AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT
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Exhibit 4.3
AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT
THIS AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT (the "Amendment") is made and entered into as of this day of April, 2004, by and among FAVRILLE, INC., a Delaware corporation (the "Company"), and the investors listed on Schedule A attached hereto (each of which is referred to herein as an "Investor" and all of which are collectively referred to herein as the "Investors").
WHEREAS, concurrently herewith, the Company and certain of the Investors have entered into that certain Amendment No. 1 to Series C Preferred Stock Purchase Agreement (the "Purchase Amendment") pursuant to which the Company is selling and issuing, and the New Investors (as defined in the Purchase Amendment) are purchasing, an aggregate of shares of the Company's Series C Preferred Stock, par value $0.001 per share (the "Additional Shares");
WHEREAS, the Company and the Investors (other than the New Investors) are parties to that certain Amended and Restated Investor Rights Agreement dated March 26, 2004 (the "Investor Rights Agreement"). Any capitalized term used in this Amendment and not defined herein shall have the meaning assigned to such term in the Investor Rights Agreement;
WHEREAS, Section 3.7 of the Investor Rights Agreement provides that the Investor Rights Agreement may be amended only with the written consent of (i) the Company, (ii) the holders of a majority of the Registrable Securities then outstanding, (iii) the holders of 662/3% of the Series A Stock then outstanding, (iv) the holders of 662/3% of the Series B Stock and the Series B-2 Stock then outstanding, voting together as a single class, and (v) the holders of 51% of the Series C Stock then outstanding; and
WHEREAS, in connection with the consummation of the transactions contemplated by the Purchase Amendment, the parties to the Investor Rights Agreement wish to amend the Investor Rights Agreement to cause each of the New Investors to become a party to the Investor Rights Agreement.
NOW THEREFORE, in consideration of the foregoing promises and the mutual covenants set forth herein, the Company and the Investors agree as follows:
1. AMENDMENT OF INVESTOR RIGHTS AGREEMENT.
(a) Effective as of the Second Closing Date (as defined in the Purchase Amendment), each of the New Investors shall become a party to the Investor Rights Agreement and shall be deemed both an "Investor" and a "Holder" for purposes of the Investor Rights Agreement, and the shares of Series C Stock purchased by such New Investors shall be deemed "Registrable Securities" for purposes of the Investor Rights Agreement.
(b) The Company and the Investors hereby agree that the provisions of Section 2.5 of the Investor Rights Agreement shall not apply to the offer or sale of the Additional Shares to the New Investors.
2. COUNTERPARTS. This Amendment may be executed in any number of counterparts, each of which shall be an original, but all of which together shall constitute one instrument.
3. NO OTHER CHANGES. Except as otherwise provided herein, all the terms and conditions of the Agreement which are not inconsistent herewith shall remain in full force and effect and shall apply equally to this Amendment.
[THE REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK]
1
IN WITNESS WHEREOF, the parties hereto have executed this AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENTas of the date set forth in the first paragraph hereof.
