COLUMBIA FUNDS 2017 AMENDMENT
COLUMBIA FUNDS
2017 AMENDMENT
2017 AMENDMENT (this “Amendment”) dated as of April 25, 2017, among (i) the trusts listed on Schedule I (the “Registrants”), each of which is executing this Amendment on behalf of its respective underlying series set forth beneath such Registrant’s name on Schedule I (each such series, individually, a “Borrower” and, collectively, the “Borrowers”), (ii) the several banks and other financial institutions from time to time parties to this Amendment (the “Lenders”), and (iii) JPMORGAN CHASE BANK, N.A., a national banking association, as administrative agent for the Lenders hereunder (in such capacity, the “Administrative Agent”);
WHEREAS, certain of the Borrowers, certain of the Lenders and the Administrative Agent are parties to that certain Amended and Restated Credit Agreement dated as of December 9, 2014 (as it has been terminated, replaced and restated, amended, supplemented or otherwise modified heretofore, and as amended by this Amendment, the “Credit Agreement”);
WHEREAS, capitalized terms used herein and not otherwise defined herein shall have the meanings assigned to such terms in the Credit Agreement.
WHEREAS, the parties wish to admit additional Registrants and Borrowers as parties to the Credit Agreement and to make such other changes to the Credit Agreement as provided herein;
NOW, THEREFORE, in consideration of the mutual agreements contained in this Amendment and other good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the parties hereto hereby agree as follows:
SECTION 1. Amendment. Subject to the conditions set forth in Section 3 hereof:
(a) Section 1.1 of the Credit Agreement is hereby amended so that the following definition reads in its entirety as stated below:
“Columbia Management”: Columbia Management Investment Advisers, LLC, a Minnesota limited liability company, or Columbia Xxxxxx Asset Management, LLC, a Delaware limited liability company, as applicable.
(b) Schedule I of the Credit Agreement shall be in the form of Schedule I to this Amendment.
(c) Schedule Ia of the Credit Agreement shall be in the form of Schedule Ia to this Amendment.
(d) Schedule III of the Credit Agreement shall be in the form of Schedule III to this Amendment.
(e) Schedule IV of the Credit Agreement shall be in the form of Schedule IV to this Amendment.
(f) Schedule V of the Credit Agreement shall be in the form of Schedule V to this Amendment.
SECTION 2. Representations and Warranties. To induce the Administrative Agent and the Lenders to enter into this Amendment and to make the Loans, each Registrant on behalf of itself and each Borrower on whose behalf it acts hereby represents and warrants to the Administrative Agent and each Lender that (it being agreed that each such Registrant represents and warrants only to matters with respect to itself and each of its Borrowers, and each Borrower represents and warrants only to matters with respect to itself):
(a) This Amendment and the Credit Agreement (and the execution, delivery and performance thereof) have been duly authorized and, in the case of this Amendment, executed and delivered by it and constitute its legal, valid and binding obligations enforceable in accordance with their terms, except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization moratorium or similar laws affecting the enforcement of creditors’ rights generally and by general equitable principles (whether enforcement is sought by proceedings in equity or at law).
(b) The representations and warranties set forth in Section 3 of the Credit Agreement are true and correct in all material respects on the date hereof (and such representations therein applicable to or referencing the Credit Agreement shall be deemed to apply and refer to this Amendment).
(c) Before and after giving effect to this Amendment, no Default or Event of Default has occurred and is continuing.
SECTION 3. Conditions to Effectiveness. This Amendment shall become effective as of the date hereof (the “Effective Date”) upon the occurrence of the following conditions precedent:
(a) The Administrative Agent shall have received counterparts of this Amendment which, when taken together, bear the signatures of all the parties named on the signature pages hereto.
