.

In both the U.S. and Europe, Shell charges a price based on published market prices for butadiene. In the U.S., however, if we can provide satisfactory evidence of available butadiene, in certain minimum quantities during a one-year period, of like quality produced in the U.S. at a lower price under similar terms and conditions and Shell chooses not to match this lower price, we may deduct all quantities so purchased from the remaining applicable annual quantity.

(e)

Transitional and Interim Service Arrangements with Shell

In connection with the Transaction, we identified certain services that we believed were necessary to our business and that we could not initially provide ourselves. In order to facilitate our transition to a stand-alone company, we entered into agreements whereby Shell and its affiliates have provided and/or continue to provide many of those services including financial services, information technology services, technical services, sales and marketing services, and operational, administrative, and supply management services for a period of between six months and two years, depending on the service, following the closing of the Transaction.


		28		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

During the year ended December 31, 2002 and the ten months ended December 31, 2001, we incurred $4.2 million and $11.6 million, respectively, of startup costs related to accounting and information technology services that were either provided to us by Shell or were provided by third parties that were previously contracted by Shell.

Interim Agreements for Information Technology Services

Pursuant to two agreements executed at the closing of the Transactions, Shell provided information technology services to us. These services included voice communications systems, computer access and network services, customer service, desktop computer support, and other related services. The agreements each had a term of two years from the closing of the Transaction. We may terminate any particular service prior to expiration of the agreements, provided that we reimburse Shell for any expenses it incurs due solely to such termination.

Xxxxxx 0000, XXXXXX terminated these agreements and negotiated a new contract with and transitioned to a new information technology service provider to provide continued support for the majority of our information technology requirements through June 2005. We provide any and all other information technology services not provided by the new provider.

Other Transitional Services

Additional transitional and interim arrangements with Shell and its affiliates include:

•

at our Belpre, Ohio, manufacturing facility and Westhollow research facility in Houston, Texas, for automatically renewable one-year periods, technical services, including chemical engineering services, equipment engineering, access to technical personnel, and information technology infrastructure and applications services; and

•

at our Westhollow research facility, for automatically renewable one-year periods, library services, files, and records management and travel management.

(f)

Infineum

We have entered into several commercial agreements with Infineum, a joint venture between Shell and ExxonMobil, related to: (i) the sharing by Infineum of certain production capacity at our Belpre, Ohio, manufacturing facility, and (ii) our production of certain additives for Infineum at our Berre, France, manufacturing facility. The Belpre, Ohio, agreements have a 30-year term, and the Berre, France, agreement has an initial term ending in June 2004, extendable for another two-year term.


		29		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(g)

Related-Party Amounts

The aggregate amounts of related-party transactions were as follows for the periods ended December 31, 2002 and 2001:


	2002		2001
	(in thousands)
Sales to related parties	$	24,301	$	19,101
Purchases from related parties		210,637		150,489
Research and development expenses		5,223		4,458
Selling, general, and administrative expenses		11,022		16,713

(h)

Revenues

Sales to related parties are derived primarily from the sale of finished goods. Amounts due from related parties were $9.6 million and $16.5 million as of December 31, 2002 and 2001, respectively.

(i)

Cost of Goods Sold

We purchase the majority of our primary feedstocks from Shell companies. As discussed, Shell may also provide site services, utilities, materials, facilities, and operatorship services. Amounts due to related parties were $18.7 million and $27.8 million as of December 31, 2002 and 2001, respectively.

(j)

Research and Development Expenses

Research and development activities are performed largely by KRATON employees located at Shell’s technology centers in Houston, Texas, The Netherlands, and Belgium.

(k)

Other

In addition, we entered into an agreement with Ripplewood Holdings, LLC, our principal equity investor, to provide consulting and management advisory services to us for an annual fee of $2 million. For the year ended December 31, 2002 and the ten months ended December 31, 2001, we paid these affiliates approximately $2.2 million and $1.8 million, respectively, which is included in selling, general, and administrative expenses.

(9)

Members’ Equity

(a)

Capitalization

Our capitalization is governed by an Amended and Restated Limited Liability Company Agreement and Investors Rights Agreement dated as of February 28, 2001, as amended to date (the LLC Agreement). Our membership interests authorized by the LLC Agreement are divided into units (Units). The LLC Agreement has authorized us to issue the following Units: 40,000 Class A Preferred Units (Class A Units); 123,240 Class B Units (Class B Units); 12,536 Class C Units (Class C Units); and 200,000 Units(Undesignated Units) that may be designated in the future in the discretion of our Board of Representatives (Board). At December 31, 2002 and 2001, 40,000 Class A


		30		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

Units, 103,920 Class B Units, 10,749 Class C Units and no Undesignated Units were issued and outstanding. Each of the Class A Units and Class B Units have been issued for $1,000 per Unit.

(b)

Warrants

In connection with the sale of the Notes and the Class A Units, we issued Warrants (Warrants), exercisable at a nominal price, to purchase 10,970 Class B Units and 7,395 Class B Units, respectively. At December 31, 2002 and 2001, all 18,365 of these Warrants remained outstanding. Accretion expense for the year ended December 31, 2002, and the ten months ended December 31, 2001, on the warrants related to the Notes, included as a component of interest expense, was approximately $1,044,000 and $870,000, respectively. Accretion expense for the year ended December 31, 2002 and the ten months ended December 31, 2001, for the Class A Units, included in preferred stock dividends and accretion was approximately $702,000, and $585,000, respectively.

(c)

Management Equity Plan

We have established a management equity plan (the Plan) designed lo align the interests of management with those of the holders of our Units. Pursuant to the LLC Agreement, we initially reserved for issuance 3,175 Class B Units and 6,095 Class C Units for issuance pursuant to the Plan. Under the Plan, a management participant purchases interests in either Ripplewood Chemical Management LLC or Ripplewood Chemical Management Corporation (the Management Equity Vehicles). The Management Equity Vehicle then purchases a like number of our Units. For each Class B Unit indirectly acquired by each participant in the Plan, that participant is granted a number of Class C Units. The participant is fully vested in each of his Class B Units, but the Class C Units granted to him are subject to forfeiture, based upon a declining scale, if the participant voluntarily terminates his employment without “Good Reason” prior to the fourth anniversary of the date of grant, or terminates employment with “Good Reason,” or is terminated by us without “Cause” prior to the third anniversary of the date of grant. Participants terminated for “Cause” prior to the fourth anniversary of the date of grant forfeit all Class C Units. At December 31, 2002 and 2001, 2,220 Class B Units and 4,308 Class C Units had been issued to the Management Equity Vehicles pursuant to the Plan, which Units are included in the numbers outstanding described above.

In connection with the Plan, KRATON loaned to each Plan participant up to 75% of the purchase price of the Class B Units issued to such participant. Each such loan matures in four consecutive annual installments, commencing on the fourth anniversary of the date thereof, in amounts equal to 6.67%, 6.67%, 6.67%, and 79.99% of the principal amount of the Loan on the fourth, fifth, sixth, and seventh anniversary dates of such loan, respectively. Interest accrues on such loans at the prime rate in effect at The Chase Manhattan Bank plus 0.5%. At December 31, 2002 and 2001, such loans in the principal amount of $1.4 million and $1.3 million, respectively, were outstanding and included in members’ equity.


		31		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

(d)

Distributions

Net income and losses are required to be allocated among our members in a manner such that the capital account of each member, immediately after making such allocation, is equal, as nearly as possible, to the distributions that would be made to such member if we were dissolved, our affairs wound up and our assets sold for cash equal to their carrying value, all of our liabilities were satisfied, and our net assets were distributed to the members (in the percentages required by the LLC Agreement) immediately after making such allocation. The proceeds of any sale of our assets are required to be distributed in the following order:

First, 100% to the holders of Class A Units (Class A Holders) until such holders have received distributions equal to their capital contribution plus a guaranteed 14% per annum cumulative annual compounded return on their capital contributions, less any prior distributions. Dividends on the Class A Units were approximately $6,870,000 and $4,615,000 for the year ended December 31, 2002 and the ten months ended December 31, 2001, respectively.

Second, 100% to the holders of the Class B Units, including the Management Equity Vehicles and holders of Warrants (Class B Holders), until each Class B Holder has received distributions equal to such holder’s capital contribution or deemed capital contribution less any prior distributions.

Third, amounts equal to an 8% cumulative annual compound return to the Class B Holders and holders of Class C Units, including the Management Investment Vehicles (Class C Holders).

Fourth, an amount equal to 10% of the amount distributed in Clause 3 above and this clause with respect to Class B Holders other than Warrant holders, to Ripplewood Holdings LLC (Ripplewood) and an amount such that a pro rata portion of the amount distributed under this Clause 4 is distributed to holders of Warrants, the Management Investment Vehicles with respect to its Class B Units and the Class C Holders according to the percentage of total Units each such holder owns.

Fifth, thereafter, 100% pro rata to all Class B Holders and Class C Holders, provided that, with respect to Class B Holders other than the Management Equity Vehicles and holders of Warrants, 10% of such amount will be paid to Ripplewood.

To the extent funds are legally available therefore, we are required, no later than five business days prior to the date that federal quarterly tax payments are due, to make cash distributions (Tax Distributions) to each holder of Units or Warrants equal to 50% of the amount of taxable income allocated to such holder (in its capacity as holder of Units or Warrants) during such period. On January 9, 2002, we distributed $2,307,490 to the Class A Holders representing 50% of the $4,614,980 of income allocated to them during the period from February 28, 2001 through December 31, 2001. In addition, we distributed $2.3 million during 2002 to the Class A Holders as estimated payments for the 50% of income to be allocated to them for 2002.


		32		(Continued)

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Notes to Consolidated Financial Statements

December 31, 2002 and 2001

Although the Class A Units accrue distributions at a 14% per annum compounded rate from the date of their initial issuance, we are not required to make cash distributions to the Class A Holders (other than Tax Distributions) in respect of those accrued distributions until March 31, 2006. However, if at any time following March 31, 2006, we fail to pay those quarterly distributions in cash, an Event of Noncompliance will have occurred. Events or Noncompliance may also occur if we violate other provisions of the LLC Agreement or SPA. During the continuation of an Event of Noncompliance, (x) the Class A Unit yield rate will increase automatically from 14% per annum to 16% per annum, and (y) the size of the Board will be expanded by up to two additional Representatives and the Class A Holders will have the sole right to designate and elect the two additional Representatives to the Board. On February 28, 2012, we must redeem the Class A Units for an amount equal to their initial issuance price plus all accrued but unpaid distributions thereon. Upon a “change of control” (as defined in the SPA) each Class A Holder will have the right to require us to redeem his Class A Units for an amount equal to 101% of the sum of their initial issuance price plus all accrued but unpaid distributions thereon.

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Consolidating Balance Sheet

December 31, 2002 (Unaudited)

(In thousands of US. dollars)


Assets	U.S. Operations		Non-U.S. Operations		KRATON			Eliminations			Consolidated
Current assets:
Cash and cash equivalents	$	1,034	$	13,234	$	37		$	—		$	14,305
Receivables		35,178		49,479		—			—			84,657
Due from related parties		10,375		8,619		120			(9,510	)		9,604
Inventories of products		112,878		87,210		(7,079	)		—			193,009
Inventories of materials and supplies		6,930		2,650		—			—			9,580
Other current assets		672		4,269		5,875			—			10,816

Total current assets		167,067		165,461		(1,047	)		(9,510	)		321,971

Property, plant, and equipment, less accumulated depreciation		186,090		77,025		(1,128	)		—			261,987
Intangible assets, at cost less accumulated amortization		1,628		48,811		(50,439	)		—			—
Investment in joint venture		—		9,157		—			—			9,157
Other long-term assets		152,808		1,156		134,461			(286,259	)		2,166
Deferred financing costs		—		—		13,370			—			13,370

Total assets	$	507,593	$	301,610	$	95,217		$	(295,769	)	$	608,651


Liabilities and Members’ Equity
Current liabilities
Current portion of long-term debt	$	—	$	—	$	22,599		$	—		$	22,599
Accounts payable – trade		6,067		9,246		—			—			15,313
Other payables and accruals		27,022		15,991		(1,579	)		—			41,434
Owing to related parties		4,401		18,288		5,508			(9,510	)		18,687
Insurance bond		—		—		—			—			—

Total current liabilities		37,490		43,525		26,528			(9,510	)		98,033

Long-term debt, net of current portion		—		—		321,131			—			321,131
Deferred income taxes		—		1,831		—			—			1,831
Long-term liabilities		5,243		134,152		155,948			(286,259	)		9,084

Total liabilities		42,733		179,508		503,607			(295,769	)		430,079

Commitments and contingencies (note 6)

Equity		464,860		112,500		(408,390	)		—			168,970
Accumulated other comprehensive income		—		9,602		—			—			9,602

Total members’ equity		464,860		122,102		(408,390	)		—			178,572

Total liabilities and members’ equity	$	507,593	$	301,610	$	95,217		$	(295,769	)	$	608,651

See accompanying independent auditors’ report.

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Consolidating Balance Sheet

December 31, 2001 (Unaudited)

(In thousands of U.S. dollars)


Assets	U.S. Operations		Non-U.S. Operations			KRATON			Eliminations			Consolidated
Current assets:
Cash and cash equivalents	$	6,811	$	17,208		$	171		$	—		$	24,190
Receivables		32,877		41,822			(2,115	)		—			72,584
Due from related parties		19,157		10,925			23,255			(36,825	)		16,512
Inventories of products		102,930		53,865			(471	)		—			156,324
Inventories of materials and supplies		14,577		2,514			(2,501	)		—			14,590
Other current assets		381		2,138			2,461			—			4,980

Total current assets		176,733		128,472			20,800			(36,825	)		289,180

Property, plant, and equipment, less accumulated depreciation		206,550		70,847			(3,121	)		—			274,276
Intangible assets, at cost less accumulated amortization		1,631		48,808			(50,439	)		—			—
Investment in joint venture		—		8,022			—			—			8,022
Other long-term assets		66,646		50			128,803			(195,434	)		65
Deferred income taxes		—		620			—			—			620
Deferred financing costs		—		—			17,133			—			17,133

Total assets	$	451,560	$	256,819		$	113,176		$	(232,259	)	$	589,296

Liabilities and Members’ Equity
Current liabilities:
Current portion of long-term debt	$	—	$	—		$	33,880		$	—		$	33,880
Accounts payable – trade		4,937		1,882			—			—			6,819
Other payables and accruals		16,690		17,167			7,321			—			41,178
Owing to related parties		18,900		32,410			13,299			(36,825	)		27,784
Insurance bond		1,043		—			—			—			1,043

Total current liabilities		41,570		51,459			54,500			(36,825	)		110,704

Long-term debt, net of current portion		—		—			351,570			—			351,570
Deferred income taxes		—		—			—			—			—
Long-term liabilities		2,405		124,369			74,512			(195,434	)		5,852

Total liabilities		43,975		175,828			480,582			(232,259	)		468,126

Commitments and contingencies (note 6)

Equity		407,585		90,843			(367,406	)		—			131,022
Accumulated other comprehensive loss		—		(9,852	)		—			—			(9,852	)

Total members’ equity		407,585		80,991			(367,406	)		—			121,170

Total liabilities and members’ equity	$	451,560	$	256,819		$	113,176		$	(232,259	)	$	589,296

See accompanying independent auditors’ report.

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Consolidating Statement of Operations

Year ended December 31, 2002 (Unaudited)

(In thousands of U.S. dollars)


	U.S. Operations			Non-U.S. Operations			KRATON			Eliminations			Consolidated
Revenues:
Sales	$	365,390		$	337,349		$	—		$	(82,674	)	$	620,065
Other income		—			8,853			—						8,853

Total revenues		365,390			346,202			—			(82,674	)		628,918

Costs and expenses
Cost of goods sold		236,352			267,061			4,239			(82,674	)		424,978

Gross profit		129,038			79,141			(4,239	)		—			203,940

Research and development expenses		13,123			9,861			—			—			22,984
Selling, general, and administrative expenses		37,943			28,251			(631	)		—			65,563
Depreciation		23,570			5,000			(404	)		—			28,166
Earnings in joint venture		—			(1,171	)		—			—			(1,171	)
Interest expense (income)		(2,873	)		6,259			32,680			—			36,066

Income (loss) before income taxes		57,275			30,941			(35,884	)		—			52,332

Income tax expense		—			(9,793	)		—			—			(9,793	)

Net income (loss)	$	57,275		$	21,148		$	(35,884	)	$	—		$	42,539

See accompanying independent auditors’ report.

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Consolidating Statement of Operations

Period from February 28, 2001 (inception) through December 31, 2001 (Unaudited)

(In thousands of U.S. dollars)


	U.S. Operations			Non-U.S. Operations			KRATON			Eliminations			Consolidated
Revenues:
Sales	$	300,163		$	260,734		$	—		$	(48,461	)	$	512,436
Other income		—			10,373			—			—			10,373

Total revenues		300,163			271,107			—			(48,461	)		522,809

Costs and expenses
Cost of goods sold		184,720			220,710			46,700			(48,461	)		403,669

Gross profit		115,443			50,397			(46,700	)		—			119,140

Research and development expenses		10,736			8,324			—			—			19,060
Selling, general, and administrative expenses		27,589			30,531			30			—			58,150
Depreciation		20,763			3,867			(335	)		—			24,295
Earnings in joint venture		—			(1,045	)		—			—			(1,045	)
Interest expense (income)		(1,001	)		4,773			33,900			—			37,672

Income (loss) before income taxes		57,356			3,947			(80,295	)		—			(18,992	)

Income tax (expense) benefit		—			1,725			(2,625	)		—			(900	)

Net income (loss)	$	57,356		$	5,672		$	(82,920	)	$	—		$	(19,892	)

See accompanying independent auditors’ report.

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Consolidating Statement of Cash Flows

Year ended December 31, 2002 (Unaudited)

(In thousands of U.S dollar)


	U.S. Operations			Non-U.S. Operations			KRATON			Consolidated
Net cash provided by operating activities	$	80,908		$	(7,497	)	$	(24,759	)	$	48,652

Cash flows (used for) provided by investing activities:
Purchase of business, including transaction costs		—			—			—			—
Purchase of property, plant, and equipment		(5,101	)		(3,071	)		—			(8,172	)

Net cash used by investing activities		(5,101	)		(3,071	)		—			(8,172	)

Cash flows provided by (used for) financing activities:
Repayment of debt		—			—			(42,764	)		(42,764	)
Proceeds from (payments on) intercompany loans		(81,584	)		8,561			73,023			—
Cash contributions from (distributions to) members, net		—			—			(4,591	)		(4,591	)
Net proceeds from insurance bond		—			—			(1,043	)		(1,043	)

Net cash provided by financing activities		(81,584	)		8,561			24,625			(48,398	)

Effect of exchange rate differences on cash		—			(1,967	)		—			(1,967	)

Net increase (decrease) in cash and cash equivalents		(5,777	)		(3,974	)		(134	)		(9,885	)

Cash and cash equivalents, beginning of period		6,811			17,208			171			24,190

Cash and cash equivalents, end of period	$	1,034		$	13,234		$	37		$	14,305

See accompanying independent auditors’ report.

RIPPLEWOOD CHEMICAL HOLDINGS LLC AND SUBSIDIARIES

Consolidating Statement of Cash Flows

Period from February 28, 2001 (inception) through December 31, 2001 (Unaudited)

(In thousands of U.S. dollars)


	U.S. Operations			Non-U.S. Operations			KRATON			Consolidated
Net cash provided by operating activities	$	83,654		$	16,145		$	(37,283	)	$	62,516

Cash flows (used for) provided by investing activities
Purchase of business, including transaction costs		—			—			(530,100	)		(530,100	)
Purchase of property, plant and equipment		(6,455	)		(2,931	)		—			(9,386	)

Net cash used by investing activities		(6,455	)		(2,931	)		(530,100	)		(539,486	)

Cash flows provided by (used for) financing activities
Proceeds from debt		—			—			420,000			420,000
Repayment of debt		—			(500	)		(25,000	)		(25,500	)
Proceeds from issuance of common equity		—			—			125,494			125,494
Deferred financing costs		—			—			(20,000	)		(20,000	)
Proceeds from (payments on) intercompany loans		(70,388	)		4,371			66,017			—
Net proceeds from insurance bond		—			—			1,043			1,043

Net cash provided by financing activities		(70,388	)		3,871			567,554			501,037

Effect of exchange rate differences on cash		—			123			—			123

Net increase (decrease) in cash and cash equivalents		6,811			17,208			171			24,190

Cash and cash equivalents, beginning of period		—			—			—			—

Cash and cash equivalents, end of period	$	6,811		$	17,208		$	171		$	24,190

See accompanying independent auditors’ report.

Ripplewood Chemical Holdings LLC and Subsidiaries

Consolidated Financial Statements

September 30, 2003 (unaudited) and December 31, 2002 (audited)

Ripplewood Chemical Holdings LLC and Subsidiaries

Consolidated and Combined Balance Sheets

September 30, 2003 (unaudited) and December 31, 2002 (audited)

(in thousands of U.S. dollars)


	September 2003		December 2002
	(unaudited)		(audited)
Assets
Current Assets:
Cash and cash equivalents	$	55,648	$	14,305
Receivables		100,369		84,657
Due from related parties		7,459		9,604
Inventories of products		198,231		193,009
Inventories of materials and supplies		10,735		9,580
Other current assets		11,064		10,816

Total current assets		383,506		321,971

Property, plant and equipment, at cost, less accumulated depreciation		258,562		261,987
Investment in equity affiliate		8,905		9,157
Deferred financing costs		10,976		13,370
Other long term assets		2,144		2,166

Total assets	$	664,093	$	608,651

Liability and Members’ Equity
Current liabilities:
Current portion of long-term debt	$	22,599	$	22,599
Accounts payable - trade		16,213		15,313
Other payable and accruals		47,917		41,434
Due to related parties		36,250		18,687
Insurance bond payable		745		—

Total current liabilities		123,724		98,033

Term debt		202,688		219,637
Senior Subordinate Notes		102,277		101,494
Deferred income taxes		3,064		1,831
Long-term liabilities		11,680		9,084

Total liabilities		443,433		430,079

Commitments and contingencies		—		—

Members’ equity
Preferred equity		42,905		39,742
Common equity		148,008		129,228
Accumulated other comprehensive income		29,747		9,602

Total members’ equity		220,660		178,572

Total liabilities and members’ equity	$	664,093	$	608,651

Page 2

Ripplewood Chemical Holdings LLC and Subsidiaries

Consolidated and Combined Statements of Income

Year To Date September 30, 2003 (unaudited) and 2002 (unaudited).

Month Ended September 30, 2003 (unaudited) and 2002 (unaudited)

(in thousands of U.S. dollars)


	Month ended September 30,						Year to date September 30,
	2003			2002			2003			2002
	(unaudited)			(unaudited)			(unaudited)			(unaudited)
Revenues
Sales	$	63,685		$	58,191		$	519,124		$	470,314
Other Income		1,228			636			10,125			5,010

Total Revenue		64,913			58,827			529,249			475,324

Costs and expenses
Costs of goods sold		46,955			38,187			397,571			319,584

Gross Profit		17,958			20,640			131,678			155,740

Research and development expenses		1,783			2,026			16,506			16,968
Selling, general and administrative expenses		5,164			5,226			44,198			49,874
Depreciation and amortization		1,970			2,345			20,371			20,908
(Earnings) loss in joint venture		(82	)		(94	)		(241	)		(599	)
Interest expense		2,644			2,349			23,883			27,998

Income before income taxes		6,479			8,788			26,961			40,591
Income tax (expense) benefit		(609	)		(982	)		(2,204	)		(4,637	)

Net income		5,870			7,806			24,757			35,954
Preferred stock dividends and warrant accretion		682			588			6,128			5,139

Net income attributable to common equity	$	5,188		$	7,218		$	18,629		$	30,815

Page 3

Ripplewood Chemical Holding LLC and Subsidiaries

Consolidated and Combined Statements of Income

Three Months Ended September 30, 2003 (unaudited) and 2002 (unaudited).

(in thousands of U.S dollars)


	Three Months Ended
	Sept. 2003			Sept. 2002
	(unaudited)			(unaudited)
Revenues:
Sales	$	183,443		$	164,134
Other Income		3,622			2,321

Total Revenue		187,065			166,460

Costs and expenses:
Costs of goods sold		135,661			115,683

Gross Profit		51,404			50,777

Research and development expenses		5,509			5,639
Selling, general and administrative expenses		14,905			16,556
Depreciation and amortization		6,473			6,906
(Earnings) loss in joint venture		(8	)		68
Interest expense		7,925			9,497

Income before income taxes		16,600			12,111
Income tax (expense) benefit		(2,823	)		(8,788	)

Net income		13,777			3,323
Preferred stock dividends and warrant accretion		2,107			1,713

Net income attributable to common equity	$	11,670		$	1,610

Page 4

Ripplewood Chemical Holdings LLC and Subsidiaries

Consolidated and Combined Statements of Changes in Members’ Equity and Comprehensive Income (Loss)

Year To Date September 30, 2003 (unaudited) and 2002 (unaudited).

(in thousands of U.S. dollars)


	Class A preferred units			Class B units			Accumulated other comprehensive income (loss)			Total
Balance, December 31, 2001	$	36,780		$	94,242		$	(9,852	)	$	121,170
Comprehensive income:
Net income - year to date September 30, 2002		—			35,954			—			35,954
Other comprehensive income
Foreign currency adjustments		—			—			7,756			7,756

Total comprehensive income											43,710

Cash contributions from members		—			19			—			19
Cash distribution to members		(3,818	)		—			—			(3,818	)
Preferred units dividends		4,608			(4,608	)		—			—
Warrant accretion		531			(531	)		—			—

Balance, September 30, 2002	$	38,101		$	125,076		$	(2,096	)	$	161,081


Balance, December 31, 2002	$	39,742		$	129,228		$	9,602		$	178,572
Comprehensive income
Net income - year to date September 30, 2003		—			24,757			—			24,757
Other comprehensive income
Foreign currency adjustments		—			—			20,145			20,145

Total comprehensive income											44,902

Repayment of loans to members		—			151			—			151
Cash distribution to members		(2,965	)		—			—			(2,965	)
Preferred units dividends		5,597			(5,597	)		—			—
Warrant accretion		531			(531	)		—			—

Balance, September 30, 2003	$	42,905		$	148,008		$	29,747		$	220,660

Page 5

Ripplewood Chemical Holdings LLC and Subsidiaries

Consolidated and Combined Statements of Cash Flows

Year To Date September 30, 2003 (unaudited) and 2002 (unaudited).

Month Ended September 30, 2003 (unaudited) and 2002 (unaudited)

(in thousands of U.S. dollars)


	Month ended September 30,						Year to date September 30,
	2003			2002			2003			2002
	(unaudited)			(unaudited)			(unaudited)			(unaudited)
Cash flows provided by (used in) operating activities:
Net income	$	5,870		$	7,806		$	24,757		$	35,954
Adjustments to reconcile net loss to net cash provided by operating activities:
Depreciation		1,970			2,345			20,371			20,908
Amortization of deferred financing costs		266			781			2,394			2,965
Accretion of discount on Senior Subordinated Notes		87			87			783			783
Loss on disposal of fixed assets		27			(13	)		203			76
Undistributed (earnings) loss of equity affiliates		(82	)		(94	)		(241	)		(599	)
Distribution of earnings from equity affiliates		—			—			1,063			710
Decrease (increase) in working capital
Accounts receivable		1,371			1,217			(10,495	)		(16,303	)
Due (to) from related party		4,298			(1,698	)		18,543			14,867
Inventories		(731	)		(3,980	)		3,589			(5,405	)
Other assets		(45	)		(25	)		192			(2,210	)
Accounts payable, other payables and accruals and long-term liabilities		3,695			(1,212	)		9,555			16,419

Net cash provided by (used in) operating activities	$	16,726		$	5,214		$	70,714		$	68,165
Cash flows provided by (used in) investing activities:
Purchase of business, including transaction costs		—			—			—			—
Purchase of plant and equipment		(1,369	)		(433	)		(8,923	)		(5,187	)

Net cash used in investing activities		(1,369	)		(433	)		(8,923	)		(5,187	)
Cash flows provided by (used in) financing activities:
Proceeds from debt		—			—			—			—
Repayment of debt		(5,650	)		(12,497	)		(16,949	)		(40,267	)
Proceeds from issuance of common equity		—			—			—			—
Net cash contribution from (distribution to) members		—			—			(2,965	)		(3,800	)
Repayment of loans to members		—			—			151			—
Deferred financing costs		—			—			—			—
Net proceeds from (payment of) insurance bond		(745	)		(632	)		745			221

Net cash provided by (used in) financing activities		(6,395	)		(13,129	)		(19,018	)		(43,846	)
Effects of exchange rate differences on cash		(665	)		362			(1,430	)		(1,609	)

Net increase (decrease) in cash and cash equivalents		8,297			(7,986	)		41,343			17,523
Cash and cash equivalents at beginning of the period		47,351			49,699			14,305			24,190

Cash and cash equivalents at end of the period	$	55,648		$	41,713		$	55,648		$	41,713

Supplemental Disclosure Cash Flower Information:
Cash paid during the period for income taxes	$	—		$	—		$	2,211		$	292
Cash paid during the period for interest	$	1,595		$	7,092		$	23,754		$	28,829

Page 6

Ripplewood Chemical Holding LLC and Subsidiaries

Consolidated and Combined Statements of Cash Flows

Three Months Ended September 30, 2003 (unaudited) and 2002 (unaudited).

(in thousands of U.S dollars)


	Three Months Ended
	Sept. 2003			Sept. 2002
	(unaudited)			(unaudited)
Cash flows provided by (used in) operating activities:
Net income	$	13,777		$	26,254
Adjustments to reconcile net loss to net cash provided by operating activities
Depreciation		6,473			7,060
Amortization of deferred financing costs		798			1,327
Accretion of discount on Senior Subordinated Notes		261			261
(Gain) loss on disposal of fixed assets		55			47
Undistributed (earnings) loss of equity affiliates		(8	)		(367	)
Distribution of earnings from equity affiliates		—			—
Decrease (increase) in working capital
Accounts receivable		(4,983	)		4,647
Due (to) from related party		5,353			(5,158	)
Inventories		1,756			(4,963	)
Other assets		180			(54	)
Accounts payable, other payables and accruals and long-term liabilities		5,377			2,669

Net cash provided by (used in) operating activities	$	29,039		$	31,723
Cash flows provided by (used in) investing activities:
Purchase of business, including transaction costs		—			—
Purchase of plant and equipment		(3,403	)		(1,433	)

Net cash used in investing activities		(3,403	)		(1,433	)
Cash flows provided by (used in) financing activities
Proceeds from debt		—			—
Repayment of debt		(5,650	)		(15,096	)
Proceeds from issuance of common equity		—			—
Net cash contribution from (distribution to) members		(1,834	)		(1,512	)
Repayment of loans to members		(8	)		—
Deferred financing costs		—			—
Net proceeds from (payment of) insurance bond		(2,236	)		(1,894	)

Net cash (used in) financing activities		(9,728	)		(18,502	)
Effects of exchange rate differences on cash		332			61

Net increase (decrease) in cash and cash equivalents		16,240			11,849
Cash and cash equivalents at beginning of the period		39,408			29,864

Cash and cash equivalents at end of the period	$	55,648		$	41,713

Supplemental Disclosure Cash Flower Information:
Cash paid during the period for income taxes	$	—		$	—
Cash paid during the period for interest	$	9,334		$	11,667

Page 7

Ripplewood Chemical Holdings LLC and Subsidiaries

Year To Date September 30, 2003 (unaudited)

1.	Basis of Presentation

The consolidated and consolidating financial statements as of and year to date ended September 30, 2003, include the accounts of Ripplewood Chemical Holdings LLC and Subsidiaries (the “Company”). Intercompany accounts and transactions within the Company have been eliminated. Investments in joint ventures which are not majority owned, or which the Company does not control, but over which it exercises significant influence, are accounted for using the equity method. The Company believes that all adjustments of a normal recurring nature that are necessary for a fair presentation of the results of the interim periods presented in this report have been made.

The interim unaudited consolidated and consolidating and interim combined and combining financial statements should be read in conjunction with the Company’s audited Consolidated Financial Statements and accompanying Notes as of December 31, 2002 and 2001.

Page 8

Ripplewood Chemical Holdings LLC and Subsidiaries

September 30, 2003 (unaudited)

(in thousands of U.S dollars)

Consolidating Balance Sheet

September 30, 2003 (unaudited)


	U.S. Operations		Non-U.S. Operations		Kraton Polymers LLC			Eliminations			Consolidated
Assets
Current assets
Cash and cash equivalents	$	39,353	$	16,294	$	1		$	—		$	55,648
Receivables		36,454		63,915		0			—			100,369
Due from related parties		15,666		7,572		119			(15,898	)		7,459
Inventories of products		115,619		89,896		(7,284	)		—			198,231
Inventories of materials and supplies		7,082		3,653		—			—			10,735
Other current assets		821		6,143		4,100			—			11,064

Total current assets		214,995		187,473		(3,064	)		(15,898	)		383,506

Property, plant and equipment, at cost, less accumulated depreciation		175,770		85,539		(2,747	)		—			258,562
Intangible assets, at cost less accumulated amortization		0		48,811		(48,811	)		—			—
Investments in equity affiliate		—		8,905		—			—			8,905
Other long-term assets		176,600		696		118,607			(293,759	)		2,144
Deferred financing costs		—		—		10,976			—			10,976

Total assets	$	567,365	$	331,424	$	74,961		$	(309,657	)	$	664,093

Liabilities, Members’ Equity and Accumulated Other Comprehensive Loss

Current liabilities
Current portion of long-term debt	$	—	$	—	$	22,599		$	—		$	22,599
Accounts payable - trade		6,079		10,134		—			—			16,213
Other payables and accruals		34,483		24,177		(10,743	)		—			47,917
Due to related parties		14,603		25,377		12,168			(15,898	)		36,250
Insurance bond payable		—		—		745			—			745

Total current liabilities		55,165		59,688		24,769			(15,898	)		123,724

Term debt		—		—		202,688			—			202,688
Senior subordinate notes		—		—		102,277			—			102,277
Deferred income taxes		—		3,064		—			—			3,064
Long-term liabilities		7,791		117,806		179,842			(293,759	)		11,680

Total liabilities		62,956		180,558		509,576			(309,657	)		443,433

Commitments and contingencies		—		—		—			—			—
Members’ Equity		504,409		121,119		(434,615	)		—			190,913
Accumulated other comprehensive loss		—		29,747		—			—			29,747

Total members’ equity and accumulated other comprehensive loss		504,409		150,866		(434,615	)		—			220,660

Total liabilities, members’ equity	$	567,365	$	331,424	$	74,961		$	(309,657	)	$	664,093

Page 9

Ripplewood Chemical Holdings LLC and Subsidiaries

Month Ended September 30, 2003 (unaudited)

(in thousands of U.S. dollars)

Consolidating Statement of Income (Loss) and Comprehensive Income (Loss)

Month Ended September 30, 2003 (unaudited)


	U.S. Operations			Non-U.S. Operations			Kraton Polymers LLC			Eliminations			Consolidated
Revenues:
Sales	$	33,486		$	35,505		$	—		$	(5,306	)	$	63,685
Other income		—			1,228			—			—			1,228

Total revenues		33,486			36,733			—			(5,306	)		64,913
Costs and expenses
Cost of goods sold		22,261			30,000			—			(5,306	)		46,955

Gross profit		11,225			6,733			—			—			17,958

Research and development expenses		1,037			746			—			—			1,783
Selling, general and administrative expenses		3,117			2,047			—			—			5,164
Depreciation and amortization		1,501			503			(34	)		—			1,970
(Earnings) loss in joint venture		—			(82	)		—			—			(82	)
Interest expense (income)		(394	)		431			2,607			—			2,644

Income (loss) before income taxes		5,964			3,088			(2,573	)		—			6,479
Income tax (expense) benefit		—			(609	)		—			—			(609	)

Total income (loss)		5,964			2,479			(2,573	)		—			5,870
Preferred stock dividends and warrant accretion		—			—			682			—			682

Net income (loss) attributable to common equity	$	5,964		$	2,479		$	(3,255	)	$	—		$	5,188

Comprehensive income (loss)
Net income (loss)	$	5,964		$	2,479		$	(2,573	)	$	—		$	5,870
Currency translation gain		—			9,977			—			—			9,977

Comprehensive income (loss)	$	5,964		$	12,456		$	(2,573	)	$	—		$	15,847

Page 10

Ripplewood Chemical Holding LLC and Subsidiaries

Three Months Ended September 30, 2003 (unaudited)

(in thousands of U.S. dollars)

Consolidating Statement of Income (Loss) and Comprehensive Income (Loss)

Three Months Ended September 30, 2003 (unaudited)


	U.S. Operations			Non-U.S. Operations			Kraton Polymers LLC			Eliminations			Consolidated
Revenues
Sales	$	102,574		$	98,144		$	—		$	(17,275	)	$	183,443
Other income		—			3,622			—			—			3,622

Total revenues		102,574			101,766			—			(17,275	)		187,065
Costs and expenses
Cost of goods sold		73,005			80,131			(200	)		(17,275	)		135,661

Gross profit		29,569			21,635			200			—			51,404

Research and development expenses		3,031			2,478			—			—			5,509
Selling, general and administrative expenses		8,784			6,121			—			—			14,905
Depreciation and amortization		5,072			1,502			(101	)		—			6,473
(Earnings) loss in joint venture		—			(8	)		—			—			(8	)
Interest expense (income)		(1,156	)		1,264			7,817			—			7,925

Income (loss) before income taxes		13,838			10,278			(7,516	)		—			16,600
Income tax (expense) benefit		—			(2,823	)		—			—			(2,823	)

Total income (loss)		13,838			7,455			(7,516	)		—			13,777
Preferred stock dividends and warrant accretion		—			—			2,107			—			2,107

Net income (loss) attributable to common equity	$	13,838		$	7,455		$	(9,623	)	$	—		$	11,670

Comprehensive income (loss)
Net income (loss)	$	13,838		$	7,455		$	(7,516	)	$	—		$	13,777
Currency translation gain		—			1,592			—			—			1,592

Comprehensive income (loss)	$	13,838		$	9,047		$	(7,516	)	$	—		$	15,369

Page 11

Ripplewood Chemical Holdings LLC and Subsidiaries

Year To Date September 30, 2003 (unaudited)

(in thousands of U.S. dollars)

Consolidating Statement of Income (Loss) and Comprehensive Income (Loss)

Year To Date September 30, 2003 (unaudited)


	U.S. Operations			Non-U.S. Operations			Kraton Polymers LLC			Eliminations			Consolidated
Revenues
Sales	$	285,850		$	290,816		$	—		$	(57,542	)	$	519,124
Other income		—			10,125			—			—			10,125

Total revenues		285,850			300,941			—			(57,542	)		529,249
Costs and expenses
Cost of goods sold		199,839			255,069			205			(57,542	)		397,571

Gross profit		86,011			45,872			(205	)		—			131,678

Research and development expenses		9,207			7,299			—			—			16,506
Selling, general and administrative expenses		24,412			19,786			—			—			44,198
Depreciation and amortization		16,372			4,302			(303	)		—			20,371
(Earnings) loss in joint venture		—			(241	)		—			—			(241	)
Interest expense (income)		(3,235	)		3,903			23,215			—			23,883

Income (loss) before income taxes		39,255			10,823			(23,117	)		—			26,961
Income tax (expense) benefit		—			(2,204	)		—			—			(2,204	)

Total income (loss)		39,255			8,619			(23,117	)		—			24,757
Preferred stock dividends and warrant accretion		—			—			6,128			—			6,128

Net income (loss) attributable to common equity	$	39,255		$	8,619		$	(29,245	)	$	—		$	18,629

Comprehensive income (loss)
Net income (loss)	$	39,255		$	8,619		$	(23,117	)	$	—		$	24,757
Currency translation gain		—			20,145			—			—			20,145

Comprehensive income (loss)	$	39,255		$	28,764		$	(23,117	)	$	—		$	44,902

Page 12

Ripplewood Chemical Holdings LLC and Subsidiaries

Month Ended September 30, 2003 (unaudited)

(in thousands of U S dollars)

Condensed Consolidating Statement of Cash Flows

Month Ended September 30, 2003 (unaudited)


	U.S. Operations			Non-U.S. Operations			Kraton Polymers LLC			Eliminations		Consolidated
Cash flows provided by (used for) operating activities	$	12,481		$	5,229		$	(984	)	$	—	$	16,726
Cash flows provided by (used for) investing activities
Purchase of plant and equipment		(678	)		(691	)		—			—		(1,369	)

Net cash provided by (used for) investing activities		(678	)		(691	)		—			—		(1,369	)

Cash flows provided by (used for) financing activities
Repayment of debt		—			—			(5,650	)		—		(5,650	)
Proceeds received (payment of) Inter Group Debt		(4,832	)		(2,531	)		7,363			—		—
Net cash contribution from (distribution to) members		—			—			—			—		—
Repayment of loans to members		—			—			—			—		—
Net proceeds from (payment of) insurance bond		—			—			(745	)		—		(745	)

Net cash provided by (used for) financing activities		(4,832	)		(2,531	)		968			—		(6,395	)

Effect of exchange rate difference on cash		—			(665	)		—			—		(665	)

Net increase (decrease) in cash and cash equivalents		6,971			1,342			(16	)		—		8,297
Cash and cash equivalents at beginning of period		32,382			14,952			17			—		47,351

Cash and cash equivalents at end of period	$	39,353		$	16,294		$	1		$	—	$	55,648

Page 13

Ripplewood Chemical Holding LLC and Subsidiaries

Three Months Ended September 30, 2003 (unaudited)

(in thousands of U S dollars)

Condensed Consolidating Statement of Cash Flows

Three Months Ended September 30, 2003 (unaudited)


	U.S. Operations			Non-U.S. Operations			Kraton Polymers LLC			Eliminations		Consolidated
Cash flows provided by (used for) operating activities	$	33,381		$	4,612		$	(8,954	)	$	—	$	29,039
Cash flows provided by (used for) investing activities:
Purchase of plant and equipment		(1,631	)		(1,772	)		—			—		(3,403	)

Net cash provided by (used for) investing activities		(1,631	)		(1,772	)		—			—		(3,403	)

Cash flows provided by (used for) financing activities
Repayment of debt		—			—			(5,650	)		—		(5,650	)
Proceeds received (payment of) Inter Group Debt		(14,615	)		(4,046	)		18,661			—		—
Net cash contribution from (distribution to) members		—			—			(1,834	)		—		(1,834	)
Repayment of loans to members		—			—			(8	)				(8	)
Net proceeds from (payment of) insurance bond		—			—			(2,236	)		—		(2,236	)

Net cash provided by (used for) financing activities		(14,615	)		(4,046	)		8,933			—		(9,728	)

Effect of exchange rate difference on cash		—			332			—			—		332

Net increase (decrease) in cash and cash equivalents		17,135			(874	)		(21	)		—		16,240
Cash and cash equivalents at beginning of period		22,218			17,168			22			—		39,408

Cash and cash equivalents at end of period	$	39,353		$	16,294		$	1		$	—	$	55,648

Page 14

Ripplewood Chemical Holdings LLC and Subsidiaries

Year To Date September 30, 2003 (unaudited)

(in thousands of U.S. dollars)

Condensed Consolidating Statement of Cash Flows

Year To Date September 30, 2003 (unaudited)


	U.S. Operations			Non-U.S. Operations			Kraton Polymers LLC			Eliminations		Consolidated
Cash flows provided by (used for) operating activities	$	66,402		$	25,492		$	(21,180	)	$	—	$	70,714
Cash flows provided by (used for) investing activities
Purchase of plant and equipment		(4,316	)		(4,607	)		—			—		(8,923	)

Net cash provided by (used for) investing activities		(4,316	)		(4,607	)		—			—		(8,923	)

Cash flows provided by (used for) financing activities
Repayment of debt		—			—			(16,949	)		—		(16,949	)
Proceeds received (payment of) Inter Group Debt		(23,767	)		(16,395	)		40,162			—		—
Net cash contribution from (distribution to) members		—			—			(2,965	)		—		(2,965	)
Repayment of loans to members		—			—			151			—		151
Net proceeds from (payment of) insurance bond		—			—			745			—		745

Net cash provided by (used for) financing activities		(23,767	)		(16,395	)		21,144			—		(19,018	)

Effect of exchange rate difference on cash		—			(1,430	)		—			—		(1,430	)

Net increase (decrease) in cash and cash equivalents		38,319			3,060			(36	)		—		41,343
Cash and cash equivalents at beginning of period		1,034			13,234			37			—		14,305

Cash and cash equivalents at end of period	$	39,353		$	16,294		$	1		$	—	$	55,648

Page 15

Schedule 3.6(a) – Undisclosed Liabilities

The Company has a contract with Reliant Energy for the supply of natural gas at the Belpre plant. A dispute has arisen regarding the metering of, and charging for, gas supplied by Reliant to the Belpre plant between April 2002 and June 2003. The current estimate of the Company’s liability to Reliant Energy is approximately $425,000, of which $187,000 was accrued as of September 30, 2003.

2.	Liabilities described in the notes to the Annual Financial Statements.

Schedule 3.7 – Exceptions to Absence of Changes

None.

Schedule 3.7(ii) – Operations Exceptions

1.	See Item #1 on Schedule B.

2.	See Items #1 and #5 on Schedule 5.1.

3.	Payment to Ripplewood Holdings, L.L.C. on October 10, 2003 pursuant to the Management Agreement, dated as of February 28, 2001, by and between Ripplewood Holdings, L.L.C. and KRATON Polymers LLC, plus expenses.

4.	Payment to Greenwich Chemical Partners LLC on October 2, 2003 of $62,500 and on November 3, 2003 of $62,500, plus expenses.

5.	Tax distribution in respect of Class A Units of Seller of $965,158 on October 10, 2003.

6.	Capital expenditures since September 30, 2003 not exceeding $3.5 million.

7.	In respect of Section 5.1(h) of the Agreement, employment agreements entered into with employees of the Company employed in non-U.S. jurisdictions, in no event in excess of $200,000 per year or for a term longer than two years with respect to any such employees.

Schedule 3.8(a) – Exceptions to Real and Personal Properties

Real Property

The real property owned by KRATON Polymers do Brasil S.A. is made up of 5 separate parcels: (i) Xxxxx A1-C, registry number 72,838, (ii) Xxxxx X0-0, registry number 76,702, (iii) Xxxxx X0-0, registry number 76,703, (iv) Lote 114, registry number 86,004 and (v) Lote 87, registry number 86,003. As of the date of the Agreement, the title to each of these parcels owned by KRATON Polymers do Brasil S.A. in Paulinia, Brazil is in the name of Shell Brasil S.A. In addition, the plant in Paulinia was not properly recorded in the title by Shell at the time of its construction. KRATON Polymers do Brasil S.A. and Shell will amend the title registry and transfer all titles to the name of KRATON Polymers do Brasil S.A. Shell has agreed to pay all taxes (R$404,420) as well as other expenses in order finalize the amendment to the title so that the name on the title can be re-recorded as KRATON Polymers do Brasil S.A. KRATON Polymers do Brasil S.A. remains in constant contact with Shell in an effort to resolve this issue as quickly as possible. This issue does not prevent the use of the real property as currently used by KRATON Polymers do Brasil S.A.

Personal Property

2.	Liens pursuant to the Security Agreement, dated as of February 28, 2001, among RK Polymers LLC (currently named KRATON Polymers LLC), Ripplewood Chemical Holdings LLC, the lenders party thereto, and The Chase Manhattan Bank, as collateral agent, which Liens will be released at Closing.

Infineum holds an undivided interest in certain assets located on property owned by KRATON as set forth in the Amended and Restated Belpre Facility Sharing Agreement and Operating Agreement, dated as of July 1, 1999, by and among Infineum USA L.P., Shell Oil Company and Shell Elastomers LLC (currently named KRATON Polymers U.S. LLC).

Schedule 3.8(b) – Owned Real Property


Belpre, Ohio		0000 Xxxxxxxxxx Xxxxxxxxx, Xxxxxx, Xxxx 00000-0000. Deed recorded in Washington County, Ohio on October 4, 2000 in Volume 306 on Pages 2593-2621, as amended by the deed recorded on June 19, 2002 in Volume 344 on Pages 1098-1104, as further amended by a land use restriction agreement to create an equitable servitude recorded on March 28, 2003 in Volume 363 on Pages 880-896.

Paulinia, Brazil		740-1500 Avenue Xxxxxxx Xxxxxxxx, Poco Fundo, Paulinia, Brazil 13,140-000 – Caixa Postal 57.

		Xxxxx Al-C, 50,000 m2, registry number 72,838 deed recorded at book number 2, pages 01, of the 2nd Real State Registry Office of Campinas, transcriptions 68,880 on October 29, 1974, 68,978 on November 7, 1974 and registry 70,153 on September 22, 1993.

		Xxxxx Al-1, 614,401.23 m2, registry number 76,702 deed recorded at book number 2, pages 01 of the 2nd Real State Registry Office of Campinas, transcriptions 68,880 on October 29, 1974, 68,978 on November 7, 1974 and registry numbers 70,153 on September 22, 1993 and 72,835 on August 22, 1994.

		Xxxxx Al-2, 53,951.71 m2, registry number 76,703 deed recorded at book number 2, pages 01 of the 2nd Real State Registry Office of Campinas, transcriptions 68,880 on October 29, 1974, 68,978 on November 7, 1974 and registry numbers 70,153 on September 22, 1993 and 72,835 on August 22, 1994.

		Lote 114, 2,475.0 m2, registry number 86,004, deed recorded at book 3, pages 101, of the 2nd Real State Registry Office of Campinas, transcription 69,886, on November 7, 1974.

		Lote 87, 2,038.0 m2, registry number 86,003, deed recorded at book 3, pages 101, of the 2nd Real State Registry Office of Campinas, transcription 68,984, on November 7, 1994.

Tsukuba, Japan		Technical Service Center, Xx. 00, Xxxxx, Xxxxxxx-xxx, Xxxxxxx Xxxxxxxxxx, 300-2611, Japan. Deed recorded in Purchase and Sale Agreement between Shell Japan Limited and KRATON Polymers Japan on 31^st of May, 2000 as property located at Okubo 00, Xxxxxxx Xxxx, Xxxxxxx Xxxxxxxxxx, Xxxxx.

Schedule 3.8(c) – Leased and Subleased Real Property


Houston Headquarters Office		Offices located in the north tower of the building known as Pennzoil Place, 000 Xxxxxxxxx, Xxxxxxx, Xxxxx, pursuant to the Sublease Agreement, dated as of April 27, 2001, between Pennzoil-Quaker State Company and KRATON Polymers U.S. LLC, as amended by the First Amendment to Sublease, dated September 18, 2002.

Westhollow Technology Center		Elastomers laboratory located at Highway 6 and Richmond Avenue in Houston, Texas, pursuant to the Westhollow Lease Agreement, dated as of February 28, 2001, between Shell Oil Company and Shell Elastomers LLC.

Wimbledon Office		Offices on the ground, first, second and third floors at 00-00 Xxxxxx Xxxx, Xxxxxxxxx, Xxxxxx, XX00, pursuant to the Lease dated July 4, 2001 between Royal & Sun Alliance Linked Insurances Limited and KRATON Polymers International Limited.

Stellar House Sublease		Offices located on the ground floor at Stellar House, Xxxxxxx Square, Tattenhall, Chester, pursuant to the Sublease, dated June 2, 2003, between Great Bear Distribution Limited and KRATON Polymers UK Limited.

Pernis		Production premises located at Xxxxxxxxxxxxxx 000, 0000 XX Xxxxxxxxxxxxxxxx Xx., Xxxxxxxxx, Xxx Xxxxxxxxxxx, pursuant to the Agreement of Sub-Lease dated October 29, 1999 between Shell Nederland Raffinaderij B.V. and KRATON Polymers Nederland B.V.

Hog Vliet		Office located at Hoogvlietse Xxxxxxx 000-000, Xxxxxxxxx, Xxxxxxxxx 0000 am, the Netherlands, pursuant to Huurovereenkomst Kantoorruimte, by and between Xxxxxx Beleggingen N.V. and KRATON Polymers Nederland B.V., effective October 19, 2003.

Amsterdam		Research and development premises located at the Shell Research and Technology Center Xxxxxxxxx, Xxxxxxxxxxx 0, Xxxxxxxxx, Xxx Xxxxxxxxxxx, pursuant to the First Restated Business Lease Agreement dated February 28, 2001 between Shell International Chemicals B.V. and KRATON Polymers Research B.V. (Note: this Agreement superseded by Lease of Offices and Industrial premises and the Purchase of Services at SRTCA, dated May 22, 2002).

		Offices and industrial premises located at Xxxxxxxxxx 0, 0000 XX, Xxxxxxxxx, Xxx Xxxxxxxxxxx, pursuant to the Contract effective January 1, 2002, between Shell International Chemicals B.V. and KRATON Polymers Research B.V.

Berre		Office located at Immeuble Icare, Pare Tertiaire de L’Etaing 1, Berre-L’Etaing (13130), France, pursuant to the Contrat de Sous-Location, dated July 26, 2001, between Shell Chemie, S.A. and KRATON Polymers France, S.A.S.


		Manufacturing facility leased to KRATON by Shell for a term of 30-years beginning from January 1, 2000, pursuant to Bail Emphyteotique entre Shell Chimie, S.A. et Kravis, S.A.S., dated August 24, 2000 and Bail Emphyteotique entre Shell Chimie, S.A. et KRATON Polymers France, S.A.S., dated August 24, 2000.

Ateac French Lease (Paris)		Office located at 00, Xxx X’Xxxxxxxxx, 00000 Xxxxxxxx-Xxxxxxxxxxx Cedex, France, pursuant to the Bail, dated April 1, 2002, between Ateac, Société Anonyme and KRATON Polymers France.

Louvain-La-Neuve		Research and development site located at X-x 348 Ottignies Louvain-La Neuve, Avenue Xxxx Xxxxxx, I, France, pursuant to the First Restated Lease Agreement for Premises at the Shell Research and Development Site in Louvain-La-Neuve dated January 31, 2001 between Shell Chemicals Belgium SA and KRATON Polymers Research SA. (Note: this Agreement superseded by Agreement for Services and Use of Premises at the Xxxxxx Research and Development Site in Louvain-La-Neuve, dated April 1, 2002).

Wesseling		Production premises and offices located at Werk Wesseling, Bau A51, 50389 Wesseling, Deutschland, pursuant to the Business Lease dated March 31, 2000 between Basell Polyolefine GmbH (formerly Elenac GmbH) and KRATON Polymers GmbH, as amended.

