COAL MINING LEASE

Exhibit 10.4
     THIS COAL MINING LEASE (the “Lease”), made this 27th day of October, 2010, (the “Effective Date”) between Alcoa Fuels, Inc., an Indiana corporation of 0000 Xxxxxxxxxx Xxxx, Xxxxxxxx, Xxxxxxx 00000 (“Lessor”), and Xxxxxxxxx Coal Company, Inc., a Delaware corporation, with an address of 000 Xxxxx Xxxx, Xxxxxxxxxxxx, Xxxxxxxx 00000 (“Lessee”).
WITNESSETH:
     That for and in consideration of the promises and undertakings herein contained, Lessor does hereby exclusively demise, lease and let unto Lessee, its successors and assigns, all of its right, title and interest in and to the No. 6 coal, and all coal lying above the No. 6 coal, underlying the following described real estate, and the right to enter in, upon and under the herein demised real estate for the purpose of mining and removing therefrom said coal which can be commercially mined and removed by underground method of mining (now known or hereafter developed), within and underlying the land, situated in Xxxxxxx and Union Counties, Kentucky, more particularly described in
Exhibit A
and containing approximately 20,000 acres of coal and 1,500 acres of surface, more or less (hereinafter called the “Leased Premises”),
     TOGETHER with the right to mine and otherwise to develop, survey, work and process for market said coal by any method or machinery now or hereafter employed, including the free and uninterrupted right and right-of-way into, upon, over, across, under and through the Leased Premises at such points and in such manner as may be convenient or necessary for the purpose of all operations, in connection with coal herein leased and other coal now owned or hereafter acquired by Lessee in the General Mining Area (defined below), and in the No. 6 seam of coal and in the strata above the same, including, but not limited to, (i) the transportation of personnel, supplies, equipment, coal, soils, refuse, and other materials, whether originating from the Leased Premises or other lands, (ii) the right to explore, test, drill, dig, mine, drain, ventilate, extract, transport, process and carry away the coal, (iii) the right to erect and maintain on the Leased Premises such buildings, tipples, processing plants, shafts, engines, machinery, appliances, devices, xxxxx, roadways, railroad tracks, powerlines, pipelines, dams, ditches, water and slurry impoundments, and all other structures and improvements necessary or convenient to said operations, without being required to leave or provide subjacent or lateral support to the overlying strata or surface or anything therein, thereon or thereunder, including structures or improvements now or hereafter erected thereon, (iv) the right to stockpile, store, process, ship, backfill, market (without limitation) or permanently dispose of, on, under the Leased Premises, coal, lignite, water, earth, coal preparation waste and slurry, but excluding the right to dispose of any other substance, including without limitation, flyash, bottom ash, scrubber sludge or any

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other coal combustion product, (v) the right to use any water located upon or below the Leased Premises and to appropriate, develop, consume, drain and dispose of all water on, under and appurtenant to the Leased Premises, including the right to alter drainage patterns on the Leased Premises and other lands in the General Mining Area (defined below) as may be permitted by law; and (vi) the right to subside the surface of the Leased Premises without liability to Lessor, EXCEPT that any slurry impoundment facility must be approved by Lessor in writing prior to construction or expansion, and such consent shall not be unreasonably withheld.
     For the consideration aforesaid, Lessor does hereby covenant to WAIVE AND RELEASE all surface damage, damages to subsurface strata, damages and other damages of any sort howsoever caused by or arising from the removal of the coal or arising from any physical conditions now present or which may hereafter develop in, about or above the same and, if in connection with operations hereunder. Use of the terms “other coal now owned or hereafter acquired” includes ownership of coal, leasehold of coal, license to remove coal or any other right in any form which enables Lessee to mine such coal; it is the intention that all rights granted hereunder shall apply to the mining of coal on other lands and shall survive so long as mining operations are continued on the Leased Premises or on any lands located within the General Mining Area described below.
     All rights granted by Lessor above, in Paragraph 17, and elsewhere in this Lease are granted only insofar as Lessor owns sufficient interest in the Leased Premises to grant such rights. All grants are subject to rights-of-way, easements and other rights appearing of record, apparent on the premises or disclosed to Lessee prior to the Effective Date.
     TO HAVE AND TO HOLD the Leased Premises for a term commencing on the Effective Date and extending through June 1, 2016 (the period of time extending from the Effective Date through the fifth anniversary of the Effective Date being sometimes called the “Primary Term” herein), and so long thereafter as any recovery of coal herein leased, or any of the mining operations described in and permitted by the preceding paragraphs, are being conducted in, on or under the Leased Premises or the area described or shown on Exhibit B (referred to herein as the “General Mining Area”), or until all reclamation activities related thereto have been completed.
     IN CONSIDERATION WHEREOF, the parties hereto covenant and agree as follows:
     1. LESSEE TO COMPLY WITH LAWS. (a) Lessee shall conduct its operations on the Leased Premises in a workmanlike and prudent manner, and shall, at all times, comply with all applicable laws, rules, regulations and requirements now and hereafter in effect. Lessor hereby grants Lessee the authority to take whatever actions are necessary on the Leased Premises in order to comply with said laws, rules and regulations. Lessee shall completely reclaim the Leased Premises. Such obligation to reclaim the Leased Premises shall be in addition to, and completely independent of, Lessee’s obligation to pay royalties as provided herein. Lessor further agrees that, subject to subparagraphs (b) and (c) below, Lessee’s sole responsibility for the reclamation of the Leased Premises shall be to comply with the requirements set forth in all applicable federal, state and local laws, rules and regulations or other requirements now and

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hereafter in effect. Lessee shall be solely responsible for obtaining all necessary permits and authorization for its reclamation activities.
     (b) Reclamation of woodlands, where required, shall be by planting of oak, hard maple, ash or other commercial hardwood species of tree (and other tree species if required by state or federal regulatory agencies.)
     (c) All reclamation plans must be approved in writing by Lessor which may impose changes, provided that (a) such changes comply with applicable state or federal statutes, rules and regulations and (b) do not cause any substantial increase in reclamation costs (unless Lessor agrees to pay for a substantial increase in costs).
     2. EARNED ROYALTIES. (a) Lessee shall deliver to Lessor, in kind and in lieu of the payment of a royalty in cash, Six percent (6%) of all merchantable coal mined from the Leased Premises, if any, which coal shall be: (i) washed and processed in the same manner as washed and processed coal which is shipped from the mine to third party purchasers and (ii) delivered f.o.b., rail(, barge) or truck, the mine. If delivered by rail car (or barge), the loading rate shall be consistent with Lessor’s rail (or barge) contracts. Freeze conditioning shall be applied when requested by Lessor or its transportation contractor at Lessor’s cost. Delivery shall be in the quantities and at the times designated by Lessor, but Lessee shall not be required to store coal for delivery to Lessor for more than three (3) consecutive months at a time. If more than one manner of washing or process is used for the coal by Lessee, then the in kind royalty shall be washed and processed in the manner selected by Lessor. Lessee may deliver coal from another source as in kind royalty so long as it meets the minimum standards set forth in Exhibit C (the “Minimum Standard”).
     (b) The minimum royalty per calendar year (prorated for partial calendar years) is delivery of 60,000 tons of coal from the Leased Premises or from another source meeting the Minimum Standards, beginning two years from the date of receipt of all necessary mining permits and the expiration of any right of challenge the issuance of such permits, but no later than June 1, 2016. This obligation to deliver the minimum royalty shall terminate when both (i) all tons of coal have been mined from the Leased Premises pursuant to the Mine Plan (defined hereinbelow), and (ii) all royalties owed thereon, whether in kind or in cash, have been paid to Lessor.
     (c) At any time and at various times, Lessor may elect to temporarily receive all or part of the earned royalty in cash rather than in kind, provided that such elections may be made no more frequently than once each calendar quarter. Each election shall be effective thirty (30) days after delivery of notice to Lessee.
     (d) For time periods when Lessor elects to receive any of the earned royalty in cash, Lessee shall pay to Lessor on or before the 28th day of each calendar month (“Month”) any earned royalty for all coal mined, sold and shipped from the Leased Premises, or consumed in synthetic fuel facilities on the mine site, during the preceding Month for such preceding Month in an amount equal to six percent (6%) of the Gross Realization, as hereinafter defined. No

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earned royalty shall be paid for coal refuse, including without limitation coal slurry deposited in cleaning slurry ponds, but if such refuse is sold by Lessee, Lessor shall be entitled to a royalty of three percent (3%) of the sale price of such material.
     (e) Measurement of weights for purposes of computing the earned royalties shall be in the case of such coal (i) shipped by rail, determined by the rail carrier in accordance with its customary practices employed for invoicing such shipments, (ii) delivered other than by rail, determined by Lessee by use of accurate scales or (iii) commingled with other coal not mined from the Leased Premises, determined by an accurate system of weights and measurements commonly used in the bituminous coal industry. If (i) through (iii) are not applicable (e.g., coal is stored by Lessee and not delivered), measurement of weights for purposes of computing the earned royalties shall be by such other accurate means as may be commonly used in the industry.
     (f) As used in this Lease, the following terms shall have the following respective meanings:
     “Gross Realization” shall be the “Average Gross Sales Price” per ton of coal actually mined, removed, sold and shipped from the Leased Premises during any month which shall be an amount equal to the total gross proceeds from all such sales of such coal (excluding sales to affiliates or otherwise not arms length transactions) during such month divided by the total number of tons of such coal, except that deductions shall be made from the total gross proceeds for the following items to the extent included in such total gross proceeds (i) any tax assessed upon or measured by the production of such coal, the severance thereof from the Leased Premises, or the sale thereof, (ii) any royalty, assessment, levy or charge upon the mining, extracting or removing of such coal made for the purpose of providing health and/or welfare (including, without limitation, black lung) benefits for any employees of Lessee, its successors or assigns, or other persons similarly employed by the coal mining industry, pursuant to any applicable law, rule, regulation or contract of employment covering such employees and/or such other persons, and (iii) transportation or delivery costs incurred by Lessee in transporting such coal from the tipple at which such coal is processed to point of sale.
     “Mine Plan” shall mean the mining plan proposed by Lessee and approved by Lessor. The Mine Plan shall be agreed upon by Lessor and Lessee within twelve (12) months of the Effective Date and shall identify all portions of the Leased Premises to be mined and shall include the number and location of No. 6 coal acres and No. 9 coal acres comprising the Leased Premises. Lessee agrees, within ten (10) days following a request from Lessor, to execute any document(s) necessary and otherwise to release all portions of the Leased Premises not to be mined under the Mine Plan.
     “Ton” shall mean a ton of 2,000 pounds avoirdupois. Measurement of weights for purposes of computing the “Average Gross Sales Price” of coal mined from the Leased Premises shall be per Paragraph 2(e).
     3. MINIMUM ROYALTIES. Lessee covenants and agrees to pay to Lessor an annual advance minimum royalty (“Minimum Royalty”) of 16,000 tons of coal, delivered f.o.b., barge,

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the mine, or to such other location mutually agreed to by Lessor and Lessee. Minimum Royalty for the first lease year shall be delivered to Lessor sixty (60) days following the execution of this Agreement, and all Minimum Royalty after the first lease year shall be due and delivered in full on or before each anniversary of the date of this Agreement. Minimum Royalty shall be of a quality equal to the minimum standards set forth on Exhibit C. Minimum Royalty shall be recoupable against earned royalty for coal mined at a rate not to exceed Five Hundred Thousand Dollars ($500,000) per calendar year. Recoupment against in kind earned royalty shall be calculated at the rate per ton equal to the Average Gross Sales Price per ton for coal sold to third parties of a quality equal to the minimum standards set forth on Exhibit C, as the same is calculated under subparagraph 2(e).
     4. DILIGENT PURSUIT OF MINING PERMIT. Lessee shall diligently pursue all permits necessary for the mining of the Leased Premises and must have submitted a substantially complete mine permit application to the appropriate Kentucky regulatory authority by June 30th, 2012. If Lessee has not submitted the required permit application in accordance with this paragraph, then an additional royalty of Two Hundred Fifty Thousand Dollars ($250,000) shall be paid to Lessor on July 31st, 2012 (one month later), and an identical amount shall be paid to Lessor on each 6 month anniversary thereafter until such permit application is submitted; (such payments being herein referred to as “Additional Royalty”). Additional Royalty shall be recoupable against earned royalty for coal mined at a rate not to exceed Two Hundred Fifty Thousand Dollars ($250,000) per calendar year. Recoupment against in kind earned royalty shall be calculated at the rate per ton equal to the Average Gross Sales Price per ton for coal sold to third parties of a quality equal to the minimum standards set forth on Exhibit C, as the same is calculated under subparagraph 2(e).
     5. RECORDS, MAPS AND ACCOUNTS. Lessee shall furnish to Lessor, on or before the 28th day of each month, a complete and accurate statement showing the quantity of coal mined, removed, shipped and sold from the Leased Premises, together with a statement showing the earned royalty due by such day or delivered in kind. Unless either party hereto shall give notice to the other of a dispute or question with respect to such statement within one (1) year from the date the same is delivered to Lessor, such statement shall be final and binding upon the parties hereto, except in cases of fraud which shall be governed by the applicable limitations acts. Lessor shall, at all reasonable times and upon at least three (3) days’ prior written notice to Lessee, at Lessor’s sole cost, have access to those books, maps and records of Lessee reasonably necessary to accurately determine the Tons of coal mined and sold by Lessee from the Leased Premises and the earned royalties due to Lessor.
     6. TAXES. Lessee covenants and agrees that during the Lease Term, Lessee will pay all taxes assessed upon or levied against the Leased Premises (including ad valorem) and all taxes assessed upon or levied against all improvements, machinery, equipment or other property of Lessee installed or placed in or upon the Leased Premises by Lessee. Lessor shall provide to Lessee all real estate tax statements within thirty days of receipt and Lessee shall pay the same on or prior to the date due. Payments by Lessee of ad valorem taxes assessed against Lessor shall be fully recoupable by Lessee from Earned Royalties thereafter due.

