Amendment 142 to the Amended and Restated License Agreement for the Use and Marketing of Programming Materials dated May 31, 1996 (the “1996 Agreement”) between International Business Machines Corporation (IBM) and Dassault Systemes, S.A. (OWNER)
Any text removed pursuant to the
Company’s confidential treatment request has been separately submitted with the U.S. Securities and Exchange Commission and is marked [***] herein. |
Exhibit 4(a).4
Amendment 142
This Amendment (“Amendment”) is entered into by and between International Business Machines Corporation (“IBM”), incorporated under the laws of the State of New York and Dassault Systemes, S.A. (“OWNER”), a French société anonyme.
Whereas, OWNER is the owner of 3D/2D Computer Aided Design/Computer Aided Manufacturing/Computer Aided Engineering/Product Integrated Management software programs marketed under various trademarks.
Whereas, the parties wish to (1) add new products to the 1996 Agreement; (2) address the requirements for the [***] and (3) provide for the establishment of a numeric control demonstration program.
Whereas, the parties wish to amend the 1996 Agreement for the purposes of making the changes associated with the foregoing.
Now therefore, the parties agree as follows:
1.0 Definitions
The following definition shall be added to the Section of the Agreement entitled “Definitions.”
[***] (or subcontractor) shall mean an entity (i) that provides goods or provision of services [***] related to mechanical design or manufacturing activities for [***] development programs under a contract or other form of purchase agreement (for example, purchase order) and (ii) who need access to CATIA and to the [***] and that need to exchange [***] for performance of such contract or other agreement.
2.0 The parties agree that the additional rights granted in article (S) of the “Licenses” Section (added in Amendment 128) for the CAA RADE Configurations shall be extended to include the SMARTEAM Development Suite Configurations being added by this Amendment 142. The parties further agree that licenses of the CAA RADE Configurations to ISV’s and Service Providers shall be granted by OWNER. To make the foregoing changes, article (S) is revised so that it now reads in its entirety as follows (changes noted in italics):
(S) OWNER hereby grants the following rights and licenses: | |
1) IBM, its licensed Subsidiaries, and its and their sublicensees, may distribute applications they have developed with the CAA RADE Configurations and SMARTEAM Development Suite Configuration, hereinafter known as “Version 5 Complementary Applications”, to their subcontractors and direct and indirect suppliers solely for performance of work by such subcontractors and suppliers for the benefit of IBM, its licensed Subsidiaries, and its and their sublicensees. This license includes the right of IBM, its licensed Subsidiaries, and its and their sublicensees to authorize their subcontractors and direct and indirect suppliers to use, execute, reproduce, display, perform and distribute internally the V5 Complementary Applications. The licensing terms shall expressly specify the foregoing terms. | |