Milan		Office lease located at Xxx Xxxxxx x. 0, 0-00000 Xxxxxx, Xxxxx, pursuant to the Contratto di Locazione Commerciale, by and between Xxxxxxx Xxxxx and KRATON Polymers Italy S.R.L., dated October 19, 2002.

Eschborn Lease		Office lease located at Xxxxxxxxxxxx Xxxxx 00-00, X-00000 Xxxxxxxx, Xxxxxxxxxxx, pursuant to the Mietvertrag über Geschäftsräume, dated May 8, 2003, between BVT Bürogebäude Objekt Eschborn GmbH & Co. KG and KRATON Polymers GmbH

Estonia		Furnished office 226A located at Ravala Xxxxxxxx 0, 000 00 Xxxxxxx, Xxxxxxx pursuant to the Contract, dated June 1, 2001, between Business House Tallinn OÜ and KRATON Polymers International Ltd.

Warsaw		Office located at 00-000 Xxxxxx, Xxxx Xxxxx XX, 00, Xxxxxx, pursuant to a Lease Agreement between Shell Chemicals and Ilmet, dated 2000; pursuant to Annex 1 to the Lease Agreement dated January 18, 2001, Shell Chemicals assigned its interest in the lease to KRATON Polymers N.E. Europe Spolka; pursuant to Annex 2 to the Lease Agreement dated November 30, 2001 the parties converted the payment obligations of KRATON Polymers N.E. Europe Spolka to Euros.

Istanbul		Offices located at BJK Plaza A Blok No:87, Besiktas, Istanbul, pursuant to the Lease Contract, dated May 29, 2002, between Xxxxx Xxxxxxxxx and KRATON Polymers International Limited.


Madrid		Office located at General Xxxxxxxx, 00, Xxxxxx, Xxxxx, pursuant to the Service Contract, dated December 1, 2003, between Xx. Xxxxxxxx Xxxxxx Xxxxx and KRATON Polymers Iberica, S.A.

São Paulo		Office located at Rua Xxxxxxx Xxxxxxxxx. 755 / 22 Edificio Princeton in Sao Paulo, Brazil, pursuant to the Instrumento Particular de Contrato del Locacào Comercial, dated June 1, 2002, between KRATON Polymers do Brasil S.A. and Xxxxxxx Xxxxxxxx Xxxxxxxxx.

Japan		Office located at Mita 43 MT Building 00X, 0-00-00 Xxxx, Xxxxxx-xx, Xxxxx 108-0073, Japan, pursuant to a Lease Agreement by and between Mori Trust and KRATON Polymers Japan Limited, dated as of April 18, 2002.

Hong Kong		Office located at Seabright Plaza, Rm. B, 10^th Floor, 0-00 Xxxxx Xxxxxx, Xxxxx Xxxxx, Xxxx Xxxx, pursuant to a Lease Agreement by and between Sunfeel Pacific Ltd. and KRATON Polymers International Ltd., dated as of June 20, 2003.

Taipei		Office located at Xx. 000 Xx-Xxxx X. Xxxx, Xxxx 0, 0^xx Xxxxx, Xxxxxx, Xxxxxx, R.O.C., pursuant to a Lease Agreement by and between Xxx Xxxx-Xxxxxx and KRATON Polymers International Ltd., dated as of June 7, 2001.

Schedule 3.9 – Exceptions to Contracts

1.	See Item #1 on Schedule 3.6(a).

There is a dispute relating to the financial responsibility for capital improvements for environmental upgrades to an on-site warehouses used by Shell to store KRATON Berre France products pursuant to the First Amended and Restated Site Services, Utilities, Materials and Facilities Agreement between Shell Chimie S.A. and Kraton Polymers France S.A.S. dated February 28, 2001. The amount in dispute is estimated by the Company to be less than $1 million.

There is a dispute relating to shipping costs for isoprene by Shell to the Berre plant facility under the terms of the Agreement between Shell Nederland Chemie B.V. and Kraton Polymers Nederland B.V. for the Supply of Isoprene Monomer. The shipping costs in dispute aggregate to approximately EUR300,000 to EUR400,000.

Schedule 3.9(b) – Material Contracts

1.	Master Sale Agreement among Shell Oil Company, Shell Elastomers, Inc. and KRATON Polymers LLC (f/k/a RK Polymers LLC, f/k/a Ripplewood Chemical Acquisition LLC), dated August 31, 2000, as amended as of February 28, 2001.

2.	Sale Agreement between Shell Petroleum N.V. and KRATON Polymers LLC, dated October 20, 2000, as amended as of February 28, 2001.

3.	Intellectual Property Transfer and License Agreement between Shell Oil Company and KRATON Polymers U.S. LLC (f/k/a Shell Elastomers LLC), dated February 28, 2001.

4.	Intellectual Property Transfer and License Agreement between Shell Internationale Research Maatschappij B.V. and KRATON Polymers Research B.V., dated February 28, 2001.

5.	General Assignment of Trademarks from Shell Oil Company to KRATON Polymers U.S. LLC (f/k/a Shell Elastomers LLC), dated February 28, 2001.

6.	General Assignment of Trademarks from Shell International Petroleum Company Limited to KRATON Polymers Research B.V., dated February 28, 2001.

7.	Human Resources Agreement among Shell Oil Company, Shell Elastomers and KRATON Polymers LLC, dated February 28, 2001.

8.	Elastomers SPNV Human Resources Agreement between Shell Petroleum B.V. and KRATON Polymers LLC, dated February 28, 2001.

9.	Environmental Agreement between Shell Oil Company and KRATON Polymers LLC, dated February 28, 2001.

10.	Environmental Agreement between Shell Petroleum N.V. and KRATON Polymers LLC, dated February 28, 2001.

11.	Tax Agreement between Shell Elastomers Inc. and KRATON Polymers LLC, dated February 28, 2001.

12.	Tax Deed of Covenant between Shell Petroleum N.V. and KRATON Polymers LLC, dated February 28, 2001.

13.	Styrene Sales Contract between Shell Chemical Company and Shell Elastomers LLC, dated August 30, 1999.

14.	Butadiene Sales Contract between Shell Chemical Company and Shell Elastomers LLC, dated September 11, 1999.

15.	Sales Contract between Shell Chemical Company and Shell Elastomers LLC, dated September 11, 1999.

16.	Agreement between Shell Chimie S.A. and KRATON Polymers France S.A.S. for the supply of 1,3-Butadiene, dated October 1, 1999.

17.	Agreement between Deutsche Shell Chemie GmbH and MWW Achtundzwanzigste Vermoegensverwaltungs GmbH for the supply of 1,3 Butadiene, dated December 1, 1999.

18.	Agreement between Shell Hydrocarbures et Derives S.A.S and KRATON Polymers France S.A.S. for common reception and storage of Styrene Monomer, dated January 31, 2000.

19.	Agreement between Shell Nederland Chemie B.V. and KRATON Polymers Nederland B.V. for the supply of Isoprene Monomer, dated February 28, 2001.

20.	Multi-Site Agreement for the supply of Styrene Monomer between Shell Nederland Chemie B.V., Shell Chimie S.A. and KRATON Polymers Nederland B.V., dated February 28, 2001.

21.	Agreement for the Manufacture and Purchase of Lubricant Additive, between Shell Chimie and Infineum France, dated July 1, 1999.

22.	Agreement for the Manufacture and Purchase of Lubricant Additive, between KRATON Polymers U.S. LLL and Infineum France, dated January 1, 2003

23.	Services Agreement for Environmental Services between Shell Brasil S.A. and KRATON Polymers Do Brasil S.A., dated as of January 29, 2001.

24.	Belpre Site Services, Utilities, Materials and Facilities Agreement between Shell Chemical LP and Shell Elastomers LLC, dated January 31, 2001.

25.	First Amended and Restated Site Services, Utilities, Materials and Facilities Agreement between KRATON Polymers Research S.A. and Shell Chemical Belgium S.A., dated February 5, 2001.

26.	First Amended and Restated Site Services, Utilities, Materials and Facilities Agreement between KRATON Polymers Nederland B.V. and Shell Nederland Raffinaderij B.V., dated February 28, 2001.

27.	First Amended and Restated Site Services, Utilities, Materials and Facilities Agreement between KRATON Polymers Nederland B.V. and Shell Nederland Chemie B.V., dated February 28, 2001.

28.	First Amended and Restated Site Services, Utilities, Materials and Facilities Agreement between Shell Chimie S.A. and KRATON Polymers France S.A.S., dated February 28, 2001.

29.	First Amended and Restated Site Services, Utilities, Materials and Facilities Agreement between KRATON Polymers Research B.V. and Shell International Chemical B.V., dated February 28, 2001.

30.	Production Agreement (Elastomers) between Elenac GmbH and KRATON Polymers GmbH, dated March 31, 2000.

31.	First Amended and Restated Operation and Maintenance Services Agreement between KRATON Polymers Nederland B.V. and Shell Nederland Chemie B.V., dated February 28, 2001.

32.	First Amended and Restated Operation and Maintenance Services Agreement between KRATON Polymers France S.A.S. and Shell Chimie S.A., dated February 28, 2001.

33.	Manufacturing Unit Capacity Lease Agreement between Shell Elastomers LLC and Infineum USA L.P., dated as of July 1, 1999.

34.	Recission Agreement between Shell Oil Company and Shell Elastomers LLC, dated August 24, 2000.

35.	Cost Contribution Agreement for Diene Polymer Process Research and Development among Infineum USA L.P., Shell Elastomers LLC and Shell Oil Company, dated July 1, 1999.

36.	Shell Elastomers, LLC/SIG Services Agreement between Shell Elastomers LLC and Service Integration Group, LP, dated November 15, 1999.

37.	Technical Services Agreement between Equilon Enterprises, LLC and Shell Elastomers LLC, dated January 1, 2000.

38.	Technical Services Agreement between Shell Global Solutions International B.V. and KRATON Polymers Research B.V., dated October 30, 2000.

39.	First Restated Westhollow Services and Equipment Agreement between Shell Oil Company and Shell Elastomers LLC, dated February 28, 2001; as amended by Amendments 1 through 4 thereto.

40.	Amended and Restated Limited Liability Company Agreement of KRATON Polymers LLC, dated February 28, 2001, as amended by the Amendment to the Amended and Restated Limited Liability Company Agreement, dated March 1, 2001.

41.	Amended and Restated Limited Liability Company Agreement of Elastomers Holdings LLC, dated February 28, 2001, as amended by the Amendment to the Amended and Restated Limited Liability Company Agreement, dated March 1, 2001.

42.	Amended and Restated Limited Liability Company Agreement of KRATON Polymers U.S. LLC, dated February 28, 2001, as amended by the Amendment to the Amended and Restated Limited Liability Company Agreement, dated March 1, 2001.

43.	Joint Venture Agreement between Nihon Gosei Gum Kabushiki Kaisa and Shell Kosan Kabushiki Kaisha establishing Shell JSR Elastomers K.K.

44.	Operational Agreement between Shell Brasil S.A., Cyanamid Industrial e Comercial Ltda. and Societal S.A., dated December 7, 1995.

45.	Information Technology Services Agreement, dated April 2002, by and between KRATON Polymers, LLC and Atos Origin, Inc.

46.	Sales Contract, dated January 20, 1999, by and between Shell Elastomers LLC and Xxxxxxxx-Xxxxx Corporation.

47.	Compounder License Agreement, dated as of April 1, 1993, by and between GLS Corporation and Shell Oil Company, as supplemented by the Agreement dated April 1, 1996 by and between and GLS Corporation and Shell Chemical Company (for itself and as agent for Shell Oil Company).

48.	Molded and Extruded Goods, Medical and Transportation Marketing Specialist Agreement, dated July 15, 1995, between GLS Corporation and Shell Chemical Company.

49.	Master Supply Agreement, dated February 12, 2002, by and between Minnesota Mining and Manufacturing Co. and KRATON Polymers U.S. LLC, as supplemented by the 3M North American Sales Contract Supplement, dated April 21, 2003, by and between 3M Company and KRATON Polymers U.S. LLC.

50.	Secrecy Agreement LO-1254, dated June 6, 1985, between A.P.I. Applicazioni Plastiche Industriali SpA and Shell Research Limited; as supplemented by the Letter LO-1255, dated October 8, 1985, from Shell Research Limited to A.P.I. Applicazioni Plastiche Industriali SpA.

51.	Adhesives, Sealants and Coatings Marketing Specialist Agreement, dated September 15, 1988, between Chemcentral Corporation and Shell Chemical Company

52.	Agreement, dated July 1, 1992, between E. I. du Pont de Nemours and Company and Shell Chemical Company.

53.	Sales Contract, dated December 26, 1996, between Building Materials Corporation of America d/b/a GAF Materials Corporation and Shell Chemical Company; as amended by Amendment #2, dated April 7, 2003, between GAF Material Corporation and KRATON Polymers U.S. LLC.

54.	Master Sales Contract, dated August 16, 1991, between X. X. Xxxxxx Company and Shell Chemical Company.

55.	Sales Contract, dated January 1, 2002, between X. X. Xxxxxx Japan and KRATON Polymers Japan.

56.	Sales Contract, dated April 7, 1998, between Multibase Incorporated and Shell Chemical Corporation

57.	Tokuyakuten Keiyakusho (Distribution Agreement), dated November 24, 1999, between KRATON Polymers Japan (formerly named Shell Japan Kabushiki Kaisha) and Nomura Boueki Kabushiki Kaisha and the Memorandum on Succession of the Rights and Obligations thereunder.

58.	Sales Contract, dated September 14, 2001, between Tamko Roofing Products, Inc. and KRATON Polymers U.S. LLC.

59.	Compounder License Agreement HU 1002, dated July 1, 1993, between Teknor Apex Company and Shell Oil Company, as supplemented by the Letter, dated July 19, 1995, from Shell Chemical Company to Teknor Apex Company

60.	Agency and Distribution Agreement, dated May 24, 2000, between Toyota Tsusho Corporation and Shell Elastomers LLC.

61.

Co-Operation Agreement, dated November 13, 2001, between Sumitomo Seika Chemicals Company Limited and KRATON Polymers Japan Limited; as amended by Amendment Number 1, dated August 30, 2002, between Sumitomo Seika Chemicals Company Limited and KRATON Polymers Japan Ltd.; as further amended by Amendment Number 2, dated May 19, 2003, between Sumitomo Seika Chemicals Company Limited and KRATON Polymers Japan Ltd.

62.	Securities Purchase Agreement, dated as of February 28, 2001, among Ripplewood Chemical Holding LLC, KRATON Polymers LLC (formerly named RK Polymers LLC), KRATON Capital Corporation (formerly named RK Capital Corporation) and the purchasers named therein.

63.	Exchange and Registration Rights Agreement, dated as of February 28, 2001, by and among KRATON Polymers LLC (formerly named RK Polymers LLC), KRATON Capital Corporation (formerly named RK Capital Corporation) and the noteholders.

64.	Senior Subordinated Subsidiary Guarantee, dated as of February 28, 2001, of KRATON Polymers LLC (formerly named RK Polymers LLC).

65.	Senior Subordinated Equity Issuer Guarantee, dated as of February 28, 2001, by Ripplewood Chemical Holding LLC.

66.	Contribution Agreement dated February 28, 2001 between Shell Oil Company and Shell Elastomers LLC.

67.	Contribution Agreement dated February 28, 2001 between Shell International Research Maatschappij B.V. and KRATON Polymers Research B.V.

68.	Agreements listed in Section VI of Schedule 3.12(a).

69.	See Items #1 through #5 on Schedule 3.3.

70.	See Item #5 on Schedule 3.8(a).

71.	See Item #1 on Schedule 3.13.

72.	See all Items listed on Schedule 3.14(b).

73.	See all Items listed on Schedule 3.14(b)(vi).

74.	See all Items on Schedule 3.16.

75.	See Item #1 on Schedule 3.19.

76.	See Item #6 on Schedule 3.21(b).

Schedule 3.10 – Litigation

Xxxxx x. KRATON Polymers U.S. LLC. A lawsuit was filed against KRATON on December 9, 2002 by Xxxxxxx Xxxxx, the father of Xxxxxxx Xxxxx, an employee of KRATON, who died on the Belpre plant premises on March 12, 2002. The lawsuit alleges that KRATON committed an intentional tort which allows the plaintiff to seek compensation outside of the traditional Worker’s Compensation Statute. The lawsuit was filed in the Court of Common Pleas in Washington County (Case Number 02TR322). On March 31, 2003, the Plaintiff agreed to have the case dismissed, without prejudice, pursuant to a Stipulation of Dismissal. The statute of limitations for wrongful death is two years in Ohio. Since Xx. Xxxxx died on March 12, 2002, the case must be refiled on or before March 12, 2004. At the present time, it appears that Plaintiff’s counsel will proceed against Prudential who denied the Bruce’s claim under the KRATON’s Voluntary Accidental Personal Accident policy ($219,128 potential benefit) and the Employee Work-Related Accidental Death policy ($250,000). The denial was based upon the autopsy report which concluded that death was the result of natural causes.

Belpre RCRA 3008(h) Administrative Order on Consent, U.S. EPA Docket No. RCRA-05-2003-0007 and RCRA Consent Agreement and Final Order, U.S. EPA Docket No. 5, RCRA ’97-003, RCRA Consent Order. In March 1997, Shell Oil Company entered into a Consent Order with Region 5, US EPA as a result of a RCRA Facility Assessment for the Belpre site conducted by the US EPA in 1989. Under the Consent Order, Shell Oil Company is still required to investigate areas specified by the Corrective Measures Study and its Implementation after US EPA approval (4Q2000 with conditions and modifications). Consent Agreement and Final Order effective March 7, 1997. In June 2002, the US EPA proposed a new consent order to implement remediation to Shell and KRATON Polymers. The new Consent Order is effective March 17, 2003 and names both Shell Oil Company and KRATON Polymers U.S. LLC.

3.	See Item #2 on Schedule 3.11.

Schedule 3.11 – Exceptions to Licenses, Permits and Compliance with Laws

1.	See all items listed in Schedule 3.10.

Paulinia Brazil Plant Facility – In October 2002, in the normal course of operations, while drilling to install pilings at a section in the utility area to install a new tank, KRATON personnel noticed an odor of para-cresol coming from that area. In order to prevent any employee exposure issues, KRATON sealed the excavation site with concrete. On December 26, 2002, a Notice of Interdiction was served on KRATON by the Brazilian Ministry of Labor requiring KRATON to block access to the former IONOL plant area and informing KRATON that the proceeding could be converted into a Civil Inquiry in the future. In February 2003, KRATON made a written request of Shell to extend the area of cleanup under Item #1 to Schedule A of the Non-US Environmental Agreement to include the utility area. To date, Shell has declined to accept responsibility for the utility area site under Item #1, Schedule A of that agreement. In the event KRATON cannot amicably reach agreement with Shell, KRATON will make a formal indemnity claim under the Non-US Environmental Agreement prior to February 28, 2004.

The environmental permit for air emissions was exceeded for concentration on the SIS-line and the IR-line at the Pernis facility. Corrective measures are currently being reviewed with implementation expected in early 2004, which is acceptable to local authorities. The projected capital cost is approximately EUR300,000 over four years.

4.	Belpre, Ohio

(a)

Upcoming MACT standard for Industrial-Commercial-Institutional Boilers will require additional emission controls and/or good combustion practices for facility’s boilers.

(b)

Asbestos is present in the facility, mainly as non-friable floor tile and friable thermal systems insulations. Suspect materials appear to have been tested and labeled. There are maintenance procedures in place. Asbestos materials are abated on an as-needed basis and placed in a dedicated dumpster.

(c)

In 1998, Shell submitted to OEPA a plan for closure of boiler that formerly burned ignitable hazardous waste (until 1995). As of 2002, OEPA had not approved or commented on closure plan.

(d)

In 2000, hazardous waste drum storage area had numerous cracks in concrete pad, some sealed and some not sealed.

(e)

There is documented soil- and groundwater contamination identified on the subject property and adjacent Nova Chemicals parcels. The subject property has entered into a consent agreement with the USEPA for the monitoring/remediation of the property.

(f)

Arsenic in effluent from coal slag pond outfall above permitted limit in 10 separate monitoring samples (1997, 1998, 1999 and 2000).

(g)

In 2000, the slope above South Run-off pond had erosion pattern indicating potential for collapse of slope section.

(h)

In 2000, biomonitoring of two effluent samples from storm water outfall 014 had 100% and 95% mortality of test species.

(i)

PCBs – The dielectric fluid in the transformers and large capacitors have been replaced with non-PCB fluids. As of 2000, disposal manifests are on file at the plant.

5.	Westhollow, Texas

(a)

Asbestos is present in the elastomer unit. This asbestos is documented and there are established procedures for its handling and abatement when needed.

(b)

Soil and groundwater contamination has been reported on the site. A monitoring/remediation program is on going. A portion of this contamination was the result of elastomer unit operations. Shell, as the property owner, has been identified as the responsible party for this contamination.

6.	Paulinia, Brazil

(a)

The Kraton Polymers do Brasil S/A (KPB) site has 22,000 square feet of cement-asbestos sheds used as roof and walls of a warehouse and the IONOL^™ plant respectively.

(b)

Two environmental events originated from the former Shell Crop Protection manufacturing activities (today a 100% BASF property): (i) contamination of the aquifer under the site by a small amount (tens of gallons) of solvents used in the formulation of crop protection products by Shell; (ii) contamination of the acquifer under the site (today 100% BASF land property) by a small amount of 1,2 Di-Chlor-Ethane (1,2 DCA). Shell Brazil S/A, Divisāo Quimica made a self-declaration to the public authorities in 1994 and set up a plan to remediate the situation. Agreement was signed by Shell with the Public Prosecutor in Paulinia, SP.

(c)

Shell Brazil S/A conducted (1999) an investigation of the subsoil and ground water in the close vicinity of the former plant of antioxidants (IONOL^™) which is located within the present site/land owned by KPB. The investigation demonstrated that there is a soil and ground water contamination by phthalates, orto and p-cresols, ethylbenzene, toluene and xylene.

(d)

The KPB site has an operational Hazardous Waste landfill constructed in 1989 with state-of-the-art technology to encapsulate residues from Crop Protection Manufacturing. Regular monitoring of the quality of the water percolating the concrete layers is analyzed before discharge.

7.	Pernis, The Netherlands

(a)

During maintenance asbestos was found between the floors in the dryer, asbestos concrete was found in the doors in the dryer. Measures have been taken to prevent exposure.

(b)

A combination of process and cooling water discharges directly into the harbour. Samples have been taken on a regular basis by Rijkswaterstaat, the issuer of the water permit, and Shell. Shell reports four times a year about the quality and quantity of the wastewater. No problems have been experienced.

(c)

In 2000, Shell proposed to replace the existing control rooms in CMR 1, CMR 2 and CMR 3 by one new control room.

8.	Amsterdam, The Netherlands

(a)

In 2000, asbestos was observed to be present in the fume cupboards of the main laboratory.

9.	Berre, France

(a)

The principle of the pollution monitoring is to control pollution migration towards identified targets outside the site at the site fence by means of piezometers and annual monitoring campaigns. Site personnel consider likely that some soil contamination level exists on or near the concerned plant.

(b)

The unit was built in 1976. As of 2000, the concrete floor is reported to be watertight and appeared to be in relatively good condition. However, the integrity of the polystyrene joints has never been assessed.

10.	Environmental Compliance Audit of Belpre, Ohio Facility, dated December 2002 by Pilko & Associates, Inc.

11.	All matters identified on Schedules 2, 3 or 4 to the Environmental Agreement, dated February 28, 2001, between Shell Oil Company and KRATON Polymers LLC.

12.	All matters identified on Schedules 2, 3 or 4 to the Environmental Agreement, dated February 28, 2001, between Shell Petroleum N.V. and KRATON Polymers LLC.

Schedule 3.12(a) – Intellectual Property and Material IP Agreements

A.	Material Intellectual Property:

Please see attached.


Part I:		Material Granted Patents
Part II:		Material Pending Patents
Part III:		Material Registered and Pending Trademarks
Part IV:		Material Copyrights
Part V:		Material Domain Names

B.	Material Agreements Relating to Material Intellectual Property:

Please see attached.

Part VI: Material Agreements Relating to Material Intellectual Property

Schedule 3.12(a) - Part I (Granted Patents)

Adhesives, Sealants and Coatings - Patent Listing

Docket lD

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

X0000/XX/0

Xxxxxx Xxxxxx xx Xxxxxxx

29-Apr 1985

06/728002

03-Dec-1985

4558464

Endblock crosslinked block copolymer adhesive composition

Xxxxx Xxxx Xx XXXXX

X0000X/XX

Xxxxxx Xxxxxx xx Xxxxxxx

29-Apr-1985

06/728002

03-Dec-1985

4558464

Endblock crosslinked block copolymer adhesive composition

Xxxxx Xxxx Xx XXXXX

X0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

29-Jun-1983

06/508776

16-Apr-1985

4511696

Method for protectively coating a polymer

Xxxxxx X XXXXXX, Xxxxxxx X. XXXXX

X0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

28-Feb-1988

06/835090

08-Nov-1988

4783504

Sealant composition

X0000/XX

Xxxxxxxxx

19-Mar-1987

70401/87

23-Jul-1990

594438

Hot melt sealant compositions

K4863/CA

Canada

12-Mar-1987

531823

10-Dec-1991

1293074

Hot melt sealant compositions

K4863/EP/DE

Germany

10-Mar-1987

87200447-8

02-Dec-1992

3782836-3

Hot melt sealant compositions

K4863/EP/FR

France

10-Mar-1987

87200447-8

02-Dec-1992

0238135

Hot melt sealant compositions

K4863/KR

Korea (South)

18-Mar-1987

00-0000-0000000

10-Jul-1996

101932

Hot melt sealant compositions

T0849/BR

Brazil

12-Feb-1992

PI9200476-8

16-Nov-1999

PI9200476-8

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

X0000/XX/XX

Xxxxxxx

10-Feb-1992

92200371-0

17-Jul-1996

0499326

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

T0849/EP/DE

Germany

10-Feb-1992

92200371-0

17-Jul-1996

69212174-9

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

X0000/XX/XX

Xxxxxxx

10-Feb-1992

92200371-0

17-Jul-1996

0499326

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

X0000/XX/XX

Xxxxxx

10-Feb-1992

92200371-0

17-Jul-1996

0499326

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

X0000/XX/XX

Xxxxxx Xxxxxxx

10-Feb-1992

92200371-0

17-Jul-1996

0499326

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

T0849/EP/IT

ltaly

10-Feb-1992

92200371-0

17-Jul-1996

0499326

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

X0000/XX/XX

Xxxxxxxxxxx

10-Feb-1992

92200371-0

17-Jul-1996

0499326

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

T0849/EP/SE

Sweden

10-Feb-1992

92200371-0

17-Jul-1996

0499326

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

X0000/XX

Xxxxxxx

12-Feb-1992

920596

31-Mar-1998

100982

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

X0000/XX

Xxxxx

12-Feb-1992

92/025340

17-Aug-2001

3222912

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

X0000/XX

Xxxxx (South)

11-Feb-1992

00-0000-0000000

29-Jan-2000

254104

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

X0000/XX

Xxxxxx

12-Feb-1992

19920551

10-Aug-1998

303642

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

T0849/RU

Russian Federation

12-Feb-1992

5010810-05

10-Sep-1997

2089584

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

X0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

31 Jan-1992

07/829164

25-May-1993

5213439

Thermoplastic rubbers in dry blend roadmarking paint compositions

Xxxx X X XX XXXXXX

I-1

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T0876/CN

China

02-Jun-1993

93106786-3

17-Dec-1999

51859

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

E R S DEBIER, X X XXXXXX

X0000/XX/XX

Xxxxxxx

03-Jun-1993

93912879-9

28-Aug-1996

0643732

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

E R S DEBIER, X X XXXXXX

T0876/EP/DE

Germany

03-Jun-1993

93912879-9

28-Aug-1996

69304328-8

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

E R S DEBIER, X X XXXXXX

T0876/EP/ES

Spain

03-Jun-1993

93912879-9

28-Aug-1996

2091009

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

E R S DEBIER, X X XXXXXX

X0000/XX/XX

Xxxxxx

03-Jun-1993

93912879-9

28-Aug-1996

0643732

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

E R S DEBIER, X X XXXXXX

X0000/XX/XX

Xxxxxx Xxxxxxx

03-Jun-1993

93912879-9

28-Aug-1996

0643732

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

E R S DEBIER, X X XXXXXX

T0876/EP/IT

Italy

03-Jun-1993

93912879-9

28-Aug-1996

0643732

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

E R S DEBIER, X X XXXXXX

X0000/XX/XX

Xxxxxxxxxxx

03-Jun-1993

93912879-9

28-Aug-1996

0643732

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

E R S DEBIER, X X XXXXXX

T0876/KR

Korea (South)

03-Dec-1994

00-0000-0000000

20-Dec-2000

284532

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

E R S DEBIER, X X XXXXXX

T0876/RU

Russian Federation

03-Jun-1993

94046119-00

20-Dec-2000

2160743

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

E R S DEBIER, X X XXXXXX

T0876/TW

Taiwan

11-May-1993

82103697

23-Jul-1996

NI-077373

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

X X X XXXXXX, X X XXXXXX

X0000/XX

Xxxxxx Xxxxxx of America

04-Jun-1993

08/072211

05-Apr-1994

5300582

Vinyl aromatic block copolymers being highly sensitive to radiation curing and compositions containing them

E R S DEBIER, X X XXXXXX

T1_83/BR

Brazil

28-Mar-1994

PI9405911-0

12-Dec-2000

PI9405911-0

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

X0000/XX

Xxxxx

28-Mar-1994

94191637-5

12-Apr-2001

94191637-5

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

X0000/XX/XX

Xxxxxxx

28-Mar-1994

94913079-3

01-Oct-1997

0691991

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

X0000/XX/XX

Xxxxxxx

28-Mar-1994

94913079-3

01-Oct-1997

69405983-8

A process for making styrenic block copolymer blends, comprising double initiation

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

I-2

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T1883/EP/ES

Spain

28-Mar-1994

94913079-3

01-Oct-1997

2107207

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

X0000/XX/XX

Xxxxxx

28-Mar-1994

94913079-3

01-Oct -1997

0691991

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

X0000/XX/XX

Xxxxxx
Xxxxxxx

28-Mar-1994

94913079-3

01-Oct-1997

0691991

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

X0000/XX/XX

Xxxxx

28-Mar-1994

94913079-3

01-Oct-1997

0691991

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

X0000/XX/XX

Xxxxxxxxxxx

28-Mar-1994

94913079-3

01-Oct-1997

0691991

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

X0000/XX

Xxxxx

28-Mar-1994

94/521687

07-Dec-2001

3258664

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

X0000/XX

Xxxxx
(South)

28-Mar-1994

00-0000-0000000

09-Oct-2001

312401

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

T1883/RU

Russian
Federation

28-Mar-1994

95121813-00

20-May-1998

2111220

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

T1883/TW

Taiwan

18-Mar-1994

83102382

25-Jul-1997

NI-085357

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

X0000/XX

Xxxxxx
Xxxxxx xx
Xxxxxxx

00-Xxx-0000

08/208414

11-Apr-1995

5405903

A process for making styrenic block copolymer blends, comprising double initiation.

X X XXXXXXXXX, A van DONGEN, X X XXXXXXX, Xxxxx xxx XXXXXXXXX

X0000/XX/XX

Xxxxxxx

28-Jul-1992

92202332-0

02-Jun-1999

69229305-1

Sequentially polymerized styrene-isoprene-styrene block copolymer adhesive composition

X X XXXXXXX, X X XXXXXXXXX

X0000/XX/XX

Xxxxxx

28-Jul-1992

92202332-0

02-Jun-1999

0525905

Sequentially polymerized styrene-isoprene-styrene block copolymer adhesive composition

X X XXXXXXX, X X XXXXXXXXX

X0000/XX

Xxxxx

27-Jul-1992

92/199680

11-Jan-2002

3267684

Sequentially polymerized styrene-isoprene-styrene block copolymer adhesive composition

X X XXXXXXX, X X XXXXXXXXX

X0000/XX

Xxxxxx
Xxxxxx xx
Xxxxxxx

29-Jul-1991

07/737118

07-Sep-1993

5242984

Sequentially polymerized Styrene-isoprene-styrene block copolymer adhesive composition

X X XXXXXXX, X X XXXXXXXXX

X0000/XX

Xxxxxx
Xxxxxx xx
Xxxxxxx

29-Jun-1993

08/084684

21-Jun-1994

5322895

Radiation cured adhesive composition

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX

X0000X/XX

Xxxxxx
Xxxxxx xx
Xxxxxxx

23-Mar-1993

08/035870

09-Aug-1994

5336712

Process for making submicron stable latexes of block copolymers

X X XX XXXXXXX, X X XXXXXXXXX

X0000/XX

Xxxxxx
Xxxxxx xx
Xxxxxxx

01-Jun-1992

07/891616

30-Nov-1993

5266649

Color stable coupled diene polymers and hot melt adhesives containing them

X X XXXXX, X X XXXXXXXXX

I-3

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

X0000/XX

Xxxxxx Xxxxxx xx

Xxxxxxx

15-Apr-1994

08/228239

04-Apr-1995

5403658

Adhesives containing vinyl aromatic hydrocarbon/diene/ acrylic monomer block copolymers

Xxxxx X XXXXXX, X X XXXXXXXXX

X0000/XX/0

Xxxxxx Xxxxxx xx Xxxxxxx

20-Feb-1996

08/603490

18-Mar-1997

5612407

Solvent-free water-based emulsions of anionically polymerized polymers

X X XXXXXXXXX

X0000X/XX

Xxxxxx Xxxxxx xx Xxxxxxx

24-May-1983

08/066598

25-Oct-1994

5358981

Solvent-free water-based emulsions of anionically polymerized polymers

X X XXXXXXXXX

X0000/XX

Xxxxx

08-Nov-1995

95118567-5

12-Apr-2001

95118567-5

Core functionalized star block copolymers

Xxxxxx X. XXXXXXXX, X X XXXXXXXXX, X X XXXXXX

T3281/EP/BE

Belgium

06-Nov-1995

95202995-7

16-Feb-2000

0711789

Core functionalized star block copolymers

Xxxxxx X. XXXXXXXX, X X XXXXXXXXX, X X XXXXXX

T3281/EP/DE

Germany

06-Nov-1995

95202995-7

16-Feb-2000

69515102-9

Core functionalized star block copolymers

Xxxxxx X. XXXXXXXX, X X XXXXXXXXX, X X XXXXXX

T3281/EP/ES

Spain

06-Nov-1995

95202995-7

16-Feb-2000

2142450

Core functionalized star block copolymers

Xxxxxx X. XXXXXXXX, X X XXXXXXXXX, X X XXXXXX

X0000/XX/XX

Xxxxxx

06-Nov-1995

95202995-7

16-Feb-2000

0711789

Core functionalized star block copolymers

Xxxxxx X. XXXXXXXX, X X XXXXXXXXX, X X XXXXXX

X0000/XX/XX

Xxxxx

06-Nov-1995

95202995-7

16-Feb-2000

0711789

Core functionalized star block copolymers

Xxxxxx X. XXXXXXXX, X X XXXXXXXXX, X X XXXXXX

X0000/XX

Xxxxxx Xxxxxx xx

Xxxxxxx

00-Xxx-0000

08/336965

24-Oct-1995

5461116

Core functionalized star block copolymers

Xxxxxx X. XXXXXXXX, X X XXXXXXXXX, X X XXXXXX

X0000/XX

Xxxxxx Xxxxxx xx

Xxxxxxx

30-May-1995

08/453039

03-Sep-1996

5552493

A method for producing asymmetric radial polymers

Xxxxx X. XXXXX, Xxxxxx X. XXXXXXXX, X X XXXXXX

X0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

21-Dec-1987

07/135909

19-Sep-1989

4888057

Laminated structure

Xxxxx X. XXXXX

X0000/XX

Xxxxxx Xxxxxx xx

Xxxxxxx

19-Dec-1986

06/943403

30-May-1989

4835200

Color stable hot melt adhesive.

XXXXX X X XX

X0000/XX

Xxxxxx Xxxxxx of

America

16-Oct-1986

06/919919

07-Jun-1988

4749430

Encapsulated assemblage and method of making

X X XXXXXXXX, X X XXXXXXXXX, XXXXX X X XX

X0000/XX

Xxxxxx

15-Feb-1989

591077

24-Mar-1998

1339778

Radiation curable polymer composition

X X XX XXXXXX, Xxxxx Xxxxxx XXXXXXXX

X0000/XX/0

Xxxxxx Xxxxxx xx Xxxxxxx

00-Xxx-0000

07/420716

14-Apr-1992

5104921

Radiation curable polymer composition

X X XX XXXXXX, Xxxxx Xxxxxx XXXXXXXX

X0000/XX

Xxxxxx

05-Dec-1988

584965

26-Apr-1994

1328941

Sealant composition

X X XXXX

T4214/EP/BE

Belgium

16-Dec-1988

88202925-9

06-Jul-1994

0322055

Sealant composition

X X XXXX

T4214/EP/DE

Germany

16-Dec-1988

88202925-9

06-Jul-1994

3850557-6

Sealant composition

X X XXXX

T4214/EP/FR

France

16-Dec-1988

88202925-9

06-Jul-1994

0322055

Sealant composition

X X XXXX

X0000/XX/XX

Xxxxxx Xxxxxxx

16-Dec-1988

88202925-9

06-Jul-1994

0322055

Sealant composition

S S CHIN

T4214/EP/IT

Italy

16-Dec-1988

88202925-9

06-Jul-1994

0322055

Sealant composition

S S CHIN

T4214/EP/NL

Netherlands

16-Dec-1988

88202925-9

06-Jul-1994

0322055

Sealant composition

S S CHIN

T4214/JP

Japan

21-Dec-1988

88/323224

11-Sep-1998

2825515

Sealant composition

S S CHIN

T4761/BR

Brazil

09-Apr-1991

PI9101415-8

22-Aug-2000

PI9101415-8

Styrene-Isoprene-styrene block copolymer composition for low viscosity high temperature hot melt adhesives

S S CHIN

T4761/EP/BE

Belgium

09-Apr-1991

91200825-7

01-Feb-1995

0451919

Styrene-Isoprene-styrene block copolymer composition for low viscosity high temperature hot melt adhesives

S S CHIN

I-4

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T4761/EP/DE

Germany

09-Apr-1991

91200825-7

01-Feb-1995

69107107-1

Styrene-Isoprene-styrene block copolymer composition for low viscosity high temperature hot melt adhesives

S S CHIN

T4761/EP/ES

Spain

09-Apr-1991

91200825-7

01-Feb-1995

2067843

Styrene-Isoprene-styrene block copolymer composition for low viscosity high temperature hot melt adhesives

S S CHIN

T4761/EP/FR

France

09-Apr-1991

91200825-7

01-Feb-1995

0451919

Styrene-Isoprene-styrene block copolymer composition for low viscosity high temperature hot melt adhesives

S S CHIN

T4761/EP/GB

United Kingdom

09-Apr-1991

91200825-7

01-Feb-1995

0451919

Styrene-Isoprene-styrene block copolymer composition for low viscosity high temperature hot melt adhesives

S S CHIN

T4761/EP/IT

Italy

09-Apr-1991

91200825-7

01-Feb-1995

0451919

Styrene-Isoprene-styrene block copolymer composition for low viscosity high temperature hot melt adhesives

S S CHIN

T4761/EP/NL

Netherlands

09-Apr-1991

91200825-7

01-Feb-1995

0451919

Styrene-Isoprene-styrene block copolymer composition for low viscosity high temperature hot melt adhesives

S S CHIN

T4761/KR

Korea (South)

06-Apr-1991

10-1991-000558
2

30-Mar-1999

204813

Styrene-Isoprene-styrene block copolymer composition for low viscosity high temperature hot melt adhesives

S S CHIN

T4761/TW

Taiwan

01-May-1991

80103410

01-Feb-1993

NI-058795

Styrene-Isoprene-styrene block copolymer composition for low viscosity high temperature hot melt adhesives

S S CHIN

T4761B/BR

Brazil

09-Apr-1991

PI9101416-6

06-Mar-2001

PI9101416-6

Styrene-Isoprene-styrene block copolymer composition for low viscosity low temperature hot melt adhesives

T4761B/EP/BE

Belgium

09-Apr-1991

91200826-5

14-Jul-1999

0451920

Styrene-Isoprene-styrene block copolymer composition for low viscosity low temperature hot melt adhesives

T4761B/EP/DE

Germany

09-Apr-1991

91200826-5

14-Jul-1999

69131433-0

Styrene-Isoprene-styrene block copolymer composition for low viscosity low temperature hot melt adhesives

T4761B/EP/ES

Spain

09-Apr-1991

91200826-5

14-Jul-1999

2133277

Styrene-Isoprene-styrene block copolymer composition for low viscosity temperature hot melt adhesives

T4761B/EP/FR

France

09-Apr-1991

91200826-5

14-Jul-1999

0451920

Styrene-Isoprene-styrene block copolymer composition for low viscosity temperature hot melt adhesives

T4761B/EP/GB

United Kingdom

09-Apr-1991

91200826-5

14-Jul-1999

0451920

Styrene-Isoprene-styrene block copolymer composition for low viscosity temperature hot melt adhesives

T4761B/EP/IT

Italy

09-Apr-1991

91200826-5

14-Jul-1999

0451920

Styrene-Isoprene-styrene block copolymer composition for low viscosity temperature hot melt adhesives

T4761B/EP/NL

Netherlands

09-Apr-1991

91200826-5

14-Jul-1999

0451920

Styrene-Isoprene-styrene block copolymer composition for low viscosity temperature hot melt adhesives

I-5

Docket 1D

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T4761B/KR

Korea (South)

08-Apr-1991

10-1991-0005583

30-Mar-1999

204814

Styrene-Isoprene

-Styrene block copolymer composition for low viscosity low temperature hot melt adhesives

T4761B/TW

Taiwan

01-May-1991

80103409

27-Jan-1993

NI-058672

Styrene-Isoprene-Styrene block copolymer composition for low viscosity low temperature hot melt adhesives

T4761B/US

United States of

America

11-Apr-1990

07/510905

02-Jun-1992

5118762

Styrene-Isoprene-Styrene block copolymer composition for low viscosity low temperature hot melt adhesives

S S CHIN

T4876/EP/BE

Belgium

25-Sep-1991

91202501-2

03-May-1995

0478089

Block copolymer dispersions and process to prepare block copolymer dispersions

J K BORCHARDT, K H RANEY, J G SOUTHWICK

T4876/EP/DE

Germany

25-Sep-1991

91202501-2

03-May-1995

69109427-6

Block copolymer dispersions and process to prepare block copolymer dispersions

J K BORCHARDT, K H RANEY, J G SOUTHWICK

T4876/EP/ES

Spain

25-Sep-1991

91202501-2

03-May-1995

2071905

Block copolymer dispersions and process to prepare block copolymer dispersions

J K BORCHARDT, K H RANEY, J G SOUTHWICK

T4876/EP/FR

France

25-Sep-1991

91202501-2

03-May-1995

0478089

Block copolymer dispersions and process to prepare block copolymer dispersions

J K BORCHARDT, K H RANEY, J G SOUTHWICK

T4876/EP/GB

United Kingdom

25-Sep-1991

91202501-2

03-May-1995

0478089

Block copolymer dispersions and process to prepare block copolymer dispersions

J K BORCHARDT, K H RANEY, J G SOUTHWICK

T4878/EP/IT

Italy

25-Sep-1991

91202501-2

03-May-1995

0478089

Block copolymer dispersions and process to prepare block copolymer dispersions

J K BORCHARDT, K H RANEY, J G SOUTHWICK

T4876/EP/NL

Netherlands

25-Sep-1991

91202501-2

03-May-1995

0478089

Block copolymer dispersions and process to prepare block copolymer dispersions

J K BORCHARDT, K H RANEY, J G SOUTHWICK

T4876/JP

Japan

26-Sep-1991

91/247972

13-Apr-2001

3179810

Block copolymer dispersions and process to prepare block copolymer dispersions

J K BORCHARDT, K H RANEY, J G SOUTHWICK

T4876/US

United States of America

28-Sep-1990

07/590386

09-Jun-1992

5120765

Block copolymer dispersions and process to prepare block copolymer dispersions

J K BORCHARDT, K H RANEY, J G SOUTHWICK

T4876/US/2

United States of America

12-Dec-1991

07/805770

25-Aug-1992

5141986

Block copolymer dispersions and process to prepare block copolymer dispersions

J K BORCHARDT, K H RANEY, J G SOUTHWICK

T4913/US

United States of America

09-Sep-1991

07/756668

08-Sep-1992

5145896

Process for the reduction of diene polymer hot melt adhesive color

J G SOUTHWICK

T4973/US

United States of America

20-May-1991

07/703068

11-May-1993

5210147

100% triblock hydrogenated styrene-lsoprene-styrene block copo-lymer composition adhesives

David John St CLAIR, JR. E E EWINS, J G SOUTHWICK

TH0033/BR

Brazil

09-Sep-1994

PI9407436-4

10-Dec-2002

9407436-4

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

TH0033/CN

China

09-Sep-1994

94193711-9

03-Feb-2001

94193711-9

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

TH0033/EP/BE

Belgium

09-Sep-1994

94928333-7

25-Mar-1998

0717756

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

TH0033/EP/DE

Germany

09-Sep-1994

94928333-7

25-Mar-1998

69409246-0

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

TH0033/EP/ES

Spain

09-Sep-1994

94928333-7

25-Mar-1998

2114702

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

TH0033/EP/FR

France

09-Sep-1994

94928333-7

25-Mar-1998

0717756

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

TH0033/EP/GB

United Kingdom

09-Sep-1994

94928333-7

25-Mar-1998

0717756

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

145

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0033/EP/IT

Italy

09-Sep-1994

94928333-7

25-Mar-1998

0717758

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

TH0033/EP/NL

Netherlands

09-Sep-1994

94928333-7

25-Mar-1998

0717758

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

TH0033/MX

Mexico

06-Sep-1994

9406895

15-Mar-1999

191457

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

TH0033/TW

Taiwan

23-Aug-1994

83107740

29-Feb-1996

NI-74552

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

TH0033/US

United States of
America

10-Sep-1993

08/120116

01-Nov-1994

5360875

Method for producing coupled asymmetric polymers

S S CHIN, Michael Alan MASSE, C A STEVENS

TH0103/US

United States of
America

22-Feb-1994

08/199401

02-May-1995

5412032

High molecular weight low coupled linear Styrene-Isoprene- Styrene Block Copolymer

Composition and adhesives made therefrom

S H DIlLMAN, David R HANSEN

TH0117/CN

China

04-Nov-1994

94194077-2

04-Sep-1999

48401

Hydrogenated asymmetric radial copolymers

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0117/EP/BE

Belgium

04-Nov-1994

95900677-6

15-Jul-1998

0728156

Hydrogenated asymmetric radial copolymers

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0117/EP/DE

Germany

04-Nov-1994

95900677-6

15-Jul-1998

69411754-4

Hydrogenated asymmetric radial copolymers

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0117/EP/ES

Spain

04-Nov-1994

95900677-6

15-Jul-1998

2120709

Hydrogenated asymmetric radial copolymers

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0117/EP/FR

France

04-Nov-1994

95900677-6

15-Jul-1998

0728156

Hydrogenated asymmetric radial copolymers

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0117/EP/GB

United Kingdom

04-Nov-1994

95900677-6

15-Jul-1996

0728156

Hydrogenated asymmetric radial copolymers

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0117/EP/IT

Italy

04-Nov-1994

95900677-6

15-Jul-1996

0728156

Hydrogenated asymmetric radial copolymers

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0117/EP/NL

Netherlands

04-Nov-1994

95900677-6

15-Jul-1996

0728156

Hydrogenated asymmetric radial copolymers

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0117/JP

Japan

04-Nov-1994

95/513579

06-Dec-2002

3378581

Hydrogenated asymmetric radial copolymers

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0117/KR

Korea (South)

04-Nov-1994

10-1998-7002415

22-Dec-2001

319907

Hydrogenated asymmetric radial copolymers

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0117/TW

Taiwan

26-Oct-1994

83109884

01-Mar-2000

NI-108217

Hydrogenated asymmetric radial copolymers

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

I-7

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0252/CN

China

07-Nov-1994

94118158-8

13-Jan-2001

94118158-8

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/EP/BE

Belgium

04-Nov-1994

94203215-2

16-Sep-1998

0653449

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/EP/DE

Germany

04-Nov-1994

94203215-2

16-Sep-1998

69413350-7

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/EP/ES

Spain

04-Nov-1994

94203215-2

16-Sep-1998

2120565

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/EP/FR

France

04-Nov-1994

94203215-2

16-Sep-1998

0653449

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/EP/IT

Italy

04-Nov-1994

94203215-2

16-Sep-1998

0653449

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/KR

Korea (South)

08-Nov-1994

10-1994-0029168

29-Jul-2002

348381

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/RU

Russian Federation

08-Nov-1994

94040180

20-Jan-2000

2144544

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/TW

Taiwan

18-Oct-1994

83109648

17-Aug-1996

NI-077745

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/US

United States of
America

09-Nov-1993

06/149595

28-Feb-1995

5393841

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/US/2

United States of
America

02-Oct-1995

0_/537482

17-Jun-I997

5639831

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/US/3

United States of
America

02-Oct-1995

08/537498

11-Mar-1997

5610238

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0252/US/4

United States of
America

09-Nov-1994

08/336632

23-Jan-1996

5486574

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH02528/US

United States of
America

09-Nov-1994

08/336632

23-Jan-1996

5486574

Dissimilar arm asymmetric radial or star block copolymers for adhesives and sealants

S S CHIN, Glenn R. HIMES, Ronald J. HOXMEIER, B A SPENCE

TH0286/US

United States of
America

17-May-1994

08/245097

30-May-1995

5420203

Process for producing high diblock content block copolymer compositions

M A BERGGREN, David John St CLAIR, S H DILLMAN, Michael J. MODIC

TH0301/CN

China

31-Oct-1994

94194396-8

03-Feb-2001

94194396-8

Multiblock hydrogenated polymers for adhesives

Glenn R. HIMES

I-8

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0301/EP/DE

Germany

31-Oct-1994

94931557-6

04-Feb-1998

69408474-3

Multiblock hydrogenated polymers for adhesives

Glenn R. HIMES

TH0301/EP/ES

Spain

31-Oct-1994

94931557-6

04-Feb-1998

2111966

Multiblock hydrogenated polymers for adhesives

Glenn R. HIMES

TH0301/EP/FR

France

31-Oct-1994

94931557-6

04-Feb-1998

0726927

Multiblock hydrogenated polymers for adhesives

Glenn R. HIMES

TH0301/EP/IT

Italy

31-Oct-1994

94931557-6

04-Feb-1998

0726927

Multiblock hydrogenated polymers for adhesives

Glenn R. HIMES

TH0301/RU

Russian Federation

31-Oct-1994

96110885-04

20-Dec-2000

2160755

Multiblock hydrogenated polymers for adhesives

Glenn R. HIMES

TH0301/TW

Taiwan

02-Nov-1994

83110082

17-Oct-1996

NI-078927

Multiblock hydrogenated polymers for adhesives

Glenn R. HIMES

TH0301/US/5

United States of

America

26-Oct-l995

08/548719

06-May-1997

5627235

Multiblock hydrogenated polymers for adhesives

Glenn R. HIMES

TH0301/US/7

United States of

America

07-Oct-1994

08/320033

31-Dec-1996

5589542

Multiblock hydrogenated polymers for adhesives

Glenn R. HIMES

TH0301/US/8

United States of

America

26-Feb-1997

08/805599

27-Jun-2000

Re. 36757

Multiblock hydrogenated polymers for adhesives

Glenn R. HIMES

TH0301B/US

United States of

America

07-Oct-1994

08/320033

31-Dec-1996

5589542

MULTIBLOCK HYDROGENATED POLYMERS FOR ADHESIVES

Glenn R. HIMES

TH0461/EP/DE

Germany

06-Nov-1995

95202993-2

27-Jan-1999

69507572-1

Low viscosity adhesive compositions containing asymmetric radial polymers

S S CHIN, Ronald J. HOXMEIER, J G SOUTHWICK, B A SPENCE

TH0461/EP/FR

France

06-Nov-1995

95202993-2

27-Jan-1999

0711795

Low viscosity adhesive compositions containing asymmetric radial polymers

S S CHIN, Ronald J. HOXMEIER, J G SOUTHWICK, B A SPENCE

TH0461/EP/IT

Italy

06-Nov-1995

95202993-2

27-Jan-1999

0711795

Low viscosity adhesive compositions containing asymmetric radial polymers

S S CHIN, Ronald J. HOXMEIER, J G SOUTHWICK, B A SPENCE

TH0461/RO

Romania

07-Nov-1995

9501933

28-Jan-2000

115358

Low viscosity adhesive compositions containing asymmetric radial polymers

S S CHIN, Ronald J. HOXMEIER, J G SOUTHWICK, B A SPENCE

TH0461/TW

Taiwan

22-Dec-1995

84113777

24-Feb-1998

NI-090443

Low viscosity adhesive compositions containing asymmetric radial polymers

S S CHIN, Ronald J HOXMEIER, J G SOUTHWICK, B A SPENCE

TH0461/US

United States of

America

09-Nov-1994

08/338458

27-Aug-1998

5550196

Low viscosity adhesive compositions containing asymmetric radial polymers

S S CHIN, Ronald J. HOXMEIER, J G SOUTHWICK, B A SPENCE

TH0461/US/2

United States of

America

08-May-1995

08/435067

19-Nov-l996

5576395

Low viscosity adhesive compositions containing asymmetric radial polymers

S S CHIN, Ronald J. HOXMEIER, J G SOUTHWICK, B A SPENCE

TH0461/US/4

United States of

America

12-Jun-1995

08/489529

10-Sep-1996

5554690

Low viscosity adhesive compositions containing asymmetric radial polymers

S S CHIN, Ronald J. HOXMEIER, J G SOUTHWICK, B A SPENCE

TH0662/US/2

United States of

America

25-Jul-1997

08/903252

30-Nov-1999

5993900

FUNCTIONALIZED HYDROGENATED ELASTOMER/ENDBLOCK RESIN PRIMER FORMULATION

David R HANSEN, L A SALAZAR

TH0740/CN

China

13-Sep-1996

96197346-3

21-May-2003

96197346.3

Low viscosity hot melt disposables adhesive composition

Larry M KEGLEY

I-9

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0740/EP/DE

Germany

13-Sep-1996

96932533-1

26-May-1999

69602611-2

Low viscosity hot melt disposables adhesive composition

Larry M KEGLEY

TH0740/EP/FR

France

13-Sep-1996

96932533-1

26-May-1999

0850284

Low viscosity hot melt disposables adhesive composition

Larry M KEGLEY

TH0740/EP/GB

United Kingdom

13-Sep-1996

96932533-1

26-May-1999

0850284

Low viscosity hot melt disposables adhesive composition

Larry M KEGLEY

TH0740/EP/IT

Italy

13-Sep-1996

96932533-1

26-May-1999

0850284

Low viscosity hot melt disposables adhesive composition

Larry M KEGLEY

TH0740/EP/NL

Netherlands

13-Sep-1996

96932533-1

26-May-1999

0850284

Low viscosity hot melt disposables adhesive composition

Larry M KEGLEY

TH0740/US

United States of
America

15-Sep-1995

003853

17-Feb-1998

5719226

Low viscosity hot melt disposables adhesive composition

Larry M KEGLEY

TH0740/US/2

United States of
America

30-Aug-1996

08/697804

17-Feb-1998

5719226

Low viscosity hot melt disposables adhesive composition

Larry M KEGLEY

TH0742/US/2

United States of
America

11-Sep-1996

08/712402

03-Aug-1999

5932648

Low voc. high solids fumigation adhesive composition

W B DANCES, Larry M KEGLEY, J L TROSKA

TH0773/EP/DE

Germany

23-Oct-1997

97203283-3

25-Jul-2001

69705798-4

Adhesive compositions for skin adhesion and bandages applications

David R HANSEN, R KORPMAN

TH0773/US/2

United States of
America

30-Sep-1997

08/941497

06-Apr-1999

5891957

Adhesive compositions for skin adhesion and bandages applications

David R HANSEN, R KORPMAN

TH0821/US/2

United States of
America

20-Mar-1997

08/821138

12-May-1998

5750622

High Temperature, Low Viscosity Thermoplastic Elastomer Block Copolymer Compositions.

