AMENDMENT To Transfer Agency and Service Agreement Between Each of the Entities Listed on Appendix A And Boston Financial Data Services, Inc.
Exhibit (h)(1)(v)
AMENDMENT
To Transfer Agency and Service Agreement
Between
Each of the Entities Listed on Appendix A
And
Boston Financial Data Services, Inc.
This Amendment is made as of this 1st day of October 2011 between each of the investment companies listed below and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 15.1 (Amendment) of the Transfer Agency and Service Agreement between the Funds and the Transfer Agent dated as of October 1, 2005, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
NOW THEREFORE, the parties agree as follows:
1. Section 10.1 (Confidentiality). Section 10.1 is hereby amended by adding the following new sentence at the end of subparagraph 10.1(a): “The Fund acknowledges that the Transfer Agent may share the Confidential Information of the Fund with the Transfer Agent’s affiliates, agents, subcontractors, legal counsel and consultants provided that such parties are subject to obligations of confidentiality to the Transfer Agent with regard to such Confidential Information of the Fund no less stringent than those set forth in this Agreement.”
2. Section 12.1 (Term). The first sentence of Section 12.1 is hereby deleted and a new sentence is inserted in place thereof providing as follows: “The initial term of this Agreement (the “Initial Term”) shall be extended to the close of business on September 30, 2014 unless terminated pursuant to the provisions of this Section 12.”
3. Schedule 1.2(f) (AML Delegation). Schedule 1.2(f) to the Agreement dated July 5, 2006 is hereby replaced and superseded by the Schedule 1.2(f) dated October 1, 2011, attached hereto.
4. Schedule 1.3 (Service Level Agreement). Schedule 1.3 to the Agreement dated October 1, 2008 is hereby replaced and superseded by the Schedule 1.3 dated October 1, 2011, attached hereto.
5. Schedule 3.1. (Fees and Expenses). Schedule 3.1 to the Agreement dated effective October 1, 2008 to September 30, 2011 is superseded and replaced with Schedule 3.1 dated effective October 1, 2011 to September 30, 2014 attached hereto.
6. Appendix A Appendix A to the Agreement is superseded and replaced with Appendix A dated October 1, 2011 and attached hereto.
7. All defined terms and definitions in the Agreement shall be the same in this amendment (the “Amendment”) except as specifically revised by this Amendment.
8. Except as specifically set forth in this Amendment, all other terms and conditions of the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written.
| NATIXIS FUNDS TRUST I NATIXIS FUNDS TRUST II NATIXIS FUNDS TRUST IV XXXXXX XXXXXX FUNDS I XXXXXX XXXXXX FUNDS II XXXXXXXXXX INTERNATIONAL SERIES |
BOSTON FINANCIAL DATA SERVICES, INC. | |||||||
| By: | /s/ Xxxxxxx Xxxxxx | By: | /s/ Xxxxxxx X. Xxxxxxx | |||||
| Name: | Xxxxxxx Xxxxxx | Name: | Xxxxxxx X. Xxxxxxx | |||||
| Title: | Treasurer | Title: | Division Vice President | |||||
Exhibit (h)(1)(v)
APPENDIX A
Funds and Portfolios
Dated October 1, 2011
Natixis Funds Trust I, a business trust organized under the laws of the Commonwealth of Massachusetts
CGM Advisor Targeted Equity Fund
Xxxxxxxxxx International Fund
Natixis Diversified Income Fund (formerly, Natixis Income Diversified Portfolio, formerly, IXIS Income Diversified Portfolio)
Natixis U.S. Multi-Cap Equity Fund (formerly, Natixis U.S. Diversified Portfolio, formerly, IXIS U.S. Diversified Portfolio,
formerly, CDC Nvest Star Advisers Fund)
Xxxxxx Xxxxxx Core Plus Bond Fund
Xxxxxxx Xxxxxx Small Cap Value Fund
Absolute Asia Dynamic Equity Fund
Natixis Oakmark Global Fund
Natixis Oakmark International Fund
Natixis Funds Trust II, a business trust organized under the laws of the Commonwealth of Massachusetts
Xxxxxx Associates Large Cap Value Fund
ASG Global Alternatives Fund
Xxxxxxx Xxxxxx Value Opportunity Fund
ASG Diversifying Strategies Fund
Westpeak ActiveBeta® Equity Fund
ASG Managed Futures Strategy Fund
Xxxxxx Xxxxxx Multi-Asset Real Return
Xxxxxx Xxxxxx Absolute Strategies Fund
Xxxxxx Xxxxxx Senior Floating Rate and Fixed Income Fund
ASG Growth Markets Fund
Natixis Funds Trust IV, a business trust organized under the laws of the Commonwealth of Massachusetts
AEW Real Estate Fund
Xxxxxx Xxxxxx Funds I, a business trust organized under the laws of the Commonwealth of Massachusetts
Xxxxxx Xxxxxx Bond Fund
Xxxxxx Xxxxxx Fixed Income Fund
Xxxxxx Xxxxxx Global Bond Fund
Xxxxxx Xxxxxx High Income Opportunities Fund
Xxxxxx Xxxxxx Inflation Protected Securities Fund
Xxxxxx Xxxxxx Institutional High Income Fund
Xxxxxx Xxxxxx Intermediate Duration Bond Fund (formerly, Xxxxxx Xxxxxx Intermediate Duration Fixed Income Fund)
Xxxxxx Xxxxxx Investment Grade Fixed Income Fund
Xxxxxx Xxxxxx Securitized Asset Fund
Xxxxxx Xxxxxx Small Cap Value Fund
APPENDIX A
Funds and Portfolios
Dated October 1, 2011
(continued)
Xxxxxx Xxxxxx Funds II, a business trust organized under the laws of the Commonwealth of Massachusetts
Xxxxxx Xxxxxx Global Equity and Income Fund (formerly, Xxxxxx Xxxxxx Global Markets Fund, formerly, Xxxxxx Xxxxxx
Worldwide Fund
Xxxxxx Xxxxxx Growth Fund
Xxxxxx Xxxxxx High Income Fund
Xxxxxx Xxxxxx International Bond Fund
Xxxxxx Xxxxxx Investment Grade Bond Fund
Xxxxxx Xxxxxx Limited Term Government and Agency Fund
Xxxxxx Xxxxxx Mid Cap Growth Fund (formerly, Xxxxxx Xxxxxx Aggressive Growth Fund)
Xxxxxx Xxxxxx Small Cap Growth Fund
Xxxxxx Xxxxxx Strategic Income Fund
Xxxxxx Xxxxxx Value Fund
Gateway Trust, a business trust organized under the laws of the Commonwealth of Massachusetts
Gateway Fund
Xxxxxxxxxx International Series, a business trust organized under the laws of the Commonwealth of Massachusetts
Xxxxxxxxxx Emerging Markets Fund
Xxxxxxxxxx International Growth Fund
Xxxxxxxxxx International Value Fund