(b) The Administrative Agent shall have received, on behalf of itself and the Lenders, a favorable written opinion of counsel for the Borrowers referring to this Amendment and the Credit Agreement, (i) dated the date hereof, (ii) addressed to the Administrative Agent and the Lenders, and (iii) covering such other matters relating to this Amendment and the transactions hereunder and under the Credit Agreement as the Administrative Agent or its counsel shall reasonably request, and the Borrowers hereby instruct their counsel to deliver such opinion.
(c) All legal matters incident to this Amendment, the Credit Agreement and the borrowings and extensions of credit thereunder shall be satisfactory to the Lenders and to Xxxxx Xxxxxxx LLP, counsel for the Administrative Agent.
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(d) The Administrative Agent shall have received on the date hereof:
(i) a certificate of the Secretary, Assistant Secretary, Treasurer or Assistant Treasurer of each New Registrant (as defined below) dated the date hereof and certifying that attached thereto are true and correct copies of the following: (A) resolutions duly adopted by the Board of Trustees or Directors, as the case may be, of such New Registrant on behalf of each series thereof that is a Borrower (or itself if it is a Borrower), authorizing this Amendment and the execution, delivery and performance of this Amendment and the borrowings under the Credit Agreement, and certifying that such resolutions have not been modified, rescinded or amended and are in full force and effect; (B) such New Registrant’s declaration of trust or articles of incorporation, as the case may be, and all amendments thereto; (C) such New Registrant’s bylaws and all amendments thereto; (D) such New Registrant’s Investment Management Agreement and all amendments thereto; (E) such New Registrant’s Custodian Agreement(s) and all amendments thereto; (F) designation of the location where the most recent Prospectus is publicly available for each New Borrower (as defined below), or a copy of such prospectus; and (G) designation of the location where the most recent Statement of Additional Information is publicly available for each New Borrower, or a copy of such Statement of Additional Information;
(ii) a certificate of the Secretary or Assistant Secretary of each Registrant dated the date hereof and certifying as to the incumbency and specimen signature of each officer executing this Amendment, the Credit Agreement or any other document delivered in connection herewith on behalf of such Registrant;
(iii) a certificate of another officer as to the incumbency and specimen signature of the officer executing the certificates pursuant to (ii) above; and
(iv) such other documents as the Lenders or counsel for the Administrative Agent may reasonably request.
(e) To the extent requested by the Administrative Agent or any Lender, the Administrative Agent or such Lender, as applicable, shall have received, for each New Borrower, a Form FR U-1 executed by the applicable Registrant on behalf of such New Borrower, together with a current list of assets of such New Borrower (including all “margin stock” (as defined in Regulation U) of such Borrower) in conformity with the requirements of Form FR U-1.
(f) The Administrative Agent shall have received all fees and other amounts due and payable on or prior to the date hereof, including, to the extent invoiced, reimbursement or payment of all out-of-pocket expenses required to be reimbursed or paid by the Borrowers or Registrants hereunder.
SECTION 4. Applicable Law. THIS AMENDMENT SHALL BE CONSTRUED IN ACCORDANCE WITH AND GOVERNED BY THE LAWS OF THE STATE OF NEW YORK WITHOUT GIVING EFFECT TO THE CONFLICTS OF LAW PRINCIPLES THEREOF.
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SECTION 5. Credit Agreement. Until the occurrence of the earlier to occur of the Effective Date as provided in Section 3 hereof and the Termination Date (as defined in the Credit Agreement), the Credit Agreement shall continue in full force and effect in accordance with the provisions thereof and the rights and obligations of the parties thereto shall not be affected hereby, and all fees and interest accruing under the Credit Agreement shall continue to accrue at the rates provided for therein.
SECTION 6. Counterparts. This Amendment may be executed in two or more counterparts (including by facsimile or other electronic transmission), each of which shall constitute an original but all of which when taken together shall constitute but one contract.
SECTION 7. Expenses. Each of the New Borrowers agrees, severally and neither jointly nor jointly and severally, to reimburse the Administrative Agent for its pro rata portion (calculated based on assets) of the Administrative Agent’s out-of-pocket expenses in connection with this Amendment.