Glenn R. HIMES

TH0913/TW

Taiwan

23-Jul-1997

86110503

03-May-2001

NI-124962

OIL GEL FORMULATIONS CONTAINING HIGH VINYL CONTENT HYDROGENATED STYRENE-BUTADIENE-STYRENE BLOCK COPOLYMERS

Glenn R. HIMES, Michael J. MODIC, David L. SHAFER

TH0913/US/2

United States of
America

30-Jul-1997

08/903526

20-Jul-1999

5925707

OIL GEL FORMULATIONS CONTAINING HIGH VINYL CONTENT HYDROGENATED STYRENE-BUTADIENE-STYRENE BLOCK COPOLYMERS

Glenn R. HIMES, Michael J. MODIC, David L. SHAFER

TH1009/AU

Australia

03-Mar-1998

56410/98

01-Apr-1999

699760

Sealant formulations containing high vinyl content hydrogenated styrene-butadiene-styrene block copolymers

Glenn R. HIMES, L J OLIVERI, David L. SHAFER

TH1009/EP/BE

Belgium

04-Mar-1998

98200666-0

11-Dec-2002

0863193

Sealant formulations containing high vinyl content hydrogenated styrene-butadiene-styrene block copolymers

Glenn R. HIMES, L J OLIVERI, David L. SHAFER

TH1009/EP/DE

Germany

04-Mar-1998

98200666.0

11-Dec-2002

69809982.6-08

Sealant formulations containing high vinyl content hydrogenated styrene-butadiene-styrene block copolymers

Glenn R. HIMES, L J OLIVERI, David L. SHAFER

TH1009/EP/ES

Spain

04-Mar-1998

98200666-0

11-Dec-2002

0863193

Sealant formulations containing high vinyl content hydrogenated styrene-butadiene-styrene block copolymers

Glenn R. HIMES, L J OLIVERI, David L. SHAFER

TH1009/EP/FR

France

04-Mar-1998

98200666-0

11-Dec-2002

0863193

Sealant formulations containing high vinyl content hydrogenated styrene-butadiene-styrene block copolymers

Glenn R. HIMES, L J OLIVERI, David L. SHAFER

I-10

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH1009/EP/GB

United Kingdom

04-Mar-1998

98200666-0

11-Dec-2002

0863193

Sealant formulations containing high vinyl content hydrogenated styrene-butadiene-styrene block copolymers

Glenn R. HIMES, L J

OLIVERI, David L. SHAFER

TH1009/EP/IT

Italy

04-Mar-1998

98200666-0

11-Dec-2002

0863193

Sealant formulations containing high vinyl content hydrogenated styrene-butadiene-styrene block copolymers

Glenn R. HIMES, L J

OLIVERI, David L. SHAFER

TH1008/EP/NL

Netherlands

04-Mar-1998

98200666-0

11-Dec-2002

0863193

Sealant formulations containing high vinyl content hydrogenated styrene-butadiene-styrene block copolymers

Glenn R. HIMES, L J

OLIVERI, David L. SHAFER

TH1009/US

United State of

America

05-Mar-1997

08/811487

07-Jul-1998

5777043

Sealant formulations containing high vinyl content hydrogenated styrene-butadiene-styrene block copolymers

Glenn R. HIMES, L J

OLIVERI, David L. SHAFER

TH1325/US/2

United State of

America

07-Jan-2000

09/479179

24-Apr-2001

6221968

PROCESS FOR PRODUCING SPECIFIC TAPERED BLOCK COPOLYMER

Harvey E. ATWOOD, C M CHRISTIAN, Michael J. MODIC, B MOORE. J L SCHEVE

TH1429/EP/DE

Germany

23-Jun-2000

00942134-8

02-Jan-2003

60001117.8

HOT MELT PRESSURE SENSITIVE POSITIONING ADHESIVE

TH1429/EP/ES

Spain

23-Jun-2000

00942134-8

2185598 T3

HOT MELT PRESSURE SENSITIVE POSITIONING ADHESIVE

Noël R M DE KEYZER.

Carolyn A. STONER

TH1429/US/2

United States of America

22-Jun-2000

09/599,131

15-Oct-2002

6465557

HOT MELT PRESSURE SENSITIVE POSITIONING ADHESIVE

Noël R M DE KEYZER.

Carolyn A. STONER

TH1429/US/3

United States of America

22-Jun-2000

09/599,755

24-Sep-2002

6455627

HOT MELT PRESSURE SENSITIVE POSITIONING ADHESIVE

Noël R M DE KEYZER.

Carolyn A. STONER

TH1551/CN

China

17-Oct-2001

PCT/EP00/10282

00616106.2

Formulation to strippable adhesive and coating films and high performance adhesives

James Robert ERICKSON

THI551/US/2

United States of America

17-Oct-2001

09/690523

01-Apr-2003

6541553

Formulation to strippable adhesive and coating films and high performance adhesives

James Robert ERICKSON, David R HANSEN

TS0041/BR

Brazil

23-Aug-1994

PI9403316-1

08-Aug-2000

PI9403316-1

Block copolymer composition, hot melt adhesive composition containing it and process for the preparation thereof

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0041/EP/BE

Belgium

24-Aug-1994

94202423-3

26-May-1999

0643094

Block copolymer composition, hot melt adhesive composition containing it and process for the preparation thereof

A van DONGEN, J M VEURINK. James van WESTRENEN

TS0041/EP/DE

Germany

24-Aug-1994

94202423-3

26-May-1999

69418661-9

Block copolymer composition, hot melt adhesive composition containing it and process for the preparation thereof

A van DONGEN, J M VEURINK, jamas van WESTRENEN

TS0041/EP/ES

Spain

24-Aug-1994

94202423-3

26-May-1999

2131630

Block copolymer composition, hot melt adhesive composition containing it and process for the preparation thereof

A van DONGEN, J M VEURINK. James van WESTRENEN

TS0041/EP/FR

France

24-Aug1994

94202423-3

26-May-1999

0643094

Block copolymer composition, hot melt adhesive composition containing it and process for the preparation thereof

A van DONGEN, J M VEURINK. James van WESTRENEN

TS0041/EP/GB

United Kingdom

24-Aug-1994

94202423-3

26-May-1999

0643094

Block copotymer composition, hot melt adhesive composition containing it and process for the preparation thereof

A van DONGEN, J M VEURINK. James van WESTRENEN

150

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS0041/EP/IT

Italy

24-Aug-1994

94202423-3

26-May-1999

0643094

Block copolymer composition, hot melt adhesive composition containing it and process for the preparation thereof

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0041/EP/NL

Netherlands

24-Aug-1994

94202423-3

26-May-1999

0643094

Block copolymer composition, hot melt adhesive composition containing it and process for the preparation thereof

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0041/JP

Japan

23-Aug-1994

94/198465

28-Jul-2000

3093111

Block copolymer composition, hot melt adhesive composition containing it and process for the preparation thereof

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0041/TW

Taiwan

29-Jul-1994

83106937

05-Sep-1997

NI-086355

Block copolymer composition, hot melt adhesive composition containing it and process for the preparation thereof

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0041/US

United
States of
America

24-Jun-1994

08/265072

24-Oct-1995

5461095

Block copolymer composition, hot melt adhesive composition containing it and process for the preparation thereof

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0045/BR

Brazil

28-Jul-1994

PI9402946-6

06-Feb-2001

PI9402946-6

Block copol. comp. a process for its prep. and hot melt adhesive compr. said composition

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0045/EP/BE

Belgium

28-Jul-1994

94202210-4

01-Oct-1997

0638654

Block copol. comp. a process for its prep. and hot melt adhesive compr. said composition

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0045/EP/DE

Germany

28-Jul-1994

94202210-4

01-Oct-1997

69405938-2

Block copol. comp. a process for its prep. and hot melt adhesive compr. said composition

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0045/EP/ES

Spain

28-Jul-1994

94202210-4

01-Oct-1997

2107117

Block copol. comp. a process for its prep. and hot melt adhesive compr. said composition

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0045/EP/FR

France

28-Jul-1994

94202210-4

01-Oct-1997

0636654

Block copol. comp. a process for its prep. and hot melt adhesive compr. said composition

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0045/EP/GB

United
Kingdom

28-Jul-1994

94202210-4

01-Oct-1997

0636654

Block copol. comp. a process for its prep. and hot melt adhesive compr. said composition

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0045/EP/IT

Italy

28-Jul-1994

94202210-4

01-Oct-1997

0636654

Block copol. comp. a process for its prep. and hot melt adhesive compr. said composition

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0045/EP/NL

Netherlands

28-Jul-1994

94202210-4

01-Oct-1997

0636654

Block copol. comp. a process for its prep. and hot melt adhesive compr. said composition

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0045/TW

Taiwan

12-Jul-1994

83106324

24-Jul-1996

NI-077469

Block copol. comp. a process for its prep. and hot melt adhesive compr. said composition

A van DONGEN, J M VEURINK, James van WESTRENEN

TS0139/BR

Brazil

07-Apr-1995

PI9501500-0

12-Apr-2002

PI9501500-0

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitta M L C van de VLIET, James van WESTRENEN

TS0139/CN

China

08-Apr-1995

95104020-0

04-Nov-2000

95104020-0

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitta M L C van de VLIET, James van WESTRENEN

I-12

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS0139/EP/BE

Belgium

03-Apr-1995

95200852-2

10-Mar-1999

0676426

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitte M L C van de VLIET, James van WESTRENEN

TS0139/EP/DE

Germany

03-Apr-1995

95200852-2

10-Mar-1999

69508128-4

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitte M L C van de VLIET, James van WESTRENEN

TS0139/EP/ES

Spain

03-Apr-1995

95200852-2

10-Mar-1999

2131266

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitte M L C van de VLIET, James van WESTRENEN

TS0139/EP/FR

France

03-Apr-1995

95200852-2

10-Mar-1999

0676426

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitte M L C van de VLIET, James van WESTRENEN

TS0139/EP/IT

Italy

03-Apr-1995

95200852-2

10-Mar-1999

0676426

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitte M L C van de VLIET, James van WESTRENEN

TS0139/EP/NL

Netherlands

03-Apr-1995

95200852-2

10-Mar-1999

0676426

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitte M L C van de VLIET, James van WESTRENEN

TS0139/KR

Korea (South)

10-Apr-1995

10-1995-0008580

26-Dec-2002

387569

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitte M L C van de VLIET, James van WESTRENEN

TS0139/MX

Mexico

07-Apr-1995

9501730

08-Oct-1998

193850

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitte M L C van de VLIET, James van WESTRENEN

TS0139/TW

Taiwan

15-Mar-1995

84102494

02-Oct-1998

NI-094995

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitte M L C van de VLIET, James van WESTRENEN

TS0139/US

United States of America

31-Mar-1995

08/414842

23-Apr-1996

5510423

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitte M L C van de VLIET, James van WESTRENEN

TS0139/US/2

United States of America

05-Jan-1996

08/583241

10-Sep-1996

5554697

Preparation of block copolymers, having a maximum melt flow rate, by timing the MVA dosing during full sequential polymerization

M A van DIJK, J M VEURINK, Birgitte M L C van de VLIET, James van WESTRENEN

TS6505/BR

Brazil

12-Jul-1994

PI9407055-5

18-Mar-2003

9407055-5

UV curable block copolymer composition

M J DUPONT, Noël R M DE KEYZER, Karin M-L R MORREN

TS6505/CN

China

12-Jul-1994

94192754-7

03-Feb-2001

94192754-7

UV curable block copolymer composition

M J DUPONT, Noël R M DE KEYZER, Karin M-L R MORREN

I-13

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS6505/EP/CH

Switzerland

12-Jul-1994

94924758-9

07-Oct-1998

0708802

UV curable block copolymer composition

M J DUPONT, Noël R M DE KEYZER Karin M-L R MORREN

TS6605/EP/DE

Germany

12-Jul-1994

94924758-9

07-Oct-1998

69413823-1

UV curable block copolymer composition

M J DUPONT, Noël R M DE KEYZER Karin M-L R MORREN

TS6505/EP/FR

France

12-Jul-1994

94924758-9

07-Oct-1998

0708802

UV curable block copolymer composition

M J DUPONT, Noël R M DE KEYZER Karin M-L R MORREN

TS6505/JP

Japan

12-Jul-1994

95/504346

18-Apr-2003

3420240

UV curable block copolymer composition

M J DUPONT, Noël R M DE KEYZER Karin M-L R MORREN

TS6505/RU

Russian Federation

12-Jul-1994

96102422

10-May-2000

2148597

UV curable block copolymer composition

M J DUPONT, Noël R M DE KEYZER Karin M-L R MORREN

TS6527/EP/DE

Germany

09-Aug-1995

95202170-7

08-Apr-1998

69501986-4

Flexographic printing plates derived from photocurable block copolymer compositions.

C MAYENEZ, Xavier MUYLDERMANS

TS6527/EP/FR

France

09-Aug-1995

95202170-7

08-Apr-1998

0696761

Flexographic printing plates derived from photocurable block copolymer compositions.

C MAYENEZ, Xavier MUYLDERMANS

TS6539/US

United States of

America

13-Mar-1996

08/614564

08-Sep-1998

5804663

Radiation sensitive vinyl aromatic block copolymers and compositions containing them.

L I J de CRAENE, M J DUPONT. Noël R M DE KEYZER, Karin M-L R MORREN. James van WESTRENEN

TS6567/US

United States of America

06-Mar-1997

08/812226

12-May-1998

5750607

Use of tri armed blockcopolymers comprising poly(styrene) blocks and poly(butadiene) blocks having an increased vinyl content in pressure sens. adhesives

E-J GERARD, Noël R M DE KEYZER, Birgitte M L C van de VLIET

TS6567/US/2

United States of America

20-Jan-1998

09/009062

07-Sep-1999

5948527

Use of tri armed blockcopolymers comprising poly(styrene) blocks and poly(butadiene) blocks having an increased vinyl content in pressure sens. adhesives

E-J GERARD, Noël R M DE KEYZER, Birgitte M L C van de VLIET

TS6568/AU

Australia

07-Feb-1997

17680/97

14-Oct-1999

707164

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/EP/BE

Belgium

07-Feb-1997

97903248-9

07-Jun-2000

0879253

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/EP/CH

Switzerland

07-Feb-1997

97903248-9

07-Jun-2000

0879253

Rad. m,-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

I-14

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS6568/EP/DE

Germany

07-Feb-1997

97903248-9

07-Jun-2000

69702240-4

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/EP/ES

Spain

07-Feb-1997

97903248-9

07-Jun-2000

2146978

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/EP/FR

France

07-Feb-1997

97903248-9

07-Jun-2000

0879253

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/EP/GB

United Kingdom

07-Feb-1997

97903248-9

07-Jun-2000

0879253

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/EP/IE

Ireland

07-Feb-1997

97903248-9

07-Jun-2000

0879253

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/EP/IT

Italy

07-Feb-1997

97903248-9

07-Jun-2000

0879253

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/EP/NL

Netherlands

07-Feb-1997

97903248-9

07-Jun-2000

0879253

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/EP/SE

Sweden

07-Feb-1997

97903248-9

07-Jun-2000

0879253

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD. Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/MX

Mexico

07-Feb-1997

9806280

09-May-2001

201829

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/RU

Russian Federation

07-Feb-1997

98116987

20-May-2001

2167168

Rad. m.-armed radiation sens. bl. copol. cons. of p.(but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRAENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

I-15

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS6568/TR

Turkey

07-Feb-1997

1998/01505

18-Jan-1999

TR199801505B

Rad. m.-armed radiation sens. bl. copol. cons. of p. (but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRANENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/TW

Taiwan

05-Feb-1997

86101447

NI-134391

Rad. m.-armed radiation sens. bl. copol. cons. of p. (but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRANENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/US

United States of

America

05-Feb-1997

08/795223

07-Jul-1998

5777039

Rad. m.-armed radiation sens. bl. copol. cons. of p. (but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRANENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6568/ZA

South Africa

06-Feb-1997

97/00969

28-Jan-1998

97/00969

Rad. m.-armed radiation sens. bl. copol. cons. of p. (but.) bl. having high vinyl content, and of p.(mon. arom.) blocks by coupling with 3-6 funct. coupling agents.

L I J de CRANENE, M J DUPONT, E-J GERARD, Noël R M DE KEYZER, Karin M-L R MORREN, James van WESTRENEN

TS6595/EP/BE

Belgium

30-Oct-1998

98958243-2

06-Feb-2002

1025149

Low density oil gels

Peter MIGCHELS, O ROUMACHE

TS6595/EP/DE

Germany

30-Oct-1998

98958243-2

06-Feb-2002

69803794-4

Low density oil gels

Peter MIGCHELS, O ROUMACHE

TS6595/EP/DK

Denmark

30-Oct-1998

98958243-2

06-Feb-2002

1025149

Low density oil gels

Peter MIGCHELS, O ROUMACHE

TS6595/EP/ES

Spain

30-Oct-1998

98958243-2

06-Feb-2002

1025149

Low density oil gels

Peter MIGCHELS, O ROUMACHE

TS6595/EP/FR

France

30-Oct-1998

98958243-2

06-Feb-2002

1025149

Low density oil gels

Peter MIGCHELS, O ROUMACHE

TS6595/EP/GB

United Kingdom

30-Oct-1998

98958243-2

06-Feb-2002

1025149

Low density oil gels

Peter MIGCHELS, O ROUMACHE

TS6595/EP/IT

Italy

30-Oct-1998

98968243-2

06-Feb-2002

1025149

Low density oil gels

Peter MIGCHELS, O ROUMACHE

TS6595/EP/NL

Netherlands

30-Oct-1998

98958243-2

06-Feb-2002

1025149

Low density oil gels

Peter MIGCHELS, O ROUMACHE

TS6595/EP/SE

Sweden

30-Oct-1998

98958243-2

06-Feb-2002

1025149

Low density oil gels

Peter MIGCHELS, O ROUMACHE

TS6595/US

United States of America

14-Feb-2000

09/485545

17-Sep-2002

6451885

Low density oil gels

Peter MIGCHELS, O ROUMACHE

TS6617/US

United States of America

16-Dec-1999

09/464147

04-Dec-2001

6328127

Photo-curable composition for use in flexographic printing plates

Karln M-L R MORREN, Xavier MUYLDERMANS

TS9163/TW

Taiwan

20-Oct-1999

88118093

NI-146222

PHOTO-CURABLE POLYMER COMPOSITION AND FLEXOGRAPHIC PRINTING PLATES CONTAINING THE SAME

Larry M KEGLEY, Xavier MUYLDERMANS, S SUGIYAMA, N TSUKAKOSHI

TS9163/US/3

United States of America

07-May-2001

09/850649

14-Jan-2003

6506541

PHOTO-CURABLE POLYMER COMPOSITION AND FLEXOGRAPHIC PRINTING PLATES CONTAINING THE SAME

Larry M KEGLEY, Xavier MUYLDERMANS, S SUGIYAMA, N TSUKAKOSHI

I-16

Bitumen odification - Pate t Listi g

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

K1634/US

United States of America

23-Nov-1984

06/674188

17-Mar-1987

4650831

Solution-SBR for tyre treads

K1635/CA

Canada

03-Mar-1981

372169

28-Jul-1986

1208845

Solution-SBR having a styrene-rich tail

K1635/US

United States of America

09-Jun-1988

07/204387

14-Aug-1990

4948849

Solution-SBR having a styrene-rich tail

K4639/US

United States of America

23-Dec-1982

06/452595

20-Sep-1983

4405680

Roofing shingle

David R HANSEN

T0280/US

United States of America

11-Oct-1988

07/255240

30-Jul-1991

503613_

Blends of SBR copolymers having constant styrene content

A A BROEKHUIS, P LUIJK, J E STAMHUIS

T3074/US

United States of America

20-Sep-1991

07/783463

03-May-1994

5308_7_

Torchable roll roofing membrane

M A BERGGREN, Richard GELLES, D W GILMORE

T3082/JP

Japan

16-Mar-1993

93/056010

22-Jun-2001

3202091

Asphalt acrylic monomer-containing polymer composition

D A DUBOIS, Richard GELLES

T3082/US

United States of America

18-Mar-1992

07/853564

23-Feb-1993

_189083

Asphalt acrylic monomer-containing polymer composition

D A DUBOIS, Richard GELLES

T3082B/US

United States of America

28-Jul-1992

07/920693

25-May-1993

5214082

Asphalt acrylic monomer-containing polymer composition

T3137/US

United States of America

06-Nov-1992

07/972401

11-Jan-1994

5278207

Asphalt amine functionalized polymer composition

Robert Quifflin KLUTTZ

T3137/US/2

United States of America

12-Aug-1993

08/105549

21-Jun-1994

5322867

Asphalt amine functionalized polymer composition

Robert Quifflin KLUTTZ

T3202/US

United States of America

18-Mar-1992

07/853645

18-May-1993

5212220

Water-based emulsions and dispersions of bitumen modified with a functionalized block copolymer

Richard GELLES

T4064/EP/DE

Germany

15-Nov-1988

88202562-0

21-Apr-1993

3880441-7

Bitumen composition

J H COLLINS, James Robert ERICKSON, D W GILMORE

T4064/EP/ES

Spain

15-Nov-1988

88202562-0

21-Apr-1993

2039597

Bitumen composition

J H COLLINS, James Robert ERICKSON, D W GILMORE

T4064/EP/FR

France

15-Nov-1988

88202562-0

21-Apr-1993

0317025

Bitumen composition

J H COLLINS, James Robert ERICKSON, D W GILMORE

T4064/EP/GB

United Kingdom

15-Nov-1988

88202562-0

21-Apr-1993

0317025

Bitumen composition

J H COLLINS, James Robert ERICKSON, D W GILMORE

T4064/EP/IT

Italy

15-Nov-1988

88202562-0

21-Apr-1993

0317025

Bitumen composition

J H COLLINS, James Robert ERICKSON, D W GILMORE

T4064/EP/NL

Netherlands

15-Nov-1988

88202562-0

21-Apr-1993

0317025

Bitumen composition

J H COLLINS, James Robert ERICKSON, D W GILMORE

T4064/JP

Japan

14-Nov-1988

88/287484

11-Jul-1997

2672987

Bitumen composition

J H COLLINS, James Robert ERICKSON, D W GILMORE

I-17

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T4663/US

United States of America

16-Jul-1990

07/553042

24-Sep-1991

5051457

Asphalt-block copolymer-roofing composition

M A BERGGREN, M G BOULDIN, J H COLLINS, Richard GELLES

T4663/US/2

United States of America

19-Dec-1991

07/810547

02-Jun-1992

5118733

Asphalt-block copolymer-roofing composition

M A BERGGREN, M G BOULDIN, J H COLLINS, Richard GELLES

T4963/US

United States of America

13-May-1991

07/699022

14-Jul-1992

5130354

Asphalt-diene polymer composition with improved adhesion to polar materials

L S CORLEY, D A DUBOIS, Richard GELLES, R J SUTHERLAND

T5047/EP/DE

Germany

11-Feb-1988

88200262-9

28-Apr-1993

3880530-8

Polystyrene-containing bituminous composition

H J BROUWER, A L BULL, W C VONK

T5047/EP/FR

France

11-Feb-1988

88200262-9

28-Apr-1993

0280357

Polystyrene-containing bituminous composition

H J BROUWER, A L BULL, W C VONK

TH0229/US/2

United States of America

10-Oct-1996

08/728458

17-Feb-1996

5718752

Asphalt composition with improved processibility

Robert Quifflin KLUTTZ

TH0869/US/2

United States of America

01-Aug-1997

08/904528

17-Oct-2000

6133350

Oil free compounds of styrenic block copolymers amorphorus polyolefins and carbon block

Harriet J S KENDRICK, Robert Quifflin KLUTTZ

TS0176/US

United States of America

21-Nov-1996

08/752987

17-Feb-1998

5719216

Preparation process for polymer-modified bitumen

K STEERNBERG

TS01768/EP/AT

Austria

21-May-1996

96917410-1

04-Mar-1998

E163664

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/BE

Belgium

21-May-1996

96917410-1

04-Mar-1998

0756611

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/CH

Switzerland

21-May-1996

96917410-1

04-Mar-1998

0756611

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/DE

Germany

21-May-1996

96917410-1

04-Mar-1998

69600177-2

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/DK

Denmark

21-May-1996

96917410-1

04-Mar-1998

0756611

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/ES

Spain

21-May-1996

96917410-1

04-Mar-1998

2113225

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/FI

Finland

21-May-1996

96917410-1

04-Mar-1998

0756611

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/FR

France

21-May-1996

96917410-1

04-Mar-1998

0756611

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/GB

United Kingdom

21-May-1996

96917410-1

04-Mar-1998

0756611

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

I-18

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS01768/EP/GR

Greece

21-May-1996

96917410-1

04-Mar-1998

3026660

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/IE

Ireland

21-May-1996

96917410-1

04-Mar-1998

0756611

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/IT

Italy

21-May-1996

96917410-1

04-Mar-1998

0756611

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/NL

Netherlands

21-May-1996

96917410-1

04-Mar-1998

0756611

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/PT

Portugal

21-May-1996

96917410-1

04-Mar-1998

0756611

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/EP/SE

Sweden

21-May-1996

96917410-1

04-Mar-1998

0756611

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS01768/US

United States of America

21-Nov-1996

08/752987

17-Feb-1998

5719216

BIS (NITROARYL)DISULPHIDES AS COMPATIBILISERS FOR SBS- BITUMEN BLENDS

K STEERNBERG

TS0233/US

United States of America

30-Apr-1997

08/846950

29-Dec-1998

5854335

Bituminous composition with diene/monovinyl aromatic block copolymer

Gerard W. J. HEIMERIKX,

A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/EP/AT

Austria

16-Feb-1996

96200399-2

02-May-2002

E217019

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX,

A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/EP/BE

Belgium

16-Feb-1996

96200399-2

02-May-2002

0728814

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX,

A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/EP/CH

Switzerland

16-Feb-1996

96200399-2

02-May-2002

0728814

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX,

A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/EP/DE

Germany

16-Feb-1996

96200399-2

02-May-2002

69620940-3

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX,

A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/EP/DK

Denmark

16-Feb-1996

96200399-2

02-May-2002

0728814

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX,

A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/EP/ES

Spain

16-Feb-1996

96200399-2

02-May-2002

2175022

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX,

A J A M van HOEK, C P VALKERING, James van WESTRENEN

I-19

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS0233B/EP/FR

France

16-Feb-1996

96200399-2

02-May-2002

0728814

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX, A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/EP/GB

United Kingdom

16-Feb-1996

96200399-2

02-May-2002

0728814

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX, A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/EP/IT

Italy

16-Feb-1996

96200399-2

02-May-2002

0728814

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX, A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/EP/NL

Netherlands

16-Feb-1996

96200399-2

02-May-2002

0728814

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX, A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/EP/PT

Portugal

16-Feb-1996

96200399-2

02-May-2002

0728814

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX, A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/EP/SE

Sweden

16-Feb-1996

96200399-2

02-May-2002

0728814

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX, A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/NO

Norway

15-Feb-1996

19960611

28-Oct-2002

313,592

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX, A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/PL

Poland

15-Feb-1996

312825

02-Aug-2002

182836

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX, A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/RU

Russian Federation

16-Feb-1996

96102863-04

05-Feb-2002

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX, A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0233B/TR

Turkey

14-Feb-1996

1996/00137

21-Mar-2000

199600137B

TAYLOR MADE STYRENE CONJ. DIENE BLOCK COPOLYMERS FOR BITUMENBLENDS

Gerard W. J. HEIMERIKX, A J A M van HOEK, C P VALKERING, James van WESTRENEN

TS0452/AU

Australia

11-Sep-1996

71280/96

29-Jul-1999

704498

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/CN

China

11-Sep-1996

96196944-X

21-Mar-2003

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/EP/BE

Belgium

11-Sep-1996

96932500-0

30-May-2001

0850277

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

I-20

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS0452/EP/DE

Germany

11-Sep-1996

96932500-0

30-May-2001

69613133-1

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/EP/DK

Denmark

11-Sep-1996

96932500-0

30-May-2001

0850277

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/EP/ES

Spain

11-Sep-1996

96932500-0

30-May-2001

0850277

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/EP/FI

Finland

11-Sep-1996

96932500-0

30-May-2001

0850277

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/EP/FR

France

11-Sep-1996

96932500-0

30-May-2001

0850277

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/EP/GB

United Kingdom

11-Sep-1996

96932500-0

30-May-2001

0850277

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/EP/IT

Italy

11-Sep-1996

96932500-0

30-May-2001

0850277

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/EP/NL

Netherlands

11-Sep-1996

96932500-0

30-May-2001

0850277

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/EP/SE

Sweden

11-Sep-1996

96932500-0

30-May-2001

0850277

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/HU

Hungary

11-Sep-1996

P__00743

12-May-2003

222437

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/MX

Mexico

11-Sep-1996

9801556

21-Sep-2001

204337

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/NZ

New Zealand

11-Sep-1996

319130

09-Sep-1999

319130

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/SG

Singapore

11-Sep-1996

9801913-6

21-Mar-2000

51472

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/TW

Taiwan

06-Sep-1996

85110932

11-Jan-2000

NI-110675

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/US

United States of America

13-Sep-1996

08/713708

25-Aug-1998

5798401

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

TS0452/ZA

South Africa

12-Sep-1996

96/07697

28-May-1997

96/07697

Bituminous Composition

Jan KORENSTRA, W C VONK, James van WESTRENEN

I-21

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS0931/EA

EAPO (Eurasian)

28-Sep-2000

00308546-1

24-Apr-2003

200300403

Bituminous composition with improved “walk-on-ability”

TS0931/JP

Japan

28-Sep-2001

PCT/EP01/11305

07-May-2003

530658

Bituminous composition with improved “walk-on-ability”

Gerard W. J. HEIMERIKX, Erik A. T. TROMMELEN

TS0931/NO

Norway

28-Sep-2000

00308546-1

27-Mar-2003

20031406

Bituminous composition with improved “walk-on-ability”

Gerard W. J. HEIMERIKX, Erik A. T. TROMMELEN

I-22

Compounds and Polymer Systems - Patent Listing

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

K0611/EP/DE

Germany

29-Jul-1986

86201334-9

31-Jan-1990

3668636-0

Composition for processing by melt-spinning or melt-blowing

K0611/JP

Japan

30-Jul-1986

86/177920

20-Dec-1996

2124409

Composition for processing by melt-spinning or melt-blowing

K0611/JP/2

Japan

30-Jul-1986

95/186563

11-Mar-1997

2620214

Composition for processing by melt-spinning or melt-blowing

K4528/EP/BE

Belgium

25-Oct-1982

82201328-0

26-Nov-1986

0079632

Polymer blend composition

K4528/EP/FR

France

25-Oct-1982

82201328-0

26-Nov-1986

0079632

Polymer blend composition

K4528/EP/GB

United Kingdom

25-Oct-1982

82201328-0

26-Nov-1986

0079632

Polymer blend composition

K4528/EP/IT

Italy

25-Oct-1982

82201328-0

26-Nov-1986

0079632

Polymer blend composition

K4528/EP/NL

Netherlands

25-Oct-1982

82201328-0

26-Nov-1986

0079632

Polymer blend composition

K4528/EP/SE

Sweden

25-Oct-1982

82201328-0

26-Nov-1986

0079632

Polymer blend composition

K4528/JP

Japan

12-Nov-1982

82/197836

30-Mar-1992

1851891

Polymer blend composition

K4621/US

United States of
America

23-Dec-1982

06/452589

23-Aug-1983

4400478

Moulding compounds comprising a mixture or block copolymers employed as a modifier for thermosetting unsaturated polyester resin compositions

W P GERGEN, Walter M HALPER

K4626/US

United States of
America

07-Sep-1984

06/648099

22-Jul-1986

4601941

High heat metal polymer laminate

K4643/AU

Australia

06-Jun-1984

29130/84

12-Jan-1988

564126

Polymer blend compositions

K4643/CA

Canada

03-May-1984

453438

09-Nov-1987

1229188

Polymer blend compositions

K4643/EP/BE

Belgium

02-May-1984

84200613-2

13-May-1987

0128598

Polymer blend compositions

K4643/EP/DE

Germany

02-May-1984

84200613-2

13-May-1987

3463664-1

Polymer blend compositions

K4643/EP/FR

France

02-May-1984

84200613-2

13-May-1987

0128598

Polymer blend compositions

K4643/EP/GB

United Kingdom

02-May-1984

84200613-2

13-May-1987

0128598

Polymer blend compositions

K4643/EP/IT

Italy

02-May-1984

84200613-2

13-May-1987

0128598

Polymer blend compositions

K4643/EP/NL

Netherlands

02-May-1984

84200613-2

13-May-1987

0128598

Polymer blend compositions

K4643/ES

Spain

08-Jun-1984

533158/7

18-Nov-1985

533158/7

Polymer blend compositions

K4643/US

United States of
America

08-Jun-1983

06/502407

15-Jan-1985

4493919

Polymer blend compositions

K4669/US

United States of
America

16-Aug-1985

06/766215

08-Nov-1988

4783503

Impact resistant blends of thermoplastic polyamides and modified block copolymers

W P GERGEN, R G LUTZ

K4739/AU

Australia

28-May-1985

43035/85

09-Nov-1989

585511

Polymer Blend Composition

K4739/CA

Canada

13-May-1985

481375

10-Nov-1987

1229189

Polymer Blend Composition

K4739/EP/BE

Belgium

09-May-1985

85200729-3

09-Aug-1989

0164157

Polymer Blend Composition

K4739/EP/DE

Germany

09-May-1985

85200729-3

09-Aug-1989

3572184-7

Polymer Blend Composition

K4739/EP/FR

France

09-May-1985

85200729-3

09-Aug-1989

0164157

Polymer Blend Composition

K4739/EP/GB

United Kingdom

09-May-1985

85200729-3

09-Aug-1989

0164157

Polymer Blend Composition

K4739/EP/IT

Italy

09-May-1985

85200729-3

09-Aug-1989

0164157

Polymer Blend Composition

K4739/EP/NL

Netherlands

09-May-1985

85200729-3

09-Aug-1989

0164157

Polymer Blend Composition

K4739/EP/SE

Sweden

09-May-1985

85200729-3

09-Aug-1989

0164157

Polymer Blend Composition

K4739/ES

Spain

28-May-1985

543549/8

13-Nov-1988

543549/8

Polymer Blend Composition

K4739/JP

Japan

28-May-1985

85/113338

27-Sep-1995

1972754

Polymer Blend Composition

K4739/US

United States of
America

29-May-1984

06/614364

01-Jan-1985

4491648

Polymer Blend Composition

K4739/ZA

South Africa

28-May-1985

85/04030

Polymer Blend Composition

I-23

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

K4774/US

United States of

America

31-Aug-1984

06/646391

25-Mar-1986

4578429

Selectively hydrogenated block copolymers modified with acid compounds or derivatives

W P GERGEN, R G LUTZ, Richard GELLES

K4789/US

United States of

America

30-Sep-1985

06/782748

12-Apr-1988

4737538

Polymer concrete compositions

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/AU

Australia

29-Jul-1986

60666/86

31-May-1990

592587

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/CA

Canada

02-Jul-1986

512869

24-Sep-1991

1289686

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/EP/BE

Belgium

29-Jul-1986

88201336-4

18-Oct-1995

0211467

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/EP/CH

Switzerland

29-Jul-1986

88201336-4

18-Oct-1995

0211467

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/EP/DE

Germany

29-Jul-1986

88201336-4

18-Oct-1995

3650420-3

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/EP/FR

France

29-Jul-1986

88201336-4

18-Oct-1995

0211467

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/EP/GB

United Kingdom

29-Jul-1986

88201336-4

18-Oct-1995

0211467

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/EP/IT

Italy

29-Jul-1986

88201336-4

18-Oct-1995

0211477

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/EP/NL

Netherlands

29-Jul-1986

88201336-4

18-Oct-1995

0211467

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/EP/SE

Sweden

29-Jul-1986

86201336-4

18-Oct-1995

0211467

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/ES

Spain

29-Jul-1986

8600674/6

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/JP

Japan

29-Jul-1986

86/176860

05-Jun-1998

2136661

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/US/3

United States of America

02-Apr-1992

07/863370

06-Dec-1994

5371141

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4800/US/4

United States of America

20-Jun-1994

08/262192

09-Apr-1996

5506299

Impact resistant blends of thermoplastic polyamides and modified block copolymers

Richard GELLES, W P GERGEN, R G LUTZ, Michael J. MODIC

K4801/US

United States of

America

16-Aug-1985

06/766216

10-Jan-1989

4797447

Impact resistant blends of thermoplastic polyamides and modified block copolymers

W P GERGEN, R G LUTZ

I-24

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

K4802/US/2

United States of America

31-Mar-1992

07/860125

25-Jan-1994

5281663

Impact resistant blends of thermoplastic polyesters and modified block copolymers

K4806/US

United States of America

29-Sep-1987

07/102485

25-Jul-1989

4851474

Block copolymer and method of preparing same

Carl Lesley WILLIS

K4852/US

United States of America

31-Dec-1986

06/948336

13-Jun-1989

4839431

Elastomer comprising at least one conjugated olefin group and method of making same

A A BROEKHUIS

K4853/US

United States of America

31-Dec-1986

06/948374

04-Oct-1988

4775718

Modified polyester, methods of preparing same and compositions comprising said modified polyester

A A BROEKHUIS

K4868/US/2

United States of America

20-Aug-1987

07/087477

09-Jan-1990

4892903

Elastomeric fibers, structures fashioned therefrom and elastomeric films

Glenn R. HIMES

K4868B/US

United States of America

20-Aug-1987

07/087477

09-Jan-1990

4892903

Elastomeric fibers, structures fashioned therefrom and elastomeric films

Glenn R. HIMES

K4869/US

United States of America

30-Dec-1985

06/814705

11-Nov-1988

4622352

Low smoke modified polypropylene insulation compositions.

T0846/US

United States of America

23-Oct-1992

07/965302

11-Jan-1994

5278220

Low molecular weight poly(alkylene) and hydrogenated poly(vinyl aromatic/conjugated diene) block copolymer containing compositions.

H R H DENDOOVEN, H F VERMEIRE

T1248/US/2

United States of America

02-Feb-1990

08/432109

30-Oct-1990

RE35308

Block copolymer of polyalkylene and halogenated polystyrene

T3093/US

United States of America

04-Nov-1991

07/787448

29-Dec-1992

5175212

Low temperature toughening of polycarbonates with a modified block copolymer

Michael J. MODIC

T3157/CN

China

28-Dec-1993

93121486-6

09-Aug-1997

37929

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3157/EP/AT

Austria

28-Dec-1993

94903887-1

04-Mar-1998

E163668

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3157/EP/BE

Belgium

28-Dec-1993

94903887-1

04-Mar-1998

0677084

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3157/EP/CH

Switzerland

28-Dec-1993

94903887-1

04-Mar-1998

0677084

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3157/EP/DE

Germany

28-Dec-1993

94903887-1

04-Mar-1998

69317307-6

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3157/EP/ES

Spain

28-Dec-1993

94903887-1

04-Mar-1998

2113638

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3157/EP/FR

France

28-Dec-1993

94903887-1

04-Mar-1998

0677084

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3157/EP/GB

United Kingdom

28-Dec-1993

94903887-1

04-Mar-1998

0677084

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3157/EP/IT

Italy

28-Dec-1993

94903887-1

04-Mar-1998

0677084

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3157/EP/NL

Netherlands

28-Dec-1993

94903887-1

04-Mar-1998

0677084

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3157/EP/SE

Sweden

28-Dec-1993

94903887-1

04-Mar-1998

0677084

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

I-25

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T3157/TW

Taiwan

09-Dec-1993

82110447

03-Nov-1995

NI-072157

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3157/US

United States of America

30-Dec-1992

07/998206

05-Apr-1994

5300567

Low temperature toughening of polyesters with a modified block copolymer

Michael J. MODIC

T3188/US/2

United States of America

12-Oct-1993

08/134498

14-Jun-1994

5320899

Thermoplastic block copolymer films

T4004/AU

Australia

07-Jul-1987

75303/87

10-Jul-1990

593666

Styrene-Ethylene/Butylene Block Copolymer Blends with Improved Oil Absorption Resistance

Glenn R. HIMES, A SANDERS

T4004/CA

Canada

30-Jun-1987

540906

27-Oct-1992

1309530

Styrene-Ethylene/Butylene Block Copolymer Blends with Improved Oil Absorption Resistance

Glenn R. HIMES, A SANDERS

T4004/EP/BE

Belgium

07-Jul-1987

87201297-6

13-Jan-1993

0254346

Styrene-Ethylene/Butylene Block Copolymer Blends with Improved Oil Absorption Resistance

Glenn R. HIMES, A SANDERS

T4004/EP/DE

Germany

07-Jul-1987

87201297-6

13-Jan-1993

3783527-0

Styrene-Ethylene/Butylene Block Copolymer Blends with Improved oil Absorption Resistance

Glenn R. HIMES, A SANDERS

T4004/EP/ES

Spain

07-Jul-1987

87201297-6

13-Jan-1993

2053521

Styrene-Ethylene/Butylene Block Copolymer Blends with Improved Oil Absorption Resistance

Glenn R. HIMES, A SANDERS

T4004/EP/FR

France

07-Jul-1987

87201297-6

13-Jan-1993

0254346

Styrene-Ethylene/Butylene Block Copolymer Blends with Improved Oil Absorption Resistance

Glenn R. HIMES, A SANDERS

T4004/EP/GB

United Kingdom

07-Jul-1987

87201297-6

13-Jan-1993

0254346

Styrene-Ethylene/Butylene Block Copolymer Blends with Improved Oil Absorption Resistance

Glenn R. HIMES, A SANDERS

T4004/EP/IT

Italy

07-Jul-1987

87201297-6

13-Jan-1993

0254346

Styrene-Ethylene/Butylene Block Copolymer Blends with Improved Oil Absorption Resistance

Glenn R. HIMES, A SANDERS

T4004/EP/NL

Netherlands

07-Jul-1987

87201297-6

13-Jan-1993

0254346

Styrene-Ethylene/Butylene Block Copolymer Blends with Improved Oil Absorption Resistance

Glenn R. HIMES, A SANDERS

T4004/EP/SE

Sweden

07-Jul-1987

87201297-6

13-Jan-1993

0254346

Styrene-Ethylene/Butylene Block Copolymer Blends with Improved Oil Absorption Resistance

Glenn R. HIMES, A SANDERS

T4004/KR

Korea (South)

06-Jul-1987

10-1987-0007214

28-Jan-1997

111416

Styrene-Ethylene/Butylene Block Copolymer Blends with Improved Oil Absorption Resistance

Glenn R. HIMES, A SANDERS

T4043/AU

Australia

01-Sep-1988

21759/88

03-Jul-1991

605622

Polymeric composition

David R HANSEN, G HOLDEN

T4043/CA

Canada

22-Aug-1988

575363

01-Feb-1994

1326723

Polymeric composition

David R HANSEN, G HOLDEN

T4043/EP/BE

Belgium

02-Sep-1988

88201903-7

14-Jul-1993

0308001

Polymeric composition

David R HANSEN, G HOLDEN

T4043/EP/DE

Germany

02-Sep-1988

88201903-7

14-Jul-1993

3882313-6

Polymeric composition

David R HANSEN, G HOLDEN

I-26

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T4043/EP/ES

Spain

02-Sep-1988

88201903-7

14-Jul-1993

2056903

Polymeric composition

David R HANSEN, G HOLDEN

T4043/EP/FR

France

02-Sep-1988

88201903-7

14-Jul-1993

0308001

Polymeric composition

David R HANSEN, G HOLDEN

T4043/EP/GB

United Kingdom

02-Sep-1988

88201903-7

14-Jul-1993

0308001

Polymeric composition

David R HANSEN, G HOLDEN

T4043/EP/IT

Italy

02-Sep-1988

88201903-7

14-Jul-1993

0308001

Polymeric composition

David R HANSEN, G HOLDEN

T4043/EP/NL

Netherlands

02-Sep-1988

88201903-7

14-Jul-1993

0308001

Polymeric composition

David R HANSEN, G HOLDEN

T4043/EP/SE

Sweden

02-Sep-1988

88201903-7

14-Jul-1993

0308001

Polymeric composition

David R HANSEN, G HOLDEN

T4043/JP

Japan

01-Sep-1988

88/219617

12-Jun-1998

2791045

Polymeric composition

David R HANSEN, G HOLDEN

T4054/CA

Canada

09- Jul-1987

541700

25-Apr-1995

1335390

Impact modification of nylon/ ppo blends

Richard GELLES, Michael J. MODIC

T4054/EP/DE

Germany

28- Jul-1987

87201448-5

29-Apr-1992

3778603-2

Impact modification of nylon/ ppo blends

Richard GELLES, Michael J. MODIC

T4054/EP/GB

United Kingdom

28- Jul-1987

87201448-5

29-Apr-1992

0255184

Impact modification of nylon/ ppo blends

Richard GELLES, Michael J. MODIC

T4054/EP/IT

Italy

28- Jul-1987

87201448-5

29-Apr-1992

0255184

Impact modification of nylon/ ppo blends

Richard GELLES, Michael J. MODIC

T4078/AU

Australia

23-Sep-1987

78904/87

11-Mar-1991

602725

Multiply grafted block copolymer process

Richard GELLES

T4078/CA

Canada

02-Sep-1987

545938

01-Apr-1997

1339040

Multiply grafted block copolymer process

Richard GELLES

T4078/DK

Denmark

23-Sep-1987

5001/87

04-Aug-1997

171897

Multiply grafted block copolymer process

Richard GELLES

T4078/EP/AT

Austria

25-Sep-1987

87201842-9

26-Aug-1992

E79892

Multiply grafted block copolymer process

Richard GELLES

T4078/EP/BE

Belgium

25-Sep-1987

87201842-9

26-Aug-1992

0261748

Multiply grafted block copolymer process

Richard GELLES

T4078/EP/CH

Switzerland

25-Sep-1987

87201842-9

26-Aug-1992

0261748

Multiply grafted block copolymer process

Richard GELLES

T4078/EP/DE

Germany

25-Sep-1987

87201842-9

26-Aug-1992

3781353-6

Multiply grafted block copolymer process

Richard GELLES

T4078/EP/ES

Spain

25-Sep-1987

87201842-9

26-Aug-1992

2033809

Multiply grafted block copolymer process

Richard GELLES

T4078/EP/FR

France

25-Sep-1987

87201842-9

26-Aug-1992

0261748

Multiply grafted block copolymer process

Richard GELLES

T4078/EP/GB

United Kingdom

25-Sep-1987

87201842-9

26-Aug-1992

0261748

Multiply grafted block copolymer process

Richard GELLES

T4078/EP/IT

Italy

25-Sep-1987

87201842-9

26-Aug-1992

0261748

Multiply grafted block copolymer process

Richard GELLES

T4078/EP/NL

Netherlands

25-Sep-1987

87201842-9

26-Aug-1992

0261748

Multiply grafted block copolymer process

Richard GELLES

T4078/EP/SE

Sweden

25-Sep-1987

87201842-9

26-Aug-1992

0261748

Multiply grafted block copolymer process

Richard GELLES

T4078/JP

Japan

24-Sep-1987

87/237612

29-Jan-1997

2602664

Multiply grafted block copolymer process

Richard GELLES

T4078/JP/2

Japan

24-Sep-1987

95/325260

31-Oct-1997

2712016

Multiply grafted block copolymer process

Richard GELLES

T4078/KR

Korea (South)

23-Sep-1987

10-1987-0010547

04-Feb-1997

111732

Multiply grafted block copolymer process

Richard GELLES

T4078/KR/2

Korea (South)

08-Jul-1996

10-1996-0027445

05-Mar-1997

112727

Multiply grafted block copolymer process

Richard GELLES

T4078/NO

Norway

23-Sep-1987

19873977

24-Nov-1993

173283

Multiply grafted block copolymer process

Richard GELLES

T4078/NO/2

Norway

23-Sep-1987

19910117

15-Feb-1995

176182

Multiply grafted block copolymer process

Richard GELLES

T4078/TW

Taiwan

09-Sep-1987

76105330

01-Nov-1991

NI-048822

Multiply grafted block copolymer process

Richard GELLES

T4128/US

United States of America

24-Nov-1987

07/124644

22-Aug-1989

4859737

Polymeric composition

Richard GELLES, Michael J. MODIC

T4295/US

United States of America

08-Apr-1990

07/505373

08-Jun-1993

5218044

Polymer composition

A A M ARISMENDI, Richard GELLES, J E GORMAN, Carl Lesley WILLIS

I-27

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T4295/US/3

United States of America

27-May-1994

08/248840

04-Feb-1997

5599879

Polymer composition

A A M ARISMENDI, Richard GELLES, J E GORMAN, Carl Lesley WILLIS

T4301/US

United States of America

05-Feb-1988

07/152706

19-Sep-1989

4868243

High impact resistant blends of thermoplastic polyesters and modified block copolymers

Richard GELLES, Michael J. MODIC, Carl Lesley WILLIS

T4304/US

United States of America

22-Dec-1988

07/288368

29-Jan-1991

4988765

High impact resistant blends of thermoplastic polyamides and modified diblock copolymers

L A POTTICK, Carl Lesley WILLIS

T4305/US

United States of America

22-Dec-1988

07/288353

0_-Jan-1991

4983673

High impact resistant blends of thermoplastic polyamides and modified diblock copolymers

L A POTTICK, Carl Lesley WILLIS

T4330/US

United States of America

30-Dec-1987

07/139549

08-Feb-1990

4898784

Tie layer composition and laminated structures containing same

Glenn R. HIMES, A SANDERS

T4330/US/3

United States of America

25-Jun-1990

07/542687

04-Jun-1991

5021113

Tie layer composition and laminated structures containing same

Glenn R. HIMES, A SANDERS

T4587/US

United States of America

22-Aug-1989

07/397072

11-Dec-1990

4977014

Thermoplastic block copolymer films

Lie K. DJIAUW, N F MITCHELL

T4620/US/2

United States of America

28-Oct-1991

07/783670

17-Nov-1992

5164253

Water repellent fabrics

T4629/US

United States of America

16-Aug-1989

07/394611

13-Nov-1990

4970259

Elastomeric film compositions

Lie K. DJIAUW, N F MITCHELL

T4629/US/2

United States of America

23-Jul-1990

07/556675

26-Nov-1991

5068138

Elastomeric film compositions

Lie K. DJIAUW, N F MITCHELL

T4664/US

United States of America

30-Mar-1990

07/503343

19-May-1992

5115019

Elastomer modified epoxy resin coating compositions.

E J MARX, M J WATKINS

T4725/AU

Australia

25-Jan-1991

70004/91

25-Oct-1993

638089

Rubber modified epoxy resin-curative system

E J MARX

T4725/CA

Canada

25-Jan-1991

2034968

04-Jun-2002

2034968

Rubber modified epoxy resin-curative system

E J MARX

T4725/EP/BE

Belgium

25-Jan-1991

91200151-8

11-Sep-1996

0440292

Rubber modified epoxy resin-curative system

E J MARX

T4725/EP/DE

Germany

25-Jan-1991

91200151-8

11-Sep-1996

69121926-5

Rubber modified epoxy resin-curative system

E J MARX

T4725/EP/ES

Spain

25-Jan-1991

91200151-8

11-Sep-1996

2091281

Rubber modified epoxy resin-curative system

E J MARX

T4725/EP/FR

France

25-Jan-1991

91200151-8

11-Sep-1996

0440292

Rubber modified epoxy resin-curative system

E J MARX

T4725/EP/GB

United Kingdom

25-Jan-1991

91200151-8

11-Sep-1996

0440292

Rubber modified epoxy resin-curative systemn

E J MARX

T4725/EP/IT

Italy

25-Jan-1991

91200151-8

11-Sep-1996

0440292

Rubber modified epoxy resin-curative system

E J MARX

T4725/EP/NL

Netherlands

25-Jan-1991

91200151-8

11-Sep-1996

0440292

Rubber modified epoxy resin-curative system

E J MARX

T4725/EP/SE

Sweden

25-Jan-1991

91200151-8

11-Sep-1996

0440292

Rubber modified epoxy resin-curative system

E J MARX

T4725/JP

Japan

25-Jan-1991

91/023863

09-Jul-1999

2949375

Rubber modified epoxy resin-curative system

E J MARX

T4725/KR

Korea (South)

24-Jan-1991

10-1991-0001210

09-Feb-1999

194540

Rubber modified epoxy resin-curative system

E J MARX

T4725/US

United States of America

29-Jan-1990

07/471456

23-Nov-1993

5264503

Rubber modified epoxy resin-curative system

E J MARX

T4770/IN

India

26-Feb-1991

159/DEL/91

27-Nov-1998

180325

Process to blend polyamides and functionalized elastomers and blends prepared by this method.