| FAVRILLE, INC. | |||
By: |
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| /s/ XXXX X. XXXXXXXXXXX Xxxx X. Xxxxxxxxxxx President and Chief Executive Officer |
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Address: |
00000 Xxxxxxx Xxxxxx Xxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
INVESTORS: |
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XXXXXXX XXXXX CAPITAL PARTNERS VII, L.P. |
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By: |
Xxxxxxx Xxxxx Capital Management VII, L.P. Its: General Partner |
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By: |
Xxxxxxx Xxxxx Capital Management VII, L.L.C. |
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| Its: | General Partner | ||
By: |
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| /s/ A.M. MINOCHERHOMJEE |
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| Name: | Xxxx Xxxxxxxxxxxxxx | ||
| Its: | Managing Director | ||
Address: |
000 Xxxx Xxxxxx Xxxxxx Xxxxx 0000 Xxxxxxx, Xxxxxxxx 00000 |
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Fax: |
(000) 000-0000 |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| XXXXXXX XXXXX CAPITAL PARTNERS VII QP, L.P. | |||
By: |
Xxxxxxx Xxxxx Capital Management VII, L.P. |
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| Its: | General Partner | ||
By: |
Xxxxxxx Xxxxx Capital Management VII, L.L.C. |
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| Its: | General Partner | ||
By: |
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| /s/ A.M. MINOCHERHOMJEE |
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| Name: | Xxxx Xxxxxxxxxxxxxx | ||
| Its: | Managing Director | ||
Address: |
000 Xxxx Xxxxxx Xxxxxx Xxxxx 0000 Xxxxxxx, Xxxxxxxx 00000 |
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| Fax: | (000) 000-0000 | ||
ALLOY PARTNERS 2000, L.P. ALLOY VENTURES 2000, L.P. ALLOY CORPORATE 2000, L.P. ALLOY INVESTORS 2000, L.P. |
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By: |
Alloy Ventures 2000, LLC |
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| Their: | General Partner | ||
/s/ XXXXXXX X. XXXXX Managing Member of Alloy Ventures 2000, LLC |
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Address: |
000 Xxxxxxx Xxxxxx 0xx Xxxxx Xxxx Xxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| ALLOY ANNEX I, L.P. | |||
By: |
Alloy Annex I, LLC |
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| Its: | General Partner | ||
/s/ XXXXXXX X. XXXXX Managing Member of Alloy Annex I, LLC |
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Address: |
000 Xxxxxxx Xxxxxx, 0xx Xxxxx Xxxx Xxxx, XX 00000 |
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DE NOVO VENTURES I, LP DE NOVO (Q) VENTURES I, LP |
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By: |
De Novo Management LLC |
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| Their: | General Partner | ||
/s/ XXXX XXXXXXX Xxxx Xxxxxxx, Managing Director |
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Address: |
0000 Xx Xxxxxx Xxxx Xxxxx 000 Xxxxx Xxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| SANDERLING VENTURE PARTNERS V, L.P. SANDERLING V BIOMEDICAL, L.P. SANDERLING V LIMITED PARTNERSHIP SANDERLING V BETEILIGUNGS GMBH & CO. KG SANDERLING VENTURE PARTNERS V CO-INVESTMENT FUND, L.P. SANDERLING V BIOMEDICAL CO-INVESTMENT FUND, L.P. |
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By: |
Middleton, XxXxxx & Xxxxx Associates V, LLC |
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/s/ XXXX XXXXXXXXX Xxxx X. Xxxxxxxxx Managing Director |
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Address: |
000 Xxxxx Xx Xxxxxx Xxxx Xxxxx 0000 Xxx Xxxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
SANDERLING V VENTURES MANAGEMENT |
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/s/ XXXX XXXXXXXXX Xxxx X. Xxxxxxxxx Owner |
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Address: |
000 Xxxxx Xx Xxxxxx Xxxx Xxxxx 0000 Xxx Xxxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| FORWARD VENTURES III INSTITUTIONAL PARTNERS L.P. | |||
By: |
Forward III Associates, LLC |
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By: |
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| /s/ XXXX XXXXXXX |
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| Name: | |||
| Xxxx Xxxxxxx, M.D. |
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| Title: | |||
| Managing Member |
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Address: |
0000 Xxxxx Xxxxxx Xxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
FORWARD VENTURES III L.P. |
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By: |
Forward III Associates, LLC |
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By: |
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| /s/ XXXX XXXXXXX |
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| Name: | |||