SECTION 8. Acknowledgement of New Borrowers. By virtue of the amendment to Schedule I to the Credit Agreement effected by this Amendment, the following sub-fund, series or portfolio of the Registrant set forth beside its name below (each such Registrant, a “New Registrant”) is being added to the Credit Agreement as an additional Borrower (each such sub-fund, series or portfolio, a “New Borrower”):
| New Borrower |
Registrant | |
| Columbia Acorn Fund | Columbia Acorn Trust | |
| Columbia Acorn International | Columbia Acorn Trust | |
| Columbia Acorn USA | Columbia Acorn Trust | |
| Columbia Acorn International Select | Columbia Acorn Trust | |
| Columbia Acorn Select | Columbia Acorn Trust | |
| Columbia Thermostat Fund | Columbia Acorn Trust | |
| Columbia Acorn European Fund | Columbia Acorn Trust | |
| Columbia Acorn Emerging Markets Fund | Columbia Acorn Trust | |
| Xxxxxx USA | Xxxxxx Advisors Trust | |
| Xxxxxx International | Xxxxxx Advisors Trust | |
| Xxxxxx Select | Xxxxxx Advisors Trust | |
Each New Borrower hereby represents and warrants to the Administrative Agent and each Lender that as of the date hereof and after giving effect to this Amendment: (i) the representations and warranties set forth in Section 3 of the Credit Agreement are true and correct with respect to such New Borrower, except to the extent such representations and warranties expressly relate to an earlier date; (ii) such New Borrower is in compliance in all material respects with all the terms and provisions (or, in the case of such terms and provisions that are already qualified by materiality, in all respects) set forth in the Credit Agreement on its part to be observed or performed as of the date hereof and after giving effect to this Amendment; and (iii) no Default or Event of Default with respect to such New Borrower, nor any event which with the giving of notice or the expiration of any applicable grace period or both would constitute such a
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Default or Event of Default with respect to such New Borrower has occurred and is continuing. Each New Borrower agrees to be bound by the terms and conditions of the Credit Agreement in all respects as a Borrower thereunder and hereby assumes all of the obligations of a Borrower thereunder.
By its execution of this Amendment, the Agent and each Lender does hereby acknowledge the addition of each New Borrower as a Borrower under the Credit Agreement.
SECTION 9. Effect on the Documents; Loan Document. Except as expressly waived or amended hereby, the Credit Agreement and all Loan Documents, and all other documents, agreements, instruments or writings entered into in connection therewith, shall remain in full force and effect and are hereby ratified, confirmed and acknowledged by each Registrant, on behalf of itself and on behalf of each Borrower a series thereof, or on behalf of itself if it is a Borrower. The execution, delivery and effectiveness of this Amendment shall not, except as expressly provided herein, operate as a waiver of any right, power or remedy of any Lender or the Agent under any of the Loan Documents, nor, except as expressly provided herein, constitute a waiver or amendment of any provision of any of the Loan Documents. For the avoidance of doubt, the parties acknowledge and agree that this Amendment is a “Loan Document” as such term is defined in the Credit Agreement.
[Signature pages to follow.]
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and delivered by their proper and duly authorized officers as of the day and year first written above.