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     7. INDEMNIFICATION. Lessee shall pay, at its own cost and expense, all wages, worker’s compensation claims, claims for material, equipment and supplies contracted for by Lessee in connection with its operations and use of the Leased Premises and shall not permit any mechanics lien or other claims against the Leased Premises to remain a cloud on Lessor’s interest for more than sixty (60) days. Lessee hereby agrees to indemnify, protect, defend, save and hold harmless Lessor, its officers, directors, shareholders, employees, representatives, subsidiaries and affiliated companies (collectively “Indemnitees”), from and against any and all liabilities, costs, claims, penalties, forfeitures, demands, suits or causes of action in law or in equity and the costs and expenses incident thereto (including costs of defense, settlement, and attorneys’ fees, including the costs of attorneys in the employ of Indemnitees) which Indemnitees may suffer, incur, become responsible for or pay out as a result of death or bodily injuries to any person, destruction, loss or damage to any property, real or personal, contamination of or adverse effect on the environment, or violation or alleged violation of federal, state, or local law, rule regulation, ordinance, order, decree, decision, restriction, permit or license, caused by or resulting from the negligence or willful acts or omissions of Lessee, subcontractors or materialmen under the Lease, or the representatives, agents, employees, or invitees of any of them, as a consequence of or in any manner connected with performance of the Lease, whether any act, omission or negligence of any Indemnitee actually, or allegedly contributed thereto. With respect to claims against Lessor by Lessee’s employees, Lessee agrees to, and herein does, expressly waive its immunity, as a complying employer under Worker’s Compensation law, for any and all acts of negligence, whether passive or active, but only to the extent that such immunity would bar or affect recovery under or enforcement of this indemnification obligation. This waiver shall apply to any immunity conferred upon an employer by any state’s constitution or Workers’ Compensation laws with respect to liability for claims asserted against a third party by Lessee’s employee. Lessor and Lessee expressly intend by the foregoing that Lessee will indemnify and protect Indemnitees from the consequences of any of Indemnitees’ negligence, including without limitation all instances in which Indemnitees’s negligent actions, including the concurrent negligence of Indemnitee(s), whether active or passive, actually or allegedly caused or contributed to, injury, death, destruction, loss or damage; provided that nothing contained in the Lease will obligate lessee to indemnify Indemnitees from any claim which may arise from the sole negligence or the willful actions or inactions of the Indemnitees. This indemnification provision is in addition and cumulative to any other right of indemnification or contribution which any of the Indemnitees may have at law, in equity, or otherwise, and will survive completion of the Lease. Lessor shall have the right, but not the obligation, to inspect the property at all times in order to confirm that Lessee is in compliance with all environmental laws; provided, however, that Lessor shall have no control over any such compliance or over any mining operations.
     8. TITLE; LESSER INTEREST. Lessor does not warrant title to the Leased Premises, except that Lessor warrants that it has not created or suffered any lien or encumbrance against the Leased Premises other than real estate taxes not yet due and payable. During the term of this Lease, Lessor shall not impair or suffer by act or omission any impairment of its title to the Leased Premises which would interfere with Lessee’s exercise of its rights under this Lease. Lessor agrees that Lessee, at its option, may discharge any tax, mortgage or other lien or encumbrance suffered or permitted upon or against the Leased Premises and that any expenses

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incurred by Lessee in connection therewith may be credited against amounts then or thereafter due Lessor hereunder. Lessor shall cooperate with Lessee in resolving any title problems affecting the Leased Premises. Lessor shall provide to Lessee, at Lessee’s request, such abstracts of title and title insurance policies as are available to Lessor, but all additional title information shall be acquired at the cost of Lessee.
     Lessor also represents and warrants that there is no claim, legal action, suit, proceeding, arbitration, dispute, governmental investigation or administrative proceeding, nor any order, decree, or judgment, pending or in effect, or, to Lessor’s knowledge, threatened, against or affecting (i) the Leased Premises, (ii) the ability of Lessor to execute this Lease, or (iii) the accuracy and completeness of any representation and warranty of Lessor made herein.
     Prior to conducting any mining operations on any part of the Leased Premises, Lessee shall obtain a title opinion indicating that it has the rights to conduct such operations on that part.
     If Lessor owns an interest in any portion of the Leased Premises less than the entire coal estate therein, the earned royalties shall be paid to Lessor, with regard to that portion, only in the proportion that Lessor’s actual interest in that portion bears to the entire estate therein.
     This Lease shall extend to the successors, sublessees and assigns of the parties hereto, but no change in or division of the ownership of the Leased Premises or royalties payable hereunder, however accomplished, shall operate to enlarge the obligations or diminish the rights of Lessee hereunder and no such change or division shall be binding upon Lessee for any purpose until Lessee has been furnished with a duly recorded written instrument or instruments evidencing and effecting the same. In the event of any question or dispute as to ownership of, or mining rights to, the Leased Premises or as to royalties or other sums payable hereunder, all cash royalties and other cash payments due Lessor hereunder may be held in a non-interest bearing escrow account by Lessee until such dispute is finally resolved. Any sums so held in escrow by Lessee shall be deemed payment of earned royalties or other sums due hereunder.
     9. POSSESSION. Lessor may retain possession of the Leased Premises until such time that Lessee determines, in its sole discretion, that possession of the Leased Premises, or a portion thereof, is necessary or desirable for its mining operations. Lessee shall notify Lessor of such determination by providing Lessor with thirty (30) days prior written notice thereof. As of the date specified in such notice, Lessor’s right to farm or otherwise occupy the Leased Premises or such designated portion shall terminate and Lessor shall thereupon yield exclusive possession of the Leased Premises or such designated portion to Lessee, subject to the provisions of Paragraph 24 below. In the event that (i) as of the date Lessee gives any such notice to Lessor there are any crops planted but not harvested from the Leased Premises or such designated portion, and (ii) Lessor would not be able to harvest such crops prior to the date specified in the notice, Lessee shall pay to Lessor the value of such crops. In the event the parties hereto are unable to agree upon the value by the time of possession by Lessee, each party shall select an appraiser and the two appraisers selected shall agree upon a fair value for such crops; provided, however, that in the event the two appraisers cannot so agree within 30 days after their selection, they shall select a third appraiser and the decision of the majority of the appraisers shall be binding upon both

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parties hereto. Notwithstanding the foregoing, the payment of the agreed upon amount or fair value as determined by the appraisers shall not be a condition precedent to Lessee’s right to immediate possession of the Leased Premises or such designated portion on the date specified in the written notice.
     10. NOTICES; PAYMENTS. Notices and other communications required or permitted to be made or given hereunder shall be in writing and shall be delivered (a) personally; (b) by depositing the same, postage prepaid, in the United States Mail, (first class, certified or registered (return receipt requested)), or (c) by private express or other delivery service, at the respective addresses of the parties set forth hereinabove; provided, however, that either party hereto may from time to time change such address by giving written notice, delivered as aforesaid, of the new or changed address. Notice by facsimile (fax), electronic mail or by any other method not authorized above shall not constitute notice. The day upon which any such notice shall have been received by the party to whom it is addressed or delivered shall constitute the date such notice was given and the first day of any subsequent period herein provided for response to such notice.
     All payments shall be made by wire transfer of immediately available funds according to wiring instructions provided by Lessor, or by automated clearinghouse, if so elected by Lessor. All payments shall be made by Lessee to Lessor by the date specified in this Lease. In the event that there is a good faith dispute between Lessor and Lessee regarding any amounts owed hereunder from time to time, Lessee shall make payment when due of all amounts not in dispute and, within ten (10) days of resolution of any dispute, it shall pay all additional amounts owed to Lessor with interest at the then effective prime commercial lending rate per annum announced by Citibank from time to time, at its principal office in New York City.
     11. LESSEE’S RIGHT TO SURRENDER OR TERMINATE LEASE. (a) Upon payment of the termination fee set forth in subparagraph (b) below, Lessee shall have the right at any time, and from time to time, during the Lease Term to execute and deliver to Lessor and file for record in the official records of the county or counties where the Leased Premises are located, a release or releases covering all or any portion of the Leased Premises and from and after the date of such release all its obligations and liabilities in respect to such properties shall terminate, except that if mining has occurred on the surrendered property then Lessee shall (a) pay any royalty due by reason of mining prior to the release and (b) comply with all reclamation laws and regulations applicable to the released property. Recording shall be considered delivery to Lessor. A partial release shall not affect the amount of minimum earned royalties to be paid or delivered to Lessor.
     (b) In the event Lessee terminates this Lease prior to June 1, 2016, then Lessee will pay to Lessor a fee (“Termination Fee”) as follows:
          (i) For a termination on or after the Effective Date but before June 1, 2012, the Termination Fee shall be Ten Dollars ($10.00) per coal acre in the Leased Premises.

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          (ii) For a termination on or after June 2, 2012, but before June 1, 2013, the Termination Fee shall be Twenty Dollars ($20.00) per coal acre in the Leased Premises.
          (iii) For a termination on or after June 2, 2013, but before June 1, 2014, the Termination Fee shall be Thirty Dollars ($30.00) per coal acre in the Leased Premises.
          (iv) For a termination on or after June 2, 2014, but before June 1, 2015, the Termination Fee shall be Forty Dollars ($40.00) per coal acre in the Leased Premises.
          (ii) For a termination on or after June 2, 2015, but before June 1, 2016, the Termination Fee shall be Fifty Dollars ($50.00) per coal acre in the Leased Premises.
For purposes of this subparagraph (b), the parties agree that the Leased Premises consists of 15,000 coal acres. All unrecouped Minimum Royalty and unrecouped Additional Royalty shall be recoupable against the Termination Fee.
     12. NO IMPLIED COVENANTS WITH RESPECT TO MINING. Except for the diligent pursuit of a mining permit, as required by Xxxxxxxxx 0, Xxxxxx has no obligation, implied or express, to commence exploration, development or mining upon the Leased Premises, to diligently prosecute mining operations once such mining has commenced or to mine any coal which Lessee deems not to be merchantable or economically mineable or which it otherwise, in Lessee’s sole discretion, decides not to mine, it being expressly understood that the payment made this date fully compensates Lessor for any such failure.
     13. FORCE MAJEURE. Lessee shall not be deemed to be in default for any failure to perform or observe any of the terms, conditions, provisions, obligations or covenants to be performed or observed by it hereunder other than payment or delivery of minimum earned royalties, during periods in which such performance or observance is prevented by any event reasonably beyond Lessee’s control (any such event being herein called “Force Majeure”), including, without limitation, fire, flood, windstorm, other damage from the elements, strike, riot, unavailability of transportation or necessary equipment, actions of governmental authority, acts of God and acts of the public enemy, provided that such Force Majeure is eliminated insofar as possible and economically practicable with all reasonable dispatch. The Lease Term shall be extended, unless sooner terminated by Lessee, for a period equal to any period of Force Majeure. Lessee shall notify Lessor of the beginning and ending date of each period of Force Majeure.
     14. WAIVER, MODIFICATION OR AMENDMENT. No failure or delay on the part of either Lessee or Lessor in exercising any of such party’s respective rights hereunder upon any failure by the other party to perform or observe any condition, covenant or provision herein contained shall operate as a waiver thereof, nor shall any single or partial exercise of any of such rights preclude any other or further exercise thereof or the exercise of any other right hereunder. No waiver, release, modification or amendment of any of the terms, conditions or provisions of this Lease shall be valid or effective unless the same is in writing, duly executed by Lessor and Lessee.

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     15. DEFAULT. In the event Lessee shall fail to make any cash payment at the time the same is due and payable hereunder, and such default shall continue for a period of 30 days after written notice thereof shall have been given to Lessee by Lessor (10 days after such written notice in the case of Additional Royalty due under Paragraph 3), or if Lessee shall otherwise be in default and such default shall continue for a period of 60 days after written notice thereof shall have been given to Lessee by Lessor, Lessor shall have the right to terminate this Lease by giving written notice of such termination to Lessee and such termination shall be effective immediately or upon such later date as specified in the notice, and Lessor shall retain all sums previously paid hereunder. Provided, however, for all matters other than a failure to pay Additional Royalty due under Paragraph 3 above, if Lessee in good faith disputes that it is in default hereunder, Lessee shall so notify Lessor in writing within 30 days after receiving the notice of default from Lessor and, in that event, the foregoing 30 day or 60-day period, as the case may be, shall begin on the date either (a) Lessor and Lessee resolve such dispute or (b) a final judicial determination is rendered with respect to the default hereunder as specified in Lessor’s notice to Lessee. In the event of a dispute, Lessee shall pay all amounts determined to be due and owing upon resolution of the dispute, or a final determination, as the case may be, with interest thereon at the then effective prime commercial lending rate per annum announced by Citibank from time to time, at its principal office in New York City. Termination by reason of default shall not relieve Lessee of (a) Lessee’s obligation to pay all sums or in kind deliveries due Lessor for coal mined prior to termination, (b) Lessee’s obligation to pay all other sums which are otherwise due Lessor, (c) any obligation which Lessee has incurred by reason of its activities on the property (by way of example and not limitation, the obligation to report and the obligation to reclaim) or (d) any additional obligation to Lessor by reason of Lessor’s default.
     16. USE, DEVELOPMENT AND DISPOSITION OF CERTAIN MINERAL INTERESTS. The rights hereby granted to Lessee shall not include mining rights with respect to any seam of coal below the No. 6 seam of coal, coal bed methane, coal mine methane in old works, or oil or gas. Except as provided in recorded mineral leases entered into prior to the date of this Lease, Lessor agrees that any operations to remove coal bed methane, oil, gas or other mineral not herein leased to Lessee shall not interfere with the existing or contemplated coal mining operations of Lessee hereunder, and Lessee is hereby given the sole discretion to determine whether such operations interfere or will interfere with the coal mining operations of Lessee provided, however, that Lessor may develop without restriction, coal bed methane production from coal seams below the No. 6 coal so long as (a) plastic, ceramic or other similar casing is used to facilitate mining through well sites and (b) any well site will be timely plugged if Lessee deems it necessary to mine through such site.
     17. CHANGING BOUNDARIES. If a water-course constitutes a boundary of the Leased Premises, then any land contiguous to such boundary, which is at any time and from time to time acquired by Lessor by accretion or reliction, shall be included in the Leased Premises; likewise, any such land lost by Lessor by avulsion shall be excluded from the Leased Premises at such time.
     18. EXPLORATION RIGHTS. Notwithstanding anything contained herein to the contrary, Lessee, prior to taking exclusive possession of the Leased Premises for its mining