| Xxxx Xxxxxxx, M.D. |
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| Title: | |||
| Managing Member |
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Address: |
0000 Xxxxx Xxxxxx Xxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
FORWARD VENTURES IV B L.P. |
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By: |
Forward IV Associates, LLC |
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By: |
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| /s/ XXXX XXXXXXX |
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| Name: | |||
| Xxxx Xxxxxxx, M.D. |
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| Title: | |||
| Managing Member |
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Address: |
0000 Xxxxx Xxxxxx Xxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| FORWARD VENTURES IV L.P. | |||
By: |
Forward IV Associates, LLC |
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By: |
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| /s/ XXXX XXXXXXX |
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| Name: | |||
| Xxxx Xxxxxxx, M.D. |
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| Title: | |||
| Managing Member |
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Address: |
0000 Xxxxx Xxxxxx Xxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
XXXXXX INVESTMENT COMPANY, LLC |
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By: |
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| /s/ XXXX X. XXXXXX |
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| Name: | |||
| Xxxx X. Xxxxxx |
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| Title: | |||
| Manager |
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Address: |
00000 Xxxxxxx Xxxxx Xxx Xxx, XX 00000 |
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XXXXXXX X. XXXXXX SSB XXXX CONVERSION XXX CUST. |
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By: |
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| Name: | Xxxxxxx X. Xxxxxx | ||
| Title: | Beneficial Owner | ||
Address: |
0000 Xxxxxxxxx Xxxxx Xx Xxxxx, XX 00000 |
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XXXXXX XXXXXX |
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Address: |
0000 Xxxxxxxxx Xxxxx Xx Xxxxx, XX 00000 |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| EBR HOLDINGS II LTD. | |||
By: |
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| Name: | |||
| Title: | |||
Address: |
0000 X. Xxxxxx Xxxxx Xx. Xxxxx 000 Xx Xxxxx, XX 00000 |
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XXXXXX XXXXXXXXXX |
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Address: |
0000 Xxxxxx Xxxxx Xxxxx Xx Xxxxx, XX 00000 |
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XXXXXXX X. XXXXX LIVING TRUST DATED 10/16/90, XXXXXXX X. XXXXX, TRUSTEE |
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By: |
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Xxxxxxx X. Xxxxx Trustee |
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Address: |
0000 Xxxxxxx Xxx Xxxxxx Xxxxx, XX 00000 |
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THE XXXXX FAMILY TRUST DATED 1/23/85, XXXXX X. XXXXX AND XXXXX X. XXXXX, TRUSTEES |
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By: |
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Xxxxx X. Xxxxx and Xxxxx X. Xxxxx Trustees |
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Address: |
00 Xxxx Xxxx Xxxxx Xxxx Xxxxx, XX 00000 |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
XXXXXX XXXXX AND XXXX XXXXX |
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Address: |
0000 Xxxxx Xxxxxx, Xxxxx 000 Xxx Xxxxx, XX 00000 |
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XXXXXXX X. XXXXXXXX UBS XXX ROLLOVER DG87091-68 |
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By: |
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| /s/ XXXXXXX X. XXXXXXXX |
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| Name: | Xxxxxxx X. Xxxxxxxx | ||
| Title: | Owner | ||
Address: |
000 Xxxxxxx Xxxxxx Xx Xxxxx, XX 00000 |
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XXXXXXXX XXXXXXXX UBS XXX DG44753 |
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By: |
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| /s/ XXXXXXXX XXXXXXX XXXXXXXX |
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| Name: | Xxxxxxxx Xxxxxxxx | ||
| Title: | Owner | ||
Address: |
000 Xxxxxxx Xxxxxx Xx Xxxxx, XX 00000 |
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XXXXXX XXXXXXX |
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Address: |
Xxxxxxxxxxxxxxx 00 0000 Xxxx Xxxxxxxxxxx |
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/s/ XXXXXXXXX XXXXXXXX XXXXXXXXX XXXXXXXX |
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Address: |