| JPMORGAN CHASE BANK, N.A., as Administrative Agent and as a Lender | ||
| By: | /s/ Xxxxxx Xxxxx Xxxxxxx | |
| Name: | Xxxxxx Xxxxx Xxxxxxx | |
| Title: | Vice President | |
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| Each of the Registrants who are not New Borrowers listed on Schedule I, on behalf of itself and each of its underlying series set forth beneath its name on Schedule I | ||||
| By: | /s/ Xxxxxxx X. Xxxxxx | |||
| Name: | Xxxxxxx X. Xxxxxx | |||
| Title*: | Treasurer, Chief Financial Officer and Chief Accounting Officer | |||
| * (The above-signed officer holds this office with each of the Registrants who are not New Borrowers) | ||||
| Each of the Registrants who are New Borrowers listed on Schedule I, on behalf of itself and each of its underlying series set forth beneath its name on Schedule I | ||||
| By: | /s/ Xxxx Xxxxx | |||
| Name: | Xxxx Xxxxx | |||
| Title*: | Treasury, Columbia Acorn and Xxxxxx Advisor Trust | |||
| * (The above-signed officer holds this office with each of the Registrants who are New Borrowers) | ||||
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| CITIBANK, N.A. | ||||
| By: | /s/ Xxxxxx Xxxxxxx | |||
| Name: | Xxxxxx Xxxxxxx | |||
| Title: | Vice President and Managing Director | |||
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| HSBC BANK USA, N.A. | ||||
| By: | /s/ Xxxxxxxx X. Xxxxx | |||
| Name: | Xxxxxxxx X. Xxxxx | |||
| Title: | Vice President | |||
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| XXXXX FARGO BANK, N.A. | ||
| By: | /s/ Xxxxxxxx X. Xxxxxxxxx | |
| Name: | Xxxxxxxx X. Xxxxxxxxx | |
| Title: | Director | |
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| U.S. BANK NATIONAL ASSOCIATION | ||||
| By: | /s/ Xxxx Xxxxx | |||
| Name: | Xxxx Xxxxx | |||
| Title: | Vice President | |||
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| THE BANK OF NEW YORK MELLON | ||||
| By: | /s/ Xxxxxxx X. Xxxxxxx, Xx. | |||
| Name: | Xxxxxxx X. Xxxxxxx, Xx. | |||
| Title: | Managing Director | |||
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| BANK OF AMERICA, N.A. | ||||
| By: | /s/ Xxxxxxx X. Xxxxx | |||
| Name: | Xxxxxxx X. Xxxxx | |||
| Title: | Vice President | |||
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| BNP PARIBAS | ||||
| By: | /s/ Xxxxxxxxxx X. Xxxxx | |||
| Name: | Xxxxxxxxxx X. Xxxxx | |||
| Title: | Vice President | |||
| By: | /s/ Xxxx Xxxxxxxxx | |||
| Name: | Xxxx Xxxxxxxxx | |||
| Title: | Managing Director | |||
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| CREDIT SUISSE AG, NY BRANCH | ||||
| By: | /s/ Xxxxxx Xxx | |||
| Name: | Xxxxxx Xxx | |||
| Title: | Authorize Signatory | |||
| By: | /s/ Xxxxxxx X’Xxxx | |||
| Name: | Xxxxxxx X’Xxxx | |||
| Title: | Authorize Signatory | |||
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| DEUTSCHE BANK AG NY BRANCH | ||||
| By: | /s/ Xxxxxxxx Xxxxxxxx | |||
| Name: | Xxxxxxxx Xxxxxxxx | |||
| Title: | Vice President | |||
| By: | /s/ Xxxx X. Xxx | |||
| Name: | Xxxx X. Xxx | |||
| Title: | Director | |||
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE XXXX
| XXXXXX XXXXXXX BANK, N.A. | ||||
| By: | /s/ Xxxxx Xxxxxxxxxxx | |||
| Name: | Comninellis | |||
| Title: | Authorized Signatory | |||
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| UBS AG, STAMFORD BRANCH | ||||
| By: | /s/ Xxxxxx Xxxxxx | |||
| Name: | Xxxxxx Xxxxxx | |||
| Title: | Associate Director | |||