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operations, shall have the right to enter into, upon, over, across and through the Leased Premises at any time, and from time to time, to examine, explore, prospect, drill, test and evaluate as it deems appropriate all of the Leased Premises for coal and substances mixed with the coal, using such persons, tools, machinery and equipment as Lessee may deem necessary or convenient for the purpose of determining whether such coal exists; provided, however, that prior to the movement of drilling equipment onto any of the Leased Premises, Lessor shall be notified of such exploration activities by Lessee; and, provided further, however, that upon completion of such exploration, all drill holes shall be plugged in accordance with applicable state and federal laws, rules and regulations.
     In the event there are growing crops on the Leased Premises which are damaged or destroyed by Lessee’s exploration, drilling or other activities on the Leased Premises, Lessee shall pay the fair market value of such damaged crops to Lessor. In the event the parties hereto are unable to agree upon the value within 30 days of completion of exploration activities, each party shall select an appraiser and the two appraisers selected shall agree upon a fair value for such crops; provided, however, that in the event the two appraisers cannot so agree within 30 days after their selection, they shall select a third appraiser and the decision of the majority of the appraisers shall be binding upon both parties hereto.
     19. IMPROVEMENTS. At such time as Lessee shall require all or a portion of the Leased Premises for its mining operations, Lessee shall have the right to remove or destroy any or all improvements situated thereon, at Lessee’s expense, whether constructed prior to or subsequent to the date of this Lease; provided, however, that any rail now located on the Leased Premises shall be returned to Lessor in substantially the same condition as it is on the Effective Date and further, that the maintenance shop, office, warehouse and any other existing structures, if used by Lessee, shall be returned to Lessor in substantially the same condition as found and any structure hereafter built on the Leased Premises shall be removed only if necessary for mining purposes or if requested by Lessor. Unless otherwise agreed to in writing by Lessor, all such improvements, including the maintenance shop, office and warehouse shall be insured by Lessee against fire and other hazards in an amount equal to their replacement value.
     20. SURRENDER OF POSSESSION AND REMOVAL OF EQUIPMENT. At such times as Lessee has received the release of all bonds, security deposits and other funds or indemnity documents pertaining to the mining and reclamation of the Leased Premises then, within ninety (90) days following such release, Lessee shall surrender possession of the Leased Premises to Lessor. Lessee shall be permitted during the period of twelve (12) months following the termination or surrender of this Lease, or any part thereof, to remove any improvements, structures, fixtures, machinery, equipment and supplies or other property from the Leased Premises, or that portion of the Leased Premises, as the case may be.
     21. CONDUCT AND SUSPENSION OF OPERATIONS. (a) Lessee shall conduct all operations in a workmanlike manner and shall not waste any coal or render any coal more difficult to mine unless required by prudent operation, taking into account Lessor’s interest in the entire Leased Premises.

11

 

     (b) Suspension of actual mining operations by Lessee during the Primary Term shall be without prejudice to (i) its rights to resume operations on the Leased Premises, or (ii) any of the rights of Lessee to continue occupation and use of the Leased Premises in connection with its mining operations upon any other adjacent, neighboring or coterminous lands, or lands within the General Mining Area.
     (c) In the event that Lessee decides to suspend or abandon mining, whether during or after the Primary Term, Lessee shall give prior written notice to Lessor not less than thirty (30) days prior to the effective date of suspension or abandonment. Lessee shall have, and agrees to assume the full cost and expense of, for no additional consideration, the duty to preserve and maintain the mine for an additional ninety (90) days from the effective date of suspension or abandonment, as may be reasonably necessary for the mine to remain a working mine, and otherwise, in compliance with all applicable federal, state and local laws, rules and regulations. The obligation to preserve and maintain the mining as provided in the preceding sentence shall terminate when both (i) all tons of coal have been mined from the Leased Premises pursuant to the Mine Plan and (ii) all royalties owed thereon, whether in kind or in cash, have been paid to Lessor.
     22. PARTITION. In the event Lessor owns less than a fee simple absolute interest in the whole of the surface or coal estate of the Leased Premises, Lessor shall, at Lessee’s request, bring any partition or other suit deemed advisable by Lessee in order to secure all interest necessary or reasonably convenient for mining. Lessee shall pay the costs of said action, including attorney fees, court costs, abstracting and other expenses associated therewith. Lessor shall cooperate with Lessee in such action and will be available at reasonable times for consultations, appearance for depositions, appearance in court and other as may be necessary or convenient for the furtherance of said action. If Lessor purchases additional interests at a partition sale under this Paragraph 21, then such interests shall be subject to this Lease. Lessee is authorized to purchase the Leased Premises at a partition sale. If, as a result of a partition sale requested by Lessee, Lessor no longer holds any interest in any part of the Leased Premises, then this Lease shall terminate as to that part. If, as a result of a partition sale requested by Lessee, Lessor owns a fractional interest in either the coal or surface estate, then the lesser interest clause in Section 7 shall apply.
     23. ASSIGNMENT. This Lease may be assigned by Lessor, in whole or in part. Lessee may not assign this Lease, or sublease any part of the Leased Premises, to any entity other than an affiliate without the written consent of Lessor, which consent shall not be unreasonably withheld and may be conditioned upon (a) demonstration of financial ability to perform by the proposed assignee, (b) a guarantee of the assignee’s performance by Lessee, (c) other reasonable conditions which protect the interests of Lessor or (d) any combination of (a) (b) and (c).
Lessee may assign this lease to an affiliate without the consent of Lessor; provided, however, in the event of such assignment to an affiliate, Lessee shall remain jointly and severally liable for all of the obligations contained herein notwithstanding such assignment. An affiliate is defined as any entity which controls at least 50% of beneficial interest of Lessee (“Controlling Entity”) or

12

 

any entity the beneficial interest of which is at least 50% controlled by Lessee or a Controlling Entity.
     24. INSURANCE. Lessee shall procure and maintain at its own cost and expense the following types of insurance coverage, written by an insurance company with a Best’s Guide Rating of at least A- or comparable from a similarly recognized rating agency:
     Worker’s Compensation insurance to satisfy statutory requirements of the laws of the state or governmental authority under which the work is performed. The policy shall be endorsed to include coverage under the Federal Coal Mine Health and Safety Act, as amended.
     Employer’s Liability Insurance covering the common law liability of an employer to an employee with limits of not less than Five Million Dollars ($5,000,000) for bodily injury by accident and by disease;
     Commercial General Liability insurance for bodily injury and property damage written with a combined single limit of not less than Twenty Five Million Dollars ($25,000,000.00) per occurrence. Coverage shall include but not be limited to premises, independent contractors, products and completed operations, contractual liability, underground resources and pollution liability. The applicable insurance policy exclusions for collapse, explosion and underground hazards shall be deleted [XCU coverage]. The policy shall not contain a mining limitations endorsement.
     Automobile Liability Insurance for bodily injury and property damage for all owned, non-owned and hired vehicles to satisfy the law where the vehicle is being operated or with combined limits of not less than U.S. Five Million Dollars ($5,000,000) per accident, whichever is greater.
     Lessee may satisfy the insurance requirements of this Lease with any combination of primary and umbrella/excess insurance policies.
     All of Lessee’s liability insurance policies shall be written on an occurrence-based policy form, and Lessor will be named as an additional insured on all of Lessee’s liability insurance policies. The insurance shall contain a waiver of subrogation in favor of Lessor and provision for a 30-day notice of cancellation or material change to Lessor. Lessee shall provide Lessor with certificates to evidence all insurance required hereunder on or before the Effective Date of the Lease and not later than 10 days prior to the expiration of any insurance policy.
     The requirements in this Insurance Section are separate and distinct from any other obligations of Lessee under this Lease.
     25. LESSEE PROPERTY. Lessee assumes the risk of loss for all Lessee owned, leased or used personal property, equipment, improvements, stock, inventory located on or at the Leased Premises. Lessee will maintain property insurance consistent with common, prudent industry practice, with coverage written in the manner in which Lessee customarily insures

13

 

comparable property risks. Lessee, on behalf of itself and its respective insurers, hereby waives rights of subrogation against Lessor.
     26. SHORT FORM. Lessor and Lessee agree to execute, acknowledge and deliver a short form or memorandum of this Lease and to record the short form or memorandum in the counties where the Leased Premises are located.
     27. GOVERNING LAW. This Lease shall be construed in accordance with and governed by the laws of the Commonwealth of Kentucky.
     28. MISCELLANEOUS. This Lease and all of its terms, covenants and conditions shall be binding upon and inure to the benefit of the parties hereto and upon their respective heirs, executors, administrators, successors and assigns. As used in this instrument, the singular shall include the plural, the plural the singular, and the use of any gender shall be applicable to all genders. Unless otherwise designated, any party other than Lessee who signs this Lease shall be deemed a Lessor whether or not so named herein, and Lessor does hereby surrender and release any rights of dower and homestead insofar as the same affect the Leased Premises. Should any portion of this Lease be declared invalid and unenforceable, then such portion shall be deemed to be severed from this Lease and shall not affect the remainder thereof. Section headings are for convenience only and shall not be deemed to constitute or affect any provision hereof. This Lease may be executed in one or more counterparts and all of such counterparts shall constitute but one and the same instrument.
     WITNESS the due execution of this Lease by the parties hereto as of the date first above written.
         
  ALCOA FUELS, INC:
 		  
  By:   /s/ G. Xxxxx Xxxx    
    G. Xxxxx Xxxx, President   
    Alcoa Inc., Attorney in Fact   
 
  XXXXXXXXX COAL COMPANY, INC.
 		  
  By:   /s/ Xxxxxxx X. Xxxxx    
    Xxxxxxx Xxxxx, Vice President - Operations   
       

14

 

         
     
STATE OF Indian
   )
 
   ) SS:
COUNTY OF Xxxxxxx
   )
     I, __Ruth A. Carrell_________________, a Notary Public in and for said County and State, do hereby certify that G. Xxxxx Xxxx, personally known to me to be the same person whose name is subscribed to the foregoing instrument as President of ALCOA FUELS, INC., an Indiana Corporation, Alcoa Inc., Attorney in Fact, appeared before me this day in person and acknowledged that he, being thereunto authorized, signed, and delivered the said instrument as his free and voluntary act of said company and as his free and voluntary act as such officer thereof.
     Given under my hand and Notarial Seal this 28th day of October, 2010.
         
     
  /s/ Xxxx X. Xxxxxxx    
  Notary Public   
     
 
     
My Commission Expires:
  County of Residence:
 
    
July 19, 0000
  Xxxxxxx
 
   
     
XXXXX XX XXXXXXXX
   )
 
   ) SS:
COUNTY OF XXXXXXXXX
   )
     I, Xxxx X. Xxxxxxxxx, a Notary Public in and for said County and State, do hereby certify that Xxxxxxx Xxxxx, personally known to me to be the same person whose name is subscribed to the foregoing instrument as Vice President — Operations, of Xxxxxxxxx Coal, Inc., appeared before me this day in person and acknowledged that he, being thereunto authorized, signed, and delivered the said instrument as his free and voluntary act of said company and as his free and voluntary act as such officer thereof.
     Given under my hand and Notarial Seal this 27th day of October, 2010.
         
     
  /s/ Xxxx X. Xxxxxxxxx    
  Notary Public   
     
 
     
My Commission Expires:
  County of Residence:
 
    
8-13-2012
  Xxxxxxxxx
 
   

15

 

Exhibit A
Leased Premises
     All coal tracts, coal mining rights, and surface rights relating to mining bounded as follows:
     On the southwest by a line running from a point at the intersection of Kentucky Highway 132 and the Xxxxxxxx-Xxxx Road (also known as the Xxxxxxxx Station Road), running northwestwardly along the Xxxxxxxx-Xxxx Road from the vicinity of the town of Clay to the community of Xxxxxxxx in Xxxxxxx County, Kentucky, and thence from the community of Xxxxxxxx in a straight line to a point where Kentucky Highway 141 crosses a ditch approximately six-tenths (0.6) of a mile south of the community of Pride in Union County, Kentucky;
     On the northwest by Xxxxxxxx Xxxxxxx 000 and running northeastwardly along Kentucky Highway 141 to the intersection of Kentucky Highway 141 and Kentucky Highway 56;
     On the north and northeast by Xxxxxxxx Xxxxxxx 00, running eastwardly to the intersection of Kentucky Xxxxxxx 00 xxx X. X. Xxxxxxx 00-X;
     On the east by U. S. Highway 41-A, running southwardly through the City of Xxxxx to the intersection of U. S. Highway 41-A and Kentucky Highway 1340 near Fairview Church;
     On the south by Xxxxxxxx Xxxxxxx 0000, running westwardly to the intersection of Kentucky Highway 1340 and Kentucky Highway 132 and running southwesterly to the intersection of Kentucky Highway 132 and the Xxxxxxxx-Xxxx Road (also known as Xxxxxxx Station Road), the point of beginning;1,2
as shown on the maps attached hereto and including, but not limited to, the properties attached hereto as:
    Exhibit A-1 Alcoa Coal Properties (Excluding Those Previously Sold By Alcoa And Re-Acquired From Lodestar);
 
    Exhibit A-2 Alcoa Coal Properties (Previously Sold To And Re-Acquired From Lodestar); and,
 
    Exhibit A-3 Alcoa Coal Properties (Acquired from Lodestar).
 
1   The USGS Topographic Maps have Kentucky Highway 132 and Kentucky Highway 1340 incorrectly reversed from Xxxxx and from Fairview Church on U.S. Highway 41-A, respectively, to their common intersection near Clay. See Xxxxx Quad – 1961; Providence Quad – 1954; and, Nebo Quad – 1954.
 