Xxxxxxxxxxx 00 XX-0000 Xxxxx Xxxxxxxxxxx |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| XXXXXX XXXXXXXX XXXXXXX FAMILY TRUST DATED 3/29/89, XXXXXX X. XXXXXXX, TRUSTEE, XXXXXXX XXXXXX, TRUSTEE | |||
By: |
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| /s/ XXXXXX X. XXXXXXX |
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| Name: | Xxxxxx X. Xxxxxxx | ||
| Title | Trustee | ||
Address: |
0000 Xxxxxxx Xxxxx Xx Xxxxx, XX 00000 |
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XXX X. XXXXXXX & XXXXXXXX XXXXXX XXXX FAMILY TRUST DATED 1/21/00: XXX X. XXXXXXX & XXXXXXXX XXXXXX XXXX TRUSTEES |
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By: |
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| /s/ XXX X. XXXXXXX |
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| Name: | |||
| Xxx X. Xxxxxxx |
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| Title: | |||
| Trustee |
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Address: |
00000 0xx Xxxxx Xxxxxxxxx, XX 00000 |
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XXXXXX XXXXXXX XX INC. CUSTODIAN FOR XXX X. XXXXXXX (MSDW TAX ID #00-0000000) |
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By: |
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| /s/ XXX X. XXXXXXX |
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| Name: | Xxx X. Xxxxxxx | ||
| Title: | Trustee | ||
Address: |
00000 0xx Xxxxx Xxxxxxxxx, XX 00000 |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
XXXXXX XXXXXXX |
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Address: |
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XXXXXX AND XXXXX XXXXX FAMILY TRUST |
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By: |
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| Name: | Xxxx Xxxxx | ||
| Title: | |||
Address: |
00000 Xxxxxxxx Xxxxxx Xxx Xxx, XX 00000 |
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XXXXXXXX XXXX |
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Address: |
00 Xxxxxxxxx Xxxxx Xxxxx Xxxxxxxxx, XX 00000 |
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XXXXXX FAMILY TRUST DATED 3/29/93, XXXXXX X. XXXXXX, TRUSTEE, XXXXXX X. XXXXXX, TRUSTEE |
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By: |
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| /s/ XXXXXX X. XXXXXX, /s/ XXXXXX X. XXXXXX Xxxxxx X. Xxxxxx and Xxxxxx X. Xxxxxx Trustees |
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Address: |
0000 Xxxxxxx Xxx Xx Xxxxx, XX 00000 |
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/s/ XXXXXXX XXXXXXX XXXXXXX XXXXXXX |
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Address: |
0000 Xxxxx xx Xxxx Xxx., #000 Xxxxxxx, XX 00000 |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
XXXXX X. XXXXXX |
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Address: |
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INDOFIN, NV |
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By: |
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| Name: | Pieter van Dongen | ||
| Title: | Director | ||
Address: |
c/o Avobone S.A. 0, Xxxxx xx Xxxxx-xx-Xxxx 0000 Xxxxxx Xxxxxxxxxxx 1204 |
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XXXXXX XXXXXXX |
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Address: |
X.X. Xxx 0000 Xxx Xxxx, XX 00000 |
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LOTUS BIOSCIENCE INVESTMENT HOLDINGS LIMITED |
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By: |
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| Name: | Xxxx Xxx Xxx and Xxxx Xxxxx Xxx |
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| Title: | Directors | ||
Address: |
0xx Xxxxx, Xxxxxxx Xxxxxxxx Xxxxxx Xxxxxx, Xxxx Xxxx |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
MERCER REVOCABLE FAMILY TRUST DTD 7/13/89 |
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By: |
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| Name: | Xxxxxx Xxxxxx | ||
| Title: | Trustee | ||
Address: |
X.X. Xxx 000 Xxxxxx Xxxxx Xx, XX 00000 |
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WEIL FAMILY TRUST OF 1980, XXXXXXXXXXX XXXX AND XXXXXXXX XXXX |
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By: |
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| /s/ XXXXXXXXXXX XXXX |
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| Name: | Xxxxxxxxxxx Xxxx | ||
| Title: | Trustee | ||
Address: |
00000 Xxxx Xxxxx Xx. Xxx Xxxxx, XX 00000 |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| GC&H INVESTMENTS | |||
By: |
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| /s/ XXXX X. XXXXXXX |
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| Name: | Xxxx X. Xxxxxxx | ||
| Title: | Executive Partner | ||
Address: |
Xxx Xxxxxxxx Xxxxx 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 |
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GC&H INVESTMENTS, LLC |
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By: |