| By: | /s/ Xxxxxxx Xxxxx | |||
| Name: | Xxxxxxx Xxxxx | |||
| Title: | Director | |||
COLUMBIA FUNDS
2017 AMENDMENT SIGNATURE PAGE
| XXXXXXX XXXXX BANK USA | ||||
| By: | /s/ Xxxxx Xxxxxxx | |||
| Name: | Xxxxx Xxxxxxx | |||
| Title: | Authorized Signatory | |||
SCHEDULE I
REGISTRANTS & BORROWERS*
| Columbia Funds Series Trust II | ||
| Multi-Manager Value Strategies Fund (f/k/a Active Portfolios® Multi-Manager Value Fund) | ||
| Columbia Absolute Return Currency and Income Fund | ||
| Columbia Asia Pacific ex-Japan Fund | ||
| Columbia Capital Allocation Aggressive Portfolio | ||
| Columbia Capital Allocation Conservative Portfolio | ||
| Columbia Capital Allocation Moderate Portfolio | ||
| Columbia Commodity Strategy Fund | ||
| Columbia Disciplined Core Fund (f/k/a Columbia Large Core Quantitative Fund) | ||
| Columbia Disciplined Growth Fund (f/k/a Columbia Large Growth Quantitative Fund) | ||
| Columbia Disciplined Value Fund (f/k/a Columbia Large Value Quantitative Fund) | ||
| Columbia Diversified Equity Income Fund | ||
| Columbia Dividend Opportunity Fund | ||
| Columbia Emerging Markets Bond Fund | ||
| Columbia European Equity Fund | ||
| Columbia Flexible Capital Income Fund | ||
| Columbia Floating Rate Fund | ||
| Columbia Global Bond Fund | ||
| Columbia Global Equity Value Fund | ||
| Columbia Global Infrastructure Fund | ||
| Columbia Global Opportunities Fund | ||
| Columbia Government Money Market Fund (f/k/a Columbia Money Market Fund) | ||
| Columbia High Yield Bond Fund | ||
| Columbia Income Builder Fund | ||
| Columbia Income Opportunities Fund | ||
| Columbia Inflation Protected Securities Fund | ||
| Columbia Limited Duration Credit Fund | ||
| Columbia Minnesota Tax-Exempt Fund | ||
| Columbia Mortgage Opportunities Fund | ||
| Columbia Select Global Equity Fund | ||
| Columbia Select Large-Cap Value Fund | ||
| Columbia Select Smaller-Cap Value Fund | ||
| Columbia Xxxxxxxx Communications and Information Fund | ||
| Columbia Xxxxxxxx Global Technology Fund | ||
| Columbia Short-Term Cash Fund | ||
| Columbia Small/Mid Cap Value Fund | ||
| Columbia Strategic Municipal Income Fund (f/k/a Columbia AMT-Free Tax-Exempt Bond Fund) | ||
| Columbia U.S. Government Mortgage Fund | ||
| * | Registrants, including Registrants that are also Borrowers, are designated in bold type face; each Borrower that is a series is listed below the name of the Registrant that acts on such Xxxxxxxx’s behalf. |
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| Columbia Funds Variable Series Trust II | ||
| Columbia Variable Portfolio – Balanced Fund | ||
| Columbia Variable Portfolio – Commodity Strategy Fund | ||
| Columbia Variable Portfolio – Core Equity Fund | ||
| Columbia Variable Portfolio – Disciplined Core Fund (f/k/a Columbia Variable Portfolio – Large Core Quantitative Fund) | ||
| Columbia Variable Portfolio – Dividend Opportunity Fund | ||
| Columbia Variable Portfolio – Emerging Markets Bond Fund | ||
| Columbia Variable Portfolio – Emerging Markets Fund | ||
| Columbia Variable Portfolio – Global Bond Fund | ||
| Columbia Variable Portfolio – Government Money Market Fund (f/k/a Columbia Variable Portfolio – Cash Management Fund) | ||
| Columbia Variable Portfolio – High Yield Bond Fund | ||
| Columbia Variable Portfolio – Income Opportunities Fund | ||
| Columbia Variable Portfolio – Intermediate Bond Fund | ||