Michael J. MODIC

T4770/JP

Japan

18-Mar-1991

91/077064

01-Dec-2000

3135595

Process to blend polyamides and functionalized elastomers and blends prepared by this method.

Michael J. MODIC

T4770/KR

Korea (South)

18-Mar-1991

10-1991-0004249

24-Nov-1998

178526

Process to blend polyamides and functionalized elastomers and blends prepared by this method.

Michael J. MODIC

I-28

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T4770/TW

Taiwan

23-Apr-1991

80103154

03-Mar-1992

NI-052224

Process to blend polyamides and functionalized elastomers and blends prepared by this method.

Michael J. MODIC

T4770/US/2

United States of
America

18-Jun-1992

07/887566

07-Sep-1993

5242975

Process to blend polyamides and functionalized elastomers and blends prepared by this method.

Michael J. MODIC

T4807/US

United States of
America

23-Apr-1990

07/513417

03-Mar-1992

5093422

Low stress relaxation extrudable elastomeric composition

Glenn R. HIMES

T4807/US/2

United States of
America

27-Sep-1991

07/766373

19-Apr-1994

5304599

Low stress relaxation extrudable elastomeric composition

Glenn R. HIMES

TH0144/US

United States of
America

10-Nov-1993

08/150938

03-Jan-1995

5378760

Improved blends of polystyrene/polypropylene grafted polymers and elasteric block copolymers

Lie K. DJIAUW, Richard GELLES, Michael J. MODIC

TH0144/US/2

United States of
America

31-Aug-1994

08/298628

24-Oct-1995

5461111

Improved blends of polystyrene/polypropylene grafted polymers and elasteric block copolymers

Lie K. DJIAUW, Richard GELLES, Michael J. MODIC

TH0262/US/2

United States of
America

13-Sep-1994

08/304974

06-Feb-1996

H1518

Impact modification of polypropylene with styrene/isoprene triblock copolymers

Lie K. DJIAUW, Richard GELLES, Glenn R. HIMES, Michael J. MODIC

TH0263/US/2

United States of
America

14-Sep-1994

08/305612

20-Feb-1996

5492967

Impact modification of polypropylene with styrene/isoprene triblock copolymers

Lie K. DJIAUW, Richard GELLES, Glenn R. HIMES, Michael J. MODIC

TH0329/US/2

United States of
America

27-Apr-1999

09/300622

10-Jul-2001

6258892

Toughened blends of alpha polyamides and functionalized block copolymers

Michael J. MODIC

TH0559/EP/BE

Belgium

14-Nov-1995

95203107-8

20-Mar-2002

0712892

Styrenic block copolymer/metallocene polyolefin blends

Lie K. DJIAUW, Ronald J. HOXMEIER, Rodney R. PEASE

TH0559/EP/DE

Germany

14-Nov-1995

95203107-8

20-Mar-2002

69525900-8

Styrenic block copolymer/metallocene polyolefin blends

Lie K. DJIAUW, Ronald J. HOXMEIER, Rodney R. PEASE

TH0559/EP/ES

Spain

14-Nov-1995

95203107-8

20-Mar-2002

0712892

Styrenic block copolymer/metallocene polyolefin blends

Lie K. DJIAUW, Ronald J. HOXMEIER, Rodney R. PEASE

TH0559/EP/FR

France

14-Nov-1995

95203107-8

20-Mar-2002

0712892

Styrenic block copolymer/metallocene polyolefin blends

Lie K. DJIAUW, Ronald J. HOXMEIER, Rodney R. PEASE

TH0559/EP/GB

United Kingdom

14-Nov-1995

95203107-8

20-Mar-2002

0712892

Styrenic block copolymer/metallocene polyolefin blends

Lie K. DJIAUW, Ronald J. HOXMEIER, Rodney R. PEASE

TH0559/EP/IT

Italy

14-Nov-1995

95203107-8

20-Mar-2002

0712892

Styrenic block copolymer/metallocene polyolefin blends

Lie K. DJIAUW, Ronald J. HOXMEIER, Rodney R. PEASE

TH0559/EP/NL

Netherlands

14-Nov-1995

95203107-8

20-Mar-2002

0712892

Styrenic block copolymer/metallocene polyolefin blends

Lie K. DJIAUW, Ronald J. HOXMEIER, Rodney R. PEASE

TH0581/US/2

United States of
America

18-Mar-1998

09/040987

26-Oct-1999

5973071

Polymeric composition

Michael J. MODIC

I-29

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0735/NL

Netherlands

09-Apr-1998

1006862

26-Jan-1999

1008862

Polyphenylene ether/polystyrene blends with improved processability

Michael J. MODIC

TH0735/US/2

United States of
America

08-Apr-1998

09/056923

02-May-2000

6057401

Polyphenylene ether/polystyrene blends with improved processability

Michael J. MODIC

TH0741/BR

Brazil

02-Jul-1997

PI9710192-3

18-Feb-2003

9710192-3

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/CN

China

02-Jul-1997

97196059-3

21-May-2003

97196059-3

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/EP/BE

Belgium

02-Jul-1997

97931790-6

08-Mar-2000

0909294

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/EP/DE

Germany

02-Jul-1997

97931790-6

08-Mar-2000

69701399-5

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/EP/ES

Spain

02-Jul-1997

97931790-6

08-Mar-2000

2143317

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/EP/FR

France

02-Jul-1997

97931790-6

08-Mar-2000

0909294

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/EP/GB

United
Kingdom

02-Jul-1997

97931790-6

08-Mar-2000

0909294

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/EP/IT

Italy

02-Jul-1997

97931790-6

08-Mar-2000

0909294

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/EP/NL

Netherlands

02-Jul-1997

97931790-6

08-Mar-2000

0909294

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/EP/SE

Sweden

02-Jul-1997

97931790-6

08-Mar-2000

0909294

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/MX

Mexico

02-Jul-1997

9900223

19-Jul-2001

203135

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/TR

Turkey

02-Jul-1997

1998/02764

21-Jun-1999

199802764B

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/TW

Taiwan

07-Jul-1997

86109540

01-Mar-2000

NI-108235

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741/US/2

United States of
America

25-Jul-1997

08/898001

07-Jul-1998

5,777,031

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0741B/US

United States of
America

25-Jul-1997

08/898001

07-Jul-1998

5777031

HIGH 1,2-CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

I-30

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0759/CN

China

24-Sep-1997

97121394-1

21-Mar-2003

Block Copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0759/EP/DE

Germany

23-Sep-1997

97202914-4

06-Dec-2001

69708815-4

Block Copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0759/EP/ES

Spain

23-Sep-1997

97202914-4

06-Dec-2001

0832931

Block Copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0759/EP/FR

France

23-Sep-1997

97202914-4

06-Dec-2001

0832931

Block Copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0759/EP/GB

United Kingdom

23-Sep-1997

97202914-4

05-Dec-2001

0832931

Block Copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0759/EP/IT

Italy

23-Sep-1997

97202914-4

05-Dec-2001

0832931

Block Copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0759/EP/SE

Sweden

23-Sep-1997

97202914-4

05-Dec-2001

0832931

Block Copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0759/TR

Turkey

KOR

26-Sep-1997

1997/01043

21-Dec-2001

TR199701043B

Block Copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0759/US

United States of
America

26-Sep-1996

08/721644

19-Oct-1999

5969034

Block Copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0761/CN

China

02-Jul-1997

97196060-7

21-May-2003

97196060-7

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0761/EP/BE

Belgium

02-Jul-1997

97931791-4

15-Mar-2000

0910610

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0761/EP/DE

Germany

02-Jul-1997

97931791-4

15-Mar-2000

69701464-9

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0761/EP/ES

Spain

02-Jul-1997

97931791-4

15-Mar-2000

2143318

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0761/EP/FR

France

02-Jul-1997

97931791-4

15-Mar-2000

0910610

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0761/EP/GB

United Kingdom

02-Jul-1997

97931791-4

15-Mar-2000

0910610

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0761/EP/IT

Italy

02-Jul-1997

97931791-4

15-Mar-2000

0910610

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0761/EP/NL

Netherlands

02-Jul-1997

97931791-4

15-Mar-2000

0910610

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0761/EP/SE

Sweden

02-Jul-1997

97931791-4

15-Mar-2000

0910610

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0761/MX

Mexico

02-Jul-1997

9900224

19-Jul-2001

203136

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

I-31

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0761/TR

Turkey

02-Jul-1997

1998/02763

21-Jun-1999

199802763B

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0761/TW

Taiwan

07-Jul-1997

86109541

NI-131740

LOW ARENE CONTENT THERMOPLASTIC ELASTOMER/OIL/POLYOLEFIN COMPOSITION

Lie K. DJIAUW, Michael J. MODIC

TH0793/US/2

United States of
America

22-Oct-1996

08/731902

06-Jan-1998

5705556

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Rodney R. PEASE

TH0793B/US

United States of
America

22-Oct-1996

08/731902

06-Jan-1998

5705556

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Rodney R. PEASE

TH0794/CN

China

14-Nov-1997

97199677-6

13-Dec-2002

97199677-6

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Michael J. MODIC

TH0794/EP/BE

Belgium

14-Nov-1997

97951231-6

05-Sep-2001

0938524

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Michael J. MODIC

TH0794/EP/DE

Germany

14-Nov-1997

97951231-6

05-Sep-2001

69706554-5

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Michael J. MODIC

TH0794/EP/ES

Spain

14-Nov-1997

97951231-6

05-Sep-2001

0938524

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Michael J. MODIC

TH0794/EP/FR

France

14-Nov-1997

97951231-6

05-Sep-2001

0938524

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Michael J. MODIC

TH0794/EP/GB

United Kingdom

14-Nov-1997

97951231-6

05-Sep-2001

0938524

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Michael J. MODIC

TH0794/EP/IT

Italy

14-Nov-1997

97951231-6

05-Sep-2001

0938524

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Michael J. MODIC

TH0794/EP/NL

Netherlands

14-Nov-1997

97951231-6

05-Sep-2001

0938524

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Michael J. MODIC

TH0794/EP/SE

Sweden

14-Nov-1997

97951231-6

05-Sep-2001

0938524

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Michael J. MODIC

TH0794/TR

Turkey

14-Nov-1997

1999/01056

21-Dec-1999

199901056B

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Michael J. MODIC

TH0794/TW

Taiwan

19-Nov-1997

86117270

25-Jun-1999

NI-01301

Modified styrenic block copolymer compounds having improved elastic performance

Lie K. DJIAUW, Michael J. MODIC

TH0816/CN

China

24-Sep-1997

97121420-4

04-Apr-2003

97121420.4

Block copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0816/EP/DE

Germany

23-Sep-1997

97202911-0

18-Apr-2001

69704597-8

Block copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0816/EP/ES

Spain

23-Sep-1997

97202911-0

18-Apr-2001

2158444

Block copolymers with improved overmoulding adhesion

Michael J. MODIC

I-32

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0816/EP/FR

France

23-Sep-1997

97202911-0

18-Apr-2001

0832930

Block copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0816/EP/GB

United Kingdom

23-Sep-1997

97202911-0

18-Apr-2001

0832930

Block copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0816/EP/IT

Italy

23-Sep-1997

97202911-0

18-Apr-2001

0832930

Block copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0816/EP/SE

Sweden

23-Sep-1997

97202911-0

18-Apr-2001

0832930

Block copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0816/TR

Turkey

KOR

26-Sep-1997

1997/01044

21-Jan-2002

TR199701044B

Block copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0816/TW

Taiwan

26-Sep-1997

86114065

NI-141952

Block copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0816/US

United States of
America

26-Sep-1998

08/721128

03-Mar-1998

5723543

Block copolymers with improved overmoulding adhesion

Michael J. MODIC

TH0965/TW

Taiwan

14-May-1999

88107869

09-Mar-2001

NI-122078

Conversion of sticky elastomeric polymer crumb into pellets without polymer degradation

E M de GROOT, D R STEWART, B YANG

TH0965/US/2

United States of
America

06-May-1999

09/306123

01-Oct-2002

6458300

Conversion of sticky elastomeric polymer crumb into pellets without polymer degradation

E M de GROOT, D R STEWART, B YANG

TH0965/ZA

South Africa

27-May-1999

00/06871

26-Nov-2001

00/06871

Conversion of sticky elastomeric polymer crumb into pellets without polymer degradation

E M de GROOT, D R STEWART, B YANG

TH1312/US/2

United States of
America

24-May-1999

09/317009

26-Dec-2000

6166134

Polypropylene resin composition with lapered triblock copolymer

N MASUKO, Michael J. MODIC

TS6503/US

United States of
America

20-Jun-1994

08/262191

23-Apr-1996

5510072

Gel-spinning high M.W. KRATON-G

T GRAAFLAND, J I R ROSENQVIST, H F VERMEIRE

TS6534/AU

Australia

28-Aug-1995

30297/95

25-Feb-1999

698959

Co-moulded layers of compositions comprising (hydrog) block copol and different amounts of extended oil with retained different physical properties

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6534/BR

Brazil

28-Aug-1995

P19503819-1

15-May-2001

PI503819-1

Co-moulded layers of compositions comprising (hydrog) block copol and different amounts of extended oil with retained different physical properties

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6534/KR

Korea (South)

28-Aug-1995

10-1995-002865
0

20-Nov-2002

363345

Co-moulded layers of compositions comprising (hydrog) block copol and different amounts of extended oil with retained different physical properties

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6534/TW

Taiwan

10-Aug-1995

84108331

01-Mar-2000

NI-112197

Co-moulded layers of compositions comprising (hydrog) block copol and different amounts of extended oil with retained different physical properties

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6534/US

United States of
America

28-Aug-1995

08/519886

07-Jul-1998

5776589

Co-moulded layers of compositions comprising (hydrog) block copol and different amounts of extended oil with retained different physical properties

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

I-33

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS6538/BR

Brazil

01-Nov-1995

P19505037-0

04-Sep-2001

P19505037-0

Compositions for air-bag covers, comprising select hydrogen block copolymers, talc and propylene copolymer

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6538/CN

China

01-Nov-1995

95118148-3

16-Jun-2001

95118148-3

Compositions for air-bag covers, comprising select hydrogen block copolymers, talc and propylene copolymer

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6538/EP/DE

Germany

02-Nov-1995

95202953-6

22-Sep-1999

69512345-9

Compositions for air-bag covers, comprising select hydrogen block copolymers, talc and propylene copolymer

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6538/EP/ES

Spain

02-Nov-1995

95202953-6

22-Sep-1999

2136242

Compositions for air-bag covers, comprising select hydrogen block copolymers, talc and propylene copolymer

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6538/EP/FR

France

02-Nov-1995

95202953-6

22-Sep-1999

0710703

Compositions for air-bag covers, comprising select hydrogen block copolymers, talc and propylene copolymer

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6538/EP/GB

United Kingdom

02-Nov-1995

95202953-6

22-Sep-1999

0710703

Compositions for air-bag covers, comprising select hydrogen block copolymers, talc and propylene copolymer

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6538/EP/IT

Italy

02-Nov-1995

95202953-6

22-Sep-1999

0710703

Compositions for air-bag covers, comprising select hydrogen block copolymers, talc and propylene copolymer

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6538/EP/SE

Sweden

02-Nov-1995

95202953-6

22-Sep-1999

0710703

Compositions for air-bag covers, comprising select hydrogen block copolymers, talc and propylene copolymer

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6538/TW

Taiwan

18-Oct-1995

84110960

01-Sep-1998

NI-096485

Compositions for air-bag covers, comprising select hydrogen block copolymers, talc and propylene copolymer

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6538/US

United States of
America

03-Nov-1995

08/552400

07-Jul-1998

5776566

Compositions for air-bag covers, comprising select hydrogen block copolymers, talc and propylene copolymer

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6543/EP/DE

Germany

14-Nov-1995

95203106-0

09-Jun-1999

69510162-5

Polymeric blends, compr. block copol cont hydrogen blocks ofconj. diene, showing different crystallinity showing resistance against arom ext oil and acids

N MARKS, H F VERMEIRE

TS6543/EP/ES

Spain

14-Nov-1995

95203106-0

09-Jun-1999

2132519

Polymeric blends, compr. block copol cont hydrogen blocks ofconj. diene, showing different crystallinity showing resistance against arom ext oil and acids

N MARKS, H F VERMEIRE

TS6543/EP/FR

France

14-Nov-1995

95203106-0

09-Jun-1999

0716124

Polymeric blends, compr. block copol cont hydrogen blocks ofconj. diene, showing different crystallinity showing resistance against arom ext oil and acids

N MARKS, H F VERMEIRE

TS6543/EP/GB

United Kingdom

14-Nov-1995

95203106-0

09-Jun-1999

0716124

Polymeric blends, compr. block copol cont hydrogen blocks ofconj. diene, showing different crystallinity showing resistance against arom ext oil and acids

N MARKS, H F VERMEIRE

I-34

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS6543/EP/IT

Italy

14-Nov-1995

95203106-0

09-Jun-1999

0716124

Polymeric blends, compr. block copol cont hydrogen blocks ofconj. diene, showing different crystalinity showing resistance against arom ext oil and acids

N MARKS, H F VERMEIRE

TS6543/EP/SE

Sweden

14-Nov-1995

95203106-0

09-Jun-1999

0716124

Polymeric blends, compr. block copol cont hydrogen blocks ofconj. diene, showing different crystalinity showing resistance against arom ext oil and acids

N MARKS, H F VERMEIRE

TS6543/TW

Taiwan

04-Nov-1995

84111701

19-Nov-1998

NI-096014

Polymeric blends, compr. block copol cont hydrogen blocks ofconj. diene, showing different crystalinity showing resistance against arom ext oil and acids

N MARKS, H F VERMEIRE

TS6551/EP/DE

Germany

25-Oct-1996

96202977-3

16-Jan-2002

69618537-7

Multilayer polymer system comprising at least one engineering thermoplast layer and at least one soft touch composition layer and composition to be used therefore.

Jean-Michel MACE, Jaak Lodawijk MOERENHOUT

TS6551/EP/ES

Spain

25-Oct-1996

96202977-3

16-Jan-2002

0771846

Multilayer polymer system comprising at least one engineering thermoplast layer and at least one soft touch composition layer and composition to be used therefore.

Jean-Michel MACE, Jaak Lodawijk MOERENHOUT

TS6551/EP/FR

France

25-Oct-1996

96202977-3

16-Jan-2002

0771846

Multilayer polymer system comprising at least one engineering thermoplast layer and at least one soft touch composition layer and composition to be used therefore.

Jean-Michel MACE, Jaak Lodawijk MOERENHOUT

TS6551/EP/GB

United Kingdom

25-Oct-1996

96202977-3

16-Jan-2002

0771846

Multilayer polymer system comprising at least one engineering thermoplast layer and at least one soft touch composition layer and composition to be used therefore.

Jean-Michel MACE, Jaak Lodawijk MOERENHOUT

TS6551/EP/IT

Italy

25-Oct-1996

96202977-3

16-Jan-2002

0771846

Multilayer polymer system comprising at least one engineering thermoplast layer and at least one soft touch composition layer and composition to be used therefore.

Jean-Michel MACE, Jaak Lodawijk MOERENHOUT

TS6551/EP/NL

Netherlands

25-Oct-1996

96202977-3

16-Jan 2002

0771846

Multilayer polymer system comprising at least one engineering thermoplast layer and at least one soft touch composition layer and composition to be used therefore.

Jean-Michel MACE, Jaak Lodawijk MOERENHOUT

TS6551/EP/SE

Sweden

25-Oct-1996

96202977-3

16-Jan-2002

0771846

Multilayer polymer system comprising at least one engineering thermoplast layer and at least one soft touch composition layer and composition to be used therefore.

Jean-Michel MACE, Jaak Lodawijk MOERENHOUT

TS6551/TW

Taiwan

26-Nov-1996

85114609

14-May-2001

NI-25580

Multilayer polymer system comprising at least one engineering thermoplast layer and at least one soft touch composition layer and composition to be used therefore.

Jean-Michel MACE, N MARKS, Jaak Lodawijk MOERENHOUT

TS6551/US

United States of
America

09-Oct-1996

08/731127

12-May-1998

5750268

Multilayer polymer system comprising at least one engineering thermoplast layer and at least one soft touch composition layer and composition to be used therefore.

Jean-Michel MACE, Jaak Lodawijk MOERENHOUT

I-35

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS6622/TR

Turkey

01-Sep-1999

2001/00655

21-Jan-2002

TR200100655B

Hydrogenated styrenic block copolymer/polybutylene foams

Itham KADRI

TS6622/US

United States of
America

01-Sep-1999

09/388410

03-Oct-2000

6127444

Hydrogenated styrenic block copolymer/polybutylene foams

Itham KADRI

I-36

Footwear - Patent Listing

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

K4790/US/2

United States of America

21-Jul-1988

07/222385

21-NOV-1889

4482378

High performance rubber compositions

I-37

KRATON LIQUID Polymers - Patent Listing

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T3131/US

United States of America

03-Apr-1992

07/883580

07-Sep-1993

5242989

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them

Robert Charles BENING, David John St CLAIR, James Robert ERICKSON, C J STARK

T3131/US/2

United States of America

16-Apr-1993

08/049691

18-Nov-1993

5262496

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them

Robert Charles BENING, David John St CLAIR, James Robert ERICKSON, C J STARK

T3131/US/3

United States of America

16-Apr-1993

08/049687

08-Feb-1994

5284901

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them

Robert Charles BENING, David John St CLAlR, James Robert ERICKSON, C J STARK

T3131/US/4

United States of America

16-Apr-1993

08/049682

23-Nov-1993

5264480

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them

Robert Charles BENING, David John St CLAIR, James Robert ERICKSON, C J STARK

T3139/BR

Brazil

18-Nov-1994

PI9408115-8

28-May-2002

PI9408115-8

Capping of anionic polymers with oxetanes

Robert Charles BENING, DANIEL E. GOODWIN, Carl Lesley WILLIS

T3139/EP/BE

Belgium

18-Nov-1994

95903266-5

31-May-2000

0730611

Capping of anionic polymers with oxetanes

Robert Charles BENING, DANIEL E. GOODWIN, Carl Lesley WILLIS

T3139/EP/DE

Germany

18-Nov-1994

95903266-5

31-May-2000

69424798-7

Capping of anionic polymers with oxetanes

Robert Charles BENING, DANIEL E. GOODWIN, Carl Lesley WILLIS

T3139/EP/ES

Spain

18-Nov-1994

95903266-5

31-May-2000

2147280

Capping of anionic polymers with oxetanes

Robert Charles BENING, DANIEL E. GOODWIN, Carl Lesley WILLIS

T3139/EP/FR

France

18-Nov-1994

95903266-5

31-May-2000

0730611

Capping of anionic polymers with oxetanes

Robert Charles BENING, DANIEL E. GOODWIN, Carl Lesley WILLIS

T3139/EP/GB

United Kingdom

18-Nov-1994

95903266-5

31-May-2000

0730611

Capping of anionic polymers with oxetanes

Robert Charles BENING, DANIEL E. GOODWIN, Carl Lesley WILLIS

T3139/EP/IT

Italy

18-Nov-1994

95903266-5

31-May-2000

0730611

Capping of anionic polymers with oxetanes

Robert Charles BENING, DANIEL E. GOODWIN, Carl Lesley WILLIS

T3139/EP/NL

Netherlands

18-Nov-1994

95903266-5

31-May-2000

0730611

Capping of anionic polymers with oxetanes

Robert Charles BENING, DANIEL E. GOODWIN, Carl Lesley WILLIS

T3139/US

United States of America

23-Nov-1993

08/157785

21-Feb-1995

5391637

Capping of anionic polymers with oxetanes

Robert Charles BENING, DANIEL E. GOODWIN, Carl Lesley WILLIS

I-38

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T3139/US/2

United States of America

06-Oct-1994

08/319398

23-May-1995

5418296

Capping of anionic polymers with oxetanes

Robert Charles BENING, DANIEL E. GOODWIN, Carl Lesley WILLIS

T3154/US/3

United States of America

01-Aug-1995

08/510022

14-Jan-1997

5594072

Liquid star polymers having terminal hydroxyl groups

DANIEL E. GOODWIN, Dale Lee. Jr. HANDLIN, CLAIR D J ST, Carl Lesley WILLIS

T3201/BR

Brazil

01-Apr-1993

PI9301405-8

11-Jul-2000

PI9301405-8

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/CN

China

01-Apr-1993

93103654-2

10-Jun-2000

59246

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/EP/DE

Germany

02-Apr-1993

93200947-5

24-Oct-2001

69330977-6

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/EP/ES

Spain

02-Apr-1993

93200947-5

24-Oct-2001

0564049

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/EP/FR

France

02-Apr-1993

93200947-5

24-Oct-2001

0564049

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/JP

Japan

01-Apr-1993

93/075594

06-Mar-2002

3285653

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/KR

Korea (South)

01-Apr-1993

10-1993-000554

31-Jul-2000

270298

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II)

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/RU

Russian Federation

01-Apr-1993

93004599-05

10-May-1999

2130032

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/TW

Taiwan

10-Mar-1993

82101788

12-Jul-1994

NI-065488

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/US

United States of America

03-Apr-1992

07/863648

05-Apr-1994

5300588

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

I-39

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T3201/US/2

United States of

America

24-Mar-1994

08/217517

18-Oct-1994

5356975

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/US/3

United States of America

24-Mar-1994

08/217472

18-Oct-1994

5356974

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/US/4

United States of

America

24Mar-1994

08/217470

18-Oct-1994

5358969

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3201/US/5

United States of America

24Mar-1994

08/217397

18-Oct-1994

5356970

Hydroxyl functional derivatives of epoxidized diene block copo-lymers and process for making them (II).

Robert Charles BENING, James Robert ERICKSON, J J FLORES, C J GIBLER, CLAIR D J ST

T3211/EP/BE

Belgium

01-Apr-1993

93200944-2

16-Jul-1997

0564048

Method of chemically crosslinking sterically hindered epoxidized polymers

Robert Charles BENING, David John St CLAIR, James Robert ERICKSON

T3211/EP/DE

Germany

01-Apr-1993

93200944-2

16-Jul-1997

69312143-2

Method of chemically crosslinking sterically hindered epoxidized polymers

Robert Charles BENING, David John St CLA1R, James Robert ERICKSON

T3211/EP/ES

Spain

01-Apr-1993

93200944-2

16-Jul-1997

2105075

Method of chemically crosslinking sterically hindered epoxidized polymers

Robert Charles BENING, David John St CLA1R, James Robert ERICKSON

T3211/EP/FR

France

01Apr-1993

93200944-2

16-Jul-1997

0564048

Method of chemically crosslinking sterically hindered epoxidized polymers

Robert Charles BENING, David John St CLA1R, James Robert ERICKSON

T3211/EP/GB

United Kingdom

01-Apr-1993

93200944-2

16-Jul-1997

0564048

Method of chemically crosslinking sterically hindered epoxidized polymers

Robert Charles BENING, David John St CLA1R, James Robert ERICKSON

T3211/EP/IT

Italy

01-Apr-1993

93200944-2

16-Jul-1997

0564048

Method of chemically crosslinking sterically hindered epoxidized polymers

Robert Charles BENING, David John St CLA1R, James Robert ERICKSON

T3211/EP/NL

Netherlands

01-Apr-1993

93200944-2

16-Jul-1997

0564048

Method of chemically crosslinking sterically hindered epoxidized polymers

Robert Charles BENING, David John St CLA1R, James Robert ERICKSON

T3212/US

United States of America

18-Jun-1993

08/079478

16-Jul 1996

5536772

Radiation cured conjugated diene block copolymer compositions

S H DILLMAN, James Robert ERICKSON

T3224/US

United States of America

06-Apr-1993

08/043428

28-Feb-1995

5393818

Solvent-Free laminating adhesive composition

Robert Charles BENING, S H DILLMAN, James Robert ERICKSON, David R HANSEN, P A MANCINELLI, Michael Alan MASSE

T3224/US/2

United States of America

23-Jan-1995

08/337714

14-May-1996

5516824

Solvent-Free laminating adhesive composition

Robert Charles BENING, S H DILLMAN. James Robert ERICKSON. David R HANSEN, P A MANCINELLI. Michael Alan MASSE

I-40

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T3224/US/3

United States of

America

04-Jan-1996

06/582858

24-Jun-1997

5641823

Solvent-Free laminating adhesive composition

Robert Charles BENING, S H DILLMAN, James Robert ERICKSON, David R HANSEN, P A MANCINELLI, Michael Alan MASSE

T3229/US

United States of

America

31-Aug-1992

07/938917

28-Feb-1995

5393843

Butadiene polymers having terminal functional groups

David John St CLAIR, DANIEL E. GOODWIN, Dale Lee, Jr. HANDLIN, Michael J MODIC, C A STEVENS, J D WILKEY, Carl Lesley WILLIS

T3229/US/2

United States of

America

15-Sep-1994

08/306552

11-Apr-1995

5405911

Butadiene polymers having terminal functional groups

David John St CLAIR, DANIEL E. GOODWIN, Dale Lee, Jr. HANDLIN, Michael J MODIC, C A STEVENS, J D WILKEY, Carl Lesley WILLIS

T3250/EP/DE

Germany

18-Jun-1993

93913024-1

11-Apr-2001

69330127-9

Randomly epoxidized small star polymers

S H DILLMAN, James Robert ERICKSON, Dale Lee, Jr. HANDLIN, R J SUTHERLAND, Carl Lesley WILLIS

T3250/EP/FR

France

18-Jun-1993

93913024-1

11-Apr-2001

0646138

Randomly epoxidized small star polymers

S H DILLMAN, James Robert ERICKSON, Dale Lee, Jr. HANDLIN, R J SUTHERLAND, Carl Lesley WILLIS

T3250/EP/GB

United Kingdom

18-Jun-1993

93913024-1

11-Apr-2001

0646138

Randomly epoxidized small star polymers

S H DILLMAN, James Robert ERICKSON, Dale Lee, Jr. HANDLIN, R J SUTHERLAND, Carl Lesley WILLIS

T350/EP/NL

Netherlands

18-Jun-1993

93913024-1

11-Apr-2001

0646138

Randomly epoxidized small star polymers

S H DILLMAN, James Robert ERICKSON, Dale Lee, Jr. HANDLIN, R J SUTHERLAND, Carl Lesley WILLIS

T3250/JP

Japan

18-Jun-1993

94/502033

19-Oct-2001

3242110

Randomly epoxidized small star polymers

S H DILLMAN, James Robert ERICKSON, Dale Lee, Jr. HANDLIN, R J SUTHERLAND, Carl Lesley WILLIS

T3250/US

United States of America

19- Jun-1992

07/901349

21-Sep-1993

5247028

Randomly epoxidized small star polymers

S H DILLMAN, James Robert ERICKSON, Dale Lee, Jr. HANDLIN, R J SUTHERLAND, Carl Lesley WILLIS

I-41

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T3250/US/3

United States of America

03-May-1994

08/237497

27-Jan-1995

5428114

Randomly epoxidized small star polymers

S H DILLMAN, James Robert ERICKSON, Dale Lee, Jr. HANDLIN, R J SUTHERLAND, Carl Lesley WILLIS,

T4797/EP/DE

Germany

24-Jan-2002

92201176.2

69232787.8

Crosslinked epoxy functionalized polyd_ene block polymers and adhesives

T4797/US

United States of America

07-Oct-1991

07/772172

17-Jan-1995

5382604

Crosslinked epoxy functionalized polyd_ene block polymers and adhesives

James Robert ERICKSON, CLAIR D J ST

T4797/US/3

United States of America

18-Jun-1993

08/080045

14-Feb-1995

5389701

Crosslinked epoxy functionalized polyd_ene block polymers and adhesives

James Robert ERICKSON, CLAIR D J ST

T4797/US/4

United States of America

30-Sep-1993

08/130169

12-Sep-1995

5449718

Crosslinked epoxy functionalized polyd_ene block polymers and adhesives

James Robert ERICKSON, CLAIR D J ST

T4797/US/5

United States of America

10-May-1994

08/241710

13-Feb-1996

5491193

Crosslinked epoxy functionalized polyd_ene block polymers and adhesives

James Robert ERICKSON, CLAIR D J ST

T4797/US/6

United States of America

20-Dec-1996

08/770915

11-Nov-1997

5886535

Crosslinked epoxy functionalized polyd_ene block polymers and adhesives

James Robert ERICKSON, CLAIR D J ST

T4797B/BR

Brazil

27-Apr-1992

PI9201539-5

11-Jul-2000

PI9201539-5

Viscous conjugated diene block copolymers

James Robert ERICKSON, CLAIR D J ST

T4797B/CN

China

27-Apr-1992

92103093-2

07-Jul-2000

58186

Viscous conjugated d_ene block copolymers

James Robert ERICKSON, CLAIR D J ST

T4797B/EP/DE

Germany

27-Apr-1992

92201176-2

25-Sep-2002

69232787.8-08

Viscous conjugated diene block copolymers

James Robert ERICKSON, CLAIR D J ST

T4797B/EP/FR

France

27-Apr-1992

92201176-2

25-Sep-2002

0516203

Viscous conjugated diene block copolymers

James Robert ERICKSON, CLAIR D J ST

T4797B/EP/IT

Italy

27-Apr-1992

92201176-2

25-Sep-2002

0516203

Viscous conjugated diene block copolymers

James Robert ERICKSON, CLAIR D J ST

T4797B/JP

Japan

27-Apr-1992

92/108075

08-Jan-1999

2870622

Viscous conjugated diene block copolymers

James Robert ERICKSON, CLAIR D J ST

T4797B/KR

Korea (South)

25-Apr-1992

5-1992-000706

08-Aug-1999

227998

Viscous conjugated diene block copolymers

James Robert ERICKSON, CLAIR D J ST

T4797B/MX

Mexico

28-Apr-1992

9201967

08-Dec-1995

180359

Viscous conjugated diene block copolymers

James Robert ERICKSON, CLAIR D J ST

T4797B/RU

Russian Federation

28-Apr-1992

5011482-05

10-Jan-1998

2101295

Viscous conjugated diene block copolymers

James Robert ERICKSON, CLAIR D J ST

T4797B/US

United States of America

29-Apr-1991

07/692839

20-Jul-1993

5229464

Viscous conjugated diene block copolymers

James Robert ERICKSON, CLAIR D J ST

T4797C/US

United States of America

29-Jun-1993

08/084683

21-Mar-1995

5399626

Viscous conjugated diene block copolymers

James Robert ERICKSON, CLAIR D J ST

T4912/US/4

United States of America

18-Apr-1995

08/423438

03-Apr-2001

6211292

Functionalized block copolymers cured with lsocyenates

T4917/BR

Brazil

09-Mar-1994

PI9405897-0

19-Mar-2002

PI9405897-0

Butadiene polymers having terminal silyl groups

D A DUBOIS

T4917/CN

China

09-Mar-1994

94191643-X

28-Jul-2000

59558

Butadiene polymers having terminal silyl groups

D A DUBOIS

T4917/EP/BE

Belgium

09-Mar-1994

94911174-4

11-Jun-1997

0688341

Butadiene polymers having terminal silyl groups

D A DUBOIS

I-42

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T4917/EP/DE

Germany

09-Mar-1994

94911174-4

11-Jun-1997

69403784-2

Butadiene polymers having terminal sityl groups

D A DUBOIS

T4917/EP/ES

Spain

09-Mar-1994

94911174-4

11-Jun-1997

2102850

Butadiene polymers having terminal sityl groups

D A DUBOIS

T4917/EP/FR

France

09-Mar-1994

94911174-4

11-Jun-1997

0688341

Butadiene polymers having terminal sityl groups

D A DUBOIS

T4917/EP/GB

United Kingdom

09-Mar-1994

94911174-4

11-Jun-1997

0688341

Butadiene polymers having terminal sityl groups

D A DUBOIS

T4917/EP/IT

Italy

09-Mar-1994

94911174-4

11-Jun-1997

0688341

Butadiene polymers having terminal sityl groups

D A DUBOIS

T4917/EP/NL

Netherlands

09-Mar-1994

94911174-4

11-Jun-1997

0688341

Butadiene polymers having terminal sityl groups

D A DUBOIS

T4917/KR

Korea (South)

09-Mar-1994

10-1995-7003814

09-Oct-2001

312402

Butadiene polymers having terminal sityl groups

D A DUBOIS

T4917/MX

Mexico

09-Mar-1994

9401741

02-Feb-1996

187941

Butadiene polymers having terminal sityl groups

D A DUBOIS

T4917/TW

Taiwan

01-Mar-1994

83101745

12-Apr-1996

NI-075406

Butadiene polymers having terminal sityl groups

D A DUBOIS

T4917/US

United States of
America

11-Mar-1993

08/029868

09-Aug-1994

5336726

Butadiene polymers having terminal sityl groups

D A DUBOIS

T4941/EP/BE

Belgium

02-Apr-1993

93200949-1

18-Aug-1999

0564050

Epoxidized diene elastomers for exterior block crosslinking

James Robert ERICKSON

T4941/EP/DE

Germany

02-Apr-1993

93200949-1

18-Aug-1999

69326032-7

Epoxidized diene elastomers for exterior block crosslinking

James Robert ERICKSON

T4941/EP/ES

Spain

02-Apr-1993

93200949-1

18-Aug-1999

2137221

Epoxidized diene elastomers for exterior block crosslinking

James Robert ERICKSON

T4941/EP/FR

France

02-Apr-1993

93200949-1

18-Aug-1999

0564050

Epoxidized diene elastomers for exterior block crosslinking

James Robert ERICKSON

T4941/EP/GB

United Kingdom

02-Apr-1993

93200949-1

18-Aug-1999

0564050

Epoxidized diene elastomers for exterior block crosslinking

James Robert ERICKSON

T4941/EP/IT

Italy

02-Apr-1993

93200949-1

18-Aug-1999

0564050

Epoxidized diene elastomers for exterior block crosslinking

James Robert ERICKSON

T4941/EP/NL

Netherlands

02-Apr-1993

93200949-1

18-Aug-1999

0564050

Epoxidized diene elastomers for exterior block crosslinking

James Robert ERICKSON

T4941/JP

Japan

01-Apr-1993

93/075806

75806/93

Epoxidized diene elastomers for exterior block crosslinking

James Robert ERICKSON

TH0010/US

United States of
America

22-Nov-1993

08/155665

21-Feb-1995

5391663

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0010/US/3

United States of
America

05-Oct-1995

08/539467

18-Mar-1997

5612435

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0139/US

United States of
America

24-Jun-1993

08/082215

03-Jan-1995

5378761

Use of monohydroxylated polydienes in hydroxyl functional resins

David John St CLAIR

TH0139/US/2

United States of
America

31-Aug-1994

08/298701

10-Sep-1996

5554691

Use of monohydroxylated polydienes in hydroxyl functional resins

David John St CLAIR

TH0152/BR

Brazil

23-Oct-1995

PI9509435-0

10-Dec-2002

Alkoxy sityl capping agents for making terminally functionalized polymers

Robert Charles BENING

TH0152/CN

China

23-Oct-1995

95195933-6

Alkoxy sityl capping agents for making terminally functionalized polymers

Robert Charles BENING

I-43

Docket lD

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0152/EP/DE

Germany

23-Oct-1995

95937847-2

19-Jan-2000

69514677-7

Alkoxy sityl capping agents for making terminally functionalized polymers

Robert Charles BENING

TH0152/EP/ES

Spain

23-Oct-1995

95937847-2

19-Jan-2000

2140718

Alkoxy sityl capping agents for making terminally functionalized polymers

Robert Charles BENING

TH0152/EP/FR

France

23-Oct-1995

95937847-2

19-Jan-2000

0788517

Alkoxy sityl capping agents for making terminally functionalized polymers

Robert Charles BENING

TH0152/MX

Mexico

23-Oct-1995

9703010

11-Jul-2000

197440

Alkoxy sityl capping agents for making terminally functionalized polymers

Robert Charles BENING

TH0152/TW

Taiwan

03-Oct-1995

84110317

05-Aug-2000

NI-113753

Alkoxy sityl capping agents for making terminally functionalized polymers

Robert Charles BENING

TH0152/US

United States of
America

27-Oct-1994

08/330054

26-Dec-1995

5478899

Alkoxy sityl capping agents for making terminally functionalized polymers

Robert Charles BENING

TH0152/US/2

United States of
America

03-Aug-1995

08/510928

20-Aug-1996

5548025

Alkoxy sityl capping agents for making terminally functionalized polymers

Robert Charles BENING

TH0206/US

United States of
America

12-Jul-1993

08/090855

18-Oct-1994

5356993

Coreactive conjugated diene polymer compositions which phase separate when cured

S H DILLMAN, James Robert ERICKSON, Dale Lee. Jr. HANDLIN, Michael Alan MASSE, Esther M. ZIMMERMANN

TH020_/US/2

United States of
America

30-Dec-1996

08/775469

18-Nov-1997

5688858

Process for making submicron stable latexes of hydrogenated block copolymers

TH0210/CN

China

11-Jul-1994

94192756-3

04-Sep-1999

50039

Compatible blends of epoxy resins and epoxidized poly-dienes

S H DILLMAN, James Robert ERICKSON, Michael Alan MASSE

TH0210/EP/DE

Germany

11-Jul-1994

94921644-4

12-Nov-1997

69406791-1

Compatible blends of epoxy resins and epoxidized poly-dienes

S H DILLMAN, James Robert ERICKSON, Michael Alan MASSE

TH0210/EP/ES

Spain

11-Jul-1994

94921644-4

12-Nov-1997

2109711

Compatible blends of epoxy resins and epoxidized poly-dienes

S H DILLMAN, James Robert ERICKSON, Michael Alan MASSE

TH0210/EP/FR

France

11-Jul-1994

94921644-4

12-Nov-1997

0708791

Compatible blends of epoxy resins and epoxidized poly-dienes

S H DILLMAN, James Robert ERICKSON, Michael Alan MASSE

TH0210/KR

Korea (South)

11-Jul-1994

10-1996-7000130

10-Aug-2001

306560

Compatible blends of epoxy resins and epoxidized poly-dienes

S H DILLMAN, James Robert ERICKSON, Michael Alan MASSE

TH0210/US

United States of
America

12-Jul-1993

08/090856

26-Jul-1994

5332783

Compatible blends of epoxy resins and epoxidized poly-dienes

S H DILLMAN, James Robert ERICKSON, Michael Alan MASSE

TH0211/US

United States of
America

12-Jul-1993

08/090852

29-Aug-1995

5446104

Crosslinkable low viscosity star polymer blends

James Robert ERICKSON, Dale Lee. Jr. HANDLIN, D R STEWART

TH0259/BR

Brazil

30-Nov-1994

PI9408198-0

19-Mar-2002

PI9408196-0

Low viscosity terminally functionalized isoprene polymers

Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS

TH0259/EP/BE

Belgium

30-Nov-1994

95903309-3

08-Jul-1998

0733076

Low viscosity terminally functionalized isoprene polymers

Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS

I-44

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0259/EP/DE

Germany

30-Nov-1994

95903309-3

08-Jul-l996

69411587-8

Low viscosity terminally functionalized isoprene polymers

Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS

TH0259/EP/ES

Spain

30-Nov-1994

95903309-3

08-Jul-1996

2118543

Low viscosity terminally functionalized isoprene polymers

Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS

TH0259/EP/FR

France

30-Nov-1994

95903309-3

08-Jul-1996

0733076

Low viscosity terminally functionalized isoprene polymers

Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS

TH0259/EP/GB

United
Kingdom

30-Nov-1994

95903309-3

08-Jul-1996

0733076

Low viscosity terminally functionalized isoprene polymers

Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS

TH0259/EP/IT

Italy

30-Nov-1994

95903309-3

08-Jul-1996

0733076

Low viscosity terminally functionalized isoprene polymers

Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS

TH0259/EP/NL

Netherlands

30-Nov-1994

95903309-3

08-Jul-1996

0733076

Low viscosity terminally functionalized isoprene polymers

Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS

TH0259/KR

Korea (South)

30-Nov-1994

10-1996-7002870

06-Mar-2002

329159

Low viscosity terminally functionalized isoprene polymers

Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS

TH0259/US

United States of
America

01-Dec-1993

08/160341

27-Dec-1994

5376745

Low viscosity terminally functionalized isoprene polymers

Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS

TH0272/EP/DE

Germany

15-May-1996

96917383-0

10-Mar-1999

69601707-5

Concurrent epoxidation and catalyst residue extraction

James Robert ERICKSON, B P RAO, C A STEVENS, C A VEITH

TH0272/EP/ES

Spain

15-May-1996

96917383-0

10-Mar-1999

2128882

Concurrent epoxidation and catalyst residue extraction

James Robert ERICKSON, B P RAO, C A STEVENS, C A VEITH

TH0272/EP/FR

France

15-May-1996

96917383-0

10-Mar-1999

0826007

Concurrent epoxidation and catalyst residue extraction

James Robert ERICKSON, B P RAO, C A STEVENS, C A VEITH

TH0272/EP/NL

Netherlands

15-May-1996

96917383-0

10-Mar-1999

0826007

Concurrent epoxidation and catalyst residue extraction

James Robert ERICKSON, B P RAO, C A STEVENS, C A VEITH

TH0272/MX

Mexico

15-May-1996

9708759

26-Jan-2001

200703

Concurrent epoxidation and catalyst residue extraction

James Robert ERICKSON, B P RAO, C A STEVENS, C A VEITH

TH0272/TW

Taiwan

25-Jun-1996

85107650

06-Jul-2001

NI-128518

Concurrent epoxidation and catalyst residue extraction

James Robert ERICKSON, B P RAO, C A STEVENS, C A VEITH

TH0272/US

United States of
America

16-May-1995

08/442520

06-Aug-1996

5543472

Concurrent epoxidation and catalyst residue extraction

James Robert ERICKSON, B P RAO, C A STEVENS, C A VEITH

TH0277/US

United States of
America

20-Dec-1994

08/359805

23-Jan-1996

5486568

Protected functional initiated polymers capped with low surface energy fluorocarbons

Robert Charles BENING, CLAIR D J ST

I-45

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0277/US/2

United States of

America

11-Oct-1995

08/540996

13-Aug-1996

5545691

Protected functional initiated polymers capped, with low surface energy fluorocarbons

Robert Charles BENING, CLAIR D J ST

TH0403/TW

Taiwan

10-Feb-1999

88102075

17-Jul-2001

NI-129113

GEL-FREE PROCESS FOR MAKING FUNCTIONALIZED ANIONICALLY POLYMERIZED POLYMERS.

Robert Charles BENING, Z DIAZ, C R DONAHO, DANIEL E. GOODWIN, Dale Lee, Jr. HANDLIN, J D WILKEY, Carl Lesley WILLIS

TH0403/US/2

United States of America

20-Jan-1999

09/234335

08-Oct-2002

6462143

GEL-FREE PROCESS FOR MAKING FUNCTIONALIZED ANIONICALLY POLYMERIZED POLYMERS.

Robert Charles BENING, DANIEL E. GOODWIN, Dale Lee, Jr. HANDLIN, J D WILKEY, Carl Lesley WILLIS

TH0404/CN

China

29-Mar-1995

95103792-7

03-Oct-2001

95103792-7

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0404/EP/BE

Belgium

27-Mar-1995

95200765-6

09-Aug-2000

0875140

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0404/EP/DE

Germany

27-Mar-1995

95200765-6

09-Aug-2000

69518266-8

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0404/EP/ES

Spain

27-Mar-1995

95200765-6

09-Aug-2000

0675140

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0404/EP/FR

France

27-Mar-1995

95200765-6

09-Aug-2000

0675140

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0404/EP/GB

United Kingdom

27-Mar-1995

95200765-6

09-Aug-2000

0675140

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0404/EP/IT

Italy

27-Mar-1995

95200765-6

09-Aug-2000

0675140

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0404/EP/NL

Netherlands

27-Mar-1995

95200765-6

09-Aug-2000

0675140

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0404/KR

Korea (South)

30-Mar-1995

10-1995-0007639

26-Dec-2002

387571

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0404/MX

Mexico

29-Mar-1995

9501551

30-Nov-2000

199873

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0404/TW

Taiwan

09-Feb-1995

84101133

18-Mar-1998

NI-090804

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0404/US

United States of

America

31-Mar-1994

08/220804

18-May-1995

5416168

Protected functional initiators for making terminally functionalized polymers

Robert Charles BENING, Carl Lesley WILLIS

TH0418/CN

China

12-Apr-1995

95193081-8

13-Mar-2002

82544

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0418/EP/BE

Belgium

12-Apr-1995

95917318-8

26-Jun-2002

0755415

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0418/EP/DE

Germany

12-Apr-1995

95917318-8

26-Jun-2002

69527197-0

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

I-46

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0418/EP/ES

Spain

12-Apr-1995

95917318-8

26-Jun-2002

0755415

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0418/EP/FR

France

12-Apr-1995

95917318-8

26-Jun-2002

0755415

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0418/EP/GB

United Kingdom

12-Apr-1995

95917318-8

26-Jun-2002

0755415

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0418/EP/IT

Italy

12-Apr-1995

95917318-8

26-Jun-2002

0755415

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0418/EP/NL

Netherlands

12-Apr-1995

95917318-8

26-Jun-2002

0755415

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0418/US

United States of
America

15-Apr-1994

08/228324

28-Dec-1995

5478885

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0420/US/2

United States of
America

03-Jul-1996

08/675746

24-Feb-1998

5721316

Process for incorporation of epoxidized polydienes into epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0420/US

United States of
America

03-Jul-1996

08/675746

24-Feb-1998

5721316

PROCESS FOR INCORPORATION OF EPOXIDIZED POLYDIENES INTO EPOXY RESINS

James Robert ERICKSON, Michael Alan MASSE, K C B DANGAYACH

TH0435/US

United States of
America

15-Apr-1994

08/228250

30-May-1995

5420202

Epoxidized low viscosity rubber toughening modifiers for cycloaliphatic epoxy resins

David John St CLAIR, James Robert ERICKSON

TH0442/EP/BE

Belgium

20-Jun-1995

95201670-7

24-Apr-2003

0688823

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

James Robert ERICKSON, CLAIR D J ST

TH0442/EP/DE

Germany

20-Jun-1995

95201670-7

24-Apr-2003

69530439.9

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

James Robert ERICKSON, CLAIR D J ST

TH0442/EP/DE/2

Germany

14-Jul-1995

95201947-9

28-Jan-1998

69501531-1

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

David John St CLAIR, James Robert ERICKSON, CLAIR D J ST

TH0442/EP/FR

France

20-Jun-1995

95201670-7

24-Apr-2003

0688823

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

James Robert ERICKSON, CLAIR D J ST

TH0442/EP/FR/2

France

14-Jul-1995

95201947-9

28-Jan-1998

0698638

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

David John St CLAIR, James Robert ERICKSON, CLAIR D J ST

TH0442/EP/GB

United Kingdom

20-Jun-1995

95201670-7

24-Apr-2003

0688823

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

James Robert ERICKSON, CLAIR D J ST

TH0442/EP/IT

Italy

20-Jun-1995

95201670-7

24-Apr-2003

0688823

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

James Robert ERICKSON, CLAIR D J ST

I-47

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0442/EP/LU

Luxembourg

20-Jun-1995

95201670-7

24-Apr-2003

0688823

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

James Robert ERICKSON, CLAIR D J ST

TH0442/US/3

United States of America

16-Feb-1995

08/389520

19-Jun-2001

6248810

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

James Robert ERICKSON, CLAIR D J ST

TH0442/US/6

United States of America

12-Jul-1996

08/679164

24-Feb-1998

5721317

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

James Robert ERICKSON, CLAIR D J ST

TH0442/US/7

United States of America

02-Oct-1997

08/942514

29-Dec-1998

5854314

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

James Robert ERICKSON, CLAIR D J ST

TH0442/US/8

United States of America

16-Feb-1995

08/389521

03-Jul-2001

6255364

Crosslinkable waterborne dispersions of epoxidized polydieneblock copolymers and amino resins

James Robert ERICKSON, CLAIR D J ST

TH0449/EP/BE

Belgium

18-Dec-1996

96203599-4

04-Aug-1999

0781782

Removal of Lithium From Polymer Cements.

Z DIAZ, J D WILKEY

TH0449/EP/DE

Germany

18-Dec-1996

96203599-4

04-Aug-1999

69603571-5

Removal of Lithium From Polymer Cements.

Z DIAZ, J D WILKEY

TH0449/EP/ES

Spain

18-Dec-1996

96203599-4

04-Aug-1999

2134558

Removal of Lithium From Polymer Cements.

Z DIAZ, J D WILKEY

TH0449/EP/FR

France

18-Dec-1996

96203599-4

04-Aug-1999

0781782

Removal of Lithium From Polymer Cements.

Z DIAZ, J D WILKEY

TH0449/EP/GB

United Kingdom

18-Dec-1996

96203599-4

04-Aug-1999

0781782

Removal of Lithium From Polymer Cements.

Z DIAZ, J D WILKEY

TH0449/EP/IT

Italy

18-Dec-1996

96203599-4

04-Aug-1999

0781782

Removal of Lithium From Polymer Cements.

Z DIAZ, J D WILKEY

TH0449/EP/NL

Netherlands

18-Dec-1996

96203599-4

04-Aug-1999

0781782

Removal of Lithium From Polymer Cements.