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| /s/ XXXX X. XXXXXXX |
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| Name: | Xxxx X. Xxxxxxx | ||
| Title: | Executive Partner | ||
Address: |
Xxx Xxxxxxxx Xxxxx 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 |
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XXXX GHOST, LLC |
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By: |
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| /s/ XXXXXX XXXXXX |
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| Name: | |||
| Xxxxxx Xxxxxx |
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| Title: | Manager | ||
Address: |
c/o Red Abbey, LLC 0000 Xxxx Xxxxx Xxxx Xxxxx 000 Xxxxxxxxxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| XXXXXX FINANCIAL LEASING, INC. | |||
By: |
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| /s/ XXXX XXXX |
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| Name: | Xxxx Xxxx | ||
| Title: | Sr. Vice President | ||
Address: |
000 X. Xxxxxx Xxxxxx Xxxxxxx, XX 00000 Attn: GE Technology Finance—Portfolio Management |
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| Fax: | (000) 000-0000 | ||
PRIVATE EQUITY HOLDING-FAVRILLE, L.L.C. |
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By: |
Xxxxxx Xxxxxx Medical Institute |
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| Its: | Sole Member and Manager | ||
By: |
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| /s/ XXXX X. XXXXXXX |
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| Name: | |||
| Xxxx X. Xxxxxxx |
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| Title: | |||
| Managing Director |
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Address: |
0000 Xxxxx Xxxxxx Xxxx Xxxxx Xxxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
SFP BIOTECH PARTNERS |
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By: |
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| /s/ XXXXXX XXX XXXXXXX Xxxxxx Xxx Xxxxxxx Managing Partner |
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Address: |
0000 X. Xxxxx Xxxxxx #000 Xxxxx Xxx, XX 00000 |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| XXXXXXX X. XXXXXX SSB XXXX CONVERSION XXX CUST. |
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By: |
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| /s/ XXXXXXX X. XXXXXX |
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| Name: | Xxxxxxx X. Xxxxxx | ||
| Title: | Beneficial Owner | ||
Address: |
0000 Xxxxxxxxx Xxxxx Xx Xxxxx, XX 00000 |
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/s/ XXXXXXX X. XXXXXX XXXXXXX AND XXXXXXXXX XXXXXX |
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Address: |
X.X. Xxx 0000 Xxxxxx Xxxxx Xx, XX 00000 |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| OAKWOOD MEDICAL MANAGEMENT IV (QP), L.L.C. | |||
By: |
Oakwood Medical Management IV, L.L.C. |
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| Its: | Manager | ||
By: |
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| Name: | Xxxx X. Xxxxx, M.D. | ||
| Title: | President | ||
Address: |
000 Xxxxxxxx Xxxx, Xxxxx 000 Xx. Xxxxx, Xxxxxxxx 00000 |
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| OAKWOOD MEDICAL INVESTORS IV, L.L.C. | |||
By: |
Oakwood Medical Management IV, L.L.C. |
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| Its: | Manager | ||
By: |
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| Name: | Xxxx X. Xxxxx, M.D. | ||
| Title: | President | ||
Address: |
000 Xxxxxxxx Xxxx, Xxxxx 000 Xx. Xxxxx, Xxxxxxxx 00000 |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| COMMUNITY INVESTMENT PARTNERS V L.P., LLLP | |||
By: |
CIP Management L.P., LLLP |
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| Its: | Managing General Partner | ||
By: |
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| Name: | Xxxxxx X. Xxxxxxxxx | ||
| Title: | Chairman of CIP Management, Inc., Managing General Partner of CIP Management L.P., LLLP | ||
Address: |
00000 Xxxxxxxxxx Xxxx Xx. Xxxxx, Xxxxxxxx 00000 |
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XXXXX XXXXXXX HEALTHCARE FUND IV, L.P. |
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By: |
Xxxxx Xxxxxxx Healthcare Management IV, LLC |
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| Its: | General Partner | ||
By: |
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| /s/ XXXXX XXXXXXX Xxxxx Xxxxxxx, Managing Director of Xxxxx Xxxxxxx Ventures Inc., its General Partner |
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Address: |
000 Xxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| AVTECH PORTFOLIO, L.P. | |||
By: |
AVTech Ventures II, LLC |
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| Its: | General Partner | ||
By: |
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Xxxx X. Xxxxxxx, Managing Member |