2   This description is not intended to imply any warranty of title.

16

 

EXHIBIT A-1
ALCOA COAL PROPERTIES
(EXCLUDING THOSE PREVIOUSLY SOLD BY ALCOA AND RE-ACQUIRED
FROM LODESTAR)
                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
1
   PR 7 (7) T. 2   Xxxxxxxx, X. X.   72       48/135       116/226
 
                           116/234
 
2
   PR7(10)   Franklin, G. A.   47.4       48/118       116/226
 
                           116/234
 
3
   PR7(11) T.2 thru T.9   Xxxxxxxxxx, X.X.   144.2       48/124       116/226
 
                           116/234
 
4
   PR7(34)(35)T.7   Xxxxx, W. I.   76.5       48/103       116/226
 
                   CDB 2/613       116/234
 
5
   PR 10 (10)   Xxxxx, Xxxx   47.5       109/28       116/226
 
                           116/234
 
6
   PR 10(14.1)   Virgin, Xxxxx   39.5       125/126       116/226
 
                           116/234
 
7
   PR 10 (22)   Xxxxxxxx, X. X.   260.25       113/141       116/226
 
                           116/234
 
8
   PR 10 (25)   Xxxxxxx, Georgia   81       113/149       116/226
 
                           116/234
 
9
   PR 10 (30) T. 1   Xxxxx, H. Z.   194       115/94       116/226
 
                           116/234
 
10
   PR 10 (30), T. 2 & 3   Xxxxx, H. Z.   68.05       115/94       116/226 116/234
 
11
   PR 10 (32) T. 1, 2, 3, 4 & 5   Xxxx, Xxxxx X., et al   8.33       113/419       116/226
 
           15               116/234
 
           100                
 
           28.625                
 
           25.06                
 
12
   PR 10 (36)   Xxxxxxxx, X. X.   141.75       114/118       116/226
 
                   114/103       116/234
 
13
   PR 10 (37) T. 1, 2 & 3   Xxxxx, Xxxxxx   62       114/480       116/226
 
           73               116/234
 
           20.19                

17

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
14
   PR 10 (38) X. 0, 0, 0 & 0   Xxxxxx, X. X.   64.1       114/278A       116/226
 
           4               116/234
 
           1.75                
 
           3                
 
15
   PR 10 (39), T. 1   Xxxxx, Xxxxxx, et al   72       115/10       116/226
 
                           116/234
 
16
   PR 10 (39), T. 2   Xxxxx, Xxxxxx, et al   6.4       115/10       116/226
 
                           116/234
 
17
   PR 10 (40) T. 1   Xxxxx, Xxxxx Xxxxx, et al   60 less       115/6       116/226
 
           34.3               116/234
 
18
   PR 10 (40) T. 2   Xxxxx, Xxxxx Xxxxx, et al   35.7       115/6       116/226
 
                           116/234
 
19
   PR 10 (40) T.3)   Xxxxx, Xxxxx Xxxxx, et al   55       115/6       116/226
 
                           116/234
 
20
   PR 10 (41)   Xxxxxxx, X. X.   19.83       115/564       116/226
 
                           116/234
 
21
   PR 10 (42)   Xxxx, Xxxx   27       115/538       116/226
 
                           116/234
 
22
   PR 10 (43)   Xxxxxxx, X. X.   65.81       115/558       116/226
 
                           116/234
 
23
   PR 10 (44)   Xxxxxxx, Xxxxx, et al   101.7       115/548       116/226
 
                   115/559       116/234
 
                   115/562        
 
24
   PR 10 (46) T. 2, 3, 4 & 5   Unknown   22.25       unkn       116/226
 
           14.25               116/234
 
           4.5                
 
           9                
 
25
   PR 10 (47), T. 1, T. 2 & T. 3   Xxxxx, X. X. - partial interest (See SRW 113)   55       115/539       116/226
 
           52               116/234
 
           21.75                
 
26
   PR 10 (49)   Xxxxx, H. Z.   109       115/92       116/226
 
                           116/234
 
27
   PR 10 (50)   Hill, C.   144.88       116/53       116/226
 
                           116/234
 
28
   PR 10 (51) T. 1C   White, T. C.   16.75       116/56       116/226
 
                           116/234
 
29
   PR 10 (51) T.2a, 2b, 2c & 2d   White, T. C.   111.75       116/56       116/226
 
                           116/234
 
30
   PR 10 (51) T. 2e & 2f   White, T. C.   23.25       116/56       116/226
 
                           116/234
 
31
   PR 10 (53), T. 3 & 3A   Xxxxxx, X. X.   34       115/47       116/226
 
                           116/234

18

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
32
   PR 11 (33)   Xxxxxxx, Xxxx, et al   50   145/273       160/150    
 
                       160/164    
 
33
   PR 11 (34)   Xxxxxxxx, X. Xxx, et ux   71.98   145/275       160/150    
 
                       160/164    
 
34
   PR 11 (37)   Xxxxxx, Xxxxx X.   31.1   145/459       160/150    
 
                       160/164    
 
35
   PR 11 (57) T. 1   Xxxxxxxx/Xxxxxx/- Xxxxxxx   140.17   148/73       160/150    
 
               148/32       160/164    
 
               148/75            
 
36
   PR 11 (58)   See PR 11 (31)               160/150    
 
                       160/164    
 
37
   SRU 29, T. 1 & T. 2   Xxxxxxxx, X. X., et al   121.7   182/547       220/489    
 
               181/593       220/498    
 
               181/489            
 
38
   SRU 39, T. 1   Xxxxxxx, Xxxxx   60   177/158       220/489    
 
                       220/498    
 
39
   SRU 39, T. 2 & 4   Xxxxxxx, Xxxxx   55.12   177/158       220/489    
 
                       220/498    
 
40
   SRU 39, T. 3   Xxxxxxx, Xxxxx   19.89   177/158       220/489    
 
                       220/498    
 
41
   SRU 39, T. 5   Xxxxxxx, Xxxxx   45   177/158       220/489    
 
                       220/498    
 
42
   SRU 39, T. 6   Xxxxxxx, Xxxxx   15   177/158       220/489    
 
                       220/498    
 
43
   SRU 39, T. 7   Alcoa   21   177/158       220/489    
 
                       220/498    
 
44
   SRU 41, T. 1 & T. 2   Xxxxx, Xxx X., et al   46   181/487       220/489    
 
                       220/498    
 
                       260/298    
 
45
   SRU 42, T. 1, T. 2 & T. 3   Xxxxxx, Xxxxx X.   143.5   177/190       220/489    
 
               177/185       220/498    
 
46
   SRU 43   Xxxxx, Xxx X. et al   88.25   181/501,       220/489    
 
               181/494,       220/498    
 
               182/109,            
 
               182/371,            
 
               182/368 &            
 
               181/491            
 
47
   SRU 51   Xxxxxxx, Xxx   112.5   175/209       220/489    
 
                       220/498    
 
48
   SRU 52   See SRU 57                    
 
49
   SRU 53   Jenkins, Landon, et al   78   175/350       220/489    
 
                       220/498    

19

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
50
   SRU 57 & SRU 52   Xxxx, Xxxxxxx X., et al (1/2 int. in 174 ac) (Also See SRU 52)   169   177/646
178/10		       220/489
220/498		    
 
               175/174            
 
               178/13            
 
               178/4            
 
               178/7            
 
               178/1            
 
               177/643            
 
               177/640            
 
               177/201            
 
51
   SRU 60   Jenkins, Landon, et al   132.8   183/471       220/489    
 
               183/469       220/498    
 
               199/421       220/512    
 
               199/360       220/513    
 
               199/358       220/514    
 
               199/356       220/515    
 
               200/38       220/516    
 
               199/422       220/517    
 
               183/475       220/518    
 
               200/233            
 
52
   SRU 67   Xxxxx, Xxxxxx   51   177/204       220/489    
 
                       220/498    
 
53
   SRU 68, T. 1 & T. 2   Xxxxx, Xxxx X.   71.25   177/247       220/489    
 
               177/243       220/498    
 
54
   SRU/SRW 74   Xxxxxxx/Xxxxx (Also See SRW 74)   88.5   181/497       220/489    
 
               185/131       220/498    
 
55
   SRU 93   Xxxxxx, X. X., et ux   50.625   177/508       220/489    
 
               177/511       220/498    
 
56
   SRU 95   Xxxxx, X. X.   29.8   183/148       220/489    
 
                       220/498    
 
57
   XXX 00, X. 0 & X. 0   Xxxxxx, X. X.   107.85   177/258       220/489    
 
                       220/498    
 
58
   SRU 97, T. 1 thru T. 5   Xxxxxxx, Xxxx X.   200.05   177/250   130/337   220/489   169/366
 
                       220/498    
 
59
   SRU 99, T. 1, T. 2   Xxxxx, Xxx   28.87   175/222       220/489    
 
           24           220/498    
 
60
   SRU 100, T. 1, T. 2, T. 3, T. 4, T. 5, T. 6, & T. 7   Xxxxxxx, Xxx. Xxxxx   12.64
9.76		   182/64       220/489
220/498		    
 
           10.81                
 
           7.26                
 
           8.76 7.76                
 
           7.26                

20

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
61
   SRU 101, T. 1   Xxxxxxx, Xxxxxx   28.71   175/285       220/489    
 
                       000/000    
 
00
   XXX 000, X. 0   Xxxxxxx, Xxxxxx   48.1   175/285       220/489    
 
                       220/498    
 
63
   SRU 101, T. 3 & T. 4   Xxxxxxx, Xxxxxx   42.69   175/285       220/489    
 
                       220/498    
 
64
   SRU 105   Xxxxxx, Xxxxx X., et al   41.4   190/183       220/489    
 
               190/185       220/498    
 
               190/181       220/508    
 
               187/56            
 
               194/499            
 
65
   SRU 109   Xxxxxxxxx, X. X.   191   175/293       220/489    
 
                       220/498    
 
66
   SRU 110 (240), T. 1 thru T. 4   Xxxxxxxxxxx, Xxxx, et al   207-7/8   175/413       220/489    
 
               175/422       220/498    
 
               175/416            
 
               175/419            
 
67
   SRU 111   Blue, Xxxxxxx Xxxxxx -partial interest (SRW 114)   89.75   175/288       220/489
220/498		    
 
68
   SRU/SRW 112   Xxxxxx, Xxxxxxx (Also see SRW 112)   69.23   183/91       220/489    
 
                       220/498    
 
69
   SRU 133   X’Xxxx, Xxxxx   104   182/229       220/489    
 
               180/480       220/498    
 
70
   SRU 137   Xxxxx, Xxxx Xxxxxxxx, et al   128   179/436       220/489    
 
               178/179       220/498    
 
71
   SRU 138   Xxxxxxxx, Xxxxxxx   91.12   182/386       220/489    
 
                       220/498    
 
72
   SRU 139, T. 1, T. 2 & T. 3   Xxxxxx, Xxxx   67   182/394       220/489    
 
           2.5           220/498    
 
           13.06                
 
73
   SRU 146 & SRU 186   Xxxxx, Xxxxxxx K, et al   129.5   162/103       220/489    
 
               196/103       220/498    
 
               196/105       220/509    
 
                       220/510    
 
74
   SRU 148, T. 1, T. 2 & T. 3   Xxxxxxx, Xxxxxx X., et al   61.24   182/390       220/489    
 
           43.37   183/144       220/498    
 
           46.25   183/151            
 
75
   SRU 154   Xxxxxxx, Virginia, et al   139.14   178/26       220/489    
 
               178/29       220/498    
 
               178/32            
 
               178/35            
 
               178/38            
 
               178/41            

21

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
76
   SRU 157, T. 1 thru T. 16   Xxxxx, Xxx Xxx, et al   537.87 ac   178/238       220/489    
 
           & 58   178/278       220/498    
 
           poles   178/230            
 
               178/234            
 
               178/242            
 
               178/226            
 
77
   SRU 159   Xxxx, Xxxxxxx, et al   121.75   194/470       220/489    
 
               182/521       220/498    
 
               182/531       220/507    
 
               182/529            
 
               182/523            
 
               182/525            
 
               182/527            
 
               185/72            
 
78
   SRU 164, T. 1 & 2   Xxxxx, Xxxxx X., Xx.   52.2   185/127       220/489    
 
                       220/498    
 
79
   SRU 165   Xxxxx, Xxxxx Xxxxx, et al   5.5   161/247       220/489    
 
                       220/498    
 
80
   SRU 168   Carrier, R.   13.8   183/67       220/489    
 
               185/74       220/498    
 
81
   SRU 169   Xxxxxxx, Xxxxxxx   43.1   182/67       220/489    
 
               183/297       220/498    
 
82
   SRU 186   See SRU 146                    
 
83
   SRU 204 & SRU 205, T. 1   Xxxxxxx, Xxx, et al; Xxxxxxxx, Xxxx X.   32.2   177/527       220/489    
 
               177/516       220/498    
 
84
   SRU 204 & SRU 205, T. 2   Xxxxxxx, Xxx, et al; Xxxxxxxx, Xxxx X.   25   177/527       220/489    
 
               177/516       220/498    
 
85
   SRU 206 & SRU 207   Xxxxx, Xxxx Xxxxxxxx, et al   141   183/324       220/489    
 
               183/327       220/498    
 
               184/242            
 
86
   SRU/SRW 218   Xxxx, X. X.   214.5   185/350       220/489    
 
                       220/498    
 
87
   SRU 222   Xxxxx, Xxx X., et ux   15   185/43       220/489    
 
                       220/498    
 
88
   SRU 223, T.1 & T. 2   Xxxxxxx, Xxxxx, et al   63.06   190/35       220/489    
 
           62   190/163       220/498    
 
89
   SRU 226, T. 1 & 2   Xxxxxxxx, Xxxxxx, et al   14.75   184/474       220/489    
 
               184/471       220/498    
 
90
   SRU 232, T. 1, T. 2, T. 3, T. 4, T. 5   Xxxx, Xxxxx   7.99   179/259       220/489    
 
           12.45           220/498    
 
           9.75                
 
           10.5                
 
           1.8                

22

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
91
   SRU 236   Xxxxxx, Xxxx X.   10   161/104       220/489    
 
                       220/498    
 
92
   SRU 248, T. 1 & T. 2   Xxxxxxx, Xxxxxx   157.35   162/587       220/489    
 
               194/91       220/498    
 
93
   SRU 265, T. 1   Xxxxxx, Xxx, et al (1/2 int. in 83.75 ac.)   321.08   190/75       220/489    
 
               174/152       220/498    
 
               174/285       220/502    
 
               194/8       220/503    
 
               193/539       220/504    
 
               193/536       220/505    
 
               193/538            
 
94
   SRU 266   Xxxxxxxx, Xxxx, et al   99   190/104       220/489    
 
                       220/498    
 
95
   SRU/SRW 274   See SRW 274                    
 
96
   SRU 289   Xxxxxxxxx, Xxxx, et al   100   190/167       220/489    
 
                       220/498    
 
97
   SRU 314   Xxxxxxx, Xxxxxxx X., et al (5/6 int.)   60   185/23   162/376   220/489   169/545
 
               185/25   162/434   220/498   169/544
 
               189/308       220/519    
 
               189/304       220/520    
 
               211/648       220/521    
 
               211/646       220/522    
 
               212/276       220/523    
 
               212/437       220/524    
 
               212/301       220/525    
 
               212/610       220/526    
 
               212/612       220/617    
 
               213/96       220/618    
 
               214/395            
 
98
   SRU 315   Xxxxx, Xx., et al   48.875   183/452       220/489    
 
               183/450       220/498    
 
99
   SRU 320   Oakley/Xxxxxxx   67.5   185/382       220/489    
 
               215/483       220/498    
 
                       220/525    
 
100
   SRW 61, T. 1 & T. 2   Xxxx, Xxxxxx X.   82       133/226       169/366
 
                           169/376
 
101
   SRW 62, T. 1-T. 3   Xxxx, Xxx X.   115       133/55       169/366
 
                   133/462       169/376
 
102
   SRW 63, T. 1 & T. 2   Xxxxxx, Xxxxxx, et al   45.75       130/183       169/366
 
                           169/376

23

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
103
   SRW 64   Xxxxxx, Xxxxxxx   231.75       130/188       169/366
 