Z DIAZ, J D WILKEY

TH0454/CN

China

26-Dec-1996

96123977-8

09-May-2003

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0454/EP/BE

Belgium

18-Dec-1996

96203601-8

04-Aug-1999

0781784

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0454/EP/DE

Germany

18-Dec-1996

96203601-8

04-Aug-1999

69603572-3

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0454/EP/ES

Spain

18-Dec-1996

96203601-8

04-Aug-1999

2134559

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0454/EP/FR

France

18-Dec-1996

96203601-8

04-Aug-1999

0781784

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0454/EP/GB

United Kingdom

18-Dec-1996

96203601-8

04-Aug-1999

0781784

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0454/EP/IT

Italy

18-Dec-1996

96203601-8

04-Aug-1999

0781784

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0454/EP/NL

Netherlands

18-Dec-1996

96203601-8

04-Aug-1999

0781784

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0454/US/2

United States of America

23-May-1996

08/652261

06-Dec-1998

5847072

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0454/ZA

South Africa

23-Dec-1996

96/10857

27-Aug-1997

96/10857

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0455/CN

China

27-Dec-1996

96116738-X

96116736-X

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0455/EP/BE

Belgium

18-Dec-1996

96203600-0

12-May-1999

0781605

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0455/EP/DE

Germany

18-Dec-1996

96203600-0

12-May-1999

69602418-7

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0455/EP/ES

Spain

18-Dec-1996

96203600-0

12-May-1999

2131378

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0455/EP/FR

France

18-Dec-1996

96203600-0

12-May-1999

0781605

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0455/EP/GB

United Kingdom

18-Dec-1996

96203600-0

12-May-1999

0781605

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0455/EP/IT

Italy

18-Dec-1996

96203600-0

12-May-1999

0781605

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0455/EP/NL

Netherlands

18-Dec-1996

96203600-0

12-May-1999

0781605

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0455/US/2

United States of America

23-May-1996

08/652260

12-May-1998

5750032

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0455/ZA

South Africa

20-Dec-1996

96/10782

27-Aug-1997

96/10782

Removal of Lithium From Polymer Cements

Z DIAZ, J D WILKEY

TH0483/EP/DE

Germany

11-Jul-1995

95926931-7

18-Oct-2000

69519168-3

Epoxidized low viscosity rubber toughening modifiers for cycloaliphatic epoxy resins (II)

David John St CLAIR

TH0483/EP/ES

Spain

11-Jul-1995

95926931-7

18-Oct-2000

0771334

Epoxidized low viscosity rubber toughening modifiers for cycloaliphatic epoxy resins (II)

David John St CLAIR

I-48

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0483/EP/FR

France

11-Jul-1995

95926931-7

18-Oct-2000

0771334

Epoxidized low viscosity rubber toughening modifiers for cycloaliphatic epoxy resins (II)

David John St CLAIR

TH0483/US

United States of America

18-Jul-1994

08/277379

19-Mar-1996

5499409

Epoxidized low viscosity rubber toughening modifiers for cycloaliphatic epoxy resins (II)

David John St CLAIR

TH0494/BR

Brazil

27-Sep-1995

PI9504194-0

24-Dec-2002

PI9504194.0

Polyurethane sealants and adhesives containing saturated hydrocarbon polyols

CLAIR D J ST

TH0494/CN

China

27-Sep-1995

95117250-6

29-Mar-2001

95117250-6

Polyurethane sealants and adhesives containing saturated hydrocarbon polyols

CLAIR D J ST

TH0494/EP/DE

Germany

26-Sep-1995

95202589-8

06-Jun-2001

69521183-8

Polyurethane sealants and adhesives containing saturated hydrocarbon polyols

CLAIR D J ST

TH0494/EP/ES

Spain

26-Sep-1995

95202589-8

06-Jun-2001

0709416

Polyurethane sealants and adhesives containing saturated hydrocarbon polyols

CLAIR D J ST

TH0494/EP/FR

France

26-Sep-1995

95202589-8

06-Jun-2001

0709416

Polyurethane sealants and adhesives containing saturated hydrocarbon polyols

CLAIR D J ST

TH0494/KR

Korea (South)

28-Sep-1995

10-1995-0033797

01-Aug-2002

Polyurethane sealants and adhesives containing saturated hydrocarbon polyols

CLAIR D J ST

TH0494/MX

Mexico

27-Sep-1995

9504112

08-Apr-1996

188590

Polyurethane sealants and adhesives containing saturated hydrocarbon polyols

CLAIR D J ST

TH0494/US

United States of America

29-Sep-1994

08/315168

23-Jan-1996

5486570

Polyurethane sealants and adhesives containing saturated hydrocarbon polyols

CLAIR D J ST

TH0504/BR

Brazil

09-Oct-1995

PI9509291-9

15-Apr-2003

9509291-9

Monohydroxylated diene polymers and epoxidized derivatives thereof

James Robert ERICKSON, Michael Alan MASSE, CLAIR D J ST

TH0504/CN

China

09-Oct-1995

95195580-2

13-Mar-2002

82603

Monohydroxylated diene polymers and epoxidized derivatives thereof

James Robert ERICKSON, Michael Alan MASSE, CLAIR D J ST

TH0504/EP/DE

Germany

09-Oct-1995

95936475-3

14-Apr-1999

69509108-5

Monohydroxylated diene polymers and epoxidized derivatives thereof

James Robert ERICKSON, Michael Alan MASSE, CLAIR D J ST

TH0504/EP/ES

Spain

09-Oct-1995

95936475-3

14-Apr-1999

2130668

Monohydroxylated diene polymers and epoxidized derivatives thereof

James Robert ERICKSON, Michael Alan MASSE, CLAIR D J ST

TH0504/EP/FR

France

09-Oct-1995

95936475-3

14-Apr-1999

0785953

Monohydroxylated diene polymers and epoxidized derivatives thereof

James Robert ERICKSON, Michael Alan MASSE, CLAIR D J ST

TH0504/EP/GB

United Kingdom

09-Oct-1995

95936475-3

14-Apr-1999

0785953

Monohydroxylated diene polymers and epoxidized derivatives thereof

James Robert ERICKSON, Michael Alan MASSE, CLAIR D J ST

I-49

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0504/EP/IT

Italy

09-Oct-1995

95936475-3

14-April-1999

0785953

Monohydroxylated diene polymers and epoxidized derivatives thereof

James Robert ERICKSON, Michael Alan MASSE, CLAIR D J ST

TH0504/KR

Korea (South)

09-Oct-1995

10-1997-700233
5

12-Dec-2002

366152

Monohydroxylated diene polymers and epoxidized derivatives thereof

James Robert ERICKSON, Michael Alan MASSE, CLAIR D J ST

TH0504/MX

Mexico

09-Oct-1995

9702589

27-Jun-2000

197224

Monohydroxylated diene polymers and epoxidized derivatives thereof

James Robert ERICKSON, Michael Alan MASSE. CLAIR D J ST

TH0504/TW

Taiwan

27-Sep-1995

84110129

11-Aug-1999

Nl-102398

Monohydroxylated diene polymers and epoxidized derivatives thereof

James Robert ERICKSON, Michael Alan MASSE, CLAIR D J ST

TH0504/US/2

United
States of
America

07-Mar-1995

08/399864

25-Feb-2003

8525142

Monohydroxylated diene polymers and epoxidized derivatives thereof

James Robert ERICKSON, Michael Alan MASSE, CLAIR D J ST

TH0522/CN

China

09-Oct-1995

95195566-7

19-Dec-2001

95195568-7

Curable binders for pressure sensitive adhesives and sealants

James Robert ERICKSON, Michael Alan MASSE, CLAIR D J ST

TH0522/EP/DE

Germany

09-Oct-1995

95936476-1

10-Feb-1999

69507824-0

Curable binders for pressure sensitive adhesives and sealants

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X XX

XX0000/XX/XX

Xxxxx

09-Oct-1995

95936476-1

10-Feb-1999

2127566

Curable binders for pressure sensitive adhesives and sealants

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X XX

XX0000/XX/XX

Xxxxxx

09-Oct-1995

95936476-1

10-Feb-1999

0785974

Curable binders for pressure sensitive adhesives and sealants

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X ST

TH0522/MX

Mexico

09-Oct-1995

9702583

02-Oct-2000

198890

Curable binders for pressure sensitive adhesives and sealants

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X XX

XX0000/XX

Xxxxx

10-Oct-1995

95195579-9

12-Sep-2001

95195579-9

Epoxidized monohydroxylated rubber toughening modifiers for epoxy resins

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X XX

XX0000/XX/XX

Xxxxxxx

10-Oct-1995

95938486-0

10-Feb-1999

69507823-2

Epoxidized monohydroxylated rubber toughening modifiers for epoxy resins

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X XX

XX0000/XX/XX

Xxxxx

10-Oct-1995

95936486-0

10-Feb-1999

2127567

Epoxidized monohydroxylated rubber toughening modifiers for epoxy resins

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X XX

XX0000/XX/XX

Xxxxxx

10-Oct-1995

95936486-0

10-Feb-1999

0785971

Epoxidized monohydroxylated rubber toughening modifiers for epoxy resins

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X XX

XX0000/XX

Xxxxx (South)

10-Oct-1995

00-0000-000000
9

27-Dec-2002

Epoxidized monohydroxylated rubber toughening modifiers for epoxy resins

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X ST

TH0575/MX

Mexico

10-Oct-1995

9702562

27-Jun-2000

197223

Epoxidized monohydroxylated rubber toughening modifiers for epoxy resins

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X ST

I-50

Docket ID

Country

Attorneys

Application

Application
No

Grant Date

Grant No

Short Title

Inventors

TH0575/TW

Taiwan

27-Sep-1995

84110126

26-Mar-1999

NI-098628

Epoxidized monohydroxylated rubber toughening modifiers for epoxy resins

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X XX

XX0000/XX/0

Xxxxxx Xxxxxx of
America

05-May-1995

08/437107

24-Oct-1995

5461112

Epoxidized monohydroxylated rubber toughening modifiers for epoxy resins

Xxxxx Xxxxxx XXXXXXXX, Xxxxxxx Xxxx XXXXX, XXXXX X X XX

XX0000/XX/XX

Xxxxxxx

09-Oct-1995

95935442-4

13-Jan-1999

69507320-6

Polyurethane coatings and adhesives containing monohydroxy - lated diene polymers and epoxidized derivatives thereof

CLAIR D J ST

TH0580/EP/ES

Spain

09-Oct-1995

95935442-4

13-Jan-1999

2126325

Polyurethane coatings and adhesives containing monohydroxy - lated diene polymers and epoxidized derivatives thereof

XXXXX X X XX

XX0000/XX/XX

Xxxxxx

09-Oct-1995

95935442-4

13-Jan-1999

0785960

Polyurethane coatings and adhesives containing monohydroxy - lated diene polymers and epoxidized derivatives thereof

XXXXX X X XX

XX0000/XX

Xxxxxx Xxxxxx of
America

11-Oct-1994

08/320802

17-Oct-1995

5459200

Polyurethane coatings and adhesives containing monohydroxy - lated diene polymers and epoxidized derivatives thereof

CLAIR D J ST

TH0582/EP/DE

Germany

09-Oct-1995

95935443-2

16-Jun-1999

69510362-8

Pressure sensitive structural adhesives and sealants based on telechelic/heterotelechelic polymers with dual cure systems

Xxxxx Xxxxxx XXXXXXXX, XXXXX X X XX

XX0000/XX/0

Xxxxxx Xxxxxx of
America

12-Apr-1996

08/631759

24-Feb-1996

5721318

Pressure sensitive structural adhesives and sealants based on telechelic/ heterotelechelic polymers with dual cure systems

Xxxxx Xxxxxx XXXXXXXX, XXXXX X X XX

XX0000/XX/0

Xxxxxx Xxxxxx of
America

28-May-1996

08/654463

09-Mar-1999

5880217

Pressure sensitive structural adhesives and sealants based on telechelic/ heterotelechelic polymers with dual cure systems

Xxxxx Xxxxxx XXXXXXXX, XXXXX X X XX

XX0000/XX/0

Xxxxxx Xxxxxx of
America

16-Sep-1997

08/932969

08-Jun-1999

5910541

Pressure sensitive structural adhesives and sealants based on telechelic/ heterotelechelic polymers with dual cure systems

Xxxxx Xxxxxx XXXXXXXX, XXXXX X X XX

XX0000/XX/0

Xxxxxx Xxxxxx of
America

16-Aug-1996

08/654462

08-Sep-1998

5804657

Pressure sensitive structural adhesives and sealants based on telechelic/ heterotelechelic polymers with dual cure systems

Xxxxx Xxxxxx XXXXXXXX, XXXXX X X XX

XX0000/XX/0

Xxxxxx Xxxxxx of
America

13-May-1998

09/078336

08-Jun-1999

5910542

Pressure sensitive structural adhesives and sealants based on telechelic/ heterotelechelic polymers with dual cure systems

Xxxxx Xxxxxx XXXXXXXX, XXXXX X X XX

XX0000/XX/0

Xxxxxx Xxxxxx of
America

18-Sep-1997

08/932970

07-Sep-1999

5948863

Pressure sensitive structural adhesives and sealants based on telechelic/ heterotelechelic polymers with dual cure systems

Xxxxx Xxxxxx XXXXXXXX, XXXXX X X XX

XX0000/XX/0

Xxxxxx Xxxxxx of
America

28-Aug-1995

08/519885

19-Nov-1998

5576388

Pressure sensitive structural adhesives and sealants based on telechelic/ heterotelechelic polymers with dual cure systems

Xxxxx Xxxxxx XXXXXXXX, XXXXX X X ST

TH0616/EP/DE

Germany

21-Jun-1996

96923916-9

30-Aug-2000

69610093-2

Use of Polydiene Diols in Thermoplastic Polyurethanes.

J L R CENENS, H XXXXXXXXX

TH0616/EP/ES

Spain

21-Jun-1996

96923916-9

30-Aug-2000

0833854

Use of Polydiene Diols in Thermoplastic Polyurethanes.

J X X XXXXXX, X XXXXXXXXX

XX0000/XX/XX

Xxxxxx

21-Jun-1996

96923916-9

30-Aug-2000

0833854

Use of Polydiene Diols in Thermoplastic Polyurethanes.

J L R CENENS, H XXXXXXXXX

I-51

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

XX0000/XX

Xxxxxx Xxxxxx
xx Xxxxxxx

23-Jun-1995

08/494639

20-Jul-1999

5925724

Use of Polydiene Diols in Thermoplastic Polyurethanes.

J L R CENENS, H XXXXXXXXX

TH0661/CN

China

12-Jun-1996

96196031-0

25-Jun-2003

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers.

Xxxxx Xxxxxx XXXXXXXX, K S KIIBLER, X X XXXXXXXXX

TH0661/EP/DE

Germany

12-Jun-1996

96918694-9

11-Dec-2002

69625355.0-06

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers.

Xxxxx Xxxxxx XXXXXXXX, K S KIIBLER, X X XXXXXXXXX

TH0661/KR

Korea
(South)

12-Jun-1996

00-0000-0000000

30-Apr-2003

709414/1997

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers.

Xxxxx Xxxxxx XXXXXXXX, K S KIIBLER, X X XXXXXXXXX

TH0661/MX

Mexico

12-Jun-1996

9710226

17-Oct-2000

199120

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers.

Xxxxx Xxxxxx XXXXXXXX, K S KIIBLER, X X XXXXXXXXX

XX0000/XX/0

Xxxxxx Xxxxxx
xx
Xxxxxxx

26-Apr-1996

08/638476

07-Jul-1998

5776998

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers.

Xxxxx Xxxxxx XXXXXXXX, K S KIIBLER, X X XXXXXXXXX

XX0000/XX

Xxxxxx Xxxxxx
xx Xxxxxxx

17-May-1995

08/444080

19-Mar-1998

5500481

Crosslinkable compositions containing epoxidized monohydro- xylated diene polymers, amino resins, and reinforcement agents, and a method for preparing them

Xxxxx Xxxx Xx XXXXX

XX0000/XX/0

Xxxxxx Xxxxxx
xx Xxxxxxx

05-May-1999

09/305491

15-Aug-2000

6103846

Process for making anionic polymeric Di-and polyfunctional polymers using protected functional initiators

Xxxxxx Xxxxxxx XXXXXX, XXXXXX X. XXXXXXX, Xxxxx X. XXXXXX, Xxxxxxx X. XXXXXX, Xxxxx Xxxx XXXXXXX, T C XXXXXX, Xxxx Xxxxxx XXXXXX

TH0707/CN

China

12-Jun-1996

96196032-9

25-Jun-2003

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers (II)

K S KIIBLER, X X XXXXXXXXX

TH0707/EP/DE

Germany

12-Jun-1996

96921990-6

10-Mar-1999

69601718-0

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers (II)

K S KIIBLER, X X XXXXXXXXX

TH0707/EP/ES

Spain

12-Jun-1996

96921990-6

10-Mar-1999

2128868

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers (II)

K S KIIBLER, X X XXXXXXXXX

XX0000/XX/XX

Xxxxxx

12-Jun-1996

96921990-6

10-Mar-1999

0832163

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers (II)

K S KIIBLER, X X XXXXXXXXX

TH0707/MX

Mexico

12-Jun-1996

9710193

17-Oct-2000

199119

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers (II)

K X XXXXXXX, X X XXXXXXXXX

XX0000/XX/0

Xxxxxx Xxxxxx
of America

11-Jun-1996

08/665071

25-Nov-1997

5,691,414

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers (II)

K S KIIBLER, X X XXXXXXXXX

XX0000X/XX

Xxxxxx Xxxxxx
xx Xxxxxxx

11-Jun-1996

08/665071

25-Nov-1997

5691414

Solvent free process for making UV curable adhesives and sealants from epoxidized monohydroxylated diene polymers

I-52

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0709/EP/BE

Belgium

05-Jun-1996

98934945-1

25-Sep-2002

0986584

PROCESS FOR MAKING TERMINALLY FUNCTIONALIZED POLYMERS USING PROTECTED FUNCTIONAL INITIATOR

Xxxxxx Xxxxxxx XXXXXX, XXXXXX X. XXXXXXX, Xxxxx X. XXXXXX, Xxxxxxx X. XXXXXX, Xxxxx Xxxx XXXXXXX, T C XXXXXX, Xxxx Xxxxxx XXXXXX

TH0709/EP/DE

Germany

05-Jun-1998

98934945-1

25-Sep-2002

69808289.3

PROCESS FOR MAKING TERMINALLY FUNCTIONALIZED POLYMERS USING PROTECTED FUNCTIONAL INITIATOR

Xxxxxx Xxxxxxx XXXXXX, XXXXXX X. XXXXXXX, Xxxxx X. XXXXXX, Xxxxxxx X. XXXXXX, Xxxxx Xxxx XXXXXXX, T C XXXXXX, Xxxx Xxxxxx XXXXXX

TH0709/EP/ES

Spain

05-Jun-1998

98934945-1

25-Sep-2002

0986584

PROCESS FOR MAKING TERMINALLY FUNCTIONALIZED POLYMERS USING PROTECTED FUNCTIONAL INITIATOR

Xxxxxx Xxxxxxx XXXXXX, XXXXXX X. XXXXXXX, Xxxxx X. XXXXXX, Xxxxxxx X. XXXXXX, Xxxxx Xxxx XXXXXXX, T C XXXXXX, Xxxx Xxxxxx XXXXXX

TH0709/EP/FR

France

05-Jun-1998

98934945-1

25-Sep-2002

0986584

PROCESS FOR MAKING TERMINALLY FUNCTIONALIZED POLYMERS USING PROTECTED FUNCTIONAL INITIATOR

Xxxxxx Xxxxxxx XXXXXX, XXXXXX X. XXXXXXX, Xxxxx X. XXXXXX, Xxxxxxx X. XXXXXX, Xxxxx Xxxx XXXXXXX, T C XXXXXX, Xxxx Xxxxxx XXXXXX

TH0709/EP/GB

United Kingdom

05-Jun-1998

98934945-1

25-Sep-2002

0986584

PROCESS FOR MAKING TERMINALLY FUNCTIONALIZED POLYMERS USING PROTECTED FUNCTIONAL INITIATOR

Xxxxxx Xxxxxxx XXXXXX, XXXXXX X. XXXXXXX, Xxxxx X. XXXXXX, Xxxxxxx X. XXXXXX, Xxxxx Xxxx XXXXXXX, T C XXXXXX, Xxxx Xxxxxx XXXXXX

TH0709/EP/IT

Italy

05-Jun-1998

98934945-1

25-Sep-2002

0986584

PROCESS FOR MAKING TERMINALLY FUNCTIONALIZED POLYMERS USING PROTECTED FUNCTIONAL INITIATOR

Xxxxxx Xxxxxxx XXXXXX, XXXXXX X. XXXXXXX, Xxxxx X. XXXXXX, Xxxxxxx X. XXXXXX, Xxxxx Xxxx XXXXXXX, T C XXXXXX, Xxxx Xxxxxx XXXXXX

TH0709/EP/NL

Netherlands

05-Jun-1998

98934945-1

25-Sep-2002

0986584

PROCESS FOR MAKING TERMINALLY FUNCTIONALIZED POLYMERS USING PROTECTED FUNCTIONAL INITIATOR

Xxxxxx Xxxxxxx XXXXXX, XXXXXX X. XXXXXXX, Xxxxx X. XXXXXX, Xxxxxxx X. XXXXXX, Xxxxx Xxxx XXXXXXX, T C XXXXXX, Xxxx Xxxxxx XXXXXX

TH0709/TW

Taiwan

26-May-1998

87108152

NI-130890

PROCESS FOR MAKING TERMINALLY FUNCTIONALIZED POLYMERS USING PROTECTED FUNCTIONAL INITIATOR

Xxxxxx Xxxxxxx XXXXXX, XXXXXX X. XXXXXXX, Xxxxx X. XXXXXX, Xxxxxxx X. XXXXXX, Xxxxx Xxxx XXXXXXX, T C XXXXXX, Xxxx Xxxxxx XXXXXX

TH0788/US/2

United States of America

10-Feb-1997

08/797155

21-Apr-1998

5741856

Improved Chemical Curing of Epoxidized diene polymers Using aromatic anhydride curing agents.

Xxxxxxx Xxxx XXXXX

I-53

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

XX0000/XX/0

Xxxxxx Xxxxxx xx

Xxxxxxx

00-Xxx-0000

08/975417

03-Aug-1999

5932656

Improved Chemical Curing of Epoxidized diene polymers Using aromatic anhydride curing agents.

Xxxxxxx Xxxx XXXXX

TH0797/EP/BE

Belgium

03-Jun-1998

98934943-6

28-Aug-2002

0986582

PROCESS FOR PRODUCING CONJUGATED DIENE DIOLS USING CARBON DIOXIDE

Xxxxxx Xxxxxxx XXXXXX, X X XXXXXX

TH0797/EP/DE

Germany

03-Jun-1998

98934943-6

28-Aug-2002

69807472-8

PROCESS FOR PRODUCING CONJUGATED DIENE DIOLS USING CARBON DIOXIDE

Xxxxxx Xxxxxxx XXXXXX, X X XXXXXX

TH0797/EP/ES

Spain

03-Jun-1998

98934943-6

28-Aug-2002

0986582

PROCESS FOR PRODUCING CONJUGATED DIENE DIOLS USING CARBON DIOXIDE

Xxxxxx Xxxxxxx XXXXXX, X X XXXXXX

TH0797/EP/FR

France

03-Jun-1998

98934943-6

28-Aug-2002

0986582

PROCESS FOR PRODUCING CONJUGATED DIENE DIOLS USING CARBON DIOXIDE

Xxxxxx Xxxxxxx XXXXXX, X X XXXXXX

TH0797/EP/GB

United Kingdom

03-Jun-1998

98934943-6

28-Aug-2002

0986582

PROCESS FOR PRODUCING CONJUGATED DIENE DIOLS USING CARBON DIOXIDE

Xxxxxx Xxxxxxx XXXXXX, X X XXXXXX

TH0797/EP/IT

Italy

03-Jun-1998

98934943-6

28-Aug-2002

0988582

PROCESS FOR PRODUCING CONJUGATED DIENE DIOLS USING CARBON DIOXIDE

Xxxxxx Xxxxxxx XXXXXX, X X XXXXXX

TH0797/EP/NL

Netherlands

03-Jun-1998

98934943-6

28-Aug-2002

0986582

PROCESS FOR PRODUCING CONJUGATED DIENE DIOLS USING CARBON DIOXIDE

Xxxxxx Xxxxxxx XXXXXX, X X XXXXXX

TH0797/US/2

United States of America

19-May-1998

09/080999

13-Jun-2000

6075097

PROCESS FOR PRODUCING CONJUGATED DIENE DIOLS USING CARBON DIOXIDE

Xxxxxx Xxxxxxx XXXXXX, X X XXXXXX

TH0799/EP/BE

Belgium

12-Nov-1996

96939053-3

07-Jun-2000

0861292

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx St CLAIR

TH0799/EP/DE

Germany

12-Nov-1996

96939053-3

07-Jun-2000

69608816-9

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx St CLAIR

TH0799/EP/ES

Spain

12-Nov-1996

96939053-3

07-Jun-2000

2147941

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx Xx XXXXX

XX0000/XX/XX

Xxxxxx

12-Nov-1996

96939053-3

07-Jun-2000

0861292

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx Xx XXXXX

XX0000/XX/XX

Xxxxxx Xxxxxxx

12-Nov-1996

96939053-3

07-Jun-2000

0861292

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx St CLAIR

I-54

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0799/EP/IT

Italy

12-Nov-1996

96939053-3

07-Jun-2000

0861292

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx Xx XXXXX

XX0000/XX/XX

Xxxxxxxxxxx

12-Nov-1996

96939053-3

07-Jun-2000

0861292

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx St CLAIR

TH0799/MX

Mexico

12-Nov-1996

9803894

09-May-2001

201827

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx St CLAIR

TH0799/US/2

United States of America

09-Jan-1998

09/005238

28-Mar-2000

6043316

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx St CLAIR

TH0799/US/3

United States of America

09-Jan-1998

09/005237

05-Oct-1999

5962077

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx St CLAIR

TH0799/US/4

United States of America

09-Jan-1998

09/005412

29-Jun-1999

5916941

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx St CLAIR

TH0799/US/5

United States of America

13-Nov-1996

08/748291

12-May-1998

5750627

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx Xx XXXXX

XX0000/XX

Xxxxx Xxxxxx

14-Nov-1996

96/09566

30-Jul-I997

96/09566

Crosslinkable Compositions Containing Hydroxyl Terminated Diene Polymers, Amino Resins, And reinforcing Agents, And a Process For Preparing Them.

Xxxxx Xxxx St CLAIR

TH0799C/US

United States of America

13-Nov-1996

08/748291

12-May-1998

5750627

Crosslinkable hydroxyl terminated polydiene polymer coating composition for use on substrates and a process for preparing them

XXXXX X X XX

XX0000/XX

Xxxxxx Xxxxxx of America

16-May-1996

08/648947

02-Sep-1997

5663250

DEPROTECTION WITH MOLTEN SALT

X X XXXXXX, Xxxxxxx X. XXXXXX, X X XXxXX

XX0000/XX/0

Xxxxxx Xxxxxx of America

23-May-1996

08/652084

16-Jun-1998

5767207

Removal of lithium from polymer cements

Z XXXX, X X XXXXXX

TH0866/US/3

United States of America

03-Mar-1999

08/598858

29-Aug-2000

6111049

Polyurethanes having improved moisture resistance

TH0907/CN

China

25-Apr-1997

97194120-3

13-Mar-2002

82551

NON-AQUEOUS SOLVENT FREE PROCESS FOR MAKING UV CURABLE ADHESIVES AND SEALANTS FROM EPOXIDIZED MONOHYDROXYLATED DIENE POLYMERS (III)

J V XXXXXXXX, Xxxxx Xxxxxx XXXXXXXX

I-55

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

XX0000/XX/0

Xxxxxx Xxxxxx xx
Xxxxxxx

15-Apr-1997

08/839700

17-Nov-1998

5837749

NON-AQUEOUS SOLVENT FREE PROCESS FOR MAKING UV CURABLE ADHESIVES AND SEALANTS FROM EPOXIDIZED MONOHYDROXYLATED DIENE POLYMERS (III)

J V XXXXXXXX, Xxxxx Xxxxxx XXXXXXXX

XX0000/XX

Xxxxx Xxxxxx

24-Apr-1997

97/03547

31-Dec-1997

97/03547

NON-AQUEOUS SOLVENT FREE PROCESS FOR MAKING UV CURABLE ADHESIVES AND SEALANTS FROM EPOXIDIZED MONOHYDROXYLATED DIENE POLYMERS (III)

J V XXXXXXXX, Xxxxx Xxxxxx XXXXXXXX

XX0000/XX/0

Xxxxxx Xxxxxx xx
Xxxxxxx

20-Feb-2002

10/019626

25-Mar-2003

6537661

MELT PROCESSABLE BLEACH RESISTANT DURABLE FIBERS HAVING HIGH ELASTIC RECOVERY AND LOW STRESS RELAXATION FROM SOFT POLYURETHANE ELASTOMERS

Lie K. DJIAUW, Xxxxxxx Xxxx XXXXX

XX0000/XX/0

Xxxxxx Xxxxxx xx
Xxxxxxx

15-Sep-1998

09/153609

26-Jun-2001

6251982

Compounded Rubber Compositions

J L R CENENS, Xxxxxxx Xxxx XXXXX, Xxxxxxx X XXXXX

XX0000/XX/0

Xxxxxx Xxxxxx xx
Xxxxxxx

08-Sep-1997

08/929174

21-Sep-1999

5955559

Improved cast polyurethane elastomers containing low polarity amine curing agents

X X XXXX, X X XXXXXX, Xxxx Xxx. Jr. XXXXXXX, A SENDIJAREVIC, V SENDIJAREVIC

XX0000/XX

Xxxxx Xxxxxx

00-Xxx-0000

97/08289

24-Jun-1998

97/08289

Improved cast polyurethane elastomers containing low polarity amine curing agents

X X XXXX, X X XXXXXX, Xxxx Xxx. Jr. XXXXXXX, A SENDIJAREVIC, V SENDIJAREVIC

XX00000/XX

Xxxxxx Xxxxxx xx
Xxxxxxx

02-Oct-1996

08/724940

20-Jan-1998

5710192

Polydiene diols in resilient polyurethane foams

H XXXXXXXXX

TH0968/EP/DE

Germany

15-Oct-1997

97948765-9

03-May-2000

69701893-8

Polyrethanes made with polydiene diols, disocyanates and dimer diol chain extender

Xxxx Xxx. Jr. XXXXXXX, Xxxxxxx Xxxx XXXXX

TH0968/EP/ES

Spain

15-Oct-1997

97948765-9

03-May-2000

2147031

Polyrethanes made with polydiene diols, disocyanates and dimer diol chain extender

Xxxx Xxx. Xx. XXXXXXX, Xxxxxxx Xxxx XXXXX

XX0000/XX/XX

Xxxxxx

15-Oct-1997

97948765-9

03-May-2000

0932634

Polyrethanes made with polydiene diols, disocyanates and dimer diol chain extender

Xxxx Xxx. Jr. XXXXXXX, Xxxxxxx Xxxx XXXXX

TH0968/MX

Mexico

15-Oct-1997

9903439

27-Jul-2001

203329

Polyrethanes made with polydiene diols, disocyanates and dimer diol chain extender

Xxxx Xxx. Jr. XXXXXXX, Xxxxxxx Xxxx XXXXX

XX0000/XX/0

Xxxxxx Xxxxxx xx
Xxxxxxx

09-Oct-1997

08/947918

26-Jan-1999

5864001

Polyrethanes made with polydiene diols, disocyanates and dimer diol chain extender

Xxxx Xxx. Jr. XXXXXXX, Xxxxxxx Xxxx XXXXX

TH0977/CN

China

14-Oct-1997

97198785-8

01-Mar-2001

97198785-8

A method for costing crosslinkable epoxidized monohydrogenerated diene polymar coating compositions on primed substrates

Xxxxx Xxxx St CLAIR

I-56

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0977/EP/DE

Germany

14-Oct-1997

97912200-9

12-Sep-2001

69706706-8

A method for coating crosslinkable epoxidized monohydrogenated diene polymer coating compositions on primed substraies

Xxxxx Xxxx St CLAIR

TH0977/EP/ES

Spain

14-Oct-1997

97912200-9

12-Sep-2001

0948414

A method for coating crosslinkable epoxidized monohydrogenated diene polymer coating compositions on primed substrates

Xxxxx Xxxx Xx XXXXX

XX0000/XX/XX

Xxxxxx

14-Oct-1997

97912200-9

12-Sep-2001

0948414

A method for coating crosslinkable epoxidized monohydrogenated diene polymer coating compositions on primed substrates

Xxxxx Xxxx Xx XXXXX

XX0000/XX/0

Xxxxxx Xxxxxx xx
Xxxxxxx

26-Sep-1997

08/938289

13-Jul-1999

5922467

A method for coating crosslinkable epoxidized monohydrogenated diene polymer coating compositions on primed substrates

Xxxxx Xxxx Xx XXXXX

XX0000/XX/0

Xxxxxx Xxxxxx xx
Xxxxxxx

24-Aug-1999

09/379843

17-Apr-2001

6218478

DEPROTECTION OF POLYMERS PREPARED WITH SILYLOXY PROTECTED FUNCTIONAL INITIATORS BY REACTION WITH HYDRIDE REDUCING AGENTS

Xxxxxx Xxxxxxx XXXXXX, Xxxx Xxxxxx XXXXXX

TH1012/US/2

United States of
America

19-May-1998

09/081558

26-Oct-1999

5973016

Polyurethane foams of polydiene diols and oil

H XXXXXXXXX, XXXXX X X XX

XX0000/XX/0

Xxxxxx Xxxxxx of
America

19-May-1998

09/080997

15-Dec-1998

5849806

Polyurethane adhesive foams of polydiene diols and tackfying resin

Xxxxx Xxxx Xx XXXXX, X XXXXXXXXX

XX0000/XX/XX

Xxxxxxx

19-May-1998

98928309-8

24-Jul-2002

69806752-5

WEATHERABLE RESILIENT POLYURETHANE FOAMS

Xxxxx Xxxx St CLAIR, H XXXXXXXXX

TH1024/EP/ES

Spain

19-May-1998

98928309-8

24-Jul-2002

0983309

WEATHERABLE RESILIENT POLYURETHANE FOAMS

Xxxxx Xxxx Xx XXXXX, X XXXXXXXXX

XX0000/XX/XX

Xxxxxx

19-May-1998

98928309-8

24-Jul-2002

0983309

WEATHERABLE RESILIENT POLYURETHANE FOAMS

Xxxxx Xxxx Xx XXXXX, X XXXXXXXXX

XX0000/XX/0

Xxxxxx Xxxxxx of
America

19-May-1998

09/081559

13-Jul-1999

5922781

WEATHERABLE RESILIENT POLYURETHANE FOAMS

Xxxxx Xxxx St CLAIR, H XXXXXXXXX

TH1032/EP/DE

Germany

24-Feb-2000

00907625-8

12-Feb-2003

600 01 392.8-08

Deprotection of polymers prepared with silyloxy protected functional initiatiors by reaction with aqueous fluoroboric acid

Xxxxx Xxxx XXXXXXX

TH1032/US/2

United States of
America

24-Jan-2000

09/490200

08-May-2001

6228947

Deprotection of polymers prepared with silyloxy protected functional initiatiors by reaction with aqueous fluoroboric acid

Xxxxx Xxxx XXXXXXX

TH1057/US/2

United States of
America

06-May-1998

09/073666

09-May-2000

6060560

Novel polyurethane compositions made from hydroxy - terminated polydiene polymers

Xxxxx Xxxx Xx XXXXX

XX0000/XX/0

Xxxxxx Xxxxxx xx
Xxxxxxx

25-Jan-2000

09/491017

14-May-2002

6388010

Novel polyurethane compositions made from hydroxy - terminated polydiene polymers

Xxxxx Xxxx St CLAIR

TH1110/EP/BE

Belgium

02-Dec-1999

99958177-0

26-Feb-2003

1141064

A method for producing mixed polyol thermoplastic polyurethane compositions

Xxxxx Xxxx St CLAIR, Xxxx Xxx. Jr XXXXXXX, Xxxxxxx Xxxx XXXXX, S XXXXXXXX

I-57

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No.

Short Title

Inventors

TH1110/EP/DE

Germany

02-Dec-1999

99958177-0

28-Feb-2003

69905612.8

A method for producing mixed polyol thermoplastic polyurethane compositions

Xxxxx Xxxx St CLAIR, Xxxx Xxx. Jr. XXXXXXX, Xxxxxxx Xxxx XXXXX, S XXXXXXXX

TH1110/EP/ES

Spain

02-Dec-1999

99958177-0

1141064

A method for producing mixed polyol thermoplastic polyurethane compositions

Xxxxx Xxxx St CLAIR, Xxxx Xxx, Xx. XXXXXXX, Xxxxxxx Xxxx XXXXX, S XXXXXXXX

TH1110/US/2

United States of America

01-Dec-1999

09/451793

27-Nov-2001

6323299

A method for producing mixed polyol thermoplastic polyurethane compositions

Xxxxx Xxxx St CLAIR. Xxxx Xxx, Xx. XXXXXXX, Xxxxxxx Xxxx XXXXX, S XXXXXXXX

TH1550/JP

Japan

03-May-2001

PCT/US01/40660

01-Nov-2002

2001-580246

Formulation for strippable adhesive and costing films

Xxxxx Xxxxxx XXXXXXXX

XX0000/XX/XX

Xxxxxxx

04-May-1995

95201159-1

16-Sep-1998

0682041

Process for prep. of alpha, o-mega-dilithiopolydienes as diinitiators

R M A FAYT, F H van der XXXXX, X X TEYSSIE, J J B XXXXXX, Y YU

TS0169/EP/OE

Germany

04-May-1995

95201159-1

16-Sep-1998

69504747-7

Process for prep. of alpha, o-mega-dilithiopolydienes as diinitiators

R M A FAYT, F H van der XXXXX, X X TEYSSIE, J J B XXXXXX, Y YU

TS0169/EP/ES

Spain

04-May-1995

95201159-1

16-Sep-1998

2121286

Process for prep. of alpha, o-mega-dilithiopolydienes as diinitiators

R M A FAYT, F H van der XXXXX, X X TEYSSIE, J X X XXXXXX, X XX

XX0000/XX/XX

Xxxxxx

04-May-1995

95201159-1

16-Sep-1998

0682041

Process for prep. of alpha, o-mega-dilithiopolydienes as diinitiators

R M A FAYT, F H van der XXXXX, X X TEYSSIE, J J B XXXXXX, Y YU

TS0169/EP/IT

Italy

04-May-1995

95201159-1

16-Sep-1998

0682041

Process for prep. of alpha, o-mega-dilithiopolydienes as diinitiators

R M A FAYT, F H van der XXXXX, X X TEYSSIE, J X X XXXXXX, X XX

XX0000/XX/XX

Xxxxxxxxxxx

04-May-1995

95201159-1

16-Sep-1998

0682041

Process for prep. of alpha, o-mega-dilithiopolydienes as diinitiators

R M A FAYT, F H van der XXXXX, X X TEYSSIE, J J B XXXXXX, Y YU

XX0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

09-May-1995

08/437738

10-Sep-1996

5554696

Process for prep. of alpha, o-mega-dilithiopolydienes as diinitiators

R M A FAYT, F H van der XXXXX, X X TEYSSIE, J J B XXXXXX, Y YU

TS0254/EP/DE

Germany

26-Jun-1995

95201735-8

06-May-1999

69509443-2

Process for the preparation of alpha. w-dilithiopoly (butadiene) oligomers with activating component

F X xxx xxx XXXXX, X X X XXXXXX

XX0000/XX/XX

Xxxxx

26-Jun-1995

95201735-8

06-May-1999

2130518

Process for the preparation of alpha, w-dilithiopoly (butadiene) oligomers with activating component

with activating component

F X xxx xxx XXXXX, X X X XXXXXX

XX0000/XX/XX

Xxxxxx

26-Jun-1995

95201735-8

06-May-1999

0690075

Process for the preparation of alpha. w-dilithiopoly (butadiene) oligomers with activating component

F X xxx xxx XXXXX, X X X XXXXXX

XX0000/XX/XX

Xxxxx

26-Jun-1995

95201735-8

06-May-1999

0690075

Process for the preparation of alpha. w-dilithiopoly (butadiene) oligomers with activating component

F H van der XXXXX, J J B XXXXXX

XX0000/XX/XX

Xxxxxxxxxxx

26-Jun-1995

95201735-8

06-May-1999

0690075

Process for the preparation of alpha. w-dilithiopoly (butadiene) oligomers with activating component

F H van der XXXXX, J J B XXXXXX

I-58

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS0254/TW

Taiwan

07-Jun-1995

84105737

27-Mar-1998

NI/091168

Process for the preparation of alpha.w-dilithiopoly (butadiene) oligomers with activating component

F H van der XXXXX, J J B XXXXXX

XX0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

15-Jun-1995

08/491017

12-May-1996

5750055

Process for the preparation of alpha.w-dilithiopoly (butadiene) oligomers with activating component

F H van der XXXXX, J J B XXXXXX

TS0706/EP/DE

Germany

02-Dec-1999

99958178-8

31-Jul-2002

69902406-4

Process for preparing thermoplastic polyurethane elastomers

A M BATT, J P X XXXXXXXXX, X X xxx xx XXXX

XX0000/XX/XX

Xxxxx

02-Dec-1999

99958178-8

31-Jul-2002

1137688

Process for preparing thermoplastic polyurethane elastomers

A M BATT, J P J BEEREPOOT, C C xxx xx XXXX

XX0000/XX/XX

Xxxxxx

02-Dec-1999

99958178-8

31-Jul-2002

1137688

Process for preparing thermoplastic polyurethane elastomers

A M BATT, J P J BEEREPOOT, C C van xx XXXX

XX0000/XX/0

Xxxxxx Xxxxxx xx

Xxxxxxx

00-Xxx-0000

09/444902

18-Mar-2003

8534617

Process for preparing thermoplastic polyurethane elastomers

A M BATT, C C van xx XXXX, Xxxxxxx Xxxx XXXXX, Xxxx Xxx. Xx. XXXXXXX

XX0000/XX/XX

Xxxxxxx

25-Aug-1998

98946442-5

08-May-2002

1012199

Polyurethane structural adhesives, prepared from inter alia a polydiene polyol

X-X XXXXXX

TS6577/EP/DE

Germany

25-Aug-1998

98946442-5

08-May-2002

69805310-9

Polyurethane structural adhesives, prepared from inter alia a polydiene polyol

X-X XXXXXX

TS6577/EP/ES

Spain

25-Aug-1998

98946442-5

08-May-2002

1012199

Polyurethane structural adhesives, prepared from inter alia a polydiene polyol

X-X XXXXXX

XX0000/XX/XX

Xxxxxx

25-Aug-1998

98949442-5

08-May-2002

1012199

Polyurethane structural adhesives, prepared from inter alia a polydiene polyol

X-X XXXXXX

XX0000/XX/XX/0

Xxxxxx Xxxxxxx

25-Aug-1998

98948442-5

08-May-2002

1012199

Polyurethane structural adhesives, prepared from inter alia a polydiene polyol

X-X XXXXXX

TS6577/EP/IT

Italy

25-Aug-1998

96946442-5

08-May-2002

1012199

Polyurethane structural adhesives, prepared from inter alia a polydiene polyol

X-X XXXXXX

XX0000/XX/XX

Xxxxxxxxxxx

25-Aug-1998

98946442-5

06-May-2002

1012199

Polyurethane structural adhesives, prepared from inter alia a polydiene polyol

X-X XXXXXX

XX0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

25-Aug-1998

09/139696

20-Jun-2000

6077925

Polyurethane structural adhesives, prepared from inter alia a polydiene polyol

X-X XXXXXX

TS6578/EP/DE

Germany

29-Jan-1998

98905386-3

02-May-2002

69805162-9

Use of polyol mixtures comprising a polyolefin polyol in (semi-) rigid polyurethane foams

V M R XXXXXX, X-X XXXXXX, J K L XXXXXXXXX, X X XXXXXXXX

TS6578/EP/ES

Spain

29-Jan-1998

98906388-3

02-May-2002

0961798

Use of polyol mixtures comprising a polyolefin polyol in (semi-) rigid polyurethane foams

V M R XXXXXX, X-X XXXXXX, J K X XXXXXXXXX, X X XXXXXXXX

XX0000/XX/XX

Xxxxxx

29-Jan-1998

98905386-3

02-May-2002

0961798

Use of polyol mixtures comprising a polyolefin polyol in (semi-) rigid polyurethane foams

V M R XXXXXX, X-X XXXXXX, J K L XXXXXXXXX, X X XXXXXXXX

I-59

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

XX0000/XX

Xxxxxx Xxxxxx xx
Xxxxxxx

23-Oct-1997

08/956891

23-Feb-1999

5874484

Use of polyol mixtures comprising a polyolefin polyol in (semi-) rigid polyurethane foams

V M R XXXXXX, X-X XXXXXX, X X XXXXXXXX

TS6579/CN

China

16-Feb-1998

98802591-4

21-May-2003

98802591-4

Polyolefin with modified surface properties

X-X XXXXXX, J K L XXXXXXXXX, Xxxxxx M. A. XXXXXXXX

TS6580/EP/DE

Germany

05-Jan-1998

98907939-7

04-Sep-2002

69807649-4

Adhesive comprising TPU derived from arom. diisocyanate, chain ext., and a mixt. of hydrog. polydiene diol and mono- ol.

X-X XXXXXX, Xxxxxx XXXXXXXXXXX

TS6580/EP/ES

Spain

05-Jan-1998

98907939-7

04-Sep-2002

0950083

Adhesive comprising TPU derived from arom. diisocyanate, chain ext., and a mixt. of hydrog. polydiene diol and mono- ol.

X-X XXXXXX, Xxxxxx XXXXXXXXXXX

XX0000/XX/XX

Xxxxxx

05-Jan-1998

98907939-7

04-Sep-2002

0950083

Adhesive comprising TPU derived from arom. diisocyanate, chain ext., and a mixt. of hydrog. polydiene diol and mono- ol.

X-X XXXXXX, Xxxxxx XXXXXXXXXXX

TS6580/MX

Mexico

05-Jan-1998

9906049

08-Jan-2002

205824

Adhesive comprising TPU derived from arom. diisocyanate, chain ext., and a mixt. of hydrog. polydiene diol and mono- ol.

X-X XXXXXX, Xxxxxx XXXXXXXXXXX

XX0000/XX

Xxxxxx Xxxxxx xx
Xxxxxxx

05-Jan-1998

09/002903

27-Jul-1999

5929167

Adhesive comprising TPU derived from arom. diisocyanate, chain ext., and a mixt. of hydrog. polydiene diol and mono- ol.

X-X XXXXXX, Xxxxxx XXXXXXXXXXX

I-60

Process - Patent Listing

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

X0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

16-Jan-1984

06/571322

03-Sep-1985

4539136

Tri-phosphite type coupling agent

X0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

17-Aug-1984

06/641637

23-Jul-1985

4530985

Novel structure modifiers for anionic polymerisation

K4645/CA

Canada

12-Nov-1985

495126

19-Dec-1989

1263988

Separating heavy metals from polymers

K4645/EP/BE

Belgium

30-Oct-1985

85201765-6

08-May-1991

0186918

Separating heavy metals from polymers

X0000/XX/XX/0

Xxxxxxx

30-Oct-1985

89202914-1

28-Sep-1994

0358283

Separating heavy metals from polymers

K4645/EP/DE

Germany

30-Oct-1985

85201765-6

08-May-1991

3582788-2

Separating heavy metals from polymers

K4645/EP/DE/2

Germany

30-Oct-1985

89202914-1

28-Sep-1994

3587932-7

Separating heavy metals from polymers

K4645/EP/FR

France

30-Oct-1985

85201765-6

08-May-1991

0186918

Separating heavy metals from polymers

K4645/EP/FR/2

France

30-Oct-1985

89202914-1

28-Sep-1994

0358263

Separating heavy metals from polymers

K4645/EP/GB

United Kingdom

30-Oct-1985

85201765-6

08-May-1991

0186918

Separating heavy metals from polymers

K4645/EP/GB/2

United Kingdom

30-Oct-1985

89202914-1

28-Sep-1994

0358283

Separating heavy metals from polymers

K4645/EP/IT

Italy

30-Oct-1985

85201765-6

08-May-1991

0186918

Separating heavy metals from polymers

K4645/EP/IT/2

Italy

30-Oct-1985

89202914-1

28-Sep-1994

0358283

Separating heavy metals from polymers

X0000/XX/XX

Xxxxxxxxxxx

30-Oct-1985

852017656

08-May-1991

0186918

Separating heavy metals from polymers

X0000/XX/XX/0

Xxxxxxxxxxx

30-Oct-1985

89202914-1

28-Sep-1994

0358283

Separating heavy metals from polymers

K4645/ES

Spain

21-Nov-1985

549127/4

23-Feb-1987

549127/4

Separating heavy metals from polymers

K4645/ES/2

Spain

15-Jan-1987

557336/X

31-Oct-1987

557336/X

Separating heavy metals from polymers

K4645/JP

Japan

21-Nov-1985

85/259943

07-Apr-1995

1922157

Separating heavy metals from polymers

X0000/XX

Xxxxxx Xxxxxx xx

Xxxxxxx

23-Nov-1984

06/673978

17-Jun-1988

4595749

Direct removal or NI catalyst

Xxxxxx X. XXXXXXXX

X0000/XX/0

Xxxxxx Xxxxxx xx Xxxxxxx

24-Aug-1989

07/398298

02-Oct-1990

4960831

Block copolymer grafting process

X0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

23-Jul-1985

06/758182

16-Aug-1988

4764572

Anionic polymerization process

K4818/BR

Brazil

27-Oct-1988

PI8805569-8

28-Nov-1995

PI8805569-8

Method for separating metal contaminants from organic polymers

Xxxxxx X. XXXXXXXX

K4818/CA

Canada

25-Oct-1988

581200

03-Oct-1995

1337227

Method for separating metal contaminants from organic polymers

Xxxxxx X. XXXXXXXX

K4818/EP/BE

Belgium

28-Oct-1988

88202424-3

05-Aug-1992

0316982

Method for separating metal contaminants from organic polymers

Xxxxxx X. XXXXXXXX

K4818/EP/DE

Germany

28-Oct-1988

88202424-3

05-Aug-1992

3873487-7

Method for separating metal contaminants from organic polymers

Xxxxxx X. XXXXXXXX

K4818/EP/ES

Spain

28-Oct-1988

88202424-3

05-Aug-1992

2034170

Method for separating metal contaminants from organic polymers

Xxxxxx X. XXXXXXXX

K4818/EP/FR

France

28-Oct-1988

88202424-3

05-Aug-1992

0316982

Method for separating metal contaminantsg from organic polymers

Xxxxxx X. XXXXXXXX

K4818/EP/GB

United Kingdom

28-Oct-1988

88202424-3

05-Aug-1992

0316982

Method for separating metal contaminants from organic polymers

Xxxxxx X. XXXXXXXX

K4818/EP/IT

Italy

28-Oct-1988

88202424-3

05-Aug-1992

0316982

Method for separating metal contaminants from organic polymers

Xxxxxx X. XXXXXXXX

X0000/XX/XX

Xxxxxxxxxxx

28-Oct-1988

88202424-3

06-Aug-1992

0316982

Method for separating metal contaminants from organic polymers

Xxxxxx X. XXXXXXXX

I-61

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

K4818/JP

Japan

27-Oct-1988

88/271925

11-Mar-1997

2615159

Method for separating metal contaminants from organic polymers

Xxxxxx X. XXXXXXXX

X0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

29-Oct-1987

07/113978

12-Feb-1991

4992529

Method for separating metal contaminants from organic polymers

Xxxxxx X. XXXXXXXX

X0000/XX/XX

Xxxxxxx

15-Aug-1990

90202213-6

07-Jul-1999

0413403

Preparation of random solution copolymers

H VAN BALLEGOOIJEN, J P X XXXXXX, X X XXXXX

X0000/XX/XX

Xxxxxxx

15-Aug-1990

90202213-6

07-Jul-1999

69033196-7

Preparation of random solution copolymers

H VAN BALLEGOOIJEN, J P X XXXXXX, X X XXXXX

X0000/XX/XX

Xxxxxx

15-Aug-1990

90202213-6

07-Jul-1999

0413403

Preparation of random solution copolymers

H VAN BALLEGOOIJEN, J P X XXXXXX, X X XXXXX

X0000/XX/XX

Xxxxxx Xxxxxxx

15 Aug-1990

90202213-6

07-Jul-1999

0413403

Preparation of random solution copolymers

H VAN BALLEGOOIJEN, J P X XXXXXX, X X XXXXX

X0000/XX/XX

Xxxxx

15-Aug-1990

90202213-6

07-Jul-1999

0413403

Preparation of random solution copolymers

H VAN BALLEGOOIJEN, J P M XXXXXX, X X XXXXX

X0000/XX/XX

Xxxxxxxxxxx

15-Aug-1990

90202213-6

07-Jul-1999

0413403

Preparation of random solution copolymers

H VAN BALLEGOOIJEN, J P X XXXXXX, X X XXXXX

X0000/XX

Xxxxx

14-Aug-1990

90/214886

22-Feb-2002

3281366

Preparation of random solution copolymers

H VAN BALLEGOOIJEN, J P M XXXXXX, X X XXXXX

X0000/XX

Xxxxxx Xxxxxx xx

Xxxxxxx

15-Aug-1990

07/567843

09-Aug-1994

5336737

Preparation of random solution copolymers

H VAN BALLEGOOIJEN, J P M XXXXXX, X X XXXXX

X0000/XX

Xxxxxx Xxxxxx xx

Xxxxxxx

28-May-1992

07/889346

07-Dec-1993

5268429

A process for the preparation of linear polymers which comprises

X X xxx XXXXX, M J C M XXXXXX, J J B XXXXXX

X0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

04-Jun-1992

07/894137

16-Mar-1993

5194535

Preparation of structure-modified conjugated based copolymers

J C M van der ARENO, M J C M XXXXXX

X0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

00-Xxx-0000

07/785715

24-Nov-1992

5166277

Hydrogenation of unsaturation in low molecular weight diene polymers

XXXXXX X XXXXXXX, Xxxx Xxxxxx XXXXXX

X0000/XX

Xxxxxx Xxxxxx xx

Xxxxxxx

19-Dec-1995

08/574795

30-Jun-1998

5773521

Coupling to Produce Inside-Out star Polymers With Expanded Cores.