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Address: |
0000 Xxxxxx Xxx Xxx, Xxxxx 000 Xxx Xxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
XXXXXXX X. & XXXX XXXX XXXXXXX, CO-TRUSTEES OF XXXXXXX FAMILY TRUST DTD. 6/5/92 |
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By: |
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| /s/ XXXXXXX XXXXXXX |
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| Name: | Xxxxxxx X. Xxxxxxx | ||
| Title | Co-Trustee | ||
Address: |
c/o XX Xxxxxxx Company 000 Xxxxxxxx Xxxxx, Xxxxx 000 Xxxxxx Xxxxx, XX 00000 |
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| Fax: | (000) 000-0000 | ||
BOSTON LIFE SCIENCE VENTURE CORP. |
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By: |
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| /s/ XXXXXXX XX |
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| Name: | Xxxxxxx X.X. Xx | ||
| Title: | Chairman | ||
Address: |
5th Fl. Xx. 000 Xx-Xxxx X. Xxxx Xxxxxx, Xxxxxx |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
XXXXXX X. XXXXXXX AND XXXXXXX X. XXXXXXX, CO-TRUSTEES OF SHIFTAN FAMILY TRUST DTD. 3/23/98 |
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By: |
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| /s/ XXXXXX XXXXXXX |
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| Name: | Xxxxxx X. Xxxxxxx | ||
| Title | Co-Trustee | ||
Address: |
0000 Xxxxxxx Xxxxx Xx Xxxxx, XX 00000 |
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[SIGNATURE
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AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| XXXXXXX CAPITAL SBIC III, X.X. XXXXXXX CAPITAL PARTNERS IIIA, X.X. XXXXXXX CAPITAL PARTNERS III (BERMUDA), L.P. |
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By: |
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| /s/ XXXX X. PRIOR, JR. |
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| Name: | |||
| Xxxx X. Prior, Jr. |
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| Title: | |||
| General Partner |
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Address: |
Xxxxxxx Asset Management 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
| 1998 CO-INVESTING LLC EIN 00-0000000 |
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By: |
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| /s/ XXXXXXX XXXXXXXXX |
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| Name: | Xxxx XxXxxxxxx | ||
| Title | Title Manager | ||
Address: |
0000 X. Xxxxxxxxx, Xxxxx 0000 Xx. Xxxxxx, XX 00000 |
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SCHRODERS & CO. BANK SA |
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By: |
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| /s/ XXXXXX XXXXXX |
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| Name: | |||
| Xxxxxx Xxxxxx |
|||
| Title: | |||
| Director |
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Address: |
0, Xxx X'Xxxxxx Xxxxxx, Xxxxxxxxxxx |
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[SIGNATURE
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/s/ XXXX X. XXXXXXX XXXX X. XXXXXXX |
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Address: |
000 X 00xx Xx., #0X Xxx Xxxx, XX 00000 |
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XXXXXXXXX-XXXXXX FAMILY LIVING TRUST U/D/T JUNE 6, 2001 |
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By: |
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| /s/ XXXXXX X. XXXXXXXXX |
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By: |
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| /s/ A. XXXXXX XXXXXX |
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Names: |
Xxxxxx X. Xxxxxxxxx, Trustee A. Xxxxxx Xxxxxx, Trustee |
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Address: |
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| X.X. Xxx 000 |
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Xxxxxx Xxxxx Xx, XX 00000 |
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THE XXXXXXXX & XXXXX XXXXXX TRUST DATED 4-14-98 |
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By: |
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| /s/ XXXXXXXX XXXXXX |
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By: |
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| /s/ XXXXX XXXXXX |
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Names: |
Xxxxxxxx Xxxxxx, Co-Trustee Xxxxx Xxxxxx, Co-Trustee |
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Address: |
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[SIGNATURE
PAGE TO AMENDMENT NO. 1 TO
AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT]
INVESTOR
Xxxxxxx Xxxxx Capital Partners VII, L.P.
Xxxxxxx Xxxxx Capital Partners VII QP, L.P.
Alloy Partners 2000, L.P.
Alloy Ventures 2000, L.P.
Alloy Corporate 2000, L.P.
Alloy Investors 2000, L.P.