                   130/186       169/376
 
104
   SRW 65, T. 1, T. 2, & T. 4   Xxxxxx, Xxxxxx, et al   50       128/76       169/366
 
           114.5       128/73       169/376
 
           60                
 
105
   SRW 66 and 130   Tapp, Helburn, et al (1/5 int. T. 2 & 4/5 int. in T. 3)   216.3   178/176   130/241   220/489 220/498   169/366
169/376
 
106
   SRW 69, T. 2 (there are duplicate T. 2s, but diff. Acreage   Xxxxxxxxxxx, Xxx, et al Xxxxxxx, Xxxxxx   13.83   175/326   128/107   220/489 220/498   169/366
 
               183/322   135/90       169/376
 
107
   SRW 69, T. 2   Xxxxxxxxxxx, Xxx, et al Xxxxxxx, Xxxxxx   75.25   175/326
183/322		   128/107
135/90		   220/489 220/498   169/366
169/376
 
108
   SRW 70, T. 1, T. 2   Xxxxxx, Xxxxxx, et al   30       128/594       169/366
 
           52.75       128/591       169/376
 
                   128/589        
 
109
   SRW 71, T. 1 through T. 5   Xxxxxx, Xxxxxx X., et al   77       134/453       169/366
 
                   134/450       169/376
 
110
   SRW 72   Xxxxxx, X. X.   74       130/340       169/366
 
                           169/376
 
111
   SRW 73, T. 1 thru - T. 3   Xxxxx, Xxxxx Belle   82       133/231       169/366
 
                   133/376       169/376
 
                   134/244        
 
112
   XXX/XXX 00, X. 0, X. 0, X. 3, T. 4   Xxxxxxx, Xxxxxx, et al   17       133/147       169/366
 
           21.75       135/303       169/376
 
           24                
 
           25                
 
113
   SRW 75   Xxxxxxx/White/Alcoa (1/9)   188       130/190       169/366
 
                           169/376
 
000
   XXX 00, X. 0X   Xxxxxxx, X. X., et ux   41       130/190       169/366
 
                           169/376
 
000
   XXX 00, X. 0X   Xxxxxxx, X. X. et ux   86.5       130/190       169/366
 
                           169/376
 
116
   SRW 76, T. 1 & T. 2   Xxxxxx, Xxxx, et ux   130.25       130/349       169/366
 
                           169/376

24

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
117
   SRW 77   Xxxxxx, Xxxxxx X.   194.5       130/166       169/366
 
                           169/376
 
118
   SRW 78   Xxxx, Xxxxxx, et ux   139.5       133/52       169/366
 
                   133/459       169/376
 
119
   SRW 79, T. 1, T. 2, T. 3, T. 4, T. 5 & T. 6   Xxxxx/Xxxxxxxx   30
30		       135/336
147/471		       169/366
169/376
 
           30       198/192        
 
           11.6                
 
           6                
 
           16                
 
120
   SRW 80, T. 1 & T. 2   Xxxxxxxx, Xxxx, et al   91.6       130/362       169/366
 
                   130/358       169/376
 
                   130/360        
 
121
   SRW 80, T. 2   Xxxxxxxx, Xxxx, et al   75       130/362       169/366
 
                   130/358       169/376
 
                   130/360        
 
122
   SRW 81, T. 1, T. 2 & T. 3   Xxxxxxxx, Xxxx   220.29       133/223       169/366
 
                   134/13       169/376
 
123
   SRW 97   Xxxxxxx, Xxxx   200.05   177/250   130/337   220/489   169/366
 
                       220/498   169/376
 
124
   SRW 99, T. 2   Xxxxx, Xxx   24       unknown       169/366
 
                           169/376
 
125
   SRW 102, T. A, B, C & X   Xxxxxx, Xxx, et al   93       133/276       169/366
 
                           169/376
 
126
   SRW 103, T. 1   Xxxxx, X. X.   38.6       130/592       169/366
 
                           169/376
 
127
   SRW 103, T. 2   Xxxxx, X. X.   20       130/592       169/366
 
                           169/376
 
128
   SRW 103, T. 3 & T. 6   Xxxxx, X. X. et al - partial int.
(See SRW 107)		   78.5       130/592
130/585		       169/366
169/376
 
                   130/590        
 
129
   SRW 104   Xxxxxxxxx, Xxxxxx, et ux   143.51       128/128       169/366
 
                   128/124       169/376
 
                   128/126        
 
130
   SRW 106   Xxxxxxxx, X. X., et ux   Approx.       133/47       169/366
 
           100 and       133/510       169/376
 
           80.71                

25

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
131
   SRW 107, T. 1   Xxxxx, X. X., et al (See SRW 103)   60       130/585       169/366
 
                   130/590       169/376
 
132
   SRW 107, T. 2   Xxxxx, X. X., et al (See SRW 103)   43       130/585       169/366
 
                   130/590       169/376
 
133
   SRW 107. T. 3   Xxxxx, X. X., et al (See SRW 103)   22.72       130/585       169/366
 
                   130/590       169/376
 
134
   SRW 107, T. 4 & 5   Xxxxx, X. X., et al (See SRW 103)   60       130/585       169/366
 
                   130/590       169/376
 
135
   SRW 111 & SRW 114   Xxxxxxxxxxx/Blue - partial interest   195.75       130/370       169/366
 
                           169/376
 
136
   SRW 112   Xxxxxx, Xxxxxx   69.23       133/229       169/366
 
                   183/91       169/376
 
137
   SRW 113, T. 1   Xxxxx, Xxxx X. - partial int. (See PR 10 (47) T. 1)   55       130/366       169/366
169/376
 
138
   SRW 113, T. 2   Potts, John, et al - partial int. (See PR 10 (47) T. 2)   52       130/366       169/366
169/376
 
139
   SRW 114   See SRW 111                    
 
140
   SRW 115, X. 0, X. 0, X. 0, X. 4, T. 5   Xxxxxx, Xxxxxxxx X., et ux   31.4       133/224       169/366
 
           20       134/241       169/376
 
           31                
 
           38                
 
           94.8                
 
141
   SRW 116, T. 1 & T. 2   Xxxxxx, Xxxx, et ux   84       133/273       169/366
 
                           169/376
 
142
   SRW 117, T. 26   Xxxxx, Xxxxxx, et al   45   191/334,   139/430   220/489   169/366
 
               191/348   138/183   220/498   169/376
 
               191/363   139/411        
 
                   139/408        
 
                   138/115        
 
                   144/89        
 
                   144/9        
 
                   144/91        
 
143
   SRW 118, T. 1 thru 4   Xxxxx, Xxxxxx, et ux   67.72       124/474       169/366
 
                           169/376

26

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
144
   SRW 118, T. 5   Xxxxx, Xxxxxx, et ux   28.75       124/474       169/366
 
                           169/376
 
145
   SRW 118, T. 6   Xxxxx, Xxxxxx, et ux   32.75       124/474       169/366
 
                           169/376
 
146
   SRW 120, T. 1 & T. 2   Xxxxxx, Xxxx, et al   Approx.       133/337       169/366
 
           50 & 191               169/376
 
147
   SRW 121   Xxxx, X. X.   104       129/450       169/366
 
                           169/376
 
148
   SRW 122, T. 1   Xxxxxx, Xxxxx, et al   84 less 1-       128/332       169/366
 
           1/2       128/329       169/376
 
                   128/338        
 
                   128/335        
 
149
   SRW 122, T. 2   Xxxxxx, Xxxxx, et al   50       128/332       169/366
 
                   128/329       169/376
 
                   128/338        
 
                   128/335        
 
150
   SRW 122, T. 3   Xxxxxx, Xxxxx, et al   11 (-) 1/2       128/332       169/366
 
                   128/329       169/376
 
                   128/338        
 
                   128/335        
 
151
   SRW 122, T. 4   Xxxxxx, Xxxxx, et al   21       128/332       169/366
 
                   128/329       169/376
 
                   128/338        
 
                   128/335        
 
152
   SRW 123, T. 1 & T. 2   Xxxxxxx, Xxxx Xxxxxx; Xxxxx, Xxxxx X., et ux   50
51		       130/395
130/400		       169/366
169/376
 
153
   SRW 125, T. 1   Xxxxx, Xxxxxx, et al   28.73       128/399       169/366
 
                           169/376
 
154
   SRW 125, T. 2   Xxxxx, Xxxxxx, et al   45       128/399       169/366
 
                           169/376
 
155
   SRW 125, T. 3 & T. 4   Xxxxx, Xxxxxx, et al   140       128/399       169/366
 
                           169/376
 
156
   SRW 125, T. 5   Xxxxx, Xxxxxx, et al   25       128/399       169/366
 
                           169/376
 
157
   SRW 125, T. 6   Xxxxx, Xxxxxx, et al   63.5       128/399       169/366
 
                           169/376

27

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
158
   SRW 126   XxXxxx, Xxxxx, et ux; Xxxxxxx, Xxxx Xxxxxxx   311.03       131/98
131/101		       169/366
169/376
 
159
   SRW 127, T. 1   Xxxxxxx, Xxxxxx, et ux   108.97       128/39       169/366
 
                           169/376
 
160
   SRW 128, T. 1   Xxxxxxxxx, Xxxxxxx, et ux   50       128/42       169/366
 
                           169/376
 
161
   SRW 129   Xxxxx, X. X., et al; Xxxxx, Xxxxxx X., et ux   263       130/577
141/414		       169/366
169/376
 
                           169/448
 
162
   SRW 130 & SRW 66   See XXX 00                    
 
000
   XXX 131, T. 1   Xxxxx, Xxxxxx, et al   70       139/430       169/366
 
                   139/411       169/376
 
164
   XXX 000, X. 0   Xxxxx, Xxxxxx, et al   139.73       139/430       169/366
 
                   139/411       169/376
 
165
   XXX 000, X. 0   Xxxxx, Xxxxxx, et al   3.56       139/430       169/366
 
                   139/411       169/376
 
166
   XXX 000, X. 0   Xxxxx, Xxxxxx, et al   60       139/430       169/366
 
                   139/411       169/376
 
167
   XXX 000, X. 0   Xxxxx, Xxxxxx, et al   197.25       139/430       169/366
 
                   139/411       169/376
 
168
   XXX 000, X. 0   Xxxxx, Xxxxxx, et al   113.88       139/430       169/366
 
                   139/411       169/376
 
169
   SRW 131, T. 7, T. 8 & T. 9   Xxxxx, Xxxxxx, et al   69       139/430       169/366
 
                   139/411       169/376
 
170
   SRW 131, T. 11   Xxxxx, Xxxxxx, et al   25       139/430       169/366
 
                   139/411       169/376
 
171
   SRW 131, T. 12   Xxxxx, Xxxxxx, et al   25       139/430       169/366
 
                   139/411       169/376
 
172
   SRW 131, T. 13   Xxxxx, Xxxxxx, et al   66       139/430       169/366
 
                   139/411       169/376

28

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
173
   SRW 131, T. 14   Xxxxx, Xxxxxx, et al   46.5       139/430       169/366
 
                   139/411       169/376
 
174
   SRW 131, T. 15   Xxxxx, Xxxxxx, et al   22       139/430       169/366
 
                   139/411       169/376
 
175
   SRW 131, T. 16   Xxxxx, Xxxxxx, et al   95.75       139/430       169/366
 
                   139/411       169/376
 
176
   SRW 131, T. 17   Xxxxx, Xxxxxx, et al   37.25       139/430       169/366
 
                   139/411       169/376
 
177
   SRW 131, T. 22   Xxxxx, Xxxxxx, et al (1/4 int.)   22       139/430       169/366
 
                   139/411       169/376
 
178
   SRW 131, T. 23   Xxxxx, Xxxxxx, et al (1/4 int.)   10.5       139/430       169/366
 
                   139/411       169/376
 
179
   SRW 131, T. 24   Xxxxx, Xxxxxx, et al (1/4 int.)   30.75       139/430       169/366
 
                   139/411       169/376
 
180
   SRW 131, T. 25   Xxxxx, Xxxxxx, et al (1/2 int.)   63.25       139/430       169/366
 
                   139/411       169/376
 
181
   SRW 131, T. 26   See XXX 000, X. 00                    
 
000
   XXX 132, T. 1 & T. 2   Xxxxx, Xxxx, et al   120       134/5       169/366
 
                           169/376
 
183
   SRW 135, T. 1 & T. 2   Clark, Carville, et al   126.5       133/217       169/366
 
           17.67               169/376
 
184
   SRW 140, T. 1   Xxxxx, Choice, Sr., et al   50       133/520       169/366
 
                   133/518       169/376
 
185
   SRW 140, T. 2 thru T. 4   Xxxxx, Choice, Sr., et al; Xxxxx, Choice, Jr., et ux   140       133/520
133/518		       169/366
169/376
 
186
   SRW 141   Xxxxxxxxx/Rich   35       135/240 &       169/366
169/376
 
                   135/243        
 
187
   SRW 142   Combs, Hardy, et ux   75       130/477       169/366
 
                           169/376
 
188
   SRW 143, T. 1   Xxxxxx, Choice   115.25       130/352       169/366
 
                           169/376
 
189
   SRW 143, T. 4   Xxxxxx, Choice   34.25       130/352       169/366
 
                           169/376
 
190
   SRW 147 and SRW 152, X. 0, X. 0X & X. 0X   Xxxxx/Xxxxxx   217       135/24
135/22		       169/366
169/376

29

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
191
   SRW 149 and SRW 000, X. 0 xxxx X. 0   Xxxxxx, Xxxxxx, et al   213.96       128/214
128/220		       169/366
169/376
 
                   134/5        
 
                   133/217        
 
192
   SRW 150   Xxxxxxx, Xxxxxxx Xxxxx, et al (1/2 int.)   184   183/315   134/425   220/489
220/498		   169/366
169/376
 
