RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS AMENDMENT NO. 7 TO MANAGEMENT AGREEMENT
RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS
AMENDMENT NO. 7 TO MANAGEMENT AGREEMENT
THIS AMENDMENT NO. 7 (the “Amendment”) is made as of this 7th day of March, 2014, by and between RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and RAINIER INVESTMENT MANAGEMENT, LLC (the “Adviser”), a Delaware limited liability company, with respect to that Management Agreement between the Trust and the Adviser dated May 6, 1994, as amended by Amendment No. 1 on June 15, 2000, Amendment No. 2 on December 27, 2005, Amendment No. 3 on March 31, 2009, Amendment No. 4 on March 14, 2012, Amendment No. 5 on November 13, 2012 and Amendment No. 6 on December 31, 2013 (collectively, the “Agreement”).
This Amendment is for the purpose of adding an additional series of the Trust to this Agreement.
1. | Exhibit A to the Agreement is hereby amended in its entirety and replaced with the Exhibit A attached to this Amendment. |
2. | Except as expressly amended by this Amendment, the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed by their duly authorized officers, all on the day and year first above written.
RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS
By: |
| |
Title: |
| |
RAINIER INVESTMENT MANAGEMENT, LLC | ||
By: |
| |
Title: |
|
1
Exhibit A
Fund |
Annual Advisory Fee Rate | Effective Date | ||
Rainier Small/Mid Cap Equity Fund |
0.85% | May 6, 1994 | ||
Rainier Large Cap Equity Fund |
0.70% | January 1, 2013 | ||
Rainier Balanced Fund |
0.70% | May 6, 1994 | ||
Rainier Intermediate Fixed Income Fund |
0.50% | May 6, 1994 | ||
Rainier Mid Cap Equity Fund |
0.85% | December 27, 2005 | ||
Rainier High Yield Fund |
0.55% | March 31, 2012 | ||
Rainier International Discovery Fund |
1.00% | March 27, 2012 | ||
Rainier Large Cap Growth Equity Fund |
0.73% | March 7, 2014 |
RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS | ||
By: |
| |
Title: |
| |
RAINIER INVESTMENT MANAGEMENT, LLC | ||
By: |
| |
Title: |
|
2