2) The rights and licenses granted above do not include the further right of IBM, it licensed Subsidiaries, and its and their sublicensees to use the CAA RADE Configurations and SMARTEAM Development Suite Configuration in the provision of services to an unrelated third party or to make Generally Available the V5 Complementary Applications. Such further right to do so may be obtained from OWNER. The licensing terms shall expressly |
Any text removed pursuant to the
Company’s confidential treatment request has been separately submitted with the U.S. Securities and Exchange Commission and is marked [***] herein. |
Exhibit 4(a).4
specify the availability of such further right from OWNER. | |
3) Because the further rights identified in S(2) are likely the primary rights of interest to ISV’s and Service Providers and cannot be granted by IBM, IBM shall not license the CAA RADE Configurations or the SMARTEAM Development Suite Configuration to entities that are considered in IBM’s sole judgment to be either an ISV or Service Provider as defined in the Section entitled “Definitions.” IBM shall refer those entities to OWNER for licensing by OWNER of the CAA RADE Configurations and/or the SMARTEAM Development Suite Configuration. |
[* * *]
5) IBM will use reasonable efforts to inform OWNER if IBM has knowledge that a sublicensee is using the CAA RADE Configurations or the SMARTEAM Development Suite Configuration in the manner set forth in S(2) without having obtained such further rights from OWNER. | |
6) IBM has no liability or obligation to OWNER for any act or activity by sublicensee outside the scope of the license grant from IBM to sublicensee. | |
7) The parties agree that the restriction on licensing by IBM set forth in S(3) above may be revisited in the future. |
3.0 The following products are added to Table A. of Attachment XXIII:
PLC RELATED ROYALTY | ||||||||||||||
IBM | ||||||||||||||
PROGRAM | STANDARD | ADD-ON | SHAREABLE | |||||||||||
NUMBER | PRODUCT NAME | CONFIGURATION | PRODUCT | PRODUCT | ||||||||||
0000-XX0
|
XXXXX - STRUCTURE DESIGN 1 PRODUCT | |||||||||||||
0000-XX0
|
XXXXX - STRUCTURE DESIGN 1 PRODUCT | [* * *] | ||||||||||||
0000-XXX
|
XXXXX - FEM SOLID 2 PRODUCT | |||||||||||||
0000-XXX
|
XXXXX - FEM SOLID 2 PRODUCT | |||||||||||||
5691-GDY
|
CATIA
- GENERATIVE DYNAMIC
RESPONSE ANALYSIS 2 PRODUCT |
|||||||||||||
5693-GDY
|
CATIA
- GENERATIVE DYNAMIC RESPONSE ANALYSIS 2 PRODUCT |
|||||||||||||
5691-CD3
|
CATIA - COMPOSITES DESIGN CONFIGURATION | |||||||||||||
0000-XXX
|
XXXXX - SHAPE SCULPTOR 2 PRODUCT | |||||||||||||
0000-XXX
|
XXXXX - SHAPE SCULPTOR 2 PRODUCT |
4.0 Add the following to Table C. V4 and V5 Migration Paths and Royalty Upgrade Charges - US Royalty Table of Attachment XXIII:
W/S to W/S | W/S to W/S | |||||
(IBM | (IBM | SHAREABLE/CONFIG | ADD-ON | |||
PROGRAM | PROGRAM | UPGRADE | UPGRADE | |||
NUMBER) | NUMBER) | ROYALTY | ROYALTY | |||
FROM V5 PRODUCTS
|
TO V5 PRODUCTS | |||||
5693-STD
|
5693-ESS | |||||
5691-STD
|
5691-ESS | [* * *] | ||||
FROM V4 PRODUCTS
|
TO V5 PRODUCTS | |||||
5626-STM
|
5693-ESS | |||||
5626-STM
|
5691-ESS |
Any text removed pursuant to the
Company’s confidential treatment request has been separately submitted with the U.S. Securities and Exchange Commission and is marked [***] herein. |
Exhibit 4(a).4
5.0 The following changes are made to previously announced products: the migrations from 5626-SUD+ASU+FRF to 5693-GSD and to 5691-GSD are changed so that the migrations are now to 5693-GSD+FS1 and 5691-GSD+FS1, with no change in royalties.