| Columbia Variable Portfolio – Large Cap Growth Fund | ||
| Columbia Variable Portfolio – Large Cap Index Fund | ||
| Columbia Variable Portfolio – Limited Duration Credit Fund | ||
| Columbia Variable Portfolio – Managed Volatility Moderate Growth Fund | ||
| Columbia Variable Portfolio – Mid Cap Growth Fund | ||
| Columbia Variable Portfolio – Mid Cap Value Fund | ||
| Columbia Variable Portfolio – Select International Equity Fund | ||
| Columbia Variable Portfolio – Select Large-Cap Value Fund | ||
| Columbia Variable Portfolio – Select Smaller-Cap Value Fund | ||
| Columbia Variable Portfolio – Xxxxxxxx Global Technology Fund | ||
| Columbia Variable Portfolio – U.S. Equities Fund | ||
| Columbia Variable Portfolio – U.S. Government Mortgage Fund | ||
| Variable Portfolio – Aggressive Portfolio | ||
| Variable Portfolio – American Century Diversified Bond Fund | ||
| Variable Portfolio – BlackRock Global Inflation-Protected Securities Fund | ||
| Variable Portfolio – CenterSquare Real Estate Fund (f/k/a Variable Portfolio – Xxxxxx Xxxxxxx Global Real Estate Fund) | ||
| Variable Portfolio – Columbia Xxxxxx International Equities Fund | ||
| Variable Portfolio – Conservative Portfolio | ||
| Variable Portfolio – DFA International Value Fund | ||
| Variable Portfolio – Xxxxx Xxxxx Floating-Rate Income Fund | ||
| Variable Portfolio – X.X. Xxxxxx Core Bond Fund | ||
| Variable Portfolio – Xxxxxxxx Mid Cap Growth Fund | ||
| Variable Portfolio – Xxxxxx Xxxxxx Growth Fund | ||
| Variable Portfolio – MFS Blended Research Core Equity Fund (f/k/a Variable Portfolio – Sit Dividend Growth Fund) | ||
| Variable Portfolio – MFS Value Fund | ||
| Variable Portfolio – Moderate Portfolio | ||
| Variable Portfolio – Moderately Aggressive Portfolio | ||
| Variable Portfolio – Moderately Conservative Portfolio | ||
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| Variable Portfolio – Xxxxxx Xxxxxxx Advantage Fund (f/k/a Variable Portfolio – Holland Large Cap Growth Fund) | ||
| Variable Portfolio – X. Xxxx Price Large Cap Value Fund (f/k/a Variable Portfolio – NFJ Dividend Value Fund) | ||
| Variable Portfolio – Xxxxxx Xxxxxxx Large Cap Growth Fund | ||
| Variable Portfolio – Xxxxxxxxxxx International Growth Fund (f/k/a Variable Portfolio – Invesco International Growth Fund) | ||
| Variable Portfolio – Partners Small Cap Growth Fund | ||
| Variable Portfolio – Partners Small Cap Value Fund | ||
| Variable Portfolio – Pyramis® International Equity Fund | ||
| Variable Portfolio – TCW Core Plus Bond Fund | ||
| Variable Portfolio – Victory Sycamore Established Value Fund (f/k/a Variable Portfolio – Victory Established Value Fund) | ||
| Variable Portfolio – Xxxxx Fargo Short Duration Government Fund | ||
| Columbia Funds Series Trust | ||
| Columbia AMT-Free California Intermediate Muni Bond Fund | ||
| Columbia AMT-Free Georgia Intermediate Muni Bond Fund | ||
| Columbia AMT-Free Maryland Intermediate Muni Bond Fund | ||
| Columbia AMT-Free North Carolina Intermediate Muni Bond Fund | ||
| Columbia AMT-Free South Carolina Intermediate Muni Bond Fund | ||
| Columbia AMT-Free Virginia Intermediate Muni Bond Fund | ||
| Columbia Capital Allocation Moderate Aggressive Portfolio | ||
| Columbia Capital Allocation Moderate Conservative Portfolio | ||
| Columbia Convertible Securities Fund | ||
| Columbia Global Strategic Equity Fund | ||
| Columbia Large Cap Enhanced Core Fund | ||