A R XXXX, Xxxxxx X. XXXXXXXX

T3108/BR

Brazil

17-Dec-1992

PI9205044-1

11-Jul-2000

PI9205044-1

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, CJ OIBLER

T3108/CN

China

17-Dec-1992

92114489-X

30-Jul-1999

47260

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

X0000/XX/XX

Xxxxxxx

17-Dec-1992

92203993-8

06-Dec-1995

0549063

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

X0000/XX/XX

Xxxxxxx

17-Dec-1992

92203993-8

06-Dec-1995

69206590-3

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

X0000/XX/XX

Xxxxx

17-Dec-1992

92203993-8

06-Dec-1995

2080435

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

X0000/XX/XX

Xxxxxx

17-Dec-1992

92203993-8

06-Dec-1995

0549063

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

T3108/EP/GB

Untied Kingdom

17-Dec-1992

92203993-8

06-Dec-1995

0549063

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

X0000/XX/XX

Xxxxx

17-Dec-1992

92203993-8

06-Dec-1995

0549063

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

X0000/XX/XX

Xxxxxxxxxxx

17-Dec-1992

92203993-8

06-Dec-1995

0549063

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

I-62

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T3108/JP

Japan

17-Dec-1992

92/337447

29-Jun-2001

3204763

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

X0000/XX

Xxxxx (South)

16-Dec-1992

00-0000-0000000

31-Jul-2000

270296

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

T3108/MX

Mexico

17-Dec-1992

9207381

15-May-1996

181648

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

X0000/XX

Xxxxxx

26-Nov-1992

81109486

04-Mar-1994

NI-064296

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

X0000/XX

Xxxxxx Xxxxxx of America

20-Dec-1991

07/811219

22-Dec-1992

5173537

Selective hydrogenation of conjugated diolefin polymers

X X XXXXXXXXXXX, X X XXXXXX

X0000/XX

Xxxxxx Xxxxxx of America

16-Jun-1993

08/08004-4

03-Jan-1995

5378767

Fixed bed hydrogenation of low molecular weight polydiene polymers

X X XXXXXX

T3125/EP/BE

Belgium

17-Mar-1997

97200791-8

16-Feb-2000

0796871

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T GRAAFLAND

T3125/EP/DE

Germany

17-Mar-1997

97200791-8

16-Feb-2000

69701296-4

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T GRAAFLAND

T3125/EP/ES

Spain

17-Mar-1997

97200791-8

16-Feb-2000

2142131

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T GRAAFLAND

T3125/EP/FR

France

17-Mar-1997

97200791-8

16-Feb-2000

0796871

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T XXXXXXXXX

X0000/XX/XX

Xxxxxx Xxxxxxx

17-Mar-1997

97200791-8

16-Feb-2000

0796871

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T GRAAFLAND

T3125/EP/IT

Italy

17-Mar-1997

97200791-8

16-Feb-2000

0796871

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T XXXXXXXXX

X0000/XX/XX

Xxxxxxxxxxx

17-Mar-1997

97200791-8

16-Feb-2000

0796871

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T GRAAFLAND

T3125/EP/RO

Romania

17-Mar-1997

97200791-8

16-Feb-2000

0796871

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T GRAAFLAND

T3125/MX

Mexico

13-Mar-1997

9701913

27-Oct-2000

199310

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T GRAAFLAND

T3125/TW

Taiwan

26-May-1997

86107205

09-Jul-2001

NI-128627

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T GRAAFLAND

X0000/XX/0

Xxxxxx Xxxxxx xx Xxxxxxx

00-Xxx-0000

08/820404

18-Aug-1998

5795944

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T XXXXXXXXX

X0000/XX

Xxxxx Xxxxxx

14-Mar-1997

97/02227

26-NOV-1997

97/02227

Programmed Addition Heavy Ethers For Microstructure Control of Diene Polymers.

A R BEAN, T GRAAFLAND

X0000/XX

Xxxxxx Xxxxxx

xx Xxxxxxx

07-Dec-1992

07/986200

14-Sep-1993

5244980

Selective hydrogenation of conjugated diolefin polymers with xxxxx’x reagent

X X XXXXXX, X X XXXXXX

X0000/XX/0

Xxxxxx Xxxxxx of America

18-Apr-1993

08/049689

02-Aug-1994

5334566

Selective hydrogenation of conjugated diolefin polymers with xxxxx’x reagent

X X XXXXXX, X X XXXXXX

X0000/XX

Xxxxxx Xxxxxx of America

21-Mar-1996

08/620112

25-Feb-1997

5605991

Multifunctional Initiator From Devinyisllane.

X X XXXXXXXXXXX, P A DEFRIEND,

Xxxxxx X. XXXXXXXX

X0000/XX

Xxxxxx Xxxxxx xx Xxxxxxx

00-Xxx-0000

08/150929

29-Aug-1995

5446093

Method for producing statistically coupled asymmetric radial polymers

X X XXXX, Xxxxxx X. XXXXXXXX, Xxxxxxx Xxxx XXXXX,X X XXXXXX

I-63

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

X0000/XX

Xxxxxx Xxxxxx xx
Xxxxxxx

00-Xxx-0000

08/149598

29-Nov-1994

5369175

Method for preparing asymmetric radial copolymers

X X XXXX, Xxxxxx X. XXXXXXXX, X X XXXXXX

X0000/XX

Xxxxxx Xxxxxx xx
Xxxxxxx

06-Jul-1993

08/087646

16-Aug-1994

5338824

Removal of alkali metal methoxide catalyst residue from hydroxy-terminated conjugated d_ene polymers

Z XXXX, R C C TSIANG

T3280/CN

China

26-May-1995

95105503-8

03-Feb-2001

95105503-8

A method for producing asymmetric radial polymers

Xxxxxx X. XXXXXXXX, X X XXXXXX

X0000/XX/XX

Xxxxxxx

22-May-1995

95201338-1

17-Feb-1999

0684267

A method for producing asymmetric radial polymers

Xxxxxx X. XXXXXXXX, X X XXXXXX

T3280/EP/DE

Germany

22-May-1995

95201338-1

17-Feb-1999

69507852-6

A method for producing asymmetric radial polymers

Xxxxxx X. XXXXXXXX, X X XXXXXX

T3280/EP/ES

Spain

22-May-1995

9520133_-1

17-Feb-1999

2127462

A method for producing asymmetric radial polymers

Xxxxxx X. XXXXXXXX, X X XXXXXX

T3280/EP/FR

France

22-May-1995

95201338-1

17-Feb-1999

0684267

A method for producing asymmetric radial polymers

Xxxxxx X. XXXXXXXX, X X XXXXXX

T3280/EP/IT

Italy

22-May-1995

95201338-1

17-Feb-1999

0684267

A method for producing asymmetric radial polymers

Xxxxxx X. XXXXXXXX, X X XXXXXX

T3280/EP/NL

Netherlands

22-May-1995

95201338-1

17-Feb-1999

0684267

A method for producing asymmetric radial polymers

Xxxxxx X. XXXXXXXX, X X XXXXXX

T3280/KR

Korea (South)

25-May-1995

00-0000-0000000

20-Aug-2002

351031

A method for producing asymmetric radial polymers

Xxxxxx X. XXXXXXXX, X X XXXXXX

T3280/MX

Mexico

25-May-1995

952343

02-Feb-1998

187960

A method for producing asymmetric radial polymers

Xxxxxx X. XXXXXXXX, X X XXXXXX

T3280/TW

Taiwan

03-May-1995

84104435

12-Dec-1996

NI-080276

A method for producing asymmetric radial polymers

Xxxxxx X. XXXXXXXX, X X XXXXXX

X0000/XX

Xxxxxx Xxxxxx xx
Xxxxxxx

27-May-1994

06/260409

06-Sep-1995

5447995

A method for producing asymmetric radial polymers

Xxxxxx X. XXXXXXXX, X X XXXXXX

T3309/ES

Spain

11-May-1995

9500909/4

29-Feb-2000

9500909/4

Improved heterogeneous hydrogenation catalysts with reduced olefin isomerization

Xxxxxxxx Xxx XXXXXXX

X0000/XX

Xxxxx

10-May-1995

TO95A000369

04-Dec-1997

1279197

Improved heterogeneous hydrogenation catalysts with reduced olefin isomerization

Xxxxxxxx Xxx XXXXXXX

X0000/XX

Xxxxxx Xxxxxx xx
Xxxxxxx

00-Xxx-0000

07/116981

07-Nov-1989

4879349

Selective hydrogenation process

Xxxxxx X. XXXXXXXX

X0000X/XX

Xxxxxx Xxxxxx xx
Xxxxxxx

20-Oct-1989

07/424798

19-Mar-1991

5001199

Selective hydrogenation process

X0000/XX

Xxxxxx Xxxxxx xx
Xxxxxxx

00-Xxx-0000

07/617224

14-Apr-1992

5104972

Removal of hydrogenation catalyst from polymer solutions by contact with silicates

X X XXXX, X X XXXXXX, A M XXXXXXXXX

X0000/XX

Xxxxx

12-Jun-1991

91/140383

17-Dec-1999

3013943

Removal of hydrogenation catalyst from polymer solutions buy catalyzed precipitation

X X XXXX, Z XXXX, X X XXXXXX, A M XXXXXXXXX

X0000/XX

Xxxxxx Xxxxxx xx
Xxxxxxx

14-Jun-1990

07/537738

18-May-1993

5212285

Removal of hydrogenation catalyst from polymer solutions buy catalyzed precipitation

X X XXXX, Z XXXX, X X XXXXXX, A M XXXXXXXXX

X0000X/XX

Xxxxxx Xxxxxx xx
Xxxxxxx

00-Xxx-0000

07/617225

18-Feb-1992

5089541

Removal of hydrogenation catalyst from polymer solutions by contact with activated carbon

I-64

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T4802/BR

Brazil

13-May-1991

PI9106462-7

30-May-2000

PI9106462-7

Termination of anionic polymerization using hydrogen gas

X X XXXXXXXXXXX, X X XXXXXXXXXXX, X X XXXXXX, X X XXXXXXX

X0000/XX

Xxxxxx

13-May-1991

2080595

28-Dec-1999

2080595

Termination of anionic polymerization using hydrogen gas

X X XXXXXXXXXXX, X X XXXXXXXXXXX, C J GIBLER, C A STEVENS

T4802/CN

China

13-May-1991

91103050-6

02-Dec-1995

32902

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802/EP/BE

Belgium

13-May-1991

91909479-7

31-Aug-1994

0528919

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802/EP/DE

Germany

13-May-1991

91909479-7

31-Aug-1994

69103751-5

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802/EP/ES

Spain

13-May-1991

91909479-7

31-Aug-1994

2059138

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802/EP/FR

France

13-May-1991

91909479-7

31-Aug-1994

0528919

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802/EP/GB

United
Kingdom

13-May-1991

91909479-7

31-Aug-1994

0528919

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802/EP/IT

Italy

13-May-1991

91909479-7

31-Aug-1994

0528919

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802/EP/NL

Netherlands

13-May-1991

91909479-7

31-Aug-1994

0528919

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802/JP

Japan

13-May-1991

91/509257

01-Oct-1999

2988212

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802/US

United States of
America

14-May-1990

07/522693

01-Sep-1992

5143990

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802/US/2

United States of
America

17-Aug-1992

07/929747

16-Mar-1993

5194530

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802/US/3

United States of
America

15-Apr-1991

07/685111

29-Sep-1992

5151475

Termination of anionic polymerization using hydrogen gas

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, C A STEVENS

T4802B/US

United States of
America

15 Apr-1991

07/685111

29-Sep-1992

5151475

Termination of anionic polymerization

T4802C/US

United States of
America

17-Aug-1992

07/929747

16-Mar-1993

5194530

Termination of anionic polymerization using hydrogen gas

T4816/BR

Brazil

13-May-1991

PI9101957-5

22-Aug-2000

PI9101957-5

Selective hydrogenation of conjugated diofelin polymers

L R CHAMBERLAIN, C J GIBLER

I-65

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T4816/CA

Canada

13-May-1991

2042438

09-Jul-2002

2042438

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/CN

China

13-May-1991

91103051-4

10-Dec-1997

91103051-4

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/EP/BE

Belgium

13-May-1991

91201154-1

26-Jul-1995

0460725

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/EP/DE

Germany

13-May-1991

91201154-1

26-Jul-1995

69111519-2

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/EP/ES

Spain

13-May-1991

91201154-1

26-Jul-1995

2074647

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/EP/FR

France

13-May-1991

91201154-1

26-Jul-1995

0460725

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/EP/GB

United Kingdom

13-May-1991

91201154-1

26-Jul-1995

0460725

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/EP/IT

Italy

13-May-1991

91201154-1

26-Jul-1995

0460725

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/EP/NL

Netherlands

13-May-1991

91201154-1

26-Jul-1995

0460725

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/JP

Japan

13-May-1991

91/137282

23-Feb-2001

3162103

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/KR

Korea (South)

13-May-1991

10-1991-000769

28-Dec-1998

185670

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/TW

Taiwan

23-May-1991

80103703

28-Jan-1993

NI-058700

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4816/US

United States of America

29-May-1990

07/529807

13-Aug-1991

5039755

Selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4867/BR

Brazil

26-May-1993

PI9302069-4

25-Jul-2000

PI9302069-4

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/CN

China

26-May-1993

93106468-6

24-Jun-2000

59894

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/EP/BE

Belgium

26-May-1993

93201520-9

27-Sep-1995

0572094

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/EP/DE

Germany

26-May-1993

93201520-9

27-Sep-1995

69300540-8

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/EP/ES

Spain

26-May-1993

93201520-9

27-Sep-1995

2077466

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/EP/FR

France

26-May-1993

93201520-9

27-Sep-1995

0572094

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/EP/GB

United Kingdom

26-May-1993

93201520-9

27-Sep-1995

0572094

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/EP/IT

Italy

26-May-1993

93201520-9

27-Sep-1995

0572094

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/EP/NL

Netherlands

26-May-1993

93201520-9

27-Sep-1995

0572094

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/KR

Korea (South)

25-May-1993

10-1993-000924

29-Jan-2001

287523

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/TW

Taiwan

05-May-1993

82103516

03-Aug-1995

NI-070899

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

I-66

Docket ID

County

Attorneys

Application

Application
No

Grant Date

Grant No

Short Title

Inventors

T4867/US

United States of

America

28-May-1992

07/889349

07-Sep-1993

5242961

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/US/2

United States of America

16-Apr-1993

08/049685

18-Jan-1994

5280058

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4867/US/3

United States of America

16-Apr-1993

08/049690

18-Jan-1994

5280059

Color prevention in titanium catalyzed hydrogenated diene polymers

L R CHAMBERLAIN, C J GIBLER, M PRADO

T4872/EP/BE

Belgium

09-Aug-1993

93202349-2

26-May-1999

0584860

Selective partial hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER, Ronald J. HOXMEIER

T4872/EP/DE

Germany

09-Aug-1993

93202349-2

26-May-1999

69325059-3

Selective partial hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER, Ronald J. HOXMEIER

T4872/EP/FR

France

09-Aug-1993

93202349-2

26-May-1999

0584860

Selective partial hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER, Ronald J. HOXMEIER

T4872/EP/GB

United Kingdom

09-Aug-1993

93202349-2

26-May-1999

0584860

Selective partial hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER, Ronald J. HOXMEIER

T4872/EP/IT

Italy

09-Aug-1993

93202349-2

26-May-1999

0584860

Selective partial hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER, Ronald J. HOXMEIER

T4872/EP/NL

Netherlands

09-Aug-1993

93202349-2

26-May-1999

0584860

Selective partial hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER, Ronald J. HOXMEIER

T4872/JP

Japan

09-Aug-1993

93/197205

11-Oct-2002

3359387

Selective partial hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER, Ronald J. HOXMEIER

T4872/US

United States of America

10-Aug-1992

07/927904

07-Sep-1993

5242986

Selective partial hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER, Ronald J. HOXMEIER

T4873/US

United States of America

13-May-1991

07/699028

05-Jan-1993

5177155

Selective hydrogenation of conjugated diolefin polymers with rare earth catalysts

T F BROWNSCOMBE, L R CHAMBERLAIN, C J GIBLER, R A KEMP, SE

WILSON

T4961/EP/BE

Belgium

26-Jul-1993

93202223-9

29-Oct-1997

0581388

Method of removing lithium compounds from a polymer

J G BALAS, L A LOGAN, S N MASSIE

T4961/EP/DE

Germany

26-Jul-1993

93202223-9

29-Oct-1997

69314869-1

Method of removing lithium compounds from a polymer

J G BALAS, L A LOGAN, S N MASSIE

T4961/EP/FR

France

26-Jul-1993

93202223-9

29-Oct-1997

0581386

Method of removing lithium compounds from a polymer

J G BALAS, L A LOGAN, S N MASSIE

T4961/EP/GB

United Kingdom

26-Jul-1993

93202223-9

29-Oct-1997

0581386

Method of removing lithium compounds from a polymer

J G BALAS, L A LOGAN, S N

MASSIE

T4961/EP/IT

Italy

26-Jul-1993

93202223-9

29-Oct-1997

0581386

Method of removing lithium compounds from a polymer

J G BALAS, L A LOGAN, S N MASSIE

T4961/EP/NL

Netherlands

26-Jul-1993

93202223-9

29-Oct-1997

0581386

Method of removing lithium compounds from a polymer

J G BALAS, L A LOGAN, S N MASSIE

T4961/JP

Japan

26-Jul-1993

93/184078

27-May-2003

Method of removing lithium compounds from a polymer

J G BALAS, L A LOGAN, S N MASSIE

I-67

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T4961/US

United States of
America

28-Jul-1992

07/920694

15-Jun-1993

5220100

Method of removing lithium compounds from a polymer

J G BALAS, L A LOGAN, S N MASSIE

T4965/EP/BE

Belgium

28-Oct-1992

92203327-9

03-Jan-1996

0540121

Method for removing a polymerization catalyst

C J GIBLER

T4965/EP/DE

Germany

28-Oct-1992

92203327-9

03-Jan-1996

69207349-3

Method for removing a polymerization catalyst

C J GIBLER

T4965/EP/ES

Spain

28-Oct-1992

92203327-9

03-Jan-1996

2081038

Method for removing a polymerization catalyst

C J GIBLER

T4965/EP/FR

France

28-Oct-1992

92203327-9

03-Jan-1996

0540121

Method for removing a polymerization catalyst

C J GIBLER

T4965/EP/GB

United Kingdom

28-Oct-1992

92203327-9

03-Jan-1996

0540121

Method for removing a polymerization catalyst

C J GIBLER

T4965/EP/IT

Italy

28-Oct-1992

92203327-9

03-Jan-1996

0540121

Method for removing a polymerization catalyst

C J GIBLER

T4965/EP/NL

Netherlands

28-Oct-1992

92203327-9

03-Jan-1996

0540121

Method for removing a polymerization catalyst

C J GIBLER

T4965/JP

Japan

28-Oct-1992

92/290026

26-Jan-2001

3153650

Method for removing a polymerization catalyst

C J GIBLER

T4965/US

United States of
America

30-Oct-1991

07/785579

05-Jan-1993

5177297

Method for removing a polymerization catalyst

C J GIBLER

T4998/BR

Brazil

04-Sep-1992

PI9203462-4

16-May-2000

PI9203462-4

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/CN

China

07-Sep-1992

92110490-1

30-Oct-1999

51791

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/EP/BE

Belgium

07-Sep-1992

92202700-8

10-Jan-1996

0532099

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/EP/DE

Germany

07-Sep-1992

92202700-8

10-Jan-1996

69207524-0

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/EP/ES

Spain

07-Sep-1992

92202700-8

10-Jan-1996

2082349

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/EP/FR

France

07-Sep-1992

92202700-8

10-Jan-1996

0532099

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/EP/GB

United Kingdom

07-Sep-1992

92202700-8

10-Jan-1996

0532099

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/EP/IT

Italy

07-Sep-1992

92202700-8

10-Jan-1996

0532099

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/EP/NL

Netherlands

07-Sep-1992

92202700-8

10-Jan-1996

0532099

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/JP

Japan

07-Sep-1992

92/238428

26-Jan-2001

3152513

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/KR

Korea (South)

07-Sep-1992

10-1992-001632
0

24-Jan-2000

253471

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/TW

Taiwan

19-Aug-1992

81106553

14-Jan-1994

NI-063724

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998/US

United States of
America

09-Sep-1991

07/756392

21-Jul-1992

5132372

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, CJ GIBLER

T4998/US/2

United States of
America

01-Jul-1992

07/907349

27-Apr-1993

5206307

Improved process for selective hydrogenation of conjugated diolefin polymers

L R CHAMBERLAIN, C J GIBLER

T4998B/US

United States of
America

01-Jul-1992

07/907349

27-Apr-1993

5206307

Improved process for selective hydrogenation of conjugated diolefin polymers

TH0141/US

United States of
America

29-Jul-1993

08/099022

11-Apr-1995

5405914

A process for improving the color of selectively M PRADO hydroge-nated block copolymers modified with add compounds or derivatives

M PRADO

TH0366/US

United States of
America

17-Nov-1994

08/340966

23-Jan-2001

6177521

Hydrogenation of polymers

D M JR AUSTGEN, C J GIBLER, R A PARKER

I-68

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0612/US/2

United States of
America

08-Aug-1998

09/130248

13-Feb-2001

6187873

Increased throughput in the manufacture of block copolymers by reduction in polymer cement viscosity through the addition of polar solvents

Dale Lee. Jr. HANDLIN. D R STEWART, J D WILKEY

TH0615/CN

China

17-Apr-1996

96194003-4

11-Oct-2002

Coupling of anionic polymers with

trialkoxysilanes having silicon-hydrogen bonds

Robert Charles BENING, Ronald J. HOXMEIER

TH0615/EP/BE

Belgium

17-Apr-1996

96914950-9

10-Mar-1999

0821699

Coupling of anionic polymers with trialkoxysilanes having silicon-hydrogen bonds

Robert Charles BENING, Ronald J. HOXMEIER

TH0615/EP/DE

Germany

17-Apr-1996

96914950-9

10-Mar-1999

69601704-0

Coupling of anionic polymers with trialkoxysilanes having silicon-hydrogen bonds

Robert Charles BENING, Ronald J. HOXMEIER

TH0615/EP/ES

Spain

17-Apr-1996

96814950-9

10-Mar-1999

2128858

Coupling of anionic polymers with trialkoxysilanes having silicon-hydrogen bonds

Robert Charles BENING, Ronald J. HOXMEIER

TH0615/EP/FR

France

17-Apr-1996

96914950-9

10-Mar-1999

0821699

Coupling of anionic polymers with trialkoxysilanes having silicon-hydrogen bonds

Robert Charles BENING, Ronald J. HOXMEIER

TH0615/EP/GB

United Kingdom

17-Apr-1996

96914950-9

10-Mar-1999

0821699

Coupling of anionic polymers with trialkoxysilanes having silicon-hydrogen bonds

Robert Charles BENING, Ronald J. HOXMEIER

TH0615/EP/IT

Italy

17-Apr-1996

96914950-9

10-Mar-1999

0821699

Coupling of anionic polymers with trialkoxysilanes having silicon-hydrogen bonds

Robert Charles BENING, Ronald J. HOXMEIER

TH0615/EP/NL

Netherlands

17-Apr-1996

96914950-9

10-Mar-1999

0821699

Coupling of anionic polymers with trialkoxysilanes having silicon-hydrogen bonds

Robert Charles BENING, Ronald J. HOXMEIER

TH0615/TW

Taiwan

14-May-1996

85105692

21-May-2000

NI-114822

Coupling of anionic polymers with trialkoxysilanes having silicon-hydrogen bonds

Robert Charles BENING, Ronald J. HOXMEIER

TH0615/US/2

United States of
America

29-Aug-1996

08/705032

28-Oct-1997

5881895

Coupling of anionic polymers with trialkoxysilanes having silicon-hydrogen bonds

Robert Charles BENING, Ronald J. HOXMEIER

TH0615/ZA

South Africa

17-Apr-1996

96/03049

25-Sep-1996

96/03049

Coupling of anionic polymers with trialkoxysilanes having silicon-hydrogen bonds

Robert Charles BENING, Ronald J. HOXMEIER

TH0893/US/2

United States of
America

10-Aug-1999

09/371303

27-Mar-2001

6207795

REMOVAL OF HYDROGENATION CATALYST FROM POLYMER SOLUTIONS BY TREATMENT WITH AMMONIA AND CARBON DIOXIDE

J D WILKEY

TH0893/ZA

South Africa

31-Aug-1999

01/01658

29-May-2003

01/01658

REMOVAL OF HYDROGENATION CATALYST FROM POLYMER SOLUTIONS BY TREATMENT WITH AMMONIA AND CARBON DIOXIDE

J D WILKEY

TW0946/EP/BE

Belgium

20-Jul-1998

98946295-7

26-Feb-2003

0998502

ENHANCED HYDROGENATION CATALYST FROM BLOCK COPOLYMERS BY REDUCTION IN POLYMER CEMENT VISCOSITY BY INCREASING THE VINYL CONTENT OF THE BLOCK COPOLYMERS

E M de GROOT, Michael J. MODIC, David Karl SCHISLA

I-69

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH0946/EP/DE

Germany

20-Jul-1998

98946295-7

26-Feb-2003

69811670.4-08

ENHANCED HYDROGENATION CATALYST FROM BLOCK COPOLYMERS BY REDUCTION IN POLYMER CEMENT VISCOSITY BY INCREASING THE VINYL CONTENT OF THE BLOCK COPOLYMERS

E M de GROOT, Michael J. MODIC, David Karl SCHISLA

TH0946/EP/ES

Spain

20-Jun-1998

98946295-7

26-Feb-2003

0998502

ENHANCED HYDROGENATION CATALYST FROM BLOCK COPOLYMERS BY REDUCTION IN POLYMER CEMENT VISCOSITY BY INCREASING THE VINYL CONTENT OF THE BLOCK COPOLYMERS

E M de GROOT, Michael J. MODIC, David Karl SCHISLA

TH0946/EP/GB

United Kingdom

28-Jul-1998

98946295-7

26-Feb-2003

0998502

ENHANCED HYDROGENATION CATALYST FROM BLOCK COPOLYMERS BY REDUCTION IN POLYMER CEMENT VISCOSITY BY INCREASING THE VINYL CONTENT OF THE BLOCK COPOLYMERS

E M de GROOT, Michael J. MODIC, David Karl SCHISLA

TH0986/TW

Taiwan

04-Sep-1998

87114716

NI-140185

EXTRACTION OF METAL RESIDUES FROM POLYMER CEMENTS

Z DIAZ, J D WILKEY

TH0986/US/2

United States of America

18-Aug-1998

09/135725

28-Nov-2000

6153727

EXTRACTION OF METAL RESIDUES FROM POLYMER CEMENTS

Z DIAZ, J D WILKEY

TH1056/EP/DE

Germany

29-Jan-1999

99907462-8

69908300.1

Minimum residence time hydrogenation process for polyisoprene-polybutadiene block copolymers

David Karl SCHISLA

TH1056/US/2

United States of America

20-Jan-1999

09/234336

06-Feb-2001

6184307

Minimum residence time hydrogenation process for polyisoprene-polybutadiene block copolymers

David Karl SCHISLA

TH1145/US/2

United States of America

02-Mar-1999

09/260239

05-Jun-2001

6242537

A gel-free process for making hydrogenated fuctionalized anionically polymerized polymers

Robert Charles BENING, Z DIAZ, C R DONAHO, DANIEL E. GOODWIN, J D WILKEY, Carl Lesley WILLIS

TH1154/US/2

United States of America

04-May-1999

09/304915

05-Jun-2001

6242538

Process for making hydrogenated gel-free functionalized anionically polymerized polymers

TH1173/TW

Taiwan

20-Oct-1999

88118092

19-May-2003

088778092

METHOD FOR SYNTHESIS OF A DILITHIUM

DIISOPROPENYLBENZENE-BASED DIINITIATOR

Grant W. HADDIX, David Karl SCHISLA, Carl Lesley WILLIS

TH1173/US/2

United States of America

30-Sep-1999

09/409924

17-Apr-2001

6217798

METHOD FOR SYNTHESIS OF A DILITHIUM

DIISOPROPENYLBENZENE-BASED DIINITIATOR

Grant W. HADDIX, David Karl SCHISLA, Carl Lesley WILLIS

TH1173/ZA

South Africa

07-Oct-1999

01/02901

30-Jan-2002

01/02901

METHOD FOR SYNTHESIS OF A DILITHIUM

DIISOPROPENYLBENZENE-BASED DIINITIATOR

Grant W. HADDIX, David Karl SCHISLA, Carl Lesley WILLIS

TH1251/US

United States of America

19-Apr-2000

09/959241

02-Jul-2002

6414042

PRODUCTION OF POROUS DIENE POLYMER PELLETS BY MECHANICAL DRYING

E M de GROOT, B YANG

I-70

Docket ID

Country

Attorneys

Appliction

Appliction No

Grant Date

Grant No

Short Title

Inventors

TH1431/US/2

United States of America

14-Mar-2000

09/525137

24-Sep-2002

6455651

Uniform Initiation of anionic polymerization using organo-substituted alkalimetal initiators

TH1498/BR

Brazil

12-Apr-200l

PI0110125-0

16-Oct-2002

PI0110125-0

High coupling efficiency of styrenic block coploymers using vinyl cyclohexene dioxide

Robert Charles BENING, Carl Lesley WILLIS

TH1511/US/2

United States of America

02-Mar-2000

09/518437

24-Apr-2001

6222008

REMOVAL OF HYDROGENATION CATALYST FROM POLYMER SOLUTIONA BY TREATMENT WITH ACID AND AMMONIA

Richard GELLES

TH1512/US/2

United States of

America

29-Mar-2000

09/537500

21-May-2002

6391981

INCREASED THROUGHPUT IN THE MANUFACTURE OF ANIONIC POLYMERS BY REDUCTION IN POLYMER CEMENT VISCOSITY THROUGH THE ADDITION OF METAL ALKYLS THROUGH THE ADDITION OF METAL ALKYLS

Robert Charles BENING, Dale Lee. Jr. HANDLIN, P T MURANY, S J WEDDLE, Carl Lesley WILLIS

TH1512/US/3

United States of America

26-Mar-2002

10/106265

10-Dec-2002

6492469

INCREASED THROUGHPUT IN THE MANUFACTURE OF ANIONIC POLYMERS BY REDUCTION IN POLYMER CEMENT VISCOSITY THROUGH THE ADDITION OF METAL ALKYLS

Robert Charles BENING, Dale Lee. Jr. HANDLIN, P T MURANY, S J WEDDLE, Carl Lesley WILLIS

TH1512/US/4

United States of America

26-Mar-2002

10/106737

10-Dec-2002

6492466

INCREASED THROUGHPUT IN THE MANUFACTURE OF ANIONIC POLYMERS BY REDUCTION IN POLYMER CEMENT VISCOSITY THROUGH THE ADDITION OF METAL ALKYLS

Robert Charles BENING, Dale Lee. Jr HANDLIN, P T MURANY, S J WEDDLE, Carl Lesley WILLIS

TS0130/BR

Brazil

16-Nov-1994

PI9406075-5

02-Oct-2001

PI9408075-5

Styrenic block copolymers having imporved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/CN

China

16-Nov-1994

94194205-8

12-Sep-2001

94194205-8

Styrenic block copolymers having imporved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/EP/BE

Belgium

16-Nov-1994

95901406-9

01-Oct-1997

0729482

Styrenic block copolymers having imporved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/EP/DE

Germany

16-Nov-1994

95901406-9

01-Oct-1997

69406014-3

Styrenic block copolymers having imporved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/EP/ES

Spain

16-Nov-1994

95901406-9

01-Oct-1997

2107295

Styrenic block copolymers having imporved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/EP/FR

France

16-Nov-1994

95901406-9

01-Oct-1997

0729482

Styrenic block copolymers having imporved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/EP/GB

United Kingdom

16-Nov-1994

95901406-9

01-Oct-1997

0729482

Styrenic block copolymers having imporved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

I-71

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS0130/EP/IT

Italy

16-Nov-1994

95901406-9

01-Oct-1997

0729482

Styrenic block copolymers having improved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/EP/NL

Netherlands

16-Nov-1994

95901406-9

01-Oct-1997

0729482

Styrenic block copolymers having improved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/JP

Japan

16-Nov-1994

95/514230

06-Dec-2002

3378582

Styrenic block copolymers having improved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/KR

Korea (South)

16-Nov-1994

10-1996-7002621

01-Aug-2002

Styrenic block copolymers having improved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/MX

Mexico

16-Nov-1994

948885

10-Aug-1999

192950

Styrenic block copolymers having improved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/RU

Russian Federation

16-Nov-1994

96113057

20-Jan-2001

2162093

Styrenic block copolymers having improved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/TW

Taiwan

15-Nov-1994

83110566

27-Nov-1996

NI-079855

Styrenic block copolymers having improved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT, K H LEFFELAAR, J M VEURINK, James van WESTRENEN

TS0130/US

United States of

America

06-Nov-1995

08/553947

02-Dec-1997

5693718

Styrenic block copolymers having improved combination of properties such as tensile strength abr. resist. colourstab.

Hendrik de GROOT K H LEFFELAAR, J M VEURINK. James van WESTRENEN

TS0167/US

United States of

America

22-Sep-1995

08/532121

02-Dec-1997

5693726

Product for purification of starting materials for anionic polymerization processes.

C M van DIJK, P A M GROTENHUIS, M S SONDERMAN

TS0255/US

United States of America

15-Dec-1995

08/572974

25-Nov-1997

5691420

Process for the manufacture of tailor made six armed asymmetrical radical polymers, having two different block copolymer segment arms.

K H LEFFELAAR, James van WESTRENEN

TS0304/BR

Brazil

28-Nov-1995

PI9509838-0

04-Sep-2001

PI9509838-0

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

TS0304/CN

China

28-Nov-1995

95196509-3

21-Mar-2003

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

TS0304/EP/BE

Belgium

28-Nov-1995

95941057-2

18-Aug-1999

0794968

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

TS0304/EP/DE

Germany

28-Nov-1995

95941057-2

18-Aug-1999

69511576-6

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

TS0304/EP/ES

Spain

28-Nov-1995

95941057-2

18-Aug-1999

2137557

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

TS0304/EP/FR

France

28-Nov-1995

95941057-2

18-Aug-1999

0794968

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

I-72

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T50304/EP/GB

United Kingdom

28-Nov-1995

95941057-2

18-Aug-1999

0794968

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

TS0304/EP/IT

Italy

28-Nov-1995

95941057-2

18-Aug-1999

0794968

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

TS0304/EP/NL

Netherlands

28-Nov-1995

95941057-2

18-Aug-1999

0794968

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

TS0304/KR

Korea (South)

28-Nov-1995

10-1997-7003613

28-Mar-2003

1997703613

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

TS034/TW

Taiwan

18-Nov-1995

84112267

20-Jun-2001

NI-127795

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

TS0304/US

United States of America

29-Nov-1995

08/564686

09-Sep-1997

5665858

Process for coagulation finishing of polymers.

C M van DIJK, P A M GROTENHUIS

TS0607/EP/DE

Germany

19-Dec-1997

97310322.9

23-Apr-2003

69813882.1

Process for hydrogenation of organic substrates

Wouter de JONG, J P LANGE, L SCHOON, A VILLENA

TS0607/EP/ES

Spain

18-Dec-1998

98966920-5

23-Apr-2003

1040137

Process for hydrogenation of organic substrates

Wouter de JONG, J P LANGE, L SCHOON, A VILLENA

TS0607/EP/IT

Italy

18-Dec-1998

98966920-5

23-Apr-2003

1040137

Process for hydrogenation of organic substrates

Wouter de JONG, J P LANGE, L SCHOON, A VILLENA

TS0607/US

United States of America

17-Dec-1998

09/213785

11-Jul-2000

6087455

Process for hydrogenation of organic substrates

J P LANGE, L SCHOON

TS9067/BR

Brazil

22-Jan-1996

PI9600177-1

17-Sep-2002

PI9600177-1

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

TS9067/CN

China

24-Jan-1996

96104392-X

22-Dec-2000

96104392-X

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

TS9067/EP/BE

Belgium

22-Jan-1996

96200150-9

09-Dec-1998

0723981

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

TS9067/EP/DE

Germany

22-Jan-1996

96200150-9

09-Dec-1998

69601092-5

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

TS9067/EP/ES

Spain

22-Jan-1996

96200150-9

09-Dec-1998

2125697

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

TS9067/EP/FR

France

22-Jan-1996

96200150-9

09-Dec-1998

0723961

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

TS9067/EP/GB

United Kingdom

22-Jan-1996

96200150-9

09-Dec-1998

0723961

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

TS9067/EP/IT

Italy

22-Jan-1996

96200150-9

09-Dec-1998

0723961

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

I-73

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TS9067/EP/NL

Netherlands

22-Jan-1998

96200150-9

09-Dec-1998

0723981

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

TS9067/TW

Taiwan

28-Jan-1995

84100837

21-Sep-1999

NI-107202

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

TS9067/US

United States of
America

19-Aug-1998

08/590712

07-Apr-1998

5736812

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

TS9067/ZA

South Africa

22-Jan-1996

96/00470

27-Nov-1996

96/00470

Manufacturing of styrene isoprene block copolymers from sodium treated isoprene concentrate

A van DONGEN, H EINBERGER, James van WESTRENEN

I-74

Other - Patent Listing

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

K4676/US/2

United States of
America

27-Mar-1989

07/329059

13-Nov-1990

4970265

Functionalized polymers and process for modifying unsaturated polymers

K4845/AU

Australia

14-Aug-1988

61153/88

20-Aug-1990

595538

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/CA

Canada

10-Jul-1986

513448

27-Nov-1990

1277056

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/DK

Denmark

14-Aug-1986

3882/86

11-Aug-1997

171918

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/EP/AT

Austria

04-Aug-1986

86201375-2

25-Sep-1991

E6777O

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/EP/BE

Belgium

04-Aug-1986

86201375-2

25-Sep-1991

0215501

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/EP/CH

Switzerland

04-Aug-1986

86201375-2

25-Sep-1991

0215501

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/EP/DE

Germany

04-Aug-1986

88201375-2

25-Sep-1991

3681670-1

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/EP/FR

France

04-Aug-1986

86201375-2

25-Sep-1991

0215501

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/EP/GB

United Kingdom

04-Aug-1986

86201375-2

25-Sep-1991

0215501

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/EP/IT

Italy

04-Aug-1986

86201375-2

25-Sep-1991

0215501

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/EP/NL

Netherlands

04-Aug-1986

86201375-2

25-Sep-1991

0215501

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/EP/SE

Sweden

04-Aug-1986

86201375-2

25-Sep-1991

0215501

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/ES

Spain

14-Aug-1986

8601113/8

12-Feb-1988

8601113/8

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/KR

Korea (South)

14-Aug-1986

10-1986-0006697

22-Aug-1994

76585

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

I-75

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

K4845/TW

Taiwan

06-Aug-1986

75103641

NI-028942

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/US/2

United States of America

16-May-1988

07/194670

08-Feb-1990

4898914

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845/ZA

South Africa

14-Aug-1986

86/06120

Modified block polymers

L R CHAMBERLAIN, W P GERGEN, R G LUTZ, Carl Lesley WILLIS

K4845D/US

United States of America

30-Jul-1987

07/079380

19-Sep-1989

4888245

Modified block polymers

K4892/US

United States of America

23-Dec-1985

06/812423

02-Feb-1988

4722974

Novel block copolymers containing benzocyclobutene units

P K WONG

K4893/US

United States of America

23-Dec-1985

06/812424

18-Aug-1987

4687815

Hydrogenated block copolymers

P K WONG

K4900/US/2

United States of America

27-Jul-1990

07/558369

29-Jan-1991

4988770

Benzocyclobutenealkyl functionalized elastomers

P K WONG

T0465/EP/DE

Germany

07-Mar-1990

90200547-9

28-Sep-1994

69012859-2

Hydrogenated triblock copolymers having crystallium and blocks.

Adrie A van der HUIZEN

T0465/EP/ES

Spain

07-Mar-1990

90200547-9

28-Sep-1994

2059987

Hydrogenated triblock copolymers having crystallium and blocks.

Adrie A van der HUIZEN

T0465/EP/FR

France

07-Mar-1990

90200547-9

28-Sep-1994

0387947

Hydrogenated triblock copolymers having crystallium and blocks.

Adrie A van der HUIZEN

T0465/EP/IT

Italy

07-Mar-1990

90200547-9

28-Sep-1994

0387947

Hydrogenated triblock copolymers having crystallium and blocks.

Adrie A van der HUIZEN

T0465/JP

Japan

06-Mar-1990

90/054801

13-Nov-1998

2852094

Hydrogenated triblock copolymers having crystallium and blocks.

Adrie A van der HUIZEN

T0869/EP/DE

Germany

11-Feb-1993

93200384-1

23-Jul-1997

69312342-7

Styrenic block copolymer formulation extended with high molecular weight polyalkenes for floor-covering.

P VOSTERS

T0869/JP

Japan

10-Feb-1993

93/022795

13-Sep-2002

3349745

Styrenic block copolymer formulation extended with high molecular weight polyalkenes for floor-covering.

P VOSTERS

T0869/US

United States of America

26-Sep-1997

08/938434

26-Jan-1999

5863978

Styrenic block copolymer formulation extended with high molecular weight polyalkenes for floor-covering.

P VOSTERS

T0884/CN

China

03-Jun-1993

93106686-7

28-Jul-2000

59252

Elastosols comprising block copolymer and liquid plasticizer

O K BREUER, Caroline R N MAES, H F VERMEIRE

T0884/EP/BE

Belgium

03-Jun-1993

93912880-7

03-Sep-1997

0643740

Elastosols comprising block copolymer and liquid plasticizer

O K BREUER, Caroline R N MAES, H F VERMEIRE

T0884/EP/DE

Germany

03-Jun-1993

93912880-7

03-Sep-1997

69313634-0

Elastosols comprising block copolymer and liquid plasticizer

O K BREUER, Caroline R N MAES, H F VERMEIRE

T0884/EP/DK

Denmark

03-Jun-1993

93912880-7

03-Sep-1997

0643740

Elastosols comprising block copolymer and liquid plasticizer

O K BREUER, Caroline R N MAES, H F VERMEIRE

T0884/EP/FR

France

03-Jun-1993

93912880-7

03-Sep-1997

0643740

Elastosols comprising block copolymer and liquid plasticizer

O K BREUER, Caroline R N MAES, H F VERMEIRE

T0884/EP/SE

Sweden

03-Jun-1993

93912880-7

03-Sep-1997

0643740

Elastosols comprising block copolymer and liquid plasticizer

O K BREUER, Caroline R N MAES, H F VERMEIRE

I-76

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T0884/JP

Japan

03-Jun-1993

94/501090

06-Jul-2001

3207425

Elastosols comprising block copolymer and liquid plasticizer

O K BREUER, Caroline R N MAES, H F VERMEIRE

T0884/TW

Taiwan

24-May-1993

82104080

14-Nov-1994

NI-066954

Elastosols comprising block copolymer and liquid plasticizer

O K BREUER, Caroline R N MAES, H F VERMEIRE

T0884/US

United States of

America

04-Jun-1993

08/072210

04-May-1999

5900455

Elastosols comprising block copolymer and liquid plasticizer

O K BREUER, Caroline R N MAES, H F VERMEIRE

T3174/BR

Brazil

22-Dec-1993

PI9307703-3

30-Apr-2002

PI9307703-3

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/CN

China

21-Dec-1993

93112996-2

17-Dec-1999

51904

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/AT

Austria

22-Dec-1993

94904185-9

16-Apr-1997

E151793

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/BE

Belgium

22-Dec-1993

94904185-9

16-Apr-1997

0675916

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/CH

Switzerland

22-Dec-1993

94904185-9

16-Apr-1997

0676916

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/DE

Germany

22-Dec-1993

94904185-9

16-Apr-1997

69309961-5

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/DK

Denmark

22-Dec-1993

94904185-9

16-Apr-1997

0675916

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/ES

Spain

22-Dec-1993

94904185-9

16-Apr-1997

2100687

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/FR

France

22-Dec-1993

94904185-9

16-Apr-1997

0675916

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/GB

United Kingdom

22-Dec-1993

94904185-9

16-Apr-1997

0675916

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/GR

Greece

22-Dec-1993

94904185-9

16-Apr-1997

3023844

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/IE

Ireland

22-Dec-1993

94904185-9

16-Apr-1997

0675916

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/IT

Italy

22-Dec-1993

94904185-9

16-Apr-1997

0675916

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/NL

Netherlands

22-Dec-1993

94904185-9

16-Apr-1997

0675916

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

I-77

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T3174/EP/PT

Portugal

22-Dec-1993

94904185-9

16-Apr-1997

0675916

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/EP/SE

Sweden

22-Dec-1993

94904185-9

16-Apr-1997

0675916

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/KR

Korea (South)

22-Jun-1995

10-1995-7002635

08-May-2001

296248

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/MX

Mexico

17-Dec-1993

9308132

04-Apr-2000

195838

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/TW

Taiwan

29-Nov-1993

82110051

13-Jun-1997

NI-084445

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3174/US

United States of
America

23-Dec-1992

07/996285

04-Jan-1994

5276095

Star block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane and method of synthesis

Ronald J. HOXMEIER

T3175/BR

Brazil

13-Dec-1993

PI9307638-0

25-Jul-2000

PI9307638-0

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3175/CN

China

14-Dec-1993

93112841-2

13-Sep-1997

38349

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3175/EP/BE

Belgium

13-Dec-1993

94903789-9

30-Jul-1997

0674676

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3175/EP/DE

Germany

13-Dec-1993

94903789-9

30-Jul-1997

69312737-6

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3175/EP/ES

Spain

13-Dec-1993

94903789-9

30-Jul-1997

2105620

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3175/EP/FR

France

13-Dec-1993

94903789-9

30-Jul-1997

0674676

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3175/EP/GB

United
Kingdom

13-Dec-1993

94903789-9

30-Jul-1997

0674676

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3175/EP/IT

Italy

13-Dec-1993

94903789-9

30-Jul-1997

0674676

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3175/EP/NL

Netherlands

13-Dec-1993

94903789-9

30-Jul-1997

0674676

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3175/KR

Korea (South)

14-Jun-1995

10-1995-7002427

31-Oct-2000

279347

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

I-78

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T3175/MX

Mexico

13-Dec-1993

9307887

09-Jan-1996

187705

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3175/TW

Taiwan

30-Nov-1993

82110088

05-Mar-1996

NI-074640

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3175/US

United States of
America

15-Dec-1992

07/990587

22-Mar-1994

5296574

Method of synthesis of block copolymers of vinyl aromatic hydrocarbons and polydimethylsiloxane

Ronald J. HOXMEIER

T3177/US

United States of
America

15-Dec-1992

07/990913

25-Jan-1994

5281668

Improved process for making block copolymers of vinyl aromatic hydrocarbons and/or conjugated dienes and polydi-methylsiloxane

Ronald J. HOXMEIER

T4081/US

United States of
America

30-Jul-1987

07/079380

19-Sep-1989

4868245

Modified block copolymers

W P GERGEN, R G LUTZ, L A POTTICK, Carl Lesley WILLIS

T4098/US

United States of
America

01-Feb-1988

07/150579

21-Nov-1989

4882384

Modified block copolymers

S S CHIN, Carl Lesley WILLIS

T4221/US

United States of
America

22-Sep-1988

07/247835

13-Nov-1990

4970254

Method for hydrogenating functionalized polymer and products thereof

DANIEL E. GOODWIN, L A POTTICK, Carl Lesley WILLIS

T4239/US

United States of
America

22-Dec-1987

07/136622

18-Apr-1989

4822857

Method of grafting saline compounds to block copolymers

J E GORMAN, J A MORRIS

T4286/US/2

United States of
America

25-Nov-1991

07/796881

06-Jun-1993

5218033

Functionalized vinyl aromatic/conjugated diolefin block copolymer and salt of fatty acid compositions

T4297/US/2

United States of
America

10-Oct-1995

08/541570

14-May-1996

5516831

Selectively sulfonated block copolymer/extender oils

T4533/US

United States of
America

30-Mar-1990

07/503412

27-Apr-1993

5206300

Functionalized elastomeric polymers

L R CHAMBERLAIN

T4792/US

United States of
America

21-May-1990

07/525812

16-Mar-1993

5194510

Thermoplastic elastomers

D A DUBOIS, Carl Lesley WILLIS

T4792/US/2

United States of
America

07-Oct-1992

07/957494

11-Jan-1994

5278245

Thermoplastic elastomers

D A DUBOIS, Carl Lesley WILLIS

T4813/EP/DE

Germany

22-Aug-1991

91202161-5

05-Jul-1995

69110998-2

Melt metalation of block copolymers

L R CHAMBERLAIN, P A DEFRIEND

T4813/JP

Japan

21-Aug-1991

91/209289

15-Oct-1999

2991825

Melt metalation of block copolymers

L R CHAMBERLAIN, P A DEFRIEND

T4813/US/2

United States of
America

10-Apr-1992

07/866281

04-Jan-1994

5276101

Melt metalation of block copolymers

L R CHAMBERLAIN, P A DEFRIEND

T4813B/US

United States of
America

10-Apr-1992

07/866281

04-Jan-1994

5276101

Melt metalation of block copolymers

T4840/US/2

United States of
America

05-Dec-1994

08/349705

17-Jun-1997

5639830

Block copolymer of polyalkylene and halogenated poly(vinyl aromatic)

T4840/US/3

United States of
America

17-Feb-1995

08/394528

20-Aug-1996

5548030

Block copolymer of polyalkylene and halogenated poly(vinyl aromatic)

T4840/US/4

United States of
America

17-Feb-1995

08/394529

27-May-1997

5633324

Block copolymer of polyalkylene and halogenated poly(vinyl aromatic)

I-79

Docket 1D

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

T4885/US

United States of America

30-Oct-1991

07/785114

10-Nov-1992

5162446

Depolymerization of conjugated diene polymers

L R CHAMBERLAIN. C J GIBLER, R A KEMP, S E WILSON

T4893/US

United States of America

27-Sep-1991

07/766252

30-Nov-1993

5266648

One phase melt radial polymer

Michael Alan MASSE

T4916/US

United States of America

06-May-1992

07/880280

06-Jun-1993

5218053

Polymers having stable anhydride rings

D A DUBOIS

TH0087/US

United States of America

29-Jun-1993

08/084685

04-Jun-2002

H2030 H

Process for the preparation of random copolymers of conjuga-ted dienes and vinyl aromatic compounds

Ronald J. HOXMEIER

TH0280/US/2

United States of America

21-Aug-2000

09/643019

17-Sep-2002

6451913

Radial hydrogenated block copolymers showing one phase melt behaviour

TH0422/US/2

United States of America

24-Nov-1999

09/448664

16-Jul-2002

6420490

Novel telechelic polymers are produced by ozonatlon degradation of diene polymers

D A DUBOIS

TH0544/EP/DE

Germany

05-Jun-1996

96920804-0

13-Jan-1999

69601367-3

Anionically polymerized block copolymers of ethylene and cyclicsiloxene monomers

D A DUBOIS, Ronald. J. HOXMEIER, JG SOUTHWICX

TH0544/EP/FR

France

05-Jun-1996

96920804-0

13-Jan-1999

0830411

Anionically polymerized block copolymers of ethylene and cyclicsiloxene monomers

D A DUBOIS. Ronald J. HOXMEIER. J G SOUTHWICK

TH0544/EP/IT

Italy

05-Jun-1996

96920804-0

13-Jan-1999

0830411

Anionically polymerized block copolymers of ethylene and cyclicsiloxene monomers

D A DUBOIS, Ronald J. HOXMEIER, J G SOUTHWICK

TH0544/US/2

United States of America

17-Apr-1996

08/634078

08-Apr-1997

5618903

Anionically polymerized block copolymers of ethylene and cyclicsiloxene monomers

D A DUBOIS, Ronald J. HOXMEIER. J G SOUTHWICK

TH05448/US

United States of America

17-Apr-1996

08/634078

08-Apr-1997

5618903

Anionically polymerized block copolymers of ethylene and cyclicsiloxene monomers

TH0674/US/2

United States of America

17-Nov-1999

09/442221

13-Nov-2001

6316112

Fluoro-functional polyethylene-polysiloxene block copolymers

TH0809/US/2

United States of America

17-Nov-1999

09/442220

18-Dec-2001

6331589

Organic polymers containing polyethelene or polystyrene polysiloxene diblock copolymers as melt processing aids

TH1048/CN

China

18-Dec-1998

98812432-7

16-May-2003

98812432.7

Thermofusible elastomer compositions

Peter MIGCHELS, M. A.B. CLAWSON

TH1048/EP/DE

Germany

18-Dec-1998

98966868-0

30-Jan-2003

69812173.2

Thermofusible elastomer compositions

Peter MIGCHELS, M.A.B CLAWSON

TH1048/EP/GB

United Kingdom

11-Oct-2000

1042403

12-Mar-2003

Thermofusible elastomer compositions

Peter MIGCHELS, M.A.B. CLAWSON

TH1048/TR

Turkey

18-Dec-1998

2000/01775

21-Mar-2001

2000017758

Thermofusible elastomer compositions

Peter MIGCHELS, M.A.B. CLAWSON

TH1048/US/2

United States of America

25-Nov-1998

09/199304

06-Jun-2000

6072004

Thermofusible elastomer compositions

Peter MIGCHELS, M.A.B. CLAWSON

TH1102/US/2

United States of

America

07-May-1999

09/307284

12-Dec-2000

6160045

Oil gel formulations containing polyethylene-polydimethylsiloxane block copolymers dissolved in polydimethylsiloxane

I-80

Docket ID

Country

Attorneys

Application

Application No

Grant Date

Grant No

Short Title

Inventors

TH1103/US/2

United States of America

07-May-1999

09/307285

01-May-2001

6225390

Oil gel formulations containing polystyrene-polydimethylsiloxane or polyethylene -polysiloxane block copolymers dissolved in siloxane

Ronald J. HOXMEIER

TH1106/US/2

United States of America

24-Aug-1999

09/379842

16-Jan-2001

6174968

Oil gel formulations containing polysiloxane block copolymers dissolved in hydrogenated silicone oils

TH1107/US/2

United States of America

17-Nov-1999

09/441759

22-May-2001

6235863

Production of saturated siloxane polymers from aromatic monomers and/or other aromatic monomers

TH1217/US/2

United States of America

16-Nov-1999

09/442158

10-Jul-2001

6258891

Solventless process for making polysiloxane monomers

TH1220/US/2

United States of America

16-Nov-1999

09/442159

24-Oct-2000

6136872

Freeze-dried polysterene-polysiloxane foams

TS6524/EP/DE

Germany

20-Mar-1995

95200672-4

02-Jun-1999

69509958-2

Block copolymer compositions for manufacture of recyclable conveyor belts

Catherine Augusta Louis MARIS. Peter MIGCHELS, H F VERMEIRE

TS6524/EP/FR

France

20-Mar-1995

95200672-4

02-Jun-1999

0673970

Block copolymer compositions for manufacture of recyclable conveyor belts

Catherine Augusta Louis MARIS. Peter MIGCHELS. H F VERMEIRE

TS6524/EP/GB

United Kingdom

20-Mar-1995

95200672-4

02-Jun-1999

0673970

Block copolymer compositions for manufacture of recyclable conveyor belts

Catherine Augusta Louis MARIS. Peter MIGCHELS. H F VERMEIRE

TS6524/EP/IT

Italy

20-Mar-1995

95200672-4

02-Jun-1999

0673970

Block copolymer compositions for manufacture of recyclable conveyor belts

Catherine Augusta Louis MARIS. Peter MIGCHELS. H F VERMEIRE

TS6524/EP/NL

Netherlands

20-Mar-1995

95200672-4

02-Jun-1999

0673970

Block copolymer compositions for manufacture of recyclable conveyor belts

Catherine Augusta Louis MARIS. Peter MIGCHELS, H F VERMEIRE

TS6524/EP/SE

Sweden

20-Mar-1995

95200672-4

02-Jun-1999

0673970

Block copolymer compositions for manufacture of recyclable conveyor belts

Catherine Augusta Louis MARIS. Peter MIGCHELS, H F VERMEIRE

TS6524/US

United States of America

01-Aug-1995

08/509807

30-Jul-1996

5540983

Block copolymer compositions for manufacture of recyclable conveyor belts

Catherine Augusta Louis MARIS. Pater MIGCHELS. H F VERMEIRE

TS6528/US

United States of America

08-Sep-1995

08/525048

24-Jun-1997

5641602

Wax/KRATON G toner composition

Catherine Augusta Louis MARIS. O ROUMACHE, H F VERMEIRE

TS6549/TW

Taiwan

11-May-1996

85105595

16-Sep-2000

NI-115039

Block copol. composition for microgranules to be further processed in rotational moulding

Caroline R N MAES, Peter MIGCHELS

TS6549/US

United States of America

22-May-1996

08/620778

10-Mar-1998

5726239

Block copol composition for microgranules to be further processed in rotational moulding

Caroline R N MAES. Peter MIGCHELS

TS6552/US

United States of America

19-Jun-1996

08/666766

11-Jan-2000

6013717

KRATON G/PP/oil blend useful as wide cap sealant

Catherine Augusta Louis MARIS. O ROUMACHE

I-81

Schedule 3.12(a) – Part II (Pending Patents)

Adhesives, Sealants and Coatings – Pending Patent Listing

Docket ID

Country

Related Granted Patent

Application

Application No

Publication Number

Short Title

Inventors

L0003/EP

EPO

23-Jan-2002

02075368.7

Adhesive composition

Noël R M DE KEYZER.