193
   SRW 151, T. 1-A, 1-B, & 2   Xxxxxx, Xxxxx, et ux   170.5       133/528       169/366
 
                           169/376
 
194
   SRW 152   See XXX 000                    
 
000
   XXX 153, T. 1   Xxxxxx, Xxxx, et ux   49.65       130/602       169/366
 
                   130/598       169/376
 
196
   SRW 153, T. 2   Xxxxxx, Xxxx, et ux   300       130/602       169/366
 
                   130/598       169/376
 
197
   SRW 153, T. 3   Xxxxxx, Xxxx, et ux   15.4       130/602       169/366
 
                   130/598       169/376
 
198
   SRW 153, T. 4   Xxxxxx, Xxxx, et ux   50       130/602       169/366
 
                   130/598       169/376
 
199
   SRW 153, T. 6   Xxxxxx, Xxxx, et ux   50       130/602       169/366
 
                   130/598       169/376
 
200
   SRW 153, T. 7 & 8   Xxxxxx, Xxxx, et ux   37.1       130/602       169/366
 
                   130/598       169/376
 
201
   SRW 153, T. 9   Xxxxxx, Xxxx, et ux (1/2 int.)   50       130/602       169/366
 
                   130/598       169/376
 
202
   SRW 153, T. 10   Xxxxxx, Xxxx, et ux (1/2 int.)   50       130/602       169/366
 
                   130/598       169/376
 
203
   SRW 153, T. 11   Xxxxxx, Xxxx, et ux (1/2 int.)   98.5       130/602       169/366
 
                   130/598       169/376
 
204
   SRW 155       50               Unknown
 
205
   SRW 167, T. 1 & T. 2   Todd, Everett, et ux   58       133/531       169/366
 
           73.5               169/376
 
206
   SRW 170   Xxxxxx, Xxxxxx   49.25       133/525       169/366
 
                           169/376
 
207
   SRW 172   Springer, Lyhue   34       131/439       169/366
 
                   131/441       169/376
 
208
   XXX 000, X 1 & 2   Xxxxxx, A. N.   136.7       135/359       169/366
 
                           169/376
 
209
   SRW 175, T. 1   Xxxxxx, X. X., et ux   101.5       128/62       169/366
 
                           169/376
 
210
   SRW 175, T. 2   Xxxxxx, X. X., et ux   102       128/62       169/366
 
                           169/376
 
211
   SRW 175, T. 5   Xxxxxx, X. X., et ux   125.25       128/62       169/366
 
                           169/376

30

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
212
   SRW 175, T. 6   Xxxxxx, X. X., et ux   30       128/62       169/366
 
                           169/376
 
213
   SRW 175, T. 7   Xxxxxx, X. X., et ux   88.21       128/62       169/366
 
                           169/376
 
214
   SRW 175, T. 8   Xxxxxx, X. X., et ux   40.38       128/62       169/366
 
                           169/376
 
215
   SRW 176, T. ?, T. 4 & T. 5   Leslie, Fred, et al   178       134/43       169/366
 
           25       134/41       169/376
 
           25                
 
216
   SRW 177, T. 1   Xxxxxxx, X. X., et al   60.14       131/207       169/366
 
                   131/205       169/376
 
217
   SRW 177, T. 2 thru T. 11   Xxxxxxx, X. X., et al (1/2 int. 17 ac./ 1/2 int. 71.69 ac.)   128.28       131/207
131/205		       169/366
169/376
 
218
   SRW 178, T. 3   Xxxxxxx, X. X., et al (1/2 int. 76.69 ac.)   115       131/217
131/214		       169/366
169/376
 
                   131/212        
 
219
   SRW 179, X. 0, X. 0, X. 0, X. 4 & T. 5   Branson, Buford, C., et al   2
48		       131/296
131/299		       169/366
169/376
 
           33.5                
 
           49                
 
           5                
 
220
   SRW 180, T. 1, T. 4 & T. 5   Xxxxx, Xxxxx   Approx.       131/91       169/366
 
           25               169/376
 
           18                
 
           50                
 
221
   SRW 181   Xxxxxx, Xxxxxxx Xxx   60.14       128/210       169/366
 
                           169/376
 
222
   SRW 182, T. 1   Xxxxxxx, Xxxx X., et al (5/6 int. in 5 ac.)   60.14       135/348
135/345		       169/366
169/376
 
                   135/350        
 
223
   SRW 183   Leslie, Raymond, et al   199.65       128/252       169/366
 
                   128/255       169/376
 
                   128/257        
 
                   128/259        
 
                   128/261        
 
224
   SRW 183, T. 1   Leslie, Raymond, et al   71       128/259       169/366
 
                   128/255       169/376
 
                   128/252        
 
                   128/257        
 
                   128/261        

31

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
225
   SRW 183, T. 10   Leslie, Raymond, et al   32.1       128/252       169/366
 
                   128/255       169/376
 
                   128/257        
 
                   128/259        
 
                   128/261        
 
226
   SRW 184, T. 2   Branson, Buford, C., et al   54       128/586       169/366
 
                   129/195       169/376
 
                   135/527        
 
                   135/530        
 
227
   SRW 188, T. 1, T. 2, T. 3, T. 4   Melton, Rankin, et al   40       136/349       169/366
 
           40       155/279       169/376
 
           40       157/372       169/483
 
           62       157/374        
 
228
   SRW 189   Xxxxxx, Xxxx, et al   96.7       139/403       169/366
 
                   139/512       169/376
 
                   138/547        
 
                   139/465        
 
229
   SRW 000   Xxxxxx, X. D.   76.5       129/215       169/366
 
                           169/376
 
230
   SRW 191, T. 1 & T. 2   Xxxxxx, Xxxxx, et ux   119       135/362       169/366
 
           40               169/376
 
231
   SRW 192, T. 1A, T. 1-B & T. 2   Xxxxxx, Xxxxxx   110       137/464       169/366
 
                           169/376
 
232
   SRW 193, T. 1 thru T. 6   Xxxxxx, X. X.   163.775       134/46       169/366
 
                           169/376
 
233
   SRW 194, T. 1 thru T. 3 (See SRW 201)   Xxxxx, Xxxxxxx, et al   143.67       134/39       169/366
169/376
 
234
   SRW 195, T. 1   Xxxxxxx/Xxxxxx (See SRW 262)   45       131/416       169/366
 
                           169/376
 
235
   SRW 195, T. 2   Xxxxxxxx/Alcoa (partial interest)   38       131/412       169/366
 
                           169/376
 
236
   SRW 195, T. 3   Branson/Xxxxxx/Alcoa (1/4 int.)   42       131/412       169/366
 
                           169/376
 
237
   SRW 195, T. 4   Xxxxxx, et al   90       131/412       169/366
 
                           169/376
 
238
   SRW 195, T. 5   Xxxxxx, et al   14       131/412       169/366
 
                           169/376
 
239
   SRW 197, T. 1 & T. 2   Xxxxxxx, Xxxxxxx, et al   85.25       134/27       169/366
 
                           169/376
 
240
   SRW 198   Xxxxx, Xxxxxx   111.5       134/36       169/366
 
                   re-       169/376
 
                   recorded        
 
                   135/353        

32

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
241
   SRW 200 and SRW 149   See SRW 149                    
 
242
   SRW 201, T. 1   Xxxxxx, Xxx, et al -1/2 int. in 20.5 ac. (See SRW 194))   60       136/333
136/340		       169/366
169/376
 
                   133/367        
 
243
   SRW 201, T. 2   Xxxxxx, Xxx, et al (partial int.)   50       136/333       169/366
 
                   136/340       169/376
 
                   133/367        
 
244
   SRW 201, T. 5   Xxxxxx, Xxx, et al   31.53       136/333       169/366
 
                   136/340       169/376
 
                   133/367        
 
245
   SRW 213, X. 0, X. 0, X. 0, X. 0, X. 5   Xxxxxxxxx, Xxxxx   92.95
32.6		       117/372
149/232		       169/366
169/376
 
           24.2               169/481
 
           15.62                
 
           19.2                
 
246
   SRW 214, T. 2A   Xxxxx, Xxxxxxx   36.5       132/440       169/366
 
                   132/443       169/376
 
247
   SRW 214, T. 2B   Xxxxx, Xxxxxxx   3       132/440       169/366
 
                   132/443       169/376
 
248
   SRW 214, T. 3   Xxxxx, Xxxxxxx (2/5 int.)   23.5       132/440       169/366
 
                   132/443       169/376
 
249
   SRW 214, T.1   Xxxxx, Xxxxxxx (1/2 int.)   50       132/440       169/366
 
                   132/443       169/376
 
250
   SRW 216, T. 1   Carnal, Xxxxxx X.   86 less       128/387       169/366
 
           1.5               169/376
 
251
   SRW 216, T. 2   Xxxxxx, Xxxxxx   30       128/387       169/366
 
                           169/376
 
252
   SRW 216, T. 3   Xxxxxx, Xxxxxx   8.23       128/387       169/366
 
                           169/376
 
253
   SRW 216, T. 4   Xxxxxx, Xxxxxx (partial int.)   10       128/387       169/366
 
                           169/376
 
254
   SRW 216, T. 5   Xxxxxx, Xxxxxx   53       128/387       169/366
 
                           169/376
 
255
   SRW 216, T. 6   Xxxxxx, Xxxxxx (1/2 int.)   100 less       128/387       169/366
 
           38.73               169/376
 
256
   SRW 216, T. 7   Xxxxxx, Xxxxxx et ux   30       128/387       169/366
 
                           169/376
 
257
   SRW 216, T. 8   Carnal/Xxxxxxxx/Alcoa   14.28       128/387       169/366
 
                           169/376
 
258
   SRW 217, T. 1   Franklin, Boyd, et ux   140 less       128/222       169/366
 
           19               169/376

33

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
259
   SRW 218   Xxxx, X. X.   214.5   185/350   131/104   220/489   169/366
 
                       220/498   169/376
 
                            
260
   SRW 231   Todd, Carville, et ux   75       130/610       169/366
 
                           169/376
 
                            
261
   SRW 233   Xxxxxx, Xxxxxxx   1.3       117/125       169/366
 
                           169/376
 
                            
262
   XXX 000, X. 0   Xxxxxx, Xxxx   101.38       133/237       169/366
 
                           169/376
 
                            
000
   XXX 000   Xxxxxx, X. G.   179.5       135/342       169/366
 
                           169/376
 
                            
264
   SRW 239   Xxxxxx, Xxxx   30       117/388 143/1       169/366
169/376
 
                           169/456
 
                            
265
   SRW 241, T.1 &   Xxxxxxx, Xxxxxxx   100       135/301       169/366
 
   T.2                       169/376
 
                            
266
   SRW 242, T. 1   Carnal, Maudel, et al   82       137/471       169/366
 
   thru T. 3       80.67       137/477       169/376
 
           110 less       137/480        
 
           11       137/483        
 
                   137/474        
 
                   139/554        
 
                            
267
   SRW 246, T. 1   Xxxxxx, Xxx X., et ux   140       136/479       169/366
 
   & T. 2                       169/376
 
                            
268
   SRW 247, T. 1   Xxxxxx, Xxx X., et al   59       139/527       169/366
 
   & T. 2               139/530       169/376
 
                   188/197        
 
                   188/200        
 
                            
269
   SRW 249   Xxxxxx, Xxxxxx, et ux   96       136/477       169/366
 
                           169/376
 
                            
270
   SRW 252, T. 1   Xxxxxxx, Xxxx   82.6       139/540       169/366
 
                           169/376
 
                            
271
   SRW 252, T. 2   Rayburn, Mack, et al   40       139/540       169/366
 
   A & B                       169/376
 
                            
272
   SRW 252, T. 3   Alcoa - 1/2 int.   135       139/540       169/366
 
                           169/376
 
                            
273
   SRW 252, T. 4   Rayburn, Mack, et al   9.08       139/540       169/366
 
                           169/376
 
                            
274
   SRW 253, T. 1   Rayburn, Mack, et al   73.75       137/262       169/366
 
   & T. 2       3       137/265       169/376
 
                   137/268        
 
                            
275
   SRW 262, T. 1,   Xxxxxxx, Xxxxxx X.   115       131/416       169/366
 
   T. 2, T. 3   (Also see SRW 195)                   169/376

34

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
276
   SRW 263, T. 1   Xxxxx, Xxxxx, et al   126.7       118/594       169/366
 
   & T. 2               142/512       169/376
 
                   142/525       169/447
 
                           169/455
 
                            
277
   SRW 267, T. 1   Xxxxxxx, Xxx L, et al   122.5       118/648       169/366
 
   thru T. 9               142/112       169/376
 
                   142/118       169/449
 
                   142/126       169/450
 
                   142/134       169/451
 
                           169/451
 
                            
278
   SRW 268   Divine, Xxxxxxx, et al   40.125       119/185       169/366
 
                   146/277       169/376
 
                   146/283       169/465
 
                   146/284       169/468
 
                   146/285       169/469
 
                   146/286       169/470
 
                   146/287       169/471
 
                   146/288       169/472
 
                   146/290       169/473
 
                   147/253       169/474
 
                   148/98       169/475
 
                   147/209       169/476
 
                           169/479
 
                           169/480
 
                            
279
   SRW 269, T. 1   Xxxxxx, Xxxxxx X.,et al   148       119/187       169/366
 
   thru T. 5               142/213       169/376
 
                           169/477
 
                            
280
   SRW 270, T. 1   Xxxx, Xxxxxxx X., et al   100.63       119/249       169/366
 
   & T. 2       80       143/146       169/376
 
                   143/149       169/457
 
                   144/77       169/458
 
                           169/462

35

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
281
   SRW 274, T. 1,   Xxxxx, X. X., et al   30   176/502   129/450   220/604   169/531
 