| Columbia Large Cap Growth Fund III | ||
| Columbia Large Cap Index Fund | ||
| Columbia Mid Cap Index Fund | ||
| Columbia Mid Cap Value Fund | ||
| Columbia Overseas Value Fund | ||
| Columbia Select Global Growth Fund | ||
| Columbia Select International Equity Fund | ||
| Columbia Select Large Cap Equity Fund | ||
| Columbia Short Term Bond Fund | ||
| Columbia Short Term Municipal Bond Fund | ||
| Columbia Small Cap Index Fund | ||
| Columbia Small Cap Value Fund II | ||
| Columbia Funds Series Trust I | ||
| Multi-Manager Alternative Strategies Fund (f/k/a Active Portfolios® Multi-Manager Alternatives Fund) | ||
| Multi-Manager Directional Alternative Strategies Fund (f/k/a Active Portfolios® Multi-Manager Directional Alternatives Fund) | ||
| Multi-Manager Growth Strategies Fund (f/k/a Active Portfolios® Multi-Manager Growth Fund) | ||
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| Multi-Manager Small Cap Equity Strategies Fund (f/k/a Active Portfolios® Multi-Manager Small Cap Equity Fund) | ||
| Multi-Manager Total Return Bond Strategies Fund (f/k/a Active Portfolios® Multi-Manager Total Return Bond Fund) | ||
| CMG Ultra Short Term Bond Fund | ||
| Columbia Adaptive Risk Allocation Fund | ||
| Columbia Alternative Beta Fund (f/k/a Columbia Adaptive Alternatives Fund) | ||
| Columbia AMT-Free Connecticut Intermediate Muni Bond Fund | ||
| Columbia AMT-Free Intermediate Muni Bond Fund | ||
| Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund | ||
| Columbia AMT-Free New York Intermediate Muni Bond Fund | ||
| Columbia AMT-Free Oregon Intermediate Muni Bond Fund | ||
| Columbia Balanced Fund | ||
| Columbia Bond Fund | ||
| Columbia California Tax-Exempt Fund | ||
| Columbia Contrarian Core Fund | ||
| Columbia Corporate Income Fund | ||
| Columbia Disciplined Small Core Fund (f/k/a Columbia Small Cap Core Fund) | ||
| Columbia Diversified Absolute Return Fund | ||
| Columbia Diversified Real Return Fund | ||
| Columbia Dividend Income Fund | ||
| Columbia Emerging Markets Fund | ||
| Columbia Global Dividend Opportunity Fund | ||
| Columbia Global Energy and Natural Resources Fund | ||
| Columbia Global Technology Growth Fund | ||
| Columbia Greater China Fund | ||
| Columbia High Yield Municipal Fund | ||
| Columbia Large Cap Growth Fund | ||
| Columbia Mid Cap Growth Fund | ||
| Columbia Multi-Asset Income Fund | ||
| Columbia New York Tax-Exempt Fund | ||
| Columbia Pacific/Asia Fund | ||
| Columbia Real Estate Equity Fund | ||
| Columbia Select Large Cap Growth Fund | ||
| Columbia Small Cap Growth Fund I | ||
| Columbia Small Cap Value Fund I | ||
| Columbia Strategic Income Fund | ||
| Columbia Tax-Exempt Fund | ||
| Columbia Total Return Bond Fund (f/k/a/ Columbia Intermediate Bond Fund) | ||
| Columbia U.S. Social Bond Fund | ||
| Columbia U.S. Treasury Index Fund | ||
| Columbia Funds Variable Insurance Trust | ||
| Columbia Variable Portfolio – Asset Allocation Fund | ||
| Columbia Variable Portfolio – Contrarian Core Fund | ||
| Columbia Variable Portfolio – Diversified Absolute Return Fund | ||
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| Columbia Variable Portfolio – Long Government/Credit Bond Fund (f/k/a Columbia Variable Portfolio – Core Bond Fund) | ||
| Columbia Variable Portfolio – Managed Volatility Conservative Fund | ||
| Columbia Variable Portfolio – Managed Volatility Conservative Growth Fund | ||