Xavier MUYLDERMANS

L0007/EP

EPO

21-Feb-2003

03100428.6

Pressure sensitive adhesive composition for low temperature applications

Noël R M DE KEYZER

L0008/EP

EPO

29-Apr-2003

03076253.8

New polymer for flexographic printing plate

Xavier MUYLDERMANS

TH0448/US

United States of America

17-Dec-2002

10/321257

Die Cuttable Label Adhesive Formulations

David Romme HANSEN

TH0662/US

United States of America

US 5993990

24-Jun-1996

08/669014

FUNCTIONALIZED HYDROGENATED ELASTOMER/ENOBLOCK RESIN PRIMER FORMULATION

David Romme HANSEN, L A SALAZAR

TH0742/US

United States of

America

US 5932648

15-Sep-1995

07/003851

Low voc, high solids fumigation adhesive composition

W B DANCES, Larry M KEGLEY, J L TROSKA

TH0821/US

United States of America

US 5750622

22-Mar-1996

08/013949

High Temperature, Low Viscosity Thermoplastic Elastomer Block Copolymer Compositions.

Glenn R. HIMES

TH0913/EP

EPO

US 5925707

29-Jul-1997

97202332-9

EP 0822227 A1

OIL GEL FORMULATIONS CONTAINING HIGH VINYL CONTENT HYDROGENATED STYRENE-BUTADIENE-STYRENE BLOCK COPOLYMERS

Glenn R. HIMES, Michael J. MODIC, David L. SHAFER

TH1009/US/2

United States of

America

US 5777043

19-Jun-1998

09/100655

WO 00/12645

Sealant formulations containing high vinyl content hydrogenated styrene-butadiene-styrene block copolymers

Glenn R. HIMES, L J OLIVERI, David L. SHAFER

TH1221/EP

EPO

27-Aug-1999

99968244-6

HIGH PEEL STRENGTH HIGH HOLDING POWER HOT MELT DISPOSABLES ADHESIVE COMPOSITION

Larry M KEGLEY, S SUGIYAMA, N TSUKAKOSHI

TH1325/EP

EPO

US 6221968

14-Jan-2000

00909073-9

WO 00/42086

PROCESS FOR PRODUCING SPECIFIC TAPERED BLOCK COPOLYMER

Harvey E. ATWOOD, C M CHRISTIAN, Michael J. MODIC, B C MOORE, J L SCHEVE

TH1429B/EP

EPO

US 6465557

23-Jun-2000

00940403-9

WO 01/00256

HOT MELT PRESSURE SENSITIVE POSITIONING ADHESIVE (11)

Noël R M DE KEYZER, Carolyn A. STONER,

TH1429C/US

United States of America

US 6465557

22-Jun-2000

09/599131

Hot melt pressure sensitive positioning adhesive

TH1429D/US

United States of America

US 6465557

22-Jun-2000

09/599755

Hot melt pressure sensitive positioning adhesive(II)

TH1471/EP

EPO

23-Jun-2000

00942135-5

WO 01/00257

HOT MELT PRESSURE SENSITIVE POSITIONING ADHESIVE (III)

Noël R M DE KEYZER, Carolyn A. STONER

TH1471/US/2

United States of America

20-Jun-2000

09/597,207

HOT MELT PRESSURE SENSITIVE POSITIONING ADHESIVE (III)

Noël R M DE KEYZER, Carolyn A. STONER

TH1471B/EP

EPO

21-Aug-2000

00964030-1

WO 01/14487

Hot melt pressure senstive positioning and diaper construction adhesive

Noël R M DE KEYZER, Carolyn A. STONER

TH1471C/US

United States of America

20-Jun-2000

09/597207

Hot melt pressure sensitive positioning and diaper construction adhesives

II-1

Docket ID

Country

Related Granted Patent

Application

Application No

Publication Number

Short Title

Inventors

TH1551/EP

EPO

US 6541553

17-Oct-2000

00974417-8

WO 01/29134

Formulation for strippable adhesive and coating films and high performance adhesives

James Robert ERICKSON

TH1685/EP

EPO

31-May-2001

01944197-1

WO 01/92344

Compositions based on maleated block copolymers crosslinked with aluminum acetylacetonate

David John St CLAIR

TH1685/US

United States of

America

21-Nov-2002

10/301,366

Compositions based on maleated block copolymers crosslinked with aluminum acetylacetonate

David John St CLAIR

TH1768B/PCT

PCT

07-Feb-2003

PCT/NL03/0009
5

Adhesives and sealants from controlled distribution block copolymer

Carl Lesley WILLIS, Dale Lee. Jr. HANDLIN, David John St CLAIR

TH1768B/US

United States of America

08-Feb-2003

10/359927

Adhesives and Sealants from Controlled Distribution Block Copolymers

Carl Lesley WILLIS, Dale Lee. Jr. HANDLIN, David John ST. CLAIR

TH1768F/PCT

PCT

07-Feb-2003

PCT/NL03/0009
9

The Use of Diethyl Ether as a Randomizer for S-S/Bd-s Copolymers

Robert DOSSETT. Jr., S J WEDDLE, Carl Lesley WILLIS, Larry Lee STERNA, Dale Lee. Jr. HANDLIN, Keith Edward EIDEN, P T MURANY

TH1768F/US

United States of America

08-Feb-2003

10/359462

Gels from Controlled Distribution Block Copolymers

Carl Lesley WILLIS, Dale Lee, Jr. HANDLIN, David John ST. CLAIR

TS6512/US

United Stales of

America

22-Dec-1994

08/363438

Releasable

pressure sensitive adhesive composition.

Noël R M DE KEYZER, Geert E A VERMUNICHT

TS6587/EP

EPO

19-Dec-2002

02028484.2

SlSl block copolymers for use in packaging tape adhesives

K H LEFFELAAR, Geert E A VERMUNICHT, Birgitte M L C van de VLIET

TS6607/EP

EPO

17-Oct-2002

02079312.1

Packaging tape adhesive containing block copolymer blend

Geert E A VERMUNICHT, Birgitte M L C van de VLIET

TS6813/EP/2

EPO

08-Oct-1999

99952572-8

WO 00/22062

Radiation-curable adhesive containing a high vinyl block copolymer

M J DUPONT, C MAYENEZ

TS6614/EP

EPO

22-May-2001

01940532-3

EP 1311906

Water-washable printing plate

Karin M-L R MORREN, Xavier MUYLDERMANS

TS6617/EP/2

EPO

US 6326127

29-Dec-1999

99965587-1

WO 00/41036

Photo-curable composition for use in flexographic printing plates

Karin M-L R MORREN, Xavier MUYLDERMANS

TS6618/EP

EPO

09-Jun-2000

00935203-0

WO 00/77118

Adhesive composition and protective film containing the adhesive composition

J M M A de CLIPPELEIR, R GROPP, Geert E A VERMUNICHT, Birgitte M L C van da VLIET

TS6632/PCT

PCT

26-Mar-2003

PCT/EP03/031
72

Packaging tape adhesive containing vinyl modified SBS

Jeffrey George SOUTHWICK, Geert E A VERMUNICHT, Birgitte M L C van de VLIET

TS6671/PCT

PCT

17-Jan-2002

PCT/EP02/005
25

WO 02/057386

Adhesive Composition

C M van DIJK, Noël R M DE KEYZER, Jeffrey George SOUTHWICK

II-2

Docket ID

Country

Related Granted Patent

Application

Application No

Publication Number

Short Title

Inventors

TS9163/EP

EPO

US 6506541

23-Jun-1999

99939973-6

EP 1091996

PHOTO-CURABLE POLYMER COMPOSITION AND FLEXOGRAPHIC PRINTING PLATES CONTAINING THE SAME

Larry M KEGLEY, Xavier MUYLDERMANS, S SUGIYAMA, N TSUKAKOSHI

W0002C/US

United States of America

04-Jun-2003

10/453998

Gels from Silane-Coupled Block Copolymers

Dale Lee, Jr. HANDLIN, Carl Lesley WILLIS, David John ST. CLAIR

II-3

Bitumen Modification – Pending Patent Listing

Docket ID

Country

Related Granted Patents

Application

Application No

Publication Number

Short Title

Inventors

A0002/EP

EPO

01-May-2003

03076391.6

Colored roofing compound

Erik A. T. TROMMELEN

A0002A/EP

EPO

02-Jun-2003

03076726.3

Colored roofing compound

Erik A. T. TROMMELEN

A0005/EP

EPO

20-Dec-2002

SIBS in bitumen

Erik A. T. TROMMELEN, Duco BODT, Jan KORENSTRA, Johan PLANTINGA

A0008/EP

EPO

16-Dec-2002

02028216.6

Block copolymer modified bitumen felts

Erik A. T. TROMMELEN, Jacques W M DAMEN, Jeffrey R van HEK

A0008/EP

EPO

29-Apr-2003

03076281 9

PMB with improved fracture toughness

Jan KORENSTRA, Jeffrey R van HEK

L0004A/PCT

PCT

13-Jan-2003

PCT/EP03/002
77

Modified styrenic block copolymer and compounds thereof having improved mechanical properties and processability

Gert JOLY, Jaak Lodewijk MOERENHOUT, Catherine Augusta Louis MARIS, Sonja M. OOSTERBOSCH

L0004B/PCT

PCT

13-Jan-2003

PCT/EP 03
00278

Block copolymer compositions having improved mechanical properties and processability

Gert JOLY, Jaak Lodewijk MOERENHOUT, Catherine Augusta Louis MARIS, Sonja M. OOSTERBOSCH

T4663/US/3

United States of
America

29-Jan-1992

07/827528

Asphalt-block copolymer-roofing composition

M. A. BERGGREN, M G BOULDIN, J H COLLINS, Richard GELLES

T4663D/US

United States of
America

06-Jun-1991

07/711428

Bituminous paving composition

Richard GELLES, J H COLLINS, M G BOULDIN

TH1768D/PCT

PCT

07-Feb-2003

PCT/NL03/0009
7

The Use of Diethyl Ether as a Randomizer for S-S/Bd-s Copolymers

Carl Lesley WILLIS, Dale Lee. Jr. HANDLIN, Keith Edward STEPHENS, Robert Quillin KLUTTZ

TH1768D/US

United States of
America

06-Feb-2003

10/359906

Polymer Modified Bituman Compositions

Carl Lesley WILLIS, Dale Lee. Jr. HANDLIN, Robert Quillin KLUTTZ, Keith Edward STEPHENS

TS0777/EP

EPO

28-Mar-2002

02076278.7

Bituminuous composition comprising SISI

C M van DIJK, Erik A. T. TROMMELEN

TS0777/PCT

PCT

24-Mar-2003

PCT/EP03/031
73

Bituminuous composition

C M van DIJK, Erik A. T. TROMMELEN

TS0931/EP

EPO

WO 02/26889

15-May-2003

01983516.4

Bituminous composition with improved ‘walk-on-ability’

Gerard W. J. HEIMERIKX, Erik A. T. TROMMELEN

TS0931/US

United States of
America

26-Mar-2003

Bituminous composition with improved ‘walk-on-ability’ and its use in roofing applications

Gerard W. J. HEIMERIKX, Erik A. T. TROMMELEN

TS1028/EP/3

EPO

29-Nov-2001

01990488.7

Partial hydrogenated IPD polymers - improved resistance to gelation in bituminous blend

II-4

Docket ID

Country

Related Granted Patents

Application

Application No

Publication Number

Short Title

Inventors

TS1028B/EP

EPO

Partial hydrogenated IPD polymers - improved resistance to gelation in bituminous blend

Duco BODT, Wouter de JONG, Erik A. T. TROMMELEN

II-5

Compounds and Polymer Systems – Pending Patent Listing

Docket ID

Country

Related Granted Patents

Application

Application No

Publication Number

Short Title

Inventors

L0004A/PCT

PCT

13-Jan-2003

PCT/EP03/002
77

Modified styrenic block copolymer and compounds thereof having improved mechanical properties and processability

Gert JOLY, Jaak Lodewijk MOERENHOUT, Catherine Augusta Louis MARIS, Sonja M. OOSTERBOSCH

L0004B/PCT

PCT

13-Jan-2003

PCT/EP 03
00278

Block copolymer compositions having improved mechanical properties and processability

Gert JOLY, Jaak Lodewijk MOERENHOUT, Catherine Augusta Louis MARIS, Sonja M. OOSTERBOSCH

L0006/EP

EPO

06-Dec-2002

02027269.6

SIBS in film applications

Gert JOLY, Jaak Lodewijk MOERENHOUT,

TH0232/EP

EPO

02-Apr-1997

97200971-6

EP 0799857

HIGH IMPACT POLYPHENYLENE ETHER/STYRENE RESIN/ELASTOMER COMPOSITION

Michael J. MODIC

TH0559/US/4

United States of
America

EP 0712892 B1

26-Nov-1996

08/7563574

Styrenic block copolymer/metallocene polyolefin blends

Lie K. DJIAUW, Rodney R. PEASE

TH0559/US/5

United States of
America

EP 0712892 B1

26-Nov-1996

08/758354

Styrenic block copolymer/metallocene polyolefin blends

Lie K. DJIAUW, Rodney R. PEASE

TH0965/EP

EPO

US 6458300

27-May-1999

99926469-0

WO 99/61214

Conversion of sticky elastomeric polymer crumb into pellets without polymer degradation

E M de GROOT, D R STEWART, B YANG

TH1528/EP

EPO

04-Oct-2001

01986310.9

EP 1322707

High performance improved flow behavior elastomeric film and fiber compositions based on highly vinyl block copolymers

Lie K. DJIAUW, Dale Lee. Jr. HANDLIN, Michael J. MODIC

TH1568/EP

EPO

14-Sep-2000

00966024-2

WO 01/19919

Modified styrenic block copolymer compounds having improved elastic performance

Keith Edward EIDEN

TH1568/US/2

United States of
America

07-Sep-2000

09/657015

Modified styrenic block copolymer compounds having improved elastic performance

Keith Edward EIDEN

TH1768/US/2

United States of
America

06-Feb-2003

10/359981

Novel Block Copolymers and Method for Making Same

Carl Lesley WILLIS, Larry Lee STERNA, Dale Lee. Jr. HANDLIN, Robert Charles BENING

TH1768A/PCT

PCT

07-Feb-2003

PCT/NL03/0009
4

The Use of Diethyl Ether as a Randomizer for S-S/Bd-s Copolymers Articles Prepared from Hydrogenated Controlled Distribution Block Copolymers

Carl Lesley WILLIS, Dale Lee. Jr. HANDLIN, Keith Edward EIDEN, Margaret Ann Bums CLAWSON, Hendrik de GROOT

TH1768A/US

United States of
America

06-Feb-2003

10/359907

Articles Prepared from Hydrogenated Controlled Distribution Block Copolymers

Carl Lesley WILLIS, Dale Lee. Jr. HANDLIN, Keith Edward EIDEN, Margaret Ann Bums CLAWSON, Handrik de GROOT

II-6

Docket ID

Country

Related Granted Patents

Application

Application No

Publication
Number

Short Title

Inventors

TH1768C/PCT

PCT

07-Feb-2003

PCT/NL03/0009
6

Articles prepared from controlled distribution block copolymers

Carl Lesley WILLIS, Dale Lee. Jr. HANDLIN, Keith Edward EIDEN, Huan YANG, Kathryn Janelle WRIGHT, Hendrik de GROOT, Margaret Ann Burns CLAWSON

TH1768C/US

United States of America

08-Feb-2003

10/359953

Articles Prepared from Controlled Distribution Block Copolymers

Carl Lesley WILLIS, Dale Lee. Jr. HANDLIN, Keith Edward EIDEN, M.A.B. CLAWSON, Hendrik de GROOT, Kathryn Janelle WRIGHT, Huan YANG

TS6534/EP/2

EPO

US 5776589

28-Aug-1995

95202324-0

EP 0699519

Co-moulded layers of compositions comprising (hydrog) block copol and different amounts of extended oil with retained different physical properties

Jean-Michel MACE, Jaak Lodewijk MOERENHOUT

TS6622/EP/2

EPO

US 6127444

01-Sep-1999

99968240-4

WO 00/12592

Hydrogenated styrenic block copolymer/polybutylene foams

Ilham KADRI

TS6648/EP

EPO

04-Jul-2000

00949264-6

WO 01/02283

KRATON based compounds for wine corks stoppers

Emmanuelle COIGNOUL, Ilham KADRI

TS6648/US

United States of America

10-Jun-2002

10/030438

KRATON based compounds for wine corks stoppers

Emmanuelle COIGNOUL, Ilham KADRI

TS6668/EP

EPO

26-Nov-2002

01945262.2

EP 1307509

Kink resistant blends of random polypropylene and soft Kraton G type block copolymers and kink resistant medical tubes made thereof

Hendrik de GROOT, Freddy A.VERVOORT

TS6668/US

United States of America

17-May-2002

10/130371

Kink resistant blends of random polypropylene and soft Kraton G type block copolymers and kink resistant medical tubes made thereof

Hendrik de GROOT, Freddy A.VERVOORT

TS6680/PCT

PCT

14-Oct-2002

PCT/EP02/115
13

Reactive solvent blend for block copolymers

Xavier MUYLDERMANS, O ROUMACHE

W0003/PCT

PCT

24-Mar-2003

PCT/US03/091
44

Novel Tetrablock Copolymer and Compositions Containing Same

Lie DIJAUW, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS, H HERNANDEZ, Robert DOSSETT, Jr.

W0003/US/2

United States of America

24-Mar-2003

10/395403

Novel Tetrablock Copolymer and Compositions Containing Same

Lie DIJAUW, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS, H HERNANDEZ, Robert DOSSETT, Jr.

II-7

Footwear – Pending Patent Listing

Docket ID

Country

Related Granted Patents

Application

Application No

Publication Number

Short Title

Inventors

L0002/EP

EPO

26-Jul-2002

02016728.4

Solvent free hot metal adhesive, its use in bonding a polar leather layer to a non-polar substate and leather articles so produced

E VERHEYDEN, P VOSTERS, Catherine Augusta Louis MARIS

TH1768E/PCT

PCT

07-Feb-2003

The Use of Diethyl Ether as a Randomizer for S-S/Bd-s Copolymers

Carl Lesley WILLIS, Dale Lee. Jr. HANDLIN, Caroline R N MAES

II-8

KRATON LIQUID Polymers – Pending Patent Listing

Docket ID

Country

Related

Granted Patents

Application

Application No

Publication
Number

Short Title

Inventors

T4797D/US

United States of

America

US 5382604

13-Dec-1994

07/354704

Viscous conjugated diene block copolymers

James Robert ERICKSON, David John ST. CLAIR

TH0403/EP

EPO

US 6462143

03-Feb-1999

99907478-4

GEL-FREE PROCESS FOR MAKING FUNCTIONALIZED ANIONICALLY POLYMERIZED POLYMERS.

Robert Charles BENING, Z DIAZ, C R DONAHO, DANIEL E. GOODWIN. Dale Lee. Jr. HANDLIN, J D WILKEY, Carl Lesley WILLIS

TH0418/US/10

United States of

America

US5478885

29-Mar-2001

09/821696

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0418/US/2

United States of

America

US5478885

07-Mar-1995

07/399865

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0418/US/4

United States of

America

US5478885

18-Apr-1995

07/423436

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0418/US/5

United States of

America

US 5478885

18-Apr-1995

07/423435

Epoxidized low viscosity rubber toughening modifiers for epoxy resins

K C B DANGAYACH, James Robert ERICKSON, Michael Alan MASSE

TH0579/US/3

United States of

America

29-Mar-2001

09/821702

Crosslinkable compositons containing epoxidized monohydroxylated diene polymers and amino resins

James Robert ERICKSON, David John ST. CLAIR

TH0703/EP

EPO

US 6103846

07-May-1999

99952094-3

WO 99/60031

Process for making anionic polymeric DI-and polyfuntional polymers using protected functional initiators

Robert Charles BENING, DANIEL E. GOODWIN, Grant W. HADDIX, Michael W. POTTER, David Karl SCHISLA, T C SEMPLE, Carl Lesley WILLIS

TH0731/EP

EPO

08-Jul-1998

98942676-2

WO99/02603

Polyolefin/thermoplastic polyurethane compositions made from hydroxy-terminated polydiene polymers.

J L R CENENS

TH0788/EP

EPO

US 5741856

13-Feb-1997

97904449-2

WO 97/30101

Improved Chemical Curing of Epoxidized diene polymers Using aromatic anhydride curing agents.

Michael Alan MASSE

TH0907/EP

EPO

US5837749

25-Apr-1997

97922932-5

WO 97/41170

NON-AQUEOUS SOLVENT FREE PROCESS FOR MAKING UV CURABLE ADHESIVES AND SEALANTS FROM EPOXIDIZED MONOHYDROXYLATED DIENE POLYMERS (III)

J V CRIVELLO, James Robert ERICKSON

TH0912/EP

EPO

US 6537661

28-Jun-2000

00945848-0

WO 01/02630

MELT PROCESSABLE BLEACH RESISTANT DURABLE FIBERS HAVING HIGH ELASTIC RECOVERY AND LOW STRESS RELAXATION FROM SOFT POLYURETHANE ELASTOMERS

Lie K. DJIAVW, Michael Alan MASSE

II-9

Docket ID

Country

Related Granted Applications

Application

Application No

Publication Number

Short Title

Inventors

TH0912/US/2

United States of America

US 6537661

21-Jan-2003

10/347910

MELT PROCESSABLE BLEACH RESISTANT DURABLE FIBERS HAVING HIGH ELASTIC RECOVERY AND LOW STRESS RELAXATION FROM SOFT POLYURETHANE ELASTOMERS

Lie K. DJIAUW, Michael Alan MASSE

TH0939/EP

EPO

US 6251982

22-Sep-1998

98203207-0

EP 0903361 A1

Compounded Rubber Compositions

J L R CENENS, Emmanuelle COIGNOUL, Ilham KADRI, Michael Alan MASSE, Michael J. MODIC

TH0949/EP

EPO

US 5955559

16-Sep-1997

97202834-4

EP 0829497 A1

Improved cast polyurethane elastomers containing low polarity amine curing agents

S S CHIN, K C FRISCH, Dale Lee. Jr. HANDLIN, A SENDIJAREVIC, V SENDIJAREVIC

TH1005/EP

EPO

US 6218478

31-Aug-1999

99968674-4

WO 00/14121

DEPROTECTION OF POLYMERS PREPARED WITH SILYLOXY PROTECTED FUNCTIONAL INITIATORS BY REACTION WITH HYDRIDE REDUCING AGENTS

Robert Charles BENING, Carl Lesley WILLIS

TH1023/EP

EPO

US 5849806

19-May-1998

98929350-0

WO 98/52986

Polyurethane adhesive foams of polydiene diots and tackifying resin

David John St CLAIR, H HERNANDEZ

TH1057/EP

EPO

US 6388010

19-May-1998

98934896-6

WO 98/52989

Novel polyurethane compositions made from hydroxy- terminated polydiene polymers

David John St CLAIR

TH1109/US/3

United States of America

09-May-2000

09/568319

A method for producing polyurethane compositions which exhibit a high flexural resistance

TH1550/EP

EPO

WO 01/83634 A2

03-May-2001

01931172-9

WO 01/83834 A2

Formulation for strippable adhesive and coating films

James Robert ERICKSON

TH1550/US

United States of America

WO 01/83634 A2

04-Nov-2002

10/275353

WO 01/83634 A2

Formulation for strippable adhesive and coating films

James Robert ERICKSON

TH1652/EP

EPO

27-Apr-2001

01930794.1

WO 01/81494

Non-aqueous solvent-free process for making uv curable adhesives and sealants from epoxidized monohydroxylated diene polymers(iv)

James Robert ERICKSON, Esther M. ZIMMERMANN

TH1652/US

United States of America

28-Oct-2002

10/258923

Non-aqueous solvent-free process for making uv curable adhesives and sealants from epoxidized monohydroxylated diene polymers(iv)

James Robert ERICKSON, Esther M. ZIMMERMANN

TS6579/EP/2

EPO

WO 98/36025

16-Feb-1998

98906955-4

WO 98/36025

Polyolefin with modified surface properties

E-J GERARD, J K L SCHNEIDER, Freddy M. A. VERVOORT

TS6579/US

United States of America

20-Aug-1997

08/914872

Polyolefin with modified surface properties

E-J GERARD, J K L SCHNEIDER, Freddy M. A. VERVOORT

II-10

Process – Pending Patent Listing

Docket ID

Country

Related Granted Patents

Application

Application No

Publication Number

Short Title

Inventors

T3309/US/2

United States of
America

ES 2133020

06-Feb-1996

07/597373

Improved heterogeneous hydrogenation catalysts with reduced olefin isomerization

Kimberly Ann JOHNSON

TH0893/EP

EPO

US 6207795

31-Aug-1999

99944576-0

WO 00/12570

REMOVAL OF HYDROGENATION CATALYST FROM POLYMER SOLUTIONS BY TREATMENT WITH AMMONIA AND CARBON DIOXIDE

J D WILKEY

TH0908/EP

EPO

24-Aug-2001

01966220.4

EP 1325042 A1

Improved method for hydrogenation of ethylenic unsaturation using cobalt castalyst and alcohol termination

TH0908/US/2

United States of
America

24-Aug-2001

Method for Making Selectively Hydrogenated Block Copolymers of Vinyl Aromatic Hydrocarbons and Conjugated Dienes

Kimberly Ann JOHNSON, Wouter de JONG, David Karl SCHISLA

TH0931/US

United States of
America

12-Sep-2002

10/242209

Process for Removal of Silicon Compounds from Solvent by Selective Adsorption

Z DIAZ, Grant W. HADDIX

TH0943/US

United States of
America

28-Aug-2002

10/229876

Process for Removing Residual Species from Hydrocarbon Solvents

Robert Charles BENING, Z DIAZ

TH0966/EP

EPO

US 6153727

21-Aug-1996

98202813-6

EP 0897932 A1

EXTRACTION Of METAL RESIDUES FROM POLYMER CEMENTS

Z DIAZ, J D WILKEY

TH1173/EP

EPO

US 6217798

07-Oct-1999

99948993-3

WO 00/22004

METHOD FOR SYNTHESIS OF A DILITHIUM

DISOPROPENYLBENZENE-BASED DIINITIATOR

Grant W. HADDIX, David Karl SCHISLA Carl Lesley WILLIS

TH1251/EP

EPO

US 6414042

19-Apr-2000

00918894-7

WO 00/64949

PRODUCTION OF POROUS DIENE POLYMER PELLETS BY MECHANICAL DRYING

E M de GROOT, B YANG

TH1251/US/2

United States of
America

US 6414042

PRODUCTION OF POROUS DIENE POLYMER PELLETS BY MECHANICAL DRYING

E M de GROOT, B YANG

TH1296/US

United States of
America

10-Jul-2002

60/394962

Low Cost Cost Cleanup of Cobalt Hydrogenated KRATON Rubber

Richard GELLES

TH1402/EP

EPO

31-May-2001

01946017.9

Apparatus and method for forming polymer crumb

J J FLORES, R H JEAN, C-Y G MA

TH1402/US

United States of
America

18-Nov-2002

10/298886

WO 01/91877

Apparatus and method for forming polymer crumb

J J FLORES, R H JEAN, C-Y G MA

TH1431/US/3

United States of
America

US 6455651

07-Aug-2002

10/213,789

Uniform initiation of anionic polymerization using organo-substituted alkalimetal initaitors

TH1498/EP

EPO

WO 01/79319

01924992.9

WO 01/79319

High coupling efficiency of styrenic block coploymers using vinyl cyclohexene dioxide

Robert Charles BENING, Carl Lesley WILLIS

TH1498/US

United States of
America

17-Oct-2002

10/257881

High coupling efficiency of styrenic block coploymers using vinyl cyclohexene dioxide

Robert Charles BENING, Carl Lesley WILLIS

TH1511/EP

EPO

US 6222006

04-May-2000

00925280-0

WO 00/68278

REMOVAL OF HYDROGENATION CATALYST FROM POLYMER SOLUTIONA BY TREATMENT WITH ACID AND AMMONIA

Richard GELLES

II-11

Docket ID

Country

Related Granted Patents

Application

Application No

Publication Number

Short Title

Inventors

TH1512/EP

EPO

US 6391981

20-Apr-2000

00927055-4

WO 00/64948

INCREASED THROUGHPUT IN THE MANUFACTURE OF ANIONIC POLYMERS BY REDUCTION IN POLYMER CEMENT VISCOSITY THROUGH THE ADDITION OF METAL ALKYLS

Robert Charles BENING, Dale Lee. Jr. HANDLIN, P T MURANY, S J WEDDLE, Carl Lesley WILLIS

TH1552/US

United States of America

31-Dec-2002

60/437411

Conjugated Diene Polymers and Copolymer Blocks and Process for Preparing Same

Carl Lesley WILLIS

TS0736/US

United States of America

06-Aug-2002

10/203142

Washing with week acid/weak base in KRATON production

A H HOFMAN. H J A de SMET, A VILLENA, Anne G C WIRTZ

TS0990/EP

EPO

01964738.3

EP 1311561

Process for preparing partially hydrogenated butadiene polymers

Wouler de JONG

TS0990/US

United States of America

16-Apr-2002

10/110921

Process for preparing partially hydrogenated butadiene polymers

W0002/US

United States of America

04-Jun-2002

60/385663

Process for Preparing Block Copolymer and Resulting Composition

Harvey E. ATWOOD, Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS, Kimberly Ann JOHNSON

W0002A/US

United States of America

04-Jun-2003

10/454237

Process for Preparing Block Copolymer and Resulting Composition

Harvey E. ATWOOD, Robert Charles BENING, Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS, Kimberly Ann JOHNSON, Mark Hageman, Adrie A van der HUIZEN

W0002B/US

United States of America

04-Jun-2003

10/453993

Articles Prepared from Hydrogenated Block Copolymers

Dale Lee. Jr. HANDLIN, Carl Lesley WILLIS, Hendrick de GROOT, Margaret Ann Burns CLAWSON, Gert JOLY, Catherine Augusta Louis MARIS, Lie K. DJIAUW

W0006/US

United States of America

11-Jul-2002

60/395139

Coupled Styrenic Block Copolymers and Process for Preparing Same

Marinus van DIJK. Adriana ROS, Nikolaas van DIJK, Harvey E. ATWOOD, Robert Charles BENING, Carl Lesley WILLIS

W0011/US

United States of America

31-Dec-2002

60/437718

Improved Polymerization Process

Kimberly Ann JOHNSON

II-12

Other – Pending Patent Listing

Docket ID

Country

Related Granted Patents

Application

Application No

Publication Number

Short Title

Inventors

TH0687/EP

EPO

25-Jun-2001

01948708-1

WO 02/02663

Block copolymers containing both polystyrene and low vinyl content polydiene hard blocks

Ronald J. HOXMEIER, Michael Alan MASSE

TH0687/US

United States of America

20-Dec-2002

10/325199

Block copolymers containing both polystyrene and low vinyl content polydiene hard blocks

Ronald J. HOXMEIER, Michael Alan MASSE

TH1756/US

United States of America

07-Nov-2002

10/289833

Novel Block Copolymer

David WILLIAMSON, Carl Lesley WILLIS, Dale Lee, Jr HANDLIN

TH1768/PCT

PCT

07-Feb-2003

PCT/NL03/0009
3

The Use of Diethyl Ether as a Randomizer for S-S/Bd-s Copolymers

Larry Lee STERNA. Carl Lesley WILLIS, Dale Lee, Jr. HANDLIN, Robert Charles BENING

TH1768X/US

United States of America

31-Jul-2002

10/209,285

The Use of Diethyl Ether as a Randomizer for S-S/Bd-s Copolymers

Robert DOSSETT, Jr., S J WEDDLE, Dale Lee, Jr. HANDLIN, Larry Lee STERNA. Keith Edward EIDEN, P T MURANY

TS6549/EP/2

EPO

US 5726239

22-Mar-1996

96200794-4

EP 0733677

Block copol, composition for microgranules to be further processed in rotational moulding

Caroline R N MAES, Peter MIGCHELS

TS6646/EP

EPO

06-Dec-2000

00993322-7

EP 1242535

Use of S-S/B-S in fusible powder compounds

Catherine Augusta Louis MARIS, Sonja M. OOSTERBOSCH

TS6646/US

United States of America

30-Mar-2002

10/148442

Use of S-S/B-S in fusible powder compounds

Catherine Augusta Louis MARIS, Sonja M. OOSTERBOSCH

II-13

Schedule 3.12(a) – Part III (Trademarks)

U.S. Trademarks


MARK	APPLN/REG. NO.	APPLN/REG. DATE	INT’L CLASS	STATUS	RENEWAL
CARIFLEX	865,547	4-Mar-l969	17	Registered	4-Mar-2009
KRATON	794,983	31-Aug-1965	1	Registered	31-Aug-2005
KRATON	898,505	15-Sep-1970	1,17	Registered	7-Dec-2010
KRATON	2,065,795	27-May-1997	1	Registered	27-May-2007
LIQUID
KRATON	2,331,579	21-Mar-2000	1	Registered	21-Mar-2010
DESIGN
ELEXAR	1,710,040	25-Aug-1992	17	Registered	25-Aug-2012
IPD	75/375,145	25-Feb-2002	1	Pending/Allowed
VERSACLEAR	75/746,613	9-Jul-1999	1	Pending

III-1

Non-U.S. Trademarks

Trademark

Country

Origin

International
Classes

National
Classes

Registered
Owner

Effective
Owner

Application
Number

Application
Date

Registration
No.

Registration
Date

Status

CARIFLEX

Greece

1, 17

KRATON Polymers Research B.V.

30022

24-Jun-1960

30022

24-Jun-1960

Registered

CARIFLEX

Guatemala

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

13024

17-Aug-1961

13024

17-Aug-1961

Registered

CARIFLEX

Guatemala

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

13021

17-Aug-1961

13021

17-Aug-1961

Registered

CARIFLEX

Hong Kong

KRATON Polymers Research B.V.

611/1957

21-Mar-1957

611/1957

21-Mar-1957

Registered

CARIFLEX

Hong Kong

KRATON Polymers Research B.V.

610/1957

21-Mar-1957

610/1957

21-Mar-1957

Registered

CARIFLEX

Hong Kong

KRATON Polymers Research B.V.

322/1959

02-Sep-1958

322/1959

02-Sep-1958

Registered

CARIFLEX

Hungary

1, 17, 20

KRATON Polymers Research B.V.

114453

17-Oct-1961

114453

04-Nov-1961

Registered

CARIFLEX

India

KRATON Polymers Research B.V.

178671

27-Feb-1957

Registered

CARIFLEX

India

KRATON Polymers Research B.V.

186036

22-Jul-1958

Registered

CARIFLEX

Indonesia

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

385754

19-Jul-1966

Registered

CARIFLEX

Ireland

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

59675

25-Sep-1957

Registered

CARIFLEX

Ireland

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

60810

05-Aug-1958

Registered

CARIFLEX

Israel

KRATON Polymers Research B.V.

15892

01-Mar-1957

Registered

CARIFLEX

Israel

KRATON Polymers Research B.V.

15893

01-Mar-1957

Registered

CARIFLEX

Italy

KRATON Polymers Research B.V.

780068

25-Feb-1957

Registered

CARIFLEX

Italy

1, 17

KRATON Polymers Research B.V.

RM98C004337

844443

13-Sep-1958

Registered

CARIFLEX

Italy

1, 17

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

145389

13-Sep-1958

Inactive

CARIFLEX

Italy

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

358080

13-Sep-1958

Inactive

CARIFLEX

Japan

KRATON Polymers Research B.V.

512986

30-Jan-1958

Registered

CARIFLEX

Japan

KRATON Polymers Research B.V.

523059

05-Jul-1958

Registered

CARIFLEX

Japan

1, 17

KRATON Polymers Research B.V.

2328722

30-Aug-1991

Registered

CARIFLEX

Jordan

KRATON Polymers Research B.V.

6996

16-Jul-1963

6996

16-Jul-1963

Registered

CARIFLEX

Jordan

KRATON Polymers Research B.V.

7053

16-Jul-1963

7053

16-Jul-1963

Registered

III-2

Trademark

Country

Origin

International
Classes

National
Classes

Registered
Owner

Effective
Owner

Application
Number

Application
Date

Registration

No.

Registration
Date

Status

CARIFLEX

Korea (South)

KRATON Polymers Research B.V.

154573

20-May-1988

Registered

CARIFLEX

Korea (South)

KRATON Polymers Research B.V.

148015

03-Dec-1987

Registered

CARIFLEX

Kuwait

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

24453/22642

31-May-1990

Registered

CARIFLEX

Kuwait

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

24454/22643

31-May-1990

Registered

CARIFLEX

Lebanon

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

60170

28-May-1963

Registered

CARIFLEX

Lesotho

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

LSM/91/00677

27-Feb-2001

LSM/91/00677

17-May-2002

Registered

CARIFLEX

Lesotho

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

LSM/91/00660

27-Feb-2001

LSM/91/00660

17-May-2002

Registered

CARIFLEX

Malaysia

KRATON Polymers Research B.V.

SAR/3631

28-Mar-1961

Inactive

CARIFLEX

Malaysia

KRATON Polymers Research B.V.

M/34189

07-Sep-1960

Registered

CARIFLEX

Malaysia

KRATON Polymers Research B.V.

SAR/3632

28-Mar-1961

Registered

CARIFLEX

Malaysia

KRATON Polymers Research B.V.

M/34195

07-Sep-1960

Registered

CARIFLEX

New Zealand

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

59604

01-Mar-1957

Registered

CARIFLEX

New Zealand

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

62487

20-Aug-1958

Registered

CARIFLEX

Nigeria

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

15273

07-Jul-1992

15273

06-Jun-2002

Registered

CARIFLEX

Norway

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

51884

28-Feb-1957

Registered

CARIFLEX

Norway

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

52697

02-Sep-1958

Registered

CARIFLEX

Oman

KRATON Polymers Research B.V.

3930

26-Feb-1990

Registered

CARIFLEX

Oman

KRATON Polymers Research B.V.

3931

26-Feb-1990

Registered

CARIFLEX

Paraguay

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

199471

15-Jun-1957

Registered

CARIFLEX

Paraguay

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

199330

04-Feb-1959

Registered

CARIFLEX

Poland

10, 14, 16

Shell International Petroleum Company

Limited

KRATON Polymers Research B.V.

43142

27-Feb-1962

43142

27-Feb-1992

Registered

CARIFLEX

Portugal

KRATON Polymers Research B.V.

144652

18-Sep-1957

Registered

CARIFLEX

Portugal

KRATON Polymers Research B.V.

144792

24-Sep-1957

Registered

III-3

Trademark

Country

Origin

International
Classes

National
Classes

Registered

Owner

Effective

Owner

Application
Number

Application
Date

Registration
No.

Registration
Date

Status

CARIFLEX

Portugal

KRATON Polymers Research B.V.

154094

20-Mar-1959

Registered

CARIFLEX

Romania

KRATON Polymers Research B.V.

R1629

20-May-1963

Registered

CARIFLEX

Russian
Federation

KRATON Polymers Research B.V.

30861

17-Aug-1965

Registered

CARIFLEX

Serbia-
Montenegro

KRATON Polymers Research B.V.

15073

03-May-1961

Registered

CARIFLEX

Singapore

KRATON Polymers Research B.V.

27270

02-Sep-1960

Registered

CARIFLEX

Singapore

KRATON Polymers Research B.V.

27279

02-Sep-1960

Registered

CARIFLEX

Slovakia

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

154643

30-Mar-1961

Registered

CARIFLEX

Slovakia

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

154644

30-Mar-1961

Registered

CARIFLEX

South Africa

KRATON Polymers Research B.V.

3012-58

17-Sep-1958

3012-58

17-Sep-1958

Registered

CARIFLEX

South Africa

KRATON Polymers Research B.V.

625/57

27-Feb-1957

Registered

CARIFLEX

South Africa

KRATON Polymers Research B.V.

622/57

27-Feb-1957

Registered

CARIFLEX

Spain

1,2

KRATON Polymers Research B.V.

318673

27-Mar-1957

318873

25-Sep-1957

Registered

CARIFLEX

Sweden

KRATON Polymers Research B.V.

86786

20-Mar-1959

Registered

CARIFLEX

Switzerland

KRATON Polymers Research B.V.

287205

23-Feb-1957

Registered

CARIFLEX

Syria

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

14276

16-Jul-1963

Inactive

CARIFLEX

Taiwan

KRATON Polymers Research B.V.

665874

01-Jan-1995

Registered

CARIFLEX

Thailand

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

41035/32613

28-Dec-1960

Registered

CARIFLEX

Thailand

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

41037/27010

28-Dec-1960

Registered

CARIFLEX

Thailand

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

41036/26928

28-Dec-1960

Registered

CARIFLEX

Turkey

KRATON Polymers Research B.V.

82675

23-Sep-1959

Registered

CARIFLEX

Ukraine

KRATON Polymers Research B.V.

98062405

18-Jun-1996

Pending

CARIFLEX

United Arab
Emirates

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

2489

02-Sep-1993

Registered

CARIFLEX

United Arab
Emirates

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

2484

02-Sep-1993

Registered

CARIFLEX

United
Kingdom

KRATON Polymers Research B.V.

762612

19-Feb-1957

Registered

CARIFLEX

United
Kingdom

KRATON Polymers Research B.V.

779608

09-Jul-1958

Registered

III-4

Trademark

Country

Origin

International
Classes

National
Classes

Registered

Owner

Effective

Owner

Application
Number

Application
Date

Registration
No.

Registration
Date

Status

CARIFLEX

United
Kingdom

KRATON Polymers Research B.V.

762613

19-Feb-1957

Registered

CARIFLEX

Uruguay

KRATON Polymers Research B.V.

311764

10-Oct-1957

Registered

CARIFLEX

Venezuela

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

35368F

22-Sep-1958

Registered

CARIFLEX

Venezuela

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

36606F

27-Apr-1959

Registered

CARIFLEX

Venezuela

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

35369F

22-Sep-1958

Registered

CARIFLEX

Vietnam

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

30167

30-Oct-1997

Registered

CARIFLEX

(Arabic and

English)

Egypt

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

38676

30-May-1961

Registered

CARIFLEX

(Arabic and

English)

Egypt

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

38677

30-May-1961

Registered

CARIFLEX

(Arabic and

English)

Morocco

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

30837

02-Feb-1961

Registered

CARIFLEX

(Arabic and

English)

Qatar

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

7872

18-Feb-1990

Registered

CARIFLEX

(Arabic and

English)

Qatar

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

7873

18-Feb-1990

Registered

CARIFLEX (Japanese)

Japan

KRATON Polymers Research B.V.

512987

30-Jan-1958

Registered

CARIFLEX (Japanese)

Japan

KRATON Polymers Research B.V.

2328723

30-Aug-1991

Registered

CARIFLEX (Japanese)

Japan

KRATON Polymers Research B.V.

523060

05-Jul-1958

Registered

ELEXAR

Argentina

KRATON Polymers Research B.V.

1685955

05-Aug-1975

Registered

ELEXAR

Australia

KRATON Polymers Research B.V.

285343

24-Feb-1975

Registered

ELEXAR

Austria

KRATON Polymers Research B.V.

79984

02-Jun-1975

Registered

ELEXAR

Benelux

KRATON Polymers Research B.V.

607515

25-Feb-1975

331143

11-Aug-1995

Registered

ELEXAR

Brazil

KRATON Polymers Research B.V.

006371841

25-Jun-1976

Registered

ELEXAR

Bulgaria

KRATON Polymers Research B.V.

10004

02-Jul-1975

Registered

ELEXAR

Canada

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

220037

15-Apr-1977

Registered

ELEXAR

Chile

KRATON Polymers Research B.V.

463855

08-Jul-1996

Registered

ELEXAR

Colombia

KRATON Polymers Research B.V.

137945

12-Dec-1991

Registered

ELEXAR

Czech
Republic

KRATON Polymers Research B.V.

KRATON Polymers Research B.V

162645

25-Feb-1975

Registered

III-5

Trademark

Country

Origin

International
Classes

National
Classes

Registered
Owner

Effective
Owner

Application
Number

Application
Date

Registration
No.

Registration
Date

Status

ELEXAR

Denmark

KRATON Polymers Research B.V.

3681/75

12-Sep-1975

Registered

ELEXAR

Dominican Republic

KRATON Polymers Research B.V.

45951

20-Jan-1989

Registered

ELEXAR

Dominican Republic

KRATON Polymers Research B.V.

46141

20-Jan-1989

Registered

ELEXAR

Finland

KRATON Polymers Research B.V.

T197500891

18 Feb-1975

71347

20-Dec-1979

Registered

ELEXAR

France

KRATON Polymers Research B.V.

1300949

19-Mar-1975

Registered

ELEXAR

Germany

KRATON Polymers Research B.V.

OO641061

24-Feb-1975

Registered

ELEXAR

Greece

KRATON Polymers Research B.V.

66666

23-Mar-1976

Registered

ELEXAR

HongKong

KRATON Polymers Research B.V.

629/1976

04-Mar-1975

Registered

ELEXAR

Hungary

KRATON Polymers Research B.V.

117672

14-Mar-1975

Registered

ELEXAR

Ireland

KRATON Polymers Research B.V.

KRATON Polymers Research B V.

B87456

26-Feb-1975

Registered

ELEXAR

Italy

KRATON Polymers Research B.V.

712845

11-Mar-1975

Registered

ELEXAR

Japan

KRATON Polymers Research B.V.

2325354

31-Jul-1991

Registered

ELEXAR

Mexico

Shell International Petroleum Company Limited

KRATON Polymers Research B.V.

405189

19-Jul-1991

Inactive

ELEXAR

Mexico

Shell International Petroleum Company Limited

KRATON Polymers

Research B.V.

405190

19-Jul-1991

Inactive

ELEXAR

New Zealand

KRATON Polymers Research B.V.

185147

29-Jun-1988

Registered

ELEXAR

Norway

KRATON Polymers Research B V.

KRATON Polymers Research B.V.

97211

23-Sep-1976

Registered

ELEXAR

Poland

KRATON Polymers Research B.V.

101776

24-Apr-1995

Registered

ELEXAR

Portugal

KRATON Polymers Research B.V.

188936

23-Apr-1982

Registered

ELEXAR

Portugal

KRATON Polymers Research B.V.

188937

23-Apr-1982

Registered

ELEXAR

Romania

KRATON Polymers Research B.V.

R8839

10-Mar-1975

Registered

ELEXAR

Serbia-Montenegro

KRATON Polymers Research B.V.

23812

15-Jun-1979

Registered

ELEXAR

Slovakia

KRATON Polymers Research B.V.

KRATON Polymers

Research B.V.

162645

25-Feb-1975

Registered

ELEXAR

South Africa

KRATON Polymers Research B.V.

75/1485

26-Mar-1975

Registered

ELEXAR

Spain

KRATON Polymers Research B.V.

KRATON Polymers

Research B.V.

781371

24-Jan-1977

Registered

ELEXAR

Sweden

KRATON Polymers Research B.V.

156545

27-Aug-1976

Registered

ELEXAR

Switzerland

KRATON Polymers Research B.V.

275844

24-Feb-1975

Registered

ELEXAR

United Kingdom

KRATON Polymers Research B.V.

B1042084

11-Feb-1975

Registered

ELEXAR

Venezuela

KRATON Polymers Research B.V.

KRATON Polymers

Research B.V.

83618-F

21-Dec-1976

Registered

III-6

Trademark

Country

Origin

International
Classes

National
Classes

Registered
Owner

Effective
Owner

Application
Number

Application
Date

Registration No.

Registration
Date

Status

ELEXAR

Venezuela

KRATON Polymers Research B.V.

83766-F

06-Jan-1977

Registered

IPD

United

Kingdom

KRATON Polymers Research B.V.

2248974

16-Oct-2000

Pending

KRATON

Argentina

KRATON Polymers Research B.V.

1685957

06-Jun-1975

Registered

KRATON

Australia

KRATON Polymers Research B.V.

285344

24-Feb-1975

Registered

KRATON

Austria

KRATON Polymers Research B.V.

85753

13-Jun-1977

Registered

KRATON

Banelux

KRATON Polymers Research B.V.

617501

04-Feb-1977

343590

02-Oct-1977

Registered

KRATON

Bosnia-Herzegovina

KRATON Polymers Research B.V.

BAZR983112A

29-May-1998

BAZR963112

14-Feb-2002

Registered

KRATON

Brazil

KRATON Polymers Research B.V.

007138342

25-May-1980

Registered

KRATON

Bulgaria

KRATON Polymers Research B.V.

31827

26-Sep-1996

Registered

KRATON

Canada

KRATON Polymers Research B.V.

151960

07-Jul-1967

Registered

KRATON

Chile

1,17

KRATON Polymers Research B.V.

677986

14-Aug-2002

Pending

KRATON

China

KRATON Polymers Research B.V.

3526590

15-Apr-2003

Pending

KRATON

China

KRATON Polymers Research B.V.

176292

30-Apr-1983

Registered

KRATON

Colombia

KRATON Polymers Research B V.

KRATON Polymers Research B.V.

87714

06-Sep-1976

Registered

KRATON

Costa Rica

KRATON Polymers Research B.V.

53237/20627

16-Dec-1977

Registered

KRATON

Croatia

KRATON Polymers Research B.V.

Z941995

06-Jul-1990

Registered

KRATON

Czech Republic

KRATON Polymers Research B.V.

183762

20-Jul-1993

Registered

KRATON

Czech

Republic

KRATON Polymers Research B.V.

177236

20-Jul-1993

Inactive

KRATON

Denmark

KRATON Polymers Research B.V.

2587/77

22-Jul-1977

Registered

KRATON

Dominican Republic

KRATON Polymers Research B.V.

24152

16-May-1975

Registered

KRATON

Dominican Republic

KRATON Polymers Research B.V.

24141

08-May-1975

Registered

KRATON

Finland

KRATON Polymers Research B.V.

T199703959

14-Oct-1997

211297

30-Sep-1998

Registered

KRATON

France

KRATON Polymers Research B.V.

1387783

01-Feb-1977

Registered

KRATON

Germany

KRATON Polymers Research B.V.

967641

01-Feb-1977

Registered

KRATON

Greece

KRATON Polymers Research B.V.

58262

01-Mar-1978

Registered

KRATON

Guatemala

KRATON Polymers Research B.V.

29429

06-Jul-1975

Registered

KRATON

HongKong

KRATON Polymers Research B.V.

852/1975

04-Mar-1975

Registered

KRATON

Hungary

KRATON Polymers Research B.V.

151045

05-Mar-1997

Registered

KRATON

India

KRATON Polymers Research B.V.

314762

11-May-1976

Registered

III-7

Trademark

Country

Origin

International
Classes

National
Classes

Registered Owner

Effective Owner

Application
Number

Application
Date

Registration
No.

Registration
Date

Status

KRATON

Indonesia

KRATON Polymers
Research B.V.

396395

31-Aug-1977

Registered

KRATON

Ireland

KRATON Polymers
Research B.V.

096503

31-Jan-1977

Registered

KRATON

Italy

KRATON Polymers
Research B.V.

780066

15-Feb-1977

Registered

KRATON

Japan

KRATON Polymers
Research B.V.

2116203

21-Feb-1989

Registered

KRATON

Japan

KRATON Polymers
Research B.V.

2076568

30-Sep-1988

Registered

KRATON

Japan

KRATON Polymers
Research B.V.

KRATON Polymers
Research B.V

2167489

29-Sep-1989

Registered

KRATON

Japan

KRATON Polymers
Research B.V.

2240183

28-Jun-1990

Registered

KRATON

Jordan

KRATON Polymers
Research B.V.

14329

06-Nov-1976

14329

06-Nov-1976

Registered

KRATON

Kazakhstan

1,17

KRATON Polymers

Research B.V.

KRATON Polymers

Research B.V.

21278

19-Aug-2002

Pending

KRATON

Korea (South)

KRATON Polymers
Research B.V.

157684

29-Jul-1988

Registered

KRATON

Korea (South)

KRATON Polymers
Research B.V.

213701

14-May-1991

Registered

KRATON

Kuwait

KRATON Polymers
Research B.V

KRATON Polymers
Research B.V.

24455/22644

31-May-1990

Registered

KRATON

Lebanon

1,17

KRATON Polymers
Research B.V.

91982

26-Aug-2002

Pending

KRATON

Malaysia

KRATON Polymers
Research B.V.

M/71595

06-May-1976

Registered

KRATON

Mexico

KRATON Polymers
Research B.V.

405188

19-Jul-1991

Registered

KRATON

Mexico

KRATON Polymers
Research B.V.

406767

19-Jul-1991

Registered

KRATON

New Zealand

KRATON Polymers
Research B.V.

111097

21-Feb-1975

Registered

KRATON

Norway

KRATON Polymers
Research B.V.

101819

22-Mar-1979

Registered

KRATON

Oman

KRATON Polymers
Research B.V.

3932

26-Feb-1990

Registered

KRATON

Oman

KRATON Polymers
Research B.V.

3933

26-Feb-1990

Registered

KRATON

Paraguay

KRATON Polymers
Research B.V.

194342

05-Aug-1976

Registered

KRATON

Poland

1,17

KRATON Polymers
Research B.V.