Alloy Annex I, L.P.
De Novo Ventures I, LP
De Novo (Q) Ventures I, LP
Sanderling Venture Partners V, L.P.
Sanderling V Biomedical, L.P.
Sanderling V Limited Partnership
Sanderling V Beteiligungs GmbH & Co. KG
Sanderling V Ventures Management
Sanderling Venture Partners V Co-Investment Fund, L.P.
Sanderling V Biomedical Co-Investment Fund, L.P.
Forward Ventures III Institutional Partners L.P.
Forward Ventures III L.P.
Forward Ventures IV B L.P.
Forward Ventures IV X.X.
Xxxxxx Investment Company, LLC
Xxxxxxx X. Xxxxxx SSB Xxxx Conversion XXX Cust.
Xxxxxx Xxxxxx
EBR Holdings II Ltd.
Xxxxxx Xxxxxxxxxx
Xxxxxxx X. Xxxxx Living Trust Dated 10/16/90, Xxxxxxx X. Xxxxx, Trustee
The Xxxxx Family Trust Dated 1/23/85, Xxxxx X. Xxxxx and Xxxxx X. Xxxxx, Trustees
Xxxxxx Xxxxx and Xxxx Xxxxx
Xxxxxxx X. Xxxxxxxx UBS XXX Rollover XX00000-00
Xxxxxxxx Xxxxxxxx XXX XXX XX00000
Xxxxxx Xxxxxxx
Xxxxxxxxx Xxxxxxxx
Xxxxxx Xxxxxxxx Xxxxxxx Family Trust Dated 3/29/89, Xxxxxx X. Xxxxxxx, Trustee, Xxxxxxx Xxxxxx, Trustee
Xxx X. Xxxxxxx & Xxxxxxxx Xxxxxx Xxxx Family Trust Dated 1/21/00: Xxx X. Xxxxxxx & Xxxxxxxx Xxxxxx Xxxx Trustees
Xxxxxx Xxxxxxx XX Inc. Custodian for Xxx X. Xxxxxxx (MSDW Tax ID #00-0000000)
Xxxxxx XxXxxxx
Xxxxxx and Xxxxx Xxxxx Family Trust
Xxxxxxxx Xxxx
Xxxxxx Family Trust Dated 3/29/93, Xxxxxx X. Xxxxxx, Trustee, Xxxxxx X. Xxxxxx, Trustee
Xxxxxxx Xxxxxxx
Xxxxx X. Xxxxxx
Indofin, NV
Xxxxxx Xxxxxxx
Lotus Bioscience Investment Holdings Limited
Mercer Revocable Family Trust DTD 7/13/89
Weil Family Trust of 1980, Xxxxxxxxxxx Xxxx and Xxxxxxxx Xxxx
GC&H Investments
GC&H Investments, LLC
Xxxx Ghost, LLC
Xxxxxx Financial Leasing, Inc.
SFP Biotech Partners
Schroders & Co. Bank SA
Xxxxxxx X. Xxxxxx-Xxxxx and Xxxxx X. Xxxxxx Trustees Xxxxxx-Xxxxxxxx Family Trust dated 6-28-95
Private Equity Holding-Favrille, L.L.C.
Xxxxxxx Xxxxxx CGM Xxxx Conversion XXX CUST A/C #119-51879-17-380
Xxxxxxx and Xxxxxxxxx Xxxxxx
Oakwood Medical Investors IV (QP), L.L.C.
Oakwood Medical Investors IV, L.L.C.
Community Investment Partners V L.P., LLLP
Xxxxx Xxxxxxx Healthcare Fund IV, L.P.
AVTech Portfolio, L.P.
Xxxxxxx X. & Xxxx Xxxxxxx, co-trustees of Xxxxxxx Family Trust dtd. 6/5/92
Boston Life Science Venture Corp.
Xxxxxx X. Xxxxxxx and Xxxxxxx X. Xxxxxxx, co-trustees of Shiftan Family Trust dated 3/23/98
[ADD NEW SERIES C INVESTORS]
AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT
RECITALS
AGREEMENT
SCHEDULE A INVESTORS