6.0 ENOVIA Products
a) The following ENOVIA - DMU Navigator Solutions products are added to Table A of Attachment XXIV:
PLC RELATED ROYALTY | ||||||||||||||
IBM | ||||||||||||||
PROGRAM | STANDARD | ADD-ON | SHAREABLE | |||||||||||
NUMBER | PROGRAM NAME | CONFIGURATION | PRODUCT | PRODUCT | ||||||||||
5691-DV1
|
ENOVIA - DMU Viewer 1 Configuration | [***] |
b) Add the following Lifecycle Solutions products to Table D of Attachment XXIV:
PLC RELATED ROYALTY | ||||||||||
IBM | ||||||||||
PROGRAM | STANDARD | SHAREABLE | ||||||||
NUMBER | PROGRAM NAME | CONFIGURATION | PRODUCT | |||||||
5691-WFR
|
ENOVIA - Workflow Designer Configuration Migration from 5691-WFD |
[***] | ||||||||
5691-VER
|
ENOVIA - VPM Engineer Configuration Migration from 5691-EGR Upgrade from 5691-CDX Upgrade from 5691-DEX Upgrade from 5691-VPX (to VER+PGT+PVM) Upgrade from 5691-CDE Upgrade from 5691-ADE Upgrade from 5691-VPD (to VER+PGT+PVM) |
|||||||||
5691-WFM
|
ENOVIA - Workflow Management Product | |||||||||
5691-MGR
|
Upgrade from 5691-MSX Upgrade from 5691-MSS |
|||||||||
5691-CUR
|
Upgrade from 5691-XXX Upgrade from 5691-REV |
|||||||||
5691-RVR
|
Upgrade from 5691-ADX Upgrade from 5691-ADM |
c) Add the following Hubs Solutions products to Table E of Attachment XXIV
PLC RELATED ROYALTY | ||||||||||
IBM | ||||||||||
PROGRAM | STANDARD | SHAREABLE | ||||||||
NUMBER | PROGRAM NAME | CONFIGURATION | PRODUCT | |||||||
5691-IDL
|
ENOVIA - MultiCax - ID Plug-in Product Migration from 5691-DIL |
[***] | ||||||||
5691-UDL
|
ENOVIA - MultiCax - ID Plug-in Product Migration from 5691-DUL |
Any text removed pursuant to the
Company’s confidential treatment request has been separately submitted with the U.S. Securities and Exchange Commission and is marked [***] herein. |
Exhibit 4(a).4
7.0 SmarTeam Products
Add the following to Attachment XXV - SMARTEAM Products
PLC RELATED ROYALTY | ||||||||||||||
IBM | ||||||||||||||
PROGRAM | STANDARD | ADD-ON | SHAREABLE | |||||||||||
NUMBER | PROGRAM NAME | CONFIGURATION | PRODUCT | PRODUCT | ||||||||||
5693-SAA
|
SMARTEAM - SA Adapter Product | |||||||||||||
5693-OAA
|
SMARTEAM - OA Adapter Product | |||||||||||||
5691-SDV
|
SMARTEAM - Development Suite | [***] | ||||||||||||
Configuration | ||||||||||||||
0000-XXX
|
XXXXXXXX - Xxxxxxx
Administration Configuration* |
|||||||||||||
5691-SEH
|
SMARTEAM - Educational
HEAT Configuration |
*5691-SGA is licensed on a per server basis
8.0 CAA RADE Products
The following CAA RADE Configurations are added to Table A of Attachment XXVII:
PLC RELATED ROYALTY | ||||||||||||||
IBM | ||||||||||||||
PROGRAM | STANDARD | ADD-ON | SHAREABLE | |||||||||||
NUMBER | PRODUCT NAME | CONFIGURATION | PRODUCT | PRODUCT | ||||||||||
5691-PAD
|
CAA - Enterprise Portal
Application Design Configuration |
[***] |
||||||||||||
Migration from 5691-LDC |
9.0 WLS Products
Add the following to Table E on Attachment XXIII:
PLC Related Royalty | ||||||||||||||||||
IBM | ||||||||||||||||||
Program | Product | Std. | Add-on | Shareable | Enterprise | |||||||||||||
Number | Name | Config. | Product | Product | Option | |||||||||||||
0000-XXX
|
XXXXX User Companion for Structural Analysis Product |
[***] |
||||||||||||||||
0000-XXX
|
XXXXX User Companion for Structural Analysis Product |
|||||||||||||||||
0000-XXX
|
XXXXXX User Companion for LCA Configuration |
|||||||||||||||||
0000-XXX
|
XXXXXX User Companion for LCA Configuration |
|||||||||||||||||
5691-ALC
|
All in One Marketing for Companion |
10.0 Companion Development Studio
Due to the end of the Education Provider Program, the revised Companion Development Studio term added to the Agreement in Amendment 137 (item #5) is no longer valid. The parties agree that this term is deleted, and is replaced with the Companion Development Studio term added to the Agreement by item #6 in Amendment 132.