   T. 2, T. 3 and T.       100   193/334   129/452   220/619   169/546
 
   4       9.5   197/299   146/305   220/615   169/542
 
           62   197/415   146/496   220/498   169/366
 
               197/281   147/314   220/501   169/539
 
               197/454   146/506   220/612   169/541
 
               197/307   147/202   220/614   169/540
 
                   146/511   220/613   169/533
 
                   146/471   220/606   169/535
 
                   146/481   220/608   169/534
 
                   146/476   220/607   169/536
 
                   146/491   220/609   169/538
 
                   146/501   220/611   169/532
 
                   146/470   220/605   169/543
 
                   147/471   220/616   169/537
 
                   146/491   220/610    
 
                            
282
   SRW 275, T. 1   Xxxxxx, Xxxxx X.   45       137/277       169/366
 
   & 2                       169/376
 
                            
283
   SRW 275, T. 3   Xxxxxx, Xxxxx X. (1/2   50       137/277       169/366
 
       int.)                   169/376
 
                            
284
   SRW 275, T. 4   Xxxxxx, Xxxxx X.   50       137/277       169/366
 
                           169/376
 
                            
285
   SRW 275, T. 5   Xxxxxx, Xxxxx X.   43-1/2       137/277       169/366
 
           less 9               169/376
 
                            
286
   SRW 275, T. 6   Xxxxxx, Xxxxx X.   58       137/277       169/366
 
                           169/376
 
                            
287
   SRW 000 (Xxx   Xxxxxxxxxxx, Xxxxx X.   54   191/363   139/408   220/489   169/366
 
   3) (Lot 4) (Lot 5)   /Alcoa           139/411   220/498   169/376
 
   (Lot 6)               139/430       169/461
 
                           169/463
 
                           169/464
 
                            
288
   SRW 277   Xxxx, Xxx, et ux   13.37       137/171       169/366
 
                           169/376
 
                            
289
   XXX 000, X. 0   Xxxxx, X. X., et ux   18.62       137/271       169/366
 
                           169/376
 
                            
290
   XXX 000, X. 0   Xxxxx, X. X., et ux   67       137/271       169/366
 
                           169/376
 
                            
291
   SRW 280, T. 1,   Xxxxxxx, Xxx X., et al   52.5       120/54       169/490
 
   T. 2, T. 3 & T. 4       15.5       146/135        
 
           27                
 
           18                
 
                            
292
   XXX 000, X. 0   Xxxxxxx, X. X.   41.38       120/50       169/490
 
   & T. 2       20.25       146/135        

36

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
293
   SRW 282, T. 1   Xxxxxxx, Xxx X., et al   58.5       120/46       169/490
 
                   146/135        
 
                            
294
   SRW 000   Xxxxxxx, Xxx, et al   47.61       120/52       169/490
 
                   146/135        
 
                            
295
   XXX 000, X. 0   Xxxxxxx, X. X.   53.5       120/48       169/490
 
   & T. 2       95.2       146/135        
 
                            
296
   SRW 285, T. 1   Xxxxxx, S. D.   132.5       137/259       169/366
 
   thru T. 3                       169/376
 
                            
297
   SRW 286, T. 1   Xxxxxx, X. X., et ux   73.75       136/344       169/366
 
           less 8.9               169/376
 
                            
298
   SRW 290   Xxxxxxxx, Xxxxxx   29.13       122/583       169/366
 
                   147/216       169/376
 
                            
299
   SRW 291   Xxxxxxxx, Xxxx Xxxxxx,   97.5       138/364       169/366
 
       et al           138/357       169/376
 
                            
300
   SRW 292, T. 1,   Xxxxxx, Xxxxxxx, et al   188       136/405       169/366
 
   T. 2, T. 3               136/408       169/376
 
                            
301
   SRW 293   Xxxxx, Xxxxx, et vir.   35       139/366       169/366
 
                           169/376
 
                            
302
   SRW 295   Xxxxxx, Xxxxxxx X., et al   25       136/347       169/366
 
                   136/384       169/376
 
                            
303
   SRW 296, T. 4   Xxxxxx, Euyne, et al   70       138/103       169/366
 
                   138/598       169/376
 
                            
304
   SRW 297, T. 2   Xxxxxx, Euyne Xxxxxx, et   25       138/598       169/366
 
       al           138/591       169/376
 
                            
305
   SRW 297, T. 3   Xxxxxx, Xxxxxx   33.5       138/598       169/366
 
                   138/591       169/376
 
                            
306
   SRW 297A   Xxxxxx, Xxxxxx, et al   39.15       138/598       169/366
 
                   138/591       169/376
 
                            
307
   SRW 298, T. 3   Xxxxxx, Euyne L., et al   60       138/106       169/366
 
                   138/111       169/376
 
                            
308
   SRW 312   Rich, Xxxx X., et al   40       129/267       169/366
 
                   142/482       69/376
 
                   142/484       169/453
 
                           169/454
 
                            
309
   SRW 313, T. 4   Xxxxxxxx, Xxxxxx   52       130/541       169/366
 
   & T. 5       10.8       161/569       169/276
 
                           169/485
 
                           169/486
 
                            
310
   SRW 314   See SRU 314                    
 
                            
311
   SRW 316, T. 1,   Rich, Frank, et al   13.23       134/282       169/366
 
   T. 2 & T. 3       35       165/215       169/376
 
           30       165/211       169/487
 
                           169/488

37

 

                             
                ORIGINAL   ALCOA
                RECORDING   RECORDING
                INFORMATION   INFORMATION
Item               UNION   XXXXXXX   UNION   XXXXXXX
No.   FILE NUMBER(S)   FILE NAME(S)   ACRES   DB/P   DB/P   DB/P   DB/P
312
   SRW 317 & 318,   Xxxxxx/Kostblade   Approx.       134/283       169/366
 
   T. 1 & T. ?       25       143/373       169/376
 
           50               169/460
 
                            
313
   SRW 318, T. 1   Kostblade, Xxxxxx (1/2   77       134/285       169/366
 
       int.)           143/344       169/376
 
                           169/459
 
                            
314
   SRW 318, T. 2   Xxxxxxxx, Xxxxxx, Xx.,   104       134/285       169/366
 
   thru T. 4   et ux           143/344       169/376
 
                           169/459
 
                            
315
   SRW 000   Xxxxxxx, Xxxxx, et ux   126.94       135/440       169/366
 
           less 1       165/798       169/376
 
                           169/489
 
                            
000
   XXX 000 & XXX   Xxxxx, Xxxxx X., et vir   40       135/548       169/366
 
   322               146/279       169/376
 
                   146/281       169/466
 
                           169/467
AND BEING the same property conveyed to Alcoa Properties, Inc. or Alcoa Fuels, Inc. as shown in the deed books and page numbers listed above in the column entitled “Alcoa Recording Information”.
Alcoa Properties, Inc., an Indiana corporation, changed its name on May 31, 1963, to Alcoa Fuels, Inc., an Indiana corporation, as shown in Corporation Book 2, page 516 in the Office of the Union County Clerk and in Miscellaneous Book 62, page 512, in the Xxxxxxx County Clerk’s Office.
See also Quitclaim Deed of Conveyance between Alcoa Fuels, Inc. and Dyson Creek Coal Company, LLC, dated October 25, 2005, of record in Deed Book 320, at Page 560, in the Union County Clerk’s Office, and in Deed Book 258, at Page 483, in the Xxxxxxx County Clerk’s Office.
See also Quitclaim Deed of Conveyance between Dyson Creek Coal Company, LLC, and Alcoa Fuels, Inc., dated July 23, 2009, of record in Deed Book 336, at Page 157, in the Union County Clerk’s Office, and in Deed Book 272, at Page 398, in the Xxxxxxx County Clerk’s Office.

38

 

EXHIBIT A-2
ALCOA COAL PROPERTIES
(PREVIOUSLY SOLD TO AND RE-ACQUIRED FROM LODESTAR)
                     
                ORIGINAL
                RECORDING INFORMATION
                UNION   XXXXXXX
FILE NUMBER(S)   FILE NAME(S)   ACREAGE   DB/P   DB/P
PR 7 (6)
  Todd, O. E.     102.5     136/459   48/127
 
                    
PR 7 (7) T. 1, T. 4, & T. 6
  Xxxxxxxx, X. X.     128         48/135
 
                    
PR 7 (7) X. 0, 0, 0, 0, 0 & 00
  Xxxxxxxx, X. X.     92.39         48/135
 
                    
PR 7 (8)
  Xxxx, Xxx/Xxxxxx, et al     38.75         48/621
 
                    
PR 7 (11) T. 1
  Xxxxxxxxxx, X. X.     61.50         48/124
 
                    
PR 7 (12) T. 1 & T. 4
  Xxxxxxxxxx, X. X.     102 15.5         48/112
 
                    
PR 7 (12) T. 5, 6, 7, 8, 11A, 11B & 00
  Xxxxxxxxxx, X. X.     82         48/112
 
                    
PR 7 (12) T. 9
  Xxxxxxxxxx, X. X.     30         48/112
 
                    
PR 7 (12) T. 00
  Xxxxxxxxxx, X. X.     39.75         48/112
 
                    
PR 7 (12) T. 3
  Xxxxxxxxxx, X. X.     15.5         48/112
 
                    
PR 7 (14) T. 1
  Xxxx, X. X.     127.75         48/101
 
                    
PR 7 (14) T. 2
  Xxxx, X. X.     70         48/101
 
                    
PR 7 (14) T. 3
  Xxxx, X. X.     75         48/101
 
                    
PR 7 (14) T. 4
  Xxxx, X. X.     10         48/101
 
                    
PR 7 (15) T. 1
  Xxxxxxxx, Xxxxxx     138.25         48/133
 
                    
PR 7 (15) T. 2
  Xxxxxxxx, Xxxxxx     31.75         48/133
 
                    
PR 7 (15) T. 3
  Xxxxxxxx, Xxxxxx     80         48/133
 
                    
PR 7 (15) T. 4
  Xxxxxxxx, Xxxxxx     18         48/133
 
                    
PR 7 (16) T. 1
  Xxxx, X. X.     80         48/117
 
                    
PR 7 (16) T. 2
  Xxxx, X. X.     31         48/117
 
                    
PR 7 (16) T. 3
  Xxxx, X. X.     20.5         48/117

39

 

                     
                ORIGINAL
                RECORDING INFORMATION
                UNION   XXXXXXX
FILE NUMBER(S)   FILE NAME(S)   ACREAGE   DB/P   DB/P
PR 7 (16) T. 4
  Xxxx, X. X.     119.19         48/117
 
                    
PR 7 (16) T. 5
  Xxxx, X. X.   60 less 35       48/117
 
                    
PR7 (17.1)
  O’Nan, X.X.     100         48/129
 
                    
PR 7 (18)
  Xxxxxxx, X. X.     100         48/122
 
                    
PR 7 (26) T. 1
  Xxxxxx, X. X. & M. E.     46.66         48/92
 
                    
PR 7 (26) T. 2
  Xxxxxx, X. X. & M. E.     12.75         48/92
 
                    
PR 7 (26) T. 3
  Xxxxxx, X. X. & M. E.     81.67         48/92
 
                    
PR 7 (28)
  Xxxxxx, M. C.     15.5         48/120
 
                    
PR 7 (30)
  Xxxxxxx, Xxxxxx     88.6         48/109
 
                    
PR 7 (31)
  Xxxx, Xxxxxx, et ux     101         48/131
 
                    
PR 7 (33), X. 0 & 0
  Xxxxxxx, Xxxxx X.     00.00         00/00
 
                    
XX 0 (34.3) (35, T. 3)
  Xxxxx, W. I.     100         48/103
CDB
2/613
 
                    
PR 7 (34.3) (35, T. 4)
  Xxxxx, W. I.     64.25         48/103
CDB
2/613
 
                    
PR 7 (34.3) (35, T. 5)
  Xxxxx, W. I.     40         48/103
CDB
2/613
 
                    
PR 7 (34.3) (35, T. 6)
  Xxxxx, W. I.     25         48/103
CDB
2/613
 
                    
PR 7 (36)
  Xxxxxxx, Xxxxxx     150         48/98
CDB 2/502
 
                    
PR 7 (107)
  Xxxx, X. X.     35         50/251
 
                    
PR 7 (255), X. 0, X. 0 & X. 0
  Xxxx, Xxxxxxx, et al     100         CDB 2/504
 
                    
PR 10 (1), T. 1, T. 2 & T. 3
  Xxxxxxxxx/Xxxxxx  
90 18.53
11
      108/616
 
                    
PR 10 (2) X. 0, 0 & 0
  Xxxxxx Xxxxxx  

19
78.5
2.5

      109/113
 
                    
PR 10 (4)
  Xxxxxxxx, Xxxxx     270.5         108/652

40

 

                     
                ORIGINAL
                RECORDING INFORMATION
                UNION   XXXXXXX
FILE NUMBER(S)   FILE NAME(S)   ACREAGE   DB/P   DB/P
PR 10 (5) (5.1A)(5.1B) (5.2)
  Hearin/Cotton   128
19.63
18.6
15.79 		      109/4
 
                    
PR 10 (7) T. 1, 2 & 3
  Xxxxxxxxxx, Xxxxxxxx  

61
38
35

      109/196
 
                    
PR 10 (11)
  Xxxxxxxx, Xxxxxx X.     42.62         109/29
 
                    
PR 10 (12), T. 1
  Xxxx, Xxxxxx     35         109/30
 
                    
PR 10 (13)
  Xxxxxx, Xxxxxxx     00         000/000
 
                    
XX 00 (14.2) X. 0 & X. 0
  Xxxxxx, Xxxxx     00.0         000/000
 
                    
XX 00 (15), X. 0, 0 & 0
  Xxxxxx, Xxxxx  

6
8.37
13

      109/127
 
                    
PR 10 (16)
  Xxxxxxx/Xxxxx     41.5         112/542 109/299
 
                    
PR 10 (17) T. 1 & 2
  Xxxxxxxxxx, Xxxx X.  
35
18.56
      112/536
 
                    
PR 10 (18)
  Xxxxxxxx, X. X.     184         112/510
 
                    
PR 10 (19) T. X-0, X-0 & X-0
  Xxxxxx, Xxxxx  

50
45
30

      113/28
 
                    
PR 10 (20), T. 1 & 2
  Xxxxxxxx, C. A.     78.6 181.75         113/49
 
                    
PR 10 (21) T. 1
  Xxxxx, X. X.     16         113/47
 
                    
PR 10 (23) T. 1 & 2
  Xxxxxxx, Xxxxxxx  
5
22.27
      113/46
 
                    
PR 10 (24)
  Xxxxxxxx, Xxxxxx     100         113/264
 
                    
PR 10 (26), T. 1 & 2
  XxXxx, Xxxxx  
58
13.25
      113/163
 
                    
PR 10 (27) T. 1, 2 & 3
  Xxxxxxx, Xxxxxx X.  