| Columbia Variable Portfolio – Managed Volatility Growth Fund | ||
| Columbia Variable Portfolio – Small Cap Value Fund | ||
| Columbia Variable Portfolio – Small Company Growth Fund | ||
| Columbia Variable Portfolio – Strategic Income Fund | ||
| Columbia Variable Portfolio – U.S. Flexible Conservative Growth Fund | ||
| Columbia Variable Portfolio – U.S. Flexible Growth Fund | ||
| Columbia Variable Portfolio – U.S. Flexible Moderate Growth Fund | ||
| Variable Portfolio – AQR Managed Futures Strategy Fund | ||
| Variable Portfolio – Lazard International Equity Advantage Fund (f/k/a Variable Portfolio – Pyrford International Equity Fund) | ||
| Variable Portfolio – Multi-Manager Diversified Income Fund | ||
| Variable Portfolio – Multi-Manager Interest Rate Adaptive Fund | ||
| Columbia ETF Trust | ||
| Columbia Core Bond ETF | ||
| Columbia Intermediate Municipal Bond ETF | ||
| Columbia Acorn Trust | ||
| Columbia Acorn Fund | ||
| Columbia Acorn International | ||
| Columbia Acorn USA | ||
| Columbia Acorn International Select | ||
| Columbia Acorn Select | ||
| Columbia Thermostat Fund | ||
| Columbia Acorn European Fund | ||
| Columbia Acorn Emerging Markets Fund | ||
| Xxxxxx Advisors Trust | ||
| Xxxxxx USA | ||
| Xxxxxx International | ||
| Xxxxxx Select | ||
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SCHEDULE Ia
DESIGNATED BORROWERS,
DESIGNATED PERCENTAGES
AND PRO RATA ALLOCATIONS
[REDACTED DATA]
Ia-1
SCHEDULE III
LIST OF INVESTMENT MANAGEMENT AGREEMENTS
Amended and Restated Management Agreement dated as of October 25, 2016, between Columbia Management Investment Advisers, LLC and Columbia Funds Series Trust I and Columbia Funds Variable Insurance Trust on behalf of their underlying series listed in Schedule A thereto
Amended and Restated Management Agreement dated as of April 25, 2016, between Columbia Management Investment Advisers, LLC and Columbia Funds Series Trust I and Columbia Funds Variable Insurance Trust on behalf of their underlying series listed in Schedule A thereto
Amended and Restated Management Agreement dated as of April 25, 2016, between Columbia Management Investment Advisers, LLC and Columbia Funds Series Trust II, Columbia Funds Variable Series Trust II, and Columbia Funds Series Trust on behalf of their underlying series listed in Schedule A thereto
Investment Management Services Agreement dated as of May 20, 2011, between Columbia Management Investment Advisers, LLC and Columbia ETF Trust on behalf of its underlying series listed in Schedule A thereto
Investment Advisory Agreement between Columbia Acorn Trust and Columbia Xxxxxx Asset Management, LLC, dated May 27, 2010, Schedules I and II last amended June 8, 2011
Investment Advisory Agreement between Xxxxxx Advisors Trust and Columbia Xxxxxx Asset Management, LLC, dated May 27, 2010
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SCHEDULE IV
LIST OF CUSTODY AGREEMENTS
Second Amended and Restated Master Global Custody Agreement, dated as of March 7, 2011, between JPMorgan Chase Bank, N.A. and the Columbia Funds.
Custody Agreement among JPMorgan Chase Bank, N.A., Columbia Acorn Trust and Xxxxxx Advisors Trust dated December 15, 2010, effective July 22, 2011, with Addendums dated July 14, 2011.
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SCHEDULE V
LIST OF PRIME BROKER AGREEMENTS
[REDACTED DATA]
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