Any text removed pursuant to the
Company’s confidential treatment request has been separately submitted with the U.S. Securities and Exchange Commission and is marked [***] herein. |
Exhibit 4(a).4
11.0 [***]
Section C.17-1 [***] is amended to add the terms for sublicensing the [***] to [***] The following changes are made:
a) the following product is added to Table D of Attachment XXIII:
PLC RELATED ROYALTY | ||||||||||||||
IBM | ||||||||||||||
PROGRAM | STANDARD | ADD-ON | SHAREABLE | |||||||||||
NUMBER | PRODUCT NAME | CONFIGURATION | PRODUCT | PRODUCT | ||||||||||
5799-H20
|
CATIA-VS Format Import/Export |
[***] |
||||||||||||
[***] |
c) Section C.17.4 is changed to read as follows: [***]
12. CATIA V5 Demonstration Program for Numeric Control (“NC”) Equipment Manufacturers and Distributors
To enhance the marketing and sales of NC Licensed
Programs, OWNER grants to IBM the rights to sublicense to NC
equipment manufacturers and distributors the numeric control
Licensed Programs and those other CATIA V5 Licensed Programs
(hereinafter referred to as “CATIA V5 Programs”)
necessary to perform demonstrations of the numeric control
applications to third parties. No royalties shall be due OWNER
for such sublicenses. These rights are granted subject to the
following:
a) The NC equipment manufacturers and
distributors must have an executed IBM Customer Agreement, IBM
International Customer Agreement, or equivalent agreement:
b) There be a written agreement between IBM
and the NC equipment manufacturer or distributor that
supplements the agreement per (a) above and contains terms
sufficient to provide for the following:
(1) The NC equipment manufacturer or distributor may use the CATIA V5 Programs for demonstration of NC applications to third parties, and not for their or the third party’s productive use. They may distribute to a third party, solely for the third party’s internal use, the output of the demonstration and/or benchmark performed for that third party. This output may include, but is not limited to, the CAD data, CATProcess document, NC code, and the physical machined part. They may not provide any services to the third party associated with the output other than the conduct of the demonstration and/or benchmark. No other external distribution of the output is permitted. | |
(2) Demonstration of CATIA V5 Licensed Programs is permitted only on their premises, and at trade shows and exhibitions in which they participate. | |
(3) They must be qualified by the country IBM PLM sponsor in accordance with agreed upon qualification criteria prior to shipment by IBM of the CATIA V5 Programs and software keys. | |
(4) They inform IBM PLM sponsor of any competitive benchmarking or demonstration activity requested by their customer and obtain sponsor approval prior to such activity taking place. | |
(5) They give priority to the customers with CATIA design systems. | |
(6) They demonstrate the CATIA NC applications a minimum of two (2) times per calendar quarter | |
(7) They provide appropriate information to IBM regarding the customers to which the products were demonstrated. | |
(8) They agree to be a reference for the CATIA V5 Programs upon request from IBM during the term of the demo agreement. | |
(9) The CATIA V5 Programs are licensed on an “as-is” basis. |
Other than the changes indicated above, it is understood that all other terms of the 1996 Agreement including all Attachments and Exhibits thereto remain in full force and effect.
Any text removed pursuant to the
Company’s confidential treatment request has been separately submitted with the U.S. Securities and Exchange Commission and is marked [***] herein. |
Exhibit 4(a).4
If any provision of this Amendment or the 1996 Agreement (as amended) shall be held to be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby, and such provision shall be deemed to be restated to reflect the original intentions of IBM and OWNER as nearly as possible in accordance with applicable law(s).
The parties agree that any reproduction of this Amendment by reliable means (such as facsimile or photocopy) will be considered an original of this Amendment.
Agreed to: Dassault Systemes, S.A. |
Agreed to: International Business Machines Corporation |
|||
By: | /s/ XXXXXXXX DE TERSANT | By: | /s/ R. A. ARCO | |
Authorized Signature | Authorized Signature | |||
Name: Xxxxxxxx de Tersant | Name: R. A. Arco | |||
Title: Executive Vice President & CFO | Title: Manager, PLM Product Mgmt. & Support | |||
Date: | April 8, 2003 | Date: | June 3, 2003 |