Z-254042

13-Aug-2002

Pending

KRATON

Portugal

1,17

KRATON Polymers
Research B.V.

366249

22-Aug-2002

Pending

KRATON

Romania

KRATON Polymers
Research B.V.

24044

04-Aug-1995

Registered

KRATON

Russian Federation

KRATON Polymers
Research B.V.

161175

23-Sep-1996

Registered

KRATON

Serbia-Monlenegro

KRATON Polymers
Research B.V.

34585

06-Jul-1990

Registered

KRATON

Singapore

KRATON Polymers
Research B.V.

67700

04-May-1976

Registered

KRATON

Slovakia

KRATON Polymers
Research B.V.

177238

20-Jul-1993

Registered

KRATON

Slovenia

KRATON Polymers
Research B.V.

9871504

21-Oct-1998

Registered

III-8

Trademark

Country

Origin

International
Classes

National
Classes

Registered Owner

Effective Owner

Application
No.

Application
Date

Registration
No.

Registration
Date

Status

KRATON

South Africa

KRATON Polymers
Research B.V.

75/1484

26-Mar-1975

Registered

KRATON

Spain

KRATON Polymers
Research B.V.

839006

11-Feb-1977

839006

13-Apr-1978

Registered

KRATON

Sweden

KRATON Polymers
Research B.V.

162639

17-Mar-1978

Registered

KRATON

Switzerland

KRATON Polymers
Research B.V.

287259

07-Feb-1977

Registered

KRATON

Taiwan

KRATON Polymers
Research B.V.

355686

01-Feb-1987

Registered

KRATON

Thailand

KRATON Polymers
Research B.V.

Kor45658

26-May-1976

Registered

KRATON

Turkey

KRATON Polymers
Research B.V.

92106

21-Jun-1976

Registered

KRATON

Ukraine

KRATON Polymers
Research B.V.

16020

15-Jul-1996

Registered

KRATON

United Arab
Emirates

KRATON Polymers
Research B.V.

2485

04-Sep-1993

Registered

KRATON

United Arab
Emirates

KRATON Polymers
Research B.V.

2497

04-Sep-1993

Registered

KRATON

United
Kingdom

KRATON Polymers
Research B.V.

1424319

09-Apr-1990

Registered

KRATON

United
Kingdom

KRATON Polymers
Research B.V.

1424320

09-Apr-1990

Registered

KRATON

Uruguay

KRATON Polymers
Research B.V.

286588

30-Oct-1975

Registered

KRATON

Venezuela

KRATON Polymers
Research B.V.

83616-F

21-Dec-1976

Registered

KRATON

Venezuela

KRATON Polymers
Research B.V.

83617-F

21-Dec-1976

Registered

KRATON

Vietnam

KRATON Polymers
Research B.V.

30307

11-Nov-1997

Registered

KRATON
(Arabic and
English)

Egypt

KRATON Polymers
Research B.V.

23-May-1976

51822

23-May-1976

Registered

KRATON
(Arabic and
English)

Morocco

KRATON Polymers
Research B.V.

56323

15-Apr-1975

Registered

KRATON

(Arabic and

English)

Qatar

KRATON Polymers
Research B.V.

7874

18-Feb-1990

Registered

KRATON
(Arabic and
English)

Qatar

KRATON Polymers
Research B.V.

7875

18-Feb-1990

Registered

KRATON
(Chinese)

China

KRATON Polymers
Research B.V.

2000080022

07-Jun-2000

1616100

14-Aug-2001

Registered

KRATON
(Chinese)

China

KRATON Polymers
Research B.V.

2000080023

07-Jun-2000

1692019

07-Jan-2002

Registered

KRATON
(Chinese)

Hong Kong

KRATON Polymers
Research B.V

KRATON Polymers
Research B.V.

12784/2000

08-Jun-2000

Pending

KRATON

(Chinese)

Hong Kong

KRATON Polymers
Research B.V.

12785/2000

08-Jun-2000

Pending

KRATON
(Chinese)

Taiwan

KRATON Polymers
Research B.V.

89030782

25-May-2000

964650

16-Oct-2001

Registered

KRATON
(Chinese)

Taiwan

KRATON Polymers
Research B.V.

89030783

25-May-2000

968205

01-Nov-2001

Registered

KRATON

(Katakana)

Japan

KRATON Polymers
Research B.V.

3227938

29-Nov-1996

Registered

III-9

Trademark

Country

Origin

International
Classes

National
Classes

Registered
Owner

Effective
Owner

Application
Number

Application
Date

Registration
No.

Registration
Date

Status

KRATON (Katakana)

Japan

KRATON Polymers Research B.V.

3272557

12-Mar-1997

Registered

KRATON AND DESIGN in colours

Austria

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

Benelux

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

Denmark

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

European
Union

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

Finland

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

France

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

Germany

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

Greece

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

Ireland

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

Italy

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

Jersey

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

Portugal

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

Spain

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

KRATON AND DESIGN in colours

Sweden

CTM

1,17,19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

III-10

Trademark

Country

Origin

International
Classes

National
Classes

Registered
Owner

Effective Owner

Application
Number

Application
Date

Registration
No.

Registration
Date

Status

KRATON AND DESIGN in colours

United
Kingdom

CTM

1, 17, 19

KRATON Polymers Research B.V.

002822443

08-Aug-2002

Pending

III-11

Schedules 3.12(a) – Part IV (Copyrights)

Copyrights

KRATON Polymers holds no formal copyright registrations in the US Library of Congress, Copyright Office. It does hold the copyright to the technical brochures that are in use by the R&TS organization and it does hold the copyright to the sales brochures and similar material. It also holds the copyright to the KRATON Polymer molecule symbol.

IV-1

Schedule 3.12(a) – Part V (Domain Name Information)

Domain Name Information


Name	Domain Registered with	Expiry Date of Domain	Information
Xxxxxx.xxx		23^rd April 2008	Registered Directly by Shell

Xxxxxx.xxx	INS/Cable & Wireless	26^th January 2004	Registered for Kraton by Cavendish

Xxxxxxxxxxxx.xxx	INS/Cable & Wireless	30^th November 2003	Registered for Kraton by Cavendish

Xxxxxxxx.xxx	INS/Cable & Wireless	30^th November 2003	Registered for Kraton by Cavendish

Xxxxxxx.xxx	INS/Cable & Wireless	30^th November 2003	Registered for Kraton by Cavendish

Xxxxxxx.xxx	INS/Cable & Wireless	30^th November 2003	Registered for Kraton by Cavendish

Xxxxxxxxxxxxxx.xxx	INS/Cable & Wireless	30^th November 2003	Registered for Kraton by Cavendish

Xxxxxxxx.xxx	Star Internet	3^rd September 2011	Registered for Kraton by Cavendish

Xxxxxx.xxx	Net Benefit	4^th September 2004	Registered for Kraton by Cavendish

Xxxxxx.xxxx	Net Benefit	4^th September 2004	Registered for Kraton by Cavendish

Xxxxxx.xxx.xx	Net Benefit	4^th September 2004	Registered for Kraton by Cavendish

Xxxxxxxxxxxxxx.xx.xx	Net Benefit	4^th September 2004	Registered for Kraton by Cavendish

Xxxxxxx.xx.xx	Net Benefit	4^th September 2004	Registered for Kraton by Cavendish

Xxxxxxx.xxx	Net Benefit	4^th September 2004	Registered for Kraton by Cavendish

Xxxxxxxxxxxxxx.xxx	Net Benefit	4^th September 2004	Registered for Kraton by Cavendish

V-1


Name	Domain Registered with	Expiry Date of Domain	Information
Xxxxxxxxxxxxxx.xxxx	Net Benefit	4^th September 2004	Registered for Kraton by Cavendish

Xxxxxxx.xxx	Net Benefit	4^th September 2004	Registered for Kraton by Cavendish

Xxxxxxx.xxxx	Net Benefit	4^th September 2004	Registered for Kraton by Cavendish

Xxxxxxxxxxxxxxx.xxx	Network Solutions	18^th February 2008	Registered directly by Kraton

Xxxxxxxxxxxx.xxx	Network Solutions	18^th February 2008	Registered directly by Kraton

Xxxxxxxxxxxxxx.xxx	Network Solutions	18^th February 2008	Registered directly by Kraton

Xxxxxxxxxxxxxx.xxx	Network Solutions	18^th February 2008	Registered directly by Kraton

Xxxxxx.xx	Net Names	4^th September 2003	Registered for Kraton by Cavendish

Xxxxxx.xx	Net Names	4^th September 2003	Registered for Kraton by Cavendish

Xxxxxx.xx	Net Names	4^th September 2003	Registered for Kraton by Cavendish

Xxxxxx.xx	Net Names	4^th September 2003	Registered for Kraton by Cavendish

Xxxxxx.xx	Net Names	4^th September 2003	Registered for Kraton by Cavendish

Xxxxxx.xx	Net Names	4^th September 2004	Registered for Kraton by Cavendish

Xxxxxxxxxxxxxxxx.xxx	Network Solutions	18^th February 2008	Registered directly by Kraton

Xxxxxxx.xxx	Net Names	6^th May 2005	Registered for Kraton by Cavendish

Xxxxxxxxxxxxxx.xx		15^th May 2007	Registered directly by Kraton

Xxxxxxx.xx	Net Names	5^th September 2004	Registered for Kraton by Cavendish

V-2

Schedule 3.12(a) – Part VI (Licenses)

Patent Licenses

Agreement #

Shell/Kraton
Signature Party

Other

Party

Effective
Date

Field

Territory

Description

AG 0184

KP Res. BV

Asahi Kasei Corp.

22-Aug-02

Bitumod

Japan

Non-exclusive license from Asahi under Japanese Patent No. 2140602 to make certain styrenic Elastomers

AG 0186

KP Res. BV

Japan Elastomer Co.,
Ltd.

22-Aug-02

Manuf.

Japan

Non-exclusive, royalty-bearing license from Asahi under certain Japanese patents to produce certain styrenic Elastomers

AG 0296

KP LLC

Dow Chemical Co.
Shell Oil Co.

31-Mar-03

CAPS

Worldwide

License from KP to Dow under two KP patent series related to blends of SBC’s with metallocene polymers

HU 1003

Shell Oil Co.

SIRM, SICC

l4-Feb-92

CAPS

Worldwide

Cross-license of rights relating to Joint Development Agreement between SOC and General Electric on PPO blends

HU 1009

Shell Oil Co.

E.P.I.C. Software Group

l-Dec-92

ASC

Worldwide

Software development agreement for predicting performance in adhesive formulations

HU 1014

Shell Chem. Co.

Mobil Oil Corporation

31-Jan-95

KLP

Worldwide

Non-exclusive royalty-bearing license under Mobil patents to make epoxidized copolymers for use in adhesives, coatings, sealants and as modifiers for bulk parts

HU 1022

Shell Chem. Co.

Applied Elastomerics
Inc.

l-Jan-95

CAPS

USA,
Taiwan

Royalty-bearing license from AEI to sell off-spec KRATON G polymers to Taiwan for use in making gelatinous Elastomer compositions which are imported into the USA.

HU 1031

Shell Chem. Co.

Avery Dennison Corp.

11-Oct-95

KLP

Worldwide

Royalty-bearing license under Avery patents relating to pressure sensitive adhesives comprising acrylated macromers

HU 5045

Shell Chem. Co.

Ralf Korpman Associates

12-May-94

ASC/
CAPS

USA

Royalty-bearing license under Korpman US 5,274,036 relating to pressure sensitive adhesives containing liquid polymers

HU 1005

Shell Oil Co.

Dow Chemical Co.
Exxon Chemical
Company

l-Nov-93

ASC/CAPS

USA

Cross-license of rights relating to linear SIS block copolymers used in adhesives/articles containing such block copolymers

HU 1001

Shell Oil Co.

Findley Adhesives, Inc.

8-Jun-94

ASC

USA

Royalty-bearing license from Findley under US 5,149,741 related to adhesives containing styrene/isoprene radial polymers

HU 958

Shell Oil Co.

General Electric
Company

7-Oct-91

CAPS

Worldwide

Joint Development Agreement related to SBC’s for polyphenylene ether polymer compositions

VI-1

HU 970

Shell Oil Co.

SWK Pavement
Engineering Ltd.

l-Mar-93

Bitumod

USA

SOC grants to SWK an exclusive license in the USA to distribute a structural pavement analysis program

HU 991

Shell Oil Co.

Avery Dennison Corp.

28-Mar-94

ASC

Worldwide

Avery grants to Shell a royalty-bearing exclusive license to sell branched SBC’s for use by Shell’s customers to make products covered by the Avery patents

LO 1185

Shell Int. Res. Maat.

Exxon Chemical Company
Dow Chemical Co.
Dexco Polymers

18-Mar-94

ASC/CAPS

World
OUS

Cross-license of rights relating to linear SIS block copolymers adhesives/articles containing such block copolymers. Related to HU 1005

LO 1193

Shell Int. Res. Maat.

Asahi Chemical Industry
Co. Ltd

6-Oct-94

Manuf.

Worldwide

Cross-licensing of rights relating to maleated SBCs. Includes royalty payments to Asahi.

LO 743

Shell Int. Res. Maat.

Asahi Chemical Industry
Co. Ltd

7-Nov-97

Manuf.

Worldwide

Cross license of Asahi patent rights and SIRM patent rights

LO 5921

Shell Int. Res. Maat.

Kuraray Co., Ltd.

19-Jul-00

Worldwide

Royalty-free, non-exclusive license under Kuraray patents related to EP 073111 as a result of opposition settlement

V-2

Compounder License Agreements

LICENSOR

LICENSEE

AGMT.
DATE

DESCRIPTION OF AGREEMENT

ROYALTY OR
NON-ROYALTY

TERRITORY
COVERED

AGREEMENT
NUMBER

Shell Chemical Company

GLS
Corporation

4-1-96

GLS appointed the exclusive marketing specialist/distributor (“MS”) of KRATON polymers and compounds into the molded and extruded goods (durables and disposables), medical and transportation markets, and non-exclusive MS of KRATON polymers and compounds into polymer blending applications.

No on-going
royalties and all
deferred
royalties from
prior periods
have been paid
in full prior to
9/30/03

United States

HU 2107

GLS grants to Shell a non-exclusive, non-transferable, worldwide license to make, use and sell products based upon GLS confidential information.

Shell Oil Company

GLS
Corporation

4-1-93;
Amended
9/5/96

A non-exclusive, non-transferable license to use the MARK (KRATON) in connection with the compounding, manufacture, advertisement, sale and use of said MARK on all compounded products areas except extruded wire and cable products and non-woven fabrics.

Royalty-free

United States

HU 956

Amended to include the trademark - VERSAFLEX^®.

VI-3

LICENSOR

LICENSEE

AGMT.
DATE

DESCRIPTION OF
AGREEMENT

ROYALTY OR
NON-ROYALTY

TERRITORY COVERED

AGREEMENT
NUMBER

Shell Oil Company

Multibase
Incorporated

1-1-94;
Amended
1-1-96

A non-exclusive, non-transferable, non-extendible license to make, use, and sell compounded products using the MARK (KRATON) in automotive products and potentially in non-automotive product areas other than wire and cable and non-woven products.

Amended to extend the license to use the MARK to non-automotive product areas other than medical, wire and cable and non-woven products.

Royalty-free

United States

HU 1000

Shell Oil Company

Teknor
Apex
Company

7-1-93;
Amended
7/19/95

A non-exclusive, non-transferable, non-extendible license to use the MARK (KRATON) in connection with the compounding, manufacture, advertisement, sale and use of said MARK on compounded products other than wire and cable and non-woven products.

Royalty-free

United States

HU 1002

Shell Oil Company

Teknor
Apex
Company

12-19-91

A non-exclusive, non-transferable, non-extendible license to use the MARK (ELEXAR) to manufacture, advertise, sell and use on compounded products in the wire and cable industry.

Royalty-bearing

To manufacture in U.S.; to use and sell in Canada, Mexico and the U.S., its territories and possessions

HU 962

Shell Research Limited

A.P.I.
Applicazioni
Plastiche

6-17-85;
Amended
10/8/85

Evaluate KRATON G compounding Know-How, with the view of using such Know-How in A.P.I.’s commercial operation.

Amended to allow A.P.I. to use KRATON G Compounding Know-How.

None stated

LO 1254

V-4

LICENSOR

LICENSEE

AGMT.
DATE

DESCRIPTION OF
AGREEMENT

ROYALTY OR
NON-ROYALTY

TERRITORY COVERED

AGREEMENT
NUMBER

Shell International Chemicals B.V.

Bada Plast
GmbH &
Company

7-17-00

A non-exclusive, non-transferable license to make compounded polymers, and to use, offer for sale and sell such compounded polymers.

Royalty-bearing

Germany

LO 5652

Shell Research Limited

LePorte
Alphagary
Limited

8-12-98

A non-exclusive and non-transferable license to use KRATON information and to operate under the Shell patents to manufacture in the United Kingdom and sell the compounds outside the USA, and to extend to customers a sub-license under the Patents to use the compounds in the manufacture of carpet backing.

Royalty-bearing

United Kingdom

LO 1245

Shell Int. Chemicals B.V.

DS-Chemie
GmbH

1-19-00

A non-exclusive and non-transferable license to use Shell info to manufacture in Germany and sell the compounds.

Royalty-bearing

Germany

LO 5282

Shell International Chemicals B.V.

Valerio
Franceschetti
Elastomeri
S.P.A.

7-27-00

A non-exclusive, non-transferable license to make compounded polymers in Italy, and to use, offer for sale and sell such compounded polymers.

Royalty bearing

Italy

LO 5653

Shell International Chemicals B.V.

Industrie
Generali
S.P.A.

8-4-00

A non-exclusive and non-transferable license under Shell information and/or licensed patents to make compounded polymers, and to use, offer for sale and sell such compounded polymers in medical tubing & medical film applications (for outside the body) and wire & cable applications.

Royalty-bearing

Italy

LO 5673

V-5

LICENSOR

LICENSEE

AGMT.
DATE

DESCRIPTION OF
AGREEMENT

ROYALTY OR
NON-ROYALTY

TERRITORY COVERED

AGREEMENT
NUMBER

Shell International Chemicals B.V.

Horst Muller
Kunststoffe
KG

8-4-00

A non-exclusive and non-transferable license under Shell information and/or licensed patents to make compounded polymers in Germany, and to use, offer for sale and sell such compounded polymers.

Royalty-bearing

Germany

LO 5674

Shell International Chemicals B.V.

Thermoplasti
ques Cousin-
Tessier S.A.

10-3-00

A non-exclusive and non-transferable license under Shell information and/or licensed patents to make compounded polymers in France, and to use, offer for sale and sell such compounded polymers.

Royalty-bearing

France

LO 5766

V-6

Joint Development Agreements


KRATON ID	2nd Party	Effective Date	Disclosure End Date	Confidentiality End Date
HU920	Kimberly-Clark	1/1/1987	1/1/1992	1/1/2007
HU923	3M	4/26/1988	4/26/1991
HU937	Avery International Corporation	1/1/1990	1/1/2000
LO 1280	Du Pont de Nemours	1/6/1997
LO 1282	Fasson Nederland BV	9/15/1997

VI-7

Other Intellectual Property Agreements

1.	Contribution Agreement dated February 28,2001 between Shell Oil Company and Shell Elastomers LLC.

2.	Contribution Agreement dated February 28,2001 between Shell International Research Maatschappij B.V. and KRATON Polymers Research B.V.

VI-8

Schedule 3.12(b) – Exceptions and Encumbrances to Intellectual Property

None.

Schedule 3.12(c) – Exceptions to Use of Intellectual Property

In 2003 Dow Chemical approached KRATON regarding a possible violation of two secrecy agreements originally entered into between Shell and Dow relating to the disclosure by Shell of experimental metallocene ethylene polymers in patent applications filed by Shell in respect of patents WO 02/28965 Al, filed October 4, 2001, and European Patent EP 0 712 892 B2. filed November 14, 1995. Without admitting fault, KRATON Polymers and Shell entered into a non-exclusive, royalty- free license with Dow Chemical granting them rights under these patents and applications, in exchange for Dow forgiving any possible claim against KRATON Polymers or Shell. This Settlement Agreement is listed on page 109 of Schedule 3.12(a).

In 2002 KRATON resolved a lawsuit with Asahi in Japan concerning KX 412 and KX 419 polymers in bitumen compositions through an amicable settlement. The settlement included a settlement fee which was paid in full before September 30,2003, an immunity from suit on products stabilized with Irgaphos 168, a limited immunity from suit with respect to Epon 825 coupled products, and an improved royalty rate on KRATON functionalized polymer. These settlement agreements are listed on page 109 of Schedule 3.12(a).

Schedule 3.13 – Exceptions to Tax Filings

1.	Shell/KRATON Tax Settlement Agreement, dated September 23, 2002.

KRATON Polymers Italy S.r.l. and KRATON Polymers UK Limited are currently being audited by Inland Revenue, United Kingdom, for the tax year 2000. The audit is in the information gathering stage. At the present time, no liability is expected. The tax loss for the year 2000 was approximately US$326,000 which is expected to be enough to cover any deficiency.

In May 2003, KRATON filed a $600,000 refund request from the State of Texas regarding overpayment of Sales Taxes. Pursuant to this refund request the State is auditing the periods under this request (March 2001 to December 2002). It is expected that the audit and settlement will be completed within the next year.

The Company is under audit by the State of Texas for Franchise Taxes for the years 2000-2003 (calendar years 1999-2002). The Company is responsible as the filing party for 2002 and 2003. The 2001 year will be a coordinated audit with Shell. The opening meeting with the State of Texas is scheduled for November 10, 2003. It is anticipated that any deficiencies found on the Franchise Tax audit can be off-set with the Sales Tax refund (see Item #3 above). As of the date hereof, the Company does not anticipate any assessment in respect of this issue and no liability is expected as a result of this audit.

Schedule 3.14(a) – Labor Controversies

None.

Schedule 3.14(b) – Employee Benefit Plans

1.	Employment Agreement with Stephen Wood and Supplemental Retirement Plan for Stephen Wood pursuant thereto.

2.	Employment Agreement with Gary Spitz.

3.	Letter agreements with certain other senior managers:

Garret A. Davies

Roger Morgan

Richard A. Ott

Robert D. Roesch

Robert A. Newman

4.	Confidential Information Letter for KRATON employees.

5.	The KRATON Bonus Plan

6.	Works Council Agreements:

The Netherlands – Reglement Ondememingsraad KRATON Polymers Nederland B.V.

Germany –

(i)

Betriebsvereinbarung zwischen dem Betriebsrat der KRATON Polymers GmbH und der KRATON Polymers GmbH.

(ii)

Betriebsvereinbarung zwischen der Deutschen Shell Chemie GmbH und dem Betriebsrat Deutschen Shell Chemie GmbH.

(iii)

Betriebsordnung – Deutsche Shell GmbH.

7.	United States Employee Benefit Plans:

Health and Welfare Plans:

CIGNA HealthCare PPA Incentive PPO Plan

CIGNA HealthCare PPA Non-Incentive PPO Plan

United Healthcare Select Option

United Healthcare Select Option United Healthcare Select Plus Option

United Healthcare Out of Area Option

CIGNA Dental Insurance

CIGNA Income Protection Insurance (IPI)

CIGNA Long Term Disability Insurance (LTD)

Prudential Survivor Benefit (Group Life)

Prudential Survivor Work Related Accidental Death (AD)

Prudential Voluntary Personal Accident

Metropolitan Life Dependent Group Life Insurance

KRATON Polymers Short Term Disability Plan

Business Travel Accident Insurance

Health Care Cost Reduction plan

Vision Services Plan

United Healthcare Flexible Spending (FSA)

Other Benefit Plans:

Hyatt Group Legal Plan

Metropolitan Home and Auto

Adoption Assistance Plan

Vacation Purchase Plan

Educational Assistance Plan

Learning Account

Paid Vacation/Holiday

Severance Plan

Gainsharing Program

Trust Agreement between KRATON Polymers US, LLC and Fidelity Management Trust Company, dated March 1, 2003.

Retirement Plans:

KRATON Polymers US LLC Pension Plan

KRATON Polymers US LLC Benefit Restoration Plan (Pension)

KRATON Polymers US LLC Savings Plan

KRATON Polymers US LLC Benefit Restoration Plan (Savings)

8.	France Employee Benefit Plans

Health and Welfare:

Death: CNP (Caisse Nationale de Prévoyance)

Income Protection Plan – CNP (Caisse Nationale de Prévoyance)

Other Benefit Plans:

Medical Insurance: MIP

Company Car Plan for designated Staff

Lunch Allowance (with Shell Staff Council)

Savings: FONGEPAR

Bonus: Interessement Plan

Retirement Plans:

Group Personal Pension Plan for Ex Shell Employees – La Mondiale

9.	Belgium Employee Benefit Plans

Health and Welfare:

Death in Service Plan – Fortis

Obligatory work-related accident insurance – Fortis

See appropriate chapter of Axa Pension Plan

Other Benefit Plans:

Hospitalization Insurance – Swiss Life

Company Car Plan for designated Staff

Lunch Allowance for Ex Shell Staff – provision of MCIL restaurant facilities

Medical Screening Policy for both mandatory and optional staff

Retirement Plans:

Group Personal Pension Plan including invalidity plan – Axa Royale Belge

Miscellaneous:

PC intervention, children holidays, subsidized sports activities

10.	The Netherlands Employee Benefit Plans

Health and Welfare Plans:

Death in Service Plan

Disability Plan

Medical Insurance Plan – Zilveren Kruis

Other Benefit Plans:

Long Service Award Payments

Severance Plan

Buying Leave policy

ADV Days

Staff Association for Sport/Relaxation

Child Care Policy

PC Purchase Policy

Commuting Allowance/Season Tickets

Company assistance for Glasses and Contact lenses

Retirement Plans:

DB Plan for Ex Shell Employees – Centraal Beheer.

DB Plan for hires since March 2001 – Centraal Beheer.

DC Flexible Savings Plan for Shell transferees who were under the age of 35 on divestment.

11.	Germany Employee Benefit Plans

Health and Welfare Plans:

Death in Service Commitment for EX Shell Employees.

Emergency Medical Assistance and Travel Advice – AIG Europe.

Other Benefit Plans:

Medical Advisor (contracted) no Screening Policy.

Company Car Policy for designated Staff is still in process, not yet finalized.

Lunch Allowance (3,— Euro meal).

Job Fit Massage: Costs by Kraton compensated via Extra Working Hours.

Retirement Plans:

Shell Pension Plan for Ex Shell Employees.

Standard or Individual Allowance for all remaining employees.

12.	United Kingdom Employee Benefit Plans

Health and Welfare Plans:

Death in Service Plan – Swiss Life

Other Benefit Plans:

Medical Screening Policy

Company Car Plan for designated Staff

Lunch Allowance for Ex Shell Staff

Executive Loans for Ex Shell Staff

13.	Italy Employee Benefit Plans

Other Benefit Plans:

‘Dirigenti’ have a medical check-up once a year paid for by Kraton.

Employee’s have a limited check-up once a year paid for by Kraton.

Meal Allowance which is 7 Euros per day

Have a Seniority Scheme for ‘Dirgenti’ and Employee’s Company car to JG2 and above and sales staff.

14.	Spain Employee Benefit Plans

Health and Welfare Plans:

Death: (1.5 times salary) with Winterthur

Other Benefit Plans:

Medical Insurance with Sanitas

Children grant

Retirement Plans:

Group Personal Pension Plan – with Santander Central Hispano (possible change to Caja Madrid).

15.	Poland Employee Benefit Plans

Health and Welfare Plans:

Death Insurance with Gerlang

Other Benefit Plans:

Medical Insurance: with Centrum Medyczne Sp.z.o.o

Retirement Plans:

None – State Only

16.	Estonia Employee Benefit Plans

Health and Welfare Plans:

Death: None

Income Protection Plan – None

Retirement Plans:

Employer contributes to the state pension plan

17.	Brazil Employee Benefit Plans

Health and Welfare Plans:

UNIMED Health Plan

ODONTOPREV Dental Plan

UNIBANCO AIG Life Insurance Plan

Other Benefit Plans:

Auto and Insurance

Educational Assistant Program

Profit Sharing

Performance Bonus

Retirement Plans:

PGBL, a plan designed and provided by the Brazilian legislature which allows 100% of the return of investment to be returned to the plan participants (no guarantee on returns).

18.	Australia Employee Benefit Plans

Retirement Plans:

Superannuation Plan in accordance with defined (statutory) contribution levels.

19.	India Employee Benefit Plans

Health and Welfare Plans:

Life Insurance from the Life Insurance Company of India – 2x Salary.

Other Benefit Plans:

Kraton will provide a in-patient Medical Insurance with National Insurance Company and for up to one month’s salary per annum for out-patient.

Accident Insurance with National Insurance Company.

20.	Turkey Employee Benefit Plans

Retirement Plans:

None – Only Gratuity Plan.

21.	Hong Kong Employee Benefit Plans

Other Benefit Plans:

Company Car Plan for designated Staff

Retirement Plans:

Group Personal Pension Plan – Mandatory Provident Fund – Manulife

22.	Taiwan Employee Benefit Plans

Other Benefit Plans:

Kraton pays NT 1,000 for the occasions of the Lantern Festival, the Dragon Boat Festival and the Chinese New Year.

Annual Budget for social activities for the Taiwan office is NT 20,000p/a.

Meal Allowance of NT 1,800 per month.

Payment in lieu of pension 8.3% of base salary.

Retirement Plans:

None as of yet.

23.	Japan Employee Benefit Plans

Other Benefit Plans:

Special Leave (marriage, birth of a child, moving house, etc.).

Company House Plan for designated Staff.

Educational Assistance Plan.

Retirement Plans:

Retirement Benefit Payment Plan – Gratuity – Internal.

Schedule 3.14(b)(v) – Pension Funding Obligations

None.

Schedule 3.14(b)(vi) – Exceptions to Triggered Entitlement or Acceleration of Benefits

1.	Employment Agreement with Stephen Wood and Supplemental Retirement Plan for Stephen Wood pursuant thereto.

2.	Employment Agreement with Gary Spitz.

3.	Letter Agreement with Garret Davies.

4.	Letter Agreement with Richard Ott.

5.	Letter Agreement with Robert Roesch.

6.	Management Equity Program, for which the Company shall have no liability for any payments with respect thereto.

7.	Kraton Polymers U.S. LLC Pension Benefit Restoration Plan.

8.	Kraton Polymers U.S. LLC Deferred Compensation and Restoration Plan.

Schedule 3.14(b)(vii) – Employee Loans

1.	Loans to certain employees by the Company in connection with the Management Equity Program. The aggregate outstanding principal amount of all such loans is $1,249,950 all of which will be repaid in full at the Closing Date.

2.	Loans to certain employees by the Company in connection with the UK Executive Loan Program carried over from Shell. The aggregate outstanding principal amount of all such loans is £66,965. The anticipated repayment date for all such loans is February 28, 2004.

Schedule 3.15 – Exceptions to Environmental Compliance, Licenses and Permits

1.	See Item #2 on Schedule 3.10.

2.	See all Items listed in Schedule 3.11.

Schedule 3.16 – Guarantees

1.	Senior Subordinated Equity Issuer Guarantee, dated as of February 28, 2001, by Ripplewood Chemical Holding LLC, for the benefit of the noteholders.

Parent Guarantee Agreement, dated as of February 28, 2001, between Ripplewood Chemical Holdings LLC, as guarantor, and The Chase Manhattan Bank, as administrative agent for the lenders to the Credit Agreement, dated as of February 28, 2001, among KRATON Polymers LLC (formerly named RK Polymers LLC), Ripplewood Chemical Holdings LLC, the lenders party thereto, and The Chase Manhattan Bank.

Schedule 3.17 – Finders; Brokers

Morgan Stanley & Co. Incorporated and Credit Suisse First Boston pursuant to an engagement letter, dated May 1, 2003, a copy of which has been provided to Buyer.

3.18 – Material Customers

A. KRATON D:

[***] [Confidential Treatment Required]

B. KRATON G:

[***] [Confidential Treatment Required]

Schedule 3.19 – Exceptions to Related Party Transactions

1.	Payments pursuant to the Management Agreement by and between Ripplewood Holdings L.L.C. and KRATON Polymers LLC, dated as of February 28, 2001, as set forth below:


Related Party	Date	Amount
Ripplewood Holdings, L.L.C.	October 10, 2003	$	312,500
Ripplewood Holdings, L.L.C.	January 12, 2004		312,500
Greenwich Chemical Partners LLC	October 2, 2003		62,500
Greenwich Chemical Partners LLC	November 3, 2003		62,500
Greenwich Chemical Partners LLC	December 3, 2003		62,500
Greenwich Chemical Partners LLC	January 5, 2004		62,500
Greenwich Chemical Partners LLC	February 4, 2004		62,500
Greenwich Chemical Partners LLC	March 3, 2004		62,500
Reimbursable Expenses to above parties	Monthly		(approximately) 25,000

In the event that the Closing Date occurs between two scheduled payment dates of Greenwich Capital Partners LLC, the Company shall pay to Greenwich Chemical Partners LLC the pro rata portion of the next scheduled payment.

2.	The tax distributions required by the terms of the Class A Preferred of Ripplewood Chemical Holding LLC, as set forth below:


Related Party	Date	Amount
Preferred Units – Tax Distributions	October 10, 2003	$	965,158
Preferred Units – Tax Distributions	January 9, 2004		998,939

3.	Any arms-length agreements and transactions of a commercial nature in the ordinary course of business, between the Company and any equity investor in Seller (other than employees of the Company who indirectly hold equity in Seller) or any Related Party thereof.

Schedule 3.20 – Material Insurance Policies

Please see attached.


KRATON POLYMERS, LLC

		Schedule of Insurance

		February 28, 2003-2004

*Note:*		*The following is intended to provide an overview of coverages in place for Kraton Polymers. Policies must be consulted to determine actual coverage limits,* *deductibles, terms and conditions.*
*Note:*		*All Limits, Deductibles/Retentions and Premiums are in $US Dollars.*


Coverage	Policy Number		Insurance Carrier	Limits of Liability
Workers’ Compensation & Employers Liability	720-68-98	All Other States	American Home Assurance (AIG)	$ $ $	Statutory 1,000,000 1,000,000 1,000,000	Workers’ Compensation BI by Accident -Per Accident BI by Disease -Policy Limits BI by Disease -Per Employee

Workers’ Compensation & Employers Liability		Ohio Only	Ohio Monopolistic State Fund	$ $ $	2,000,000 2,000,000 2,000,000	BI by Accident - Per Accident BI by Disease - Policy Limits BI by Disease - Per Employee

Primary General Liability Including Products/Completed Operations	2495047	All States	Lexington	$ $ $ $ $ $ $	4,000,000 4,000,000 2,000,000 2,000,000 50,000 2,000,000 4,000,000	General Aggregate Products/Completed Ops Aggregate Personal & Advertising Injury Each Occurrence Fire Damage (any one fire) EBL per employee claim (claims made) EBL aggregate (claims made)

Business Automobile Liability *United States Only*	720-33-03 720-33-04 720-69-98	All Other States Texas Only Mass Only	American Home Assurance American Home Assurance American Home Assurance	$ $ $	2,000,000 10,000 2,000,000 Statutory	Liability Medical Payments Uninsured/Underinsured Motorists CSL Personal Injury Protection

Foreign GL/AL/WC/EL	CXC 069261 CXV 069261	GL & AUTO FWC	ACE	$ $ $ $ $	2,000,000 2,000,000 2,000,000 2,000,000 2,000,000 Statutory	Per Occurrence Employee Benefits Liability Per Occurrence - Auto Liability Employers Liability Workers Compensation

Excess Liability	7410082 3000110 7410083 U91120202 6393920		AISLIC AWAC Lexington OCIL Starr		Primary 25M 25M xs 25M 25M xs 50M 150M xs 75M 125M xs 225M

Property/Boiler and Machinery	CLP 3002961 PCA4551225 MMIB71076512013 OPG 2694 21-F39000037 42-HHP 12787 00 HG437202 HG437202 HG437202 01768 CP 003 80 64 02 MZY2X66861 HG444302 HG444302 HG444302 HG444302 KP00518P HG444303 HG444303 HG444303 HG444303		Allianz Zurich Liberty Commonwealth Scor Re Arch Partner Re SR International AXA AWAC XL America Montpelier Re Minich Re Hiscox ACE Axis ACE Houston Casualty Ascot Atrium Caitlin	$ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $	550,000,000 300,000,000 125,000,000 125,000,000 100,000,000 100,000,000 5,000,000 100,000,000 2,500,000 10,000,000 10,000,000 30,000,000 5,000,000 10,000,000 25,000,000 25,000,000 5,000,000 20,000,000 10,000,000 10,000,000 10,000,000 10,000,000 5,000,000 500,000 500,000 5,000,000 10,000,000 5,000,000 5,000,000 1,000,000 25,000,000 5,000,000 10,000,000 100,000 25,000,000 30 days 30 days	Blanket All Risk Belpre OH Berre France Pernis Netherlands Wesseling Germany All other Locations Flood except; FEMA Zones A or V and Netherlands Flood Earthquake except; Japan Earthquake DIC Japan DIC Brazil Contingent Time Element Named Suppliers Contingent Time Element Unnamed Suppliers Extra Expense Newly Acquired locations Off-premises service interruption Unnamed Locations Offsite Storage Valuable Papers and Records Accounts Receivable Electronic Media Inland Transit Expediting Expense Decontamination Expense Pollution Clean-up and removal Fine Arts or 25 % of the loss debris removal Leasehold Interest Tenants and Neighbors Royalties demolition and increased cost of construction unintentional errors and omissions Rental Value Claims Preparation Property in Course of Construction Civil Authority Ingress/Egress

Coverage

Retention

Effective

Expiration

Premium

Notes

Workers’ Compensation &

Employers Liability

Nil deductible

Guaranteed Cost

2/28/2003

2/28/2004

157,926

Provides statutory Workers’

Compensation coverage in all states for which Kraton Polymers has operations. For the United States only (exc monopolistic states).

Workers’ Compensation &

Employers Liability

Nil deductible

Guaranteed Cost

1/1/2003

6/30/2003

TBA

Provides statutory Workers’ Compensation coverage for Ohio only via the Ohio State Fund program.

Primary General Liability

Including Products/Completed Operations

$
$

250,000
250,000

Self Insured Retention

EBL Deductible

2/28/2003

2/28/2004

205,000

Provides General Liability coverage for the United States and its territories only. Occurrence Form excludes terrorism Products Liabilty is covered in US territory only Coverage includes liability for 1972 Jon Boat

EBL is claims made form

Business Automobile Liability

United States Only

Nil deductible

Guaranteed Cost

2/28/2003

2/28/2004

52,422

Provides third party liability coverage for

owned, hired and non-owned autos for the

United States only.

Does not provide coverage for comp or collision No UM/UIM coverage for Mich or Ohio

Foreign GL/AL/WC/EL

Nil deductible
1,000
Nil deductible

For General Liability

Employee Benefits Liability

For Employers Liability

2/28/2003

2/28/2004

140,042

Provides General (Premises) Liability, Auto Liability, Workers’ Compensation and Employers, Products Liability EXCESS of local statutory Auto Liability requirements.

WC applies only to US Nat’l (Expats) and 3rd Country Nat’ls

Local policies in Estonia, France, Germany, Italy, The Netherlands, Russia and Taiwan

Excess Liability

25,000
Nil
Nil
Nil
Nil

Excess Follow Form

2/28/2003

2/28/2004

$
$
$
$
$

551,000
265,000
150,000
710,000
450,000

Provides worldwide umbrella coverage over

General Liability, Products Liability, Auto Liability, Employers Liability, Foreign Liability

Property/Boiler and Machinery

$
$
$

PD
5,000,000
1,000,000
250,000
BI
Belpre
All Others

Belpre, Ohio

Other Plants

All Non-Mfg

60 days with $2,500,000 min

except $5,000,000 minimum

as respects K1 & G2

45 days with $2,500,000 min

12/31/2002

2/28/2004

5,938,300
plus

$110,00 fee
for engineering all for 14 month term

Provides worldwide coverage for physical damage,

business interruption, including boiler/machinery Excludes coverage for terrorism


Confidential		Page 1 of 2


KRATON POLYMERS, LLC

		Schedule of Insurance

		February 28, 2003-2004

*Note:*		*The following is intended to provide an overview of coverages in place for Kraton Polymers. Policies must be consulted to determine actual coverage limits, deductibles, terms and conditions.*
*Note:*		*All Limits, Deductibles/Retentions and Premiums are in $US Dollars.*


Coverage	Policy Number		Insurance Carrier	Limits of Liability
Ocean/Marine Cargo & Stock Throughput	SM4-1227	Worldwide	Gulf (37.5%) Lloyd’s (62.5%)	$ $ $	40,000,000 50,000 10,000,000	Any One Vessel Any One Package UPS/FedEx/Mail/Parcel Post Any One Aircraft/ Barge in Tow/ Land Conveyance
				$ $ $ $	Storage within USA 40,000,000 36,000,000 26,500,000 15,000,000	at Peoples Services, 4301 Camden Ave, Parkersburg, WV at Transdistribution warehouse, 5316 Rosemar Rd, Parkersburg, WV at Belpre, Ohio at Curry Transfer & Storage, Rte 47 East, Parkersburg, WV
				$ $	Storage outside the USA 20,000,000 14,000,000	at Berre, France Frechen, German

Fidelity (Crime) Insurance	396-97-22	Worldwide	AIG	$	5,000,000	Single Loss

Fiduciary (Pension Trust) Liability	396-97-21	Worldwide	AIG	$	5,000,000	Aggregate Limit (Including Defense Cost)
Directors & Officers Liability/EPLI	396-97-17	Worldwide	AIG	$	10,000,000	Per Occurrence/Aggregate
Special Risk Insurance	647-41-82	Worldwide	AIG	$	5,000,000	Per Occurrence
Environmental Impairment Liability/ Pollution Legal Liability	4763343	Worldwide	American International Specialty Lines Insurance Company (AISLIC)	$ $ $	100,000,000 100,000,000 100,000,000 Inception	Per Loss Coverage Section Aggregate Limit Total For All Losses Retro Date
Underground Storage Tank Liability	ST5299034	Belpre, OH	Commerce and Industry Insurance Company	$ $	1,000,000 2,000,000 Inception	Per Loss Limit Aggregate Limit Retro Date
Business Travel Accident	GTP8062197	Worldwide	AIG Europe	£ £ £ £ £	25,000.00 25,000.00 25,000.00 5,000,000.00 5,000,000.00	Death Loss of Eye or Limb Loss of Both Eyes or Two Limbs Medical & Emergency Travel Expense Rescue Expense
Group Travel Accident	TBA	Worldwide	AIG	$	250,000	Class I - Executives
				$	100,000	Class II - All other employees
Wharfingers Liability (Marine)	24948ML503	Worldwide	New York Marine & Gen
				$	5,000,000	each occurrence

Coverage

Retention

Effective

Expiration

Premium

Notes

Ocean/Marine Cargo &

Stock Throughput

5,000,000

Per Occurrence

12/23/2002

2/28/2004

337,979
(deposit

)

* Provides worldwide (except countries contrary to US law) coverage for ocean/marine cargo shipments. Ultimate premium will be determined on gross sales (not less than $615,000,000) against rate(s)

Fidelity (Crime) Insurance

25,000

Single Loss

2/28/2003

3/31/2004

26,112

* Provides employee crime, theft, embezzlement, etc.

Fiduciary (Pension Trust) Liability

10,000

Each Loss

2/28/2003

3/31/2004

9,997

* Provides coverage for suits arising from employee period or applicable retroactive date.

Directors & Officers Liability/EPLI

250,000

100,000

Each Loss (D&O)

Each Loss
(EPLI)

2/28/2003

3/31/2004

142,733

* Provides partners, directors, officers liability

coverage on a worldwide basis.

* Provides Employment Related Practices Liability coverage on a worldwide basis.

* This is a claims made coverage form whereby the claim must be reported within the policy period or applicable retroactive date.

Special Risk Insurance

Nil

No Deductible

2/28/2003

3/31/2004

8,672

* Provides Special Crime coverage for Kraton Polymers

employees on a worldwide basis.

Environmental Impairment Liability/

Pollution Legal Liability

500,000

Each Incident

2/28/2001

2/28/2006

1,950,000

* Provides worldwide bodily injury, property damage

and clean-up cost coverage on and off sites for third party claims for unknown pollution conditions

* This is a claims made coverage form whereby the claim must be reported within the policy period or applicable retroactive date.

Underground Storage Tank

Liability

5,000

Each Incident

2/28/2003

3/31/2004

513

* Provides underground storage tank coverage

for sudden and gradual pollution conditions.

* This is a claims made coverage form whereby the claim must be reported within the policy period or applicable retroactive date.

Business Travel Accident

Nil

First Dollar
Coverage

2/28/2003

2/28/2004

7,158

* Provides worldwide Group Travel Accident

coverage for all Kraton Polymers LLC employees.

* Coverage is provided only when traveling on business outside your country of permanent residence

Group Travel Accident

Nil

10/18/2001

10/18/2002

Provides travel coverage for in/oustide country

of residence

Wharfingers Liability (Marine)

10,000

each
occurrence

2/28/2003

3/31/2004

12,500

Provides coverage for dock in Belpre

Please note: D&O Coverage does not include XS D&O Coverage purchased by Ripplewood


Confidential		Page 2 of 2

Schedule 3.21(b) – Material Shell Claims

1.	See Item #2 on Schedule 3.9.

2.	See Item #3 on Schedule 3.9.

3.	See Item #2 on Schedule 3.11.

4.	See Item #2 on Schedule 3.13.

In late 2001 and early 2002, the Company developed a plan for construction of an effluent treatment unit (Biotreater) at the Paulinia, Brazil site. The Company subsequently received a report from Shell Chemical indicating that the area designated for the Biotreater was contaminated with aromatic hydrocarbons in the soil and 1,2 Dichloroethane in the ground water. The Company determined to construct the Biotreater in another area, notified Shell of the contamination to the initial location and requested Shell to accept responsibility for any remediation. Subsequently, the Company received a report from Shell in May 2003 stating that the original report had falsely detected 1,2 Dichloroethane in the initial location. Shell acknowledged the new report and informed the Company that no remediation was necessary.

6.	Settlement and Release Agreement dated as of July 11, 2003 by and between Shell Oil Company, Shell Petroleum N.V. and KRATON Polymers LLC.

Schedule 3.22(a) – Exceptions to Tangible Assets

None.

Schedule 4.3 – Buyer Contractual Consents

None.

Schedule 4.4 – Buver Governmental Consents

Consents of the following Governmental Antitrust Authorities:

Brazil

France

Germany

South Korea

Ukraine

Japan

Schedule 4.5 – Litigation

None.

Schedule 5.1 – Exceptions to Interim Operation of the Business

KRATON JSR Elastomers K.K. and Societal S.A. may incur non-recourse debt in the ordinary course of business.

Establishment of a trading company in Shanghai Waigaoquiao Free Trading Zone (China) which will hold inventory, employ staff and conduct trade in local currency. The Company expects that this will require a capital investment of approximately $200,000.

Medical plan provisions for U.S. employees - The medical inflation rate for health care costs in the United States has been very high, necessitating changes in premiums and coverage to avoid very high increases in health care costs to the employees and the Company, as it is a shared premium. The Company recognizes that we may have to continue to review such premiums and coverage and make additional changes should these circumstances continue.

The Chemical Union of Brazil has opened negotiations with the Brazilian Chemical Companies Representatives seeking to reach an agreement regarding the Annual Statutory Salary Adjustment, minimum industry wage, minimum profit sharing, business social responsibility and contractors participation, among other issues. The main focus of the negotiations, however, is on the salary adjustment percentage. The results of this negotiation must be followed by the entire Brazilian chemicals industry, including KRATON Polymers do Brasil S.A. In the event of a deadlock in the negotiations, a court will make a final determination, which determination will be binding throughout the industry, including KRATON Polymers do Brasil S.A. Given the small number of employees of KRATON Polymers do Brasil S.A., however, the Company does not expect any wage increases to have a substantial impact.

Entering into by the Company of the amendments to the isoprene agreements for Pernis and Belpre in all respects in the form of the drafts which are attached hereto.

See Item # 1 on Schedule B.

Payments made in accordance with the tables provided in each of Items # 1 and #2 on Schedule 3.19.

Schedule 5.1(e) – Capital Expenditure Projections


Month	Budget
November 2003	$	2,900,000
December 2003		2,800,000
January 2004		2,000,000
February 2004		3,100,000
March 2004		3,100,000

Schedule 5.1(t) – Payments of Principal and Interest


Type	Scheduled Payment Date	Amount
Interest (Term Loan)	October 9, 2003	$	1,745,634.80
Interest (Term Loan)	December 10, 2003		1,349,784.15
Amortization (Term Loan)	December 31, 2003		5,649,829.32
Commitment Fees (Revolver)	December 31, 2003		63,888.89
Interest (Term Loan)	January 9, 2004		1,745,634.80
Amortization (Term Loan)	March 31, 2004		5,649,829.32
Commitment Fees (Revolver)	March 31, 2004		63,888.89
Interest (Term Loan) – Estimated	April 1,2004		3,127,000.00	*
Tax Distributions detailed in Item #2 on Schedule 3.19.
Related Party payments on Schedule 3.19.

*	Reflects aggregate estimate of multiple interest payment dates following January 9, 2004 not yet scheduled.

For purposes of this Schedule 5.1(t), “Term Loan” and “Revolver” shall mean the term loan and revolving loan facilities pursuant to the Credit Agreement, dated as of February 28, 2001, among KRATON Polymers LLC (formerly named RK Polymers LLC), Ripplewood Chemical Holding LLC, the lenders party thereto and The Chase Manhattan Bank (the “Credit Agreement”).

Any prepayment required by the terms of the Term Loans for “Excess Cash Flow” under the Credit Agreement and any payment of interest on the Mezzanine Notes shall be permitted under Section 5.1(t) and shall reduce the Merger Consideration accordingly.

Schedule 5.3(a) – Landlord Estoppels


1. Houston Headquarters Office		See Schedule 3.8(c) for a description of the lease.

2. Westhollow Technology Center		See Schedule 3.8(c) for a description of the lease.

3. Pernis		See Schedule 3.8(c) for a description of the lease.

4. Berre (both the lease in which KRATON Polymers France is tenant and the lease in which Kravis is tenant)		See Schedule 3.8(c) for a description of the lease.

5. Louvain-La-Neuve		See Schedule 3.8(c) for a description of the lease.

6. Amsterdam – Research and Technology Center		Sec Schedule 3.8(c) for a description of the lease.

Schedule 5.6 – Exceptions to Continuing Benefits

1.	The Netherlands Employee Pension Plan.

2.	Benefit Plans applicable to German employees.

3.	Medical plan provisions for current and former U.S. employees.

Schedule 5.7 – Affiliate Arrangements Remaining After Closing

1.	Any arms-length agreements and transactions of a commercial nature in the ordinary course of business, between the Company and any equity investor in Seller (other than employees of the Company who indirectly hold equity in Seller) or any Affiliate thereof.

Schedule 5.9(a) – Financing Cooperation

•

Audited consolidated balance sheets of the Company and its Subsidiaries as of December 31, 2001 and 2002, audited consolidated statements of operations, statements of cash flows and statements of changes in members’ equity and comprehensive income/(loss) of the predecessor Company and its Subsidiaries for the fiscal year ended December 31, 2000 and the two months ended February 28, 2001 and audited consolidated statements of operations, statements of cash flows and statements of changes in members’ equity and comprehensive income/(loss) of the Company and its Subsidiaries for the 10 months ended December 31, 2001 and the fiscal year ended December 31, 2002, which shall (i) present in all material respects the financial position and results of operations of the Company and its Subsidiaries or the predecessor company, as applicable, in accordance with generally accepted accounting principles in the United States, consistently applied, and (ii) meet the requirements of Regulation S-X for Form S-1 registration statements (as modified by any waiver of such requirements obtained from the Securities and Exchange Commission), subject to review and comment by the Securities and Exchange Commission;

•

Unaudited consolidated balance sheet of the Company and its Subsidiaries as of September 30, 2003 and 2002 and unaudited consolidated statements of operations, statements of cash flows and statements of changes in members’ equity and comprehensive income/(loss) of the Company and its Subsidiaries for the nine-month periods ended September 30, 2003 and 2002, which shall (i) present in all material respects the financial position and results of operation of the Company and its Subsidiaries in accordance with generally accepted accounting principles in the United States, consistently applied, subject to normal year-end audit adjustments and the absence of footnotes, (ii) meet the requirements of Regulation S-X for Form S-1 registration statements (as modified by any waiver of such requirements obtained from the Securities and Exchange Commission), subject to review and comment by the Securities and Exchange Commission and (iii) have been reviewed by the independent accountants for the Company and its Subsidiaries as provided in Statement on Auditing Standards No. 71 or No. 100, as applicable;

•

Unaudited consolidated balance sheet, statements of operations, statements of cash flows and statements of changes in members’ equity and comprehensive income/(loss) of the Company and its Subsidiaries as of and for the month ended October 31, 2003, which shall present in all material respects the financial position and results of operation of the Company and its Subsidiaries in accordance with generally accepted accounting principles in the United States, consistently applied, subject to normal year-end audit adjustments and the absence of footnotes;

•

All appropriate pro forma financial information that meets the requirements of Regulation S-X for Form S-1 registration statements (as modified by waiver thereof obtained from the Securities and Exchange Commission) (subject to review and comment by the Securities and Exchange Commission); and

•

All other data that the Securities and Exchange Commission would require in a registered offering of debt securities by the Company and any related guarantees by the Company’s Subsidiaries (including supplemental financial information, selected financial data (it being acknowledged that selected financial data with respect to the fiscal years prior to fiscal year 2000 may be unaudited or unavailable) and a “Management’s Discussion and Analysis of Financial Condition and Results of Operations” for each of the periods referred to herein) or that would be necessary for an underwriter of such offering to receive customary “comfort” (including “negative assurance” comfort) from independent accountants in connection with such an offering.

Schedule 6.1(b) – Primary Governmental Consents

Consents of the following Governmental Antitrust Authorities:

France

Germany

Schedule 6.3(e) – Closing Condition Consents

1.	See Item #1 on Schedule 3.3.

2.	See Item #2 on Schedule 3.3.

Document Metadata

Table of Contents

Free Standard Templates

AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER by and among RIPPLEWOOD CHEMICAL HOLDING LLC, KRATON POLYMERS LLC, POLYMER HOLDINGS LLC and POLYMER ACQUISITION LLC Dated as of November 5, 2003, As amended and restated on December 23, 2003

Document Metadata