6.75
20
8

      113/225
 
                    
PR 10 (28)
  Xxxxxx, X. X.     16         113/168

41

 

                     
                ORIGINAL
                RECORDING INFORMATION
                UNION   XXXXXXX
FILE NUMBER(S)   FILE NAME(S)   ACREAGE   DB/P   DB/P
PR 10 (29) T. 1 & 2)
  Xxxxxxx Heirs  
67.25
20
      114/264 or (267)
 
                    
PR 10 (31) T. 1
  Xxxxxxxx/Xxxxxx     22.86         113/417
 
                    
PR 10 (33)
  Xxxxxxxx heirs     92         113/627
 
                    
PR 10 (34) T. 1 & 2
  Xxxxxxx/Xxxx  
00
0
      000/00 & 00
 
                    
XX 00 (35)
  Xxxxxx, Xxxxxxx X.     38.5         114/82
 
                    
PR 10 (45)
  Xxxxx/Xxxxxx     93         115/536
 
                    
PR 10 (48) T. 1 & 2
  Xxxxxxxx, Xxxxx X.     27.25         115/510
 
                    
PR 10 (48) T. 3
  Xxxxxxxx, Xxxxx X.     29.76         115/510
 
                    
PR 10 (51) T. 1A & 1B
  White, T. C.     29         116/56
 
                    
PR 10 (52) T. 1
  Xxxxx, X. X.     18         116/57
 
                    
PR 10 (52) T. 2 & 3
  Xxxxx, X. X.     6.5         116/57
 
                    
PR 10 (53) T. 1 & 2
  Xxxxxx, X. X.     99.12         115/47
 
                    
PR 10 (53) T. 4
  Xxxxxx, X. X.     60         115/47
 
                    
PR 10 (54) T. 1
  Xxxxxxxxx, X. X.     42.23         110/92
 
                    
PR 10 (54), T. 2
  Xxxxxxxxx, X. X.     37.8         110/92
 
                    
PR 11 (1) T. 1 & T. 2, T. 3
  Xxxxx, X. X.  
55
68 4.5
  145/34    
 
                    
PR 11 (3), T. 1
  Xxxxx, Xxxxx     146     145/41    
 
                    
PR 11 (5), T. 1, T. 2 & T. 3
  Xxxxxxxxx, Xxxxx  

53.75
7.9
79.74

  145/29    
 
                    
PR 11 (8)
  Xxxxxx, Xxxxx, et al     25.8     145/95    
 
                    
PR 11 (9)
  Xxxxxxxxxx, Xxxxx May     41.8     145/143 145/144
145/263		    

42

 

                 
            ORIGINAL
            RECORDING INFORMATION
            UNION   XXXXXXX
FILE NUMBER(S)   FILE NAME(S)   ACREAGE   DB/P   DB/P
PR 11 (10),
   Xxxxxx, X. X.   48.8   147/155    
T. 3
                
 
                
PR 11 (31), T. 3 &
   Xxxxx/Xxxxxx   72.5   145/269 148/172    
T. 7
                
 
                
PR 11 (31) T. 1 and
   Xxxxx/Xxxxxx   85   145/269 148/172    
(58), T. 1
                
 
                
PR 11 (31) T. 2 and
   Xxxxx/Xxxxxx   18.5   145/269 148/172    
(58) T. 2
                
 
                
PR 11 (31) T. 4A
   Xxxxx/Xxxxxx   36.25   145/269 148/172    
and (58) X. 0X
                
 
                
XX 00 (38)
   Xxxx, Xxxxx   39.62   145/365    
 
                
PR 11 (52) T. 1 &
   Xxxxx/Xxxxxx   21.64
8.48		   145/461 145/489    
T. 2
                
 
                
PR 11 (52) T. 3 &
   Xxxxx, S., et ux   40 10   145/461    
T. 4
                
 
                
PR 11 (54)
   Xxxx, Xxxxxx, et al   55.35   145/310    
 
                
PR 11 (56.1)(56.2)
   Xxxxx/Xxxxxx   65
39.5		   145/491 145/464    
 
                
PR 11 (59/59A) T. 1
   Xxxxx/Xxxxxx   45.75   153/230 153/225    
 
                
PR 11 (59/59A), T. 2
   Xxxxx/Xxxxxx   40   153/230 153/225    
 
                
PR 11 (59/59A), T. 3
   Xxxxx/Xxxxxx   15   153/230 153/225    
 
                
PR 11 (59/59A), T. 4
   Xxxxx/Xxxxxx   32.25   153/230 153/225    
 
                
PR 11 (60), T. 1 & 2
   Xxxxx, Xxxxx X.   52.75   153/308    
 
       100        
 
                
PR 11 (61)
   Xxxxx, Xxxxxx   58.5   153/287    
 
                
PR 11 (62)
   Xxxxx, Xxxxxx   35   153/289    
 
                
PR 11 (63)
   Xxxxx, Xxxxx   63   153/285    
 
                
PR 11 (64)
   Xxxxxxxx, Mont   12   153/283    

43

 

                     
                ORIGINAL
                RECORDING INFORMATION
                UNION   XXXXXXX
FILE NUMBER(S)   FILE NAME(S)   ACREAGE   DB/P   DB/P
PR 11 (66)
  Xxxxxxx, Xxxxxx     00     000/00    
 
                    
XX 00 (67), T. 1, 2, 3 & 4
  Xxxxx, Xxxxxx, et al     43.24     154/94 156/280
156/279 156/68
156/125		    
 
                    
PR 11 (68) T. 1
  Pride, J. W.     101.36     154/193    
 
                    
PR 11 (68), T. 0, 0, 0, 0 & 0
  Xxxxx, X. W.     23     154/193    
 
                    
PR 11 (69), T. 1
  Xxxxxxx, X. X.     40     154/476    
 
                    
PR 11 (70), T. 1
  Xxxxxx/Xxxxx     117     154/471 155/425
154/415		    
 
                    
PR 11 (71), T. 1
  Xxxxxxxxx, Xxxxxxx     55.25     155/511 156/222
154/473		    
 
                    
PR 11 (72)
  Pride, J. W.     40     156/117    
 
                    
PR 11 (76)
  Xxxxxxxxxx, Xxxx X.     10.23     149/32    
 
                    
PR 11 (78)
  Xxxxx, Xxxxxx X., Xx.     50     155/509    
AND BEING a portion of the same properties conveyed by Alcoa Fuels, Inc., an Indiana corporation, to Tradewater Mining Co., an Illinois corporation, an undivided fifty percent (50%) interest and to Costain Land (Pyro), Inc., a Delaware corporation, an undivided fifty percent (50%) interest:
(a)   by “Short Form of Deed” dated September 30, 1982, recorded in the Xxxxxxx County Clerk’s Office in Deed Book 185, page 769, and in the Union County Clerk’s Office in Deed Book 240, page 343; and,
(b)   by “Short Form of Deed” dated October 25, 1982, recorded in Xxxxxxx County Clerk’s Office in Deed Book 186, page 80, and in the Union County Clerk’s Office in Deed Book 240, page 469.
By Certificates issued by the Kentucky Secretary of State dated September 8, 1992, effective December 31, 1991:

44

 

(a)   Costain Land (Pyro), Inc., a Delaware corporation filed with the Kentucky Secretary of State a Certificate of Ownership and Merger into Costain Coal Holdings, Inc., a Delaware corporation. This certification is recorded in Miscellaneous Book 117, page 480, and re-recorded in Miscellaneous Book 117, page 522, of the Xxxxxxx County Clerk’s Office and in Corporation Book 5, page 490 of the Union County Clerk’s Office; and,
(b)   Costain Coal Holdings, Inc., a Delaware corporation, filed an Application for Amended Certificate of Authority changing its corporate name to Costain Coal, Inc. This certification is recorded in Miscellaneous Book 117, page 481, and Miscellaneous Book 117, page 523, of the Xxxxxxx County Clerk’s Office and in Corporation Book 5, page 491, of the Union County Clerk’s Office.
By Unanimous Written Consent of the Board of Directors of Costain Coal Holdings, Inc., a Delaware corporation, and by a Sworn Certificate of Board Resolution, of Lodestar Energy, Inc., effective December 31, 1991, Tradewater Mining Company, an Illinois corporation, was merged into Costain Coal Holdings, Inc., as is recorded in Miscellaneous Book 124, page 489, of the Xxxxxxx County Clerk’s Office and in Corporation Book 7, page 155 of the Union County Clerk’s Office.
By Certificate of Amendment of Certificate of Incorporation as verified by a Certification of the Delaware Secretary of State, Costain Coal, Inc., a Delaware corporation, changed its name to Lodestar Energy, Inc., effective July 21, 1997. This Certification is recorded in Miscellaneous Book 122, page 194, and re-recorded in Miscellaneous Book 124, page 488, of the Xxxxxxx County Clerk’s Office and in Corporation Book 6, page 155, in the Union County Clerk’s Office.
AND BEING part of the same property conveyed to Alcoa Fuels, Inc. by Lodestar Energy, Inc., by Xxxxxxx X. Xxxxxx, its Chapter 7 Bankruptcy Trustee, by Correction and Confirmation Deed dated October 30, 2005, but effective August 21, 2003, of record in Deed Book 258, page 404, in the Office of the Xxxxxxx County Clerk, and in Deed Book 320, page 344, in the Office of the Union County Clerk.
See also Quitclaim Deed of Conveyance between Alcoa Fuels, Inc. and Dyson Creek Coal Company, LLC, dated October 25, 2005, of record in Deed Book 320, at Page 560, in the Union County Clerk’s Office, and in Deed Book 258, at Page 483, in the Xxxxxxx County Clerk’s Office.
See also Quitclaim Deed of Conveyance between Dyson Creek Coal Company, LLC, and Alcoa Fuels, Inc., dated July 23, 2009, of record in Deed Book 336, at Page 157, in the Union County Clerk’s Office, and in Deed Book 272, at Page 398, in the Xxxxxxx County Clerk’s Office.

45

 

EXHIBIT A-3
ALCOA COAL PROPERTIES
(ACQUIRED FROM LODESTAR)
                 
            ORIGINAL
            RECORDING INFORMATION
            UNION   XXXXXXX
FILE NUMBER(S)   FILE NAME(S)   ACREAGE   DB/P   DB/P
P-045-00
   Xxxx, X. X.   102.6       180/682
 
                
P-080-00
   Xxxxxxxx (1/300th);   62   257/177    
Also See:
   Xxxxxxxx (1/300th);       257/180    
SRW 274, T. 4
   and Xxxxxxxx       257/183    
 
   (1/540th)            
 
                
P-092-00
   Xxxxxxxx Heirs   94.5   260/137    
Also See: SRW 39,
   (partial interest)            
T. 7 (21 ac.)
                
 
                
P-103-00
   Xxxxx, W. I. Xxxxx   37.5       202/712
 
                
P-123-00
   Xxxxxxxx, Xxxxx   30       212/710
 
   Xxxxxxxx, Xxxxxxxx   30       214/93
 
   Xxxxxxxx, Xxxxxxx   6       213/562
 
       11.6        
 
       30        
 
       10.1        
 
                
P-142-00
   Xxxxx, Xxxxx X., et ux   2.21       220/260
 
                
P-144-00
   Lodestar/Cotton (1/4)   11       222/170
 
                
P-145-00
   Lodestar (Render)   11 & 1       225/117
 
   (1/4)            
 
                
P-146-00
   Lodestar (Free Union   1       222/448
 
   Church)            
 
                
P-149-00
   Lodestar (Xxxxxx)   6.7       222/772
 
                
P-152-00
   Lodestar (Xxxxxx)   8.55       224/346 225/672
 
                
P-177-00
   Xxxxx, Xxxxxx (1/8th)   49       234/602
 
                
No “P” #
   Xxxxxxxxx, Xxxx   90   245/386    
 
   Xxxxxx, et al            
 
                
No “P” #
   Xxxxx, W. I. Heirs   150       194/467
AND BEING part of the same property conveyed to Alcoa Fuels, Inc. by Lodestar Energy, Inc., by Xxxxxxx X. Xxxxxx, its Chapter 7 Bankruptcy Trustee, by Correction and Confirmation Deed dated October 30, 2005, but effective August 21, 2003, of

46

 

record in Deed Book 258, page 404, in the Office of the Xxxxxxx County Clerk, and in Deed Book 320, page 344, in the Office of the Union County Clerk.
See also Quitclaim Deed of Conveyance between Alcoa Fuels, Inc. and Dyson Creek Coal Company, LLC, dated October 25, 2005, of record in Deed Book 320, at Page 560, in the Union County Clerk’s Office, and in Deed Book 258, at Page 483, in the Xxxxxxx County Clerk’s Office.
See also Quitclaim Deed of Conveyance between Dyson Creek Coal Company, LLC, and Alcoa Fuels, Inc., dated July 23, 2009, of record in Deed Book 336, at Page 157, in the Union County Clerk’s Office, and in Deed Book 272, at Page 398, in the Xxxxxxx County Clerk’s Office.
THERE IS EXCEPTED from Exhibits A-0, X-0 xnd A-3 that portion of the above-described subject to that unrecorded Coal Mining Lease dated February 1, 1962, by and between Aluminum Company of America and Sentry Royalty Company, as amended.
THERE IS FURTHER EXCEPTED from the Leased Premises that property identified as the Caseyville Dock and conveyed to Alcoa Fuels, Inc. by deed from Dyson Creek Coal Company, LLC, dated July 23, 2009, of record in Deed Book 336, at Page 156, in the Union County Clerk’s Office, and by deed from Dyson Creek Coal Company, LLC, dated July 23, 2009, of record in Deed Book 336, at Page 194, in the Union County Clerk’s Office.

47

 

Exhibit B
[legal description or map of General Mining Area]
See separate files.

48

 

Exhibit C
Quality
The coal to be supplied hereunder shall be of uniform quality, washed from the Seller’s Wash Plant 2” x 0” crushed, with no intermediate sizes removed or added, and shall have characteristics equal to or better than the following respective characteristics on an “as received” time-based (as defined in Section 6.4 of the Xxxxxxxxx — Alcoa Fuels Coal Supply Agreement) Weighted Average and per Shipment (as defined in the next paragraph below this table) basis:
                         
    Monthly                
    Weighted             Penalty Limits  
    Average     Per Shipment     Monthly Average  
 
Moisture
     11 %     14.0 %     11 %
Ash
     10.00 %     12.00 %     10 %
Caloric Value
   11,200 Btu   11,000 Btu   +/- 11,200 Btu
Sulfur Dioxide*
     <6.0 #     6.5 #     6.0 #
Grindabiltiy (Xxxxxxxx Index)
     48       48          
Ash Fusion Temp. (H=W Red)
   2,085 deg F   2,085 deg F min        
 
* #SO2 shall be calculated as follows:   % Sulfur, as received x 19,500
Btu/lb., as received
A “Shipment” for purposes of this Quality Section of this Agreement is defined to be a minimum of fifteen hundred (1,500) tons of coal delivered by barge. In the event three (3) consecutive shipments of coal, or four (4) Shipments in a thirty (30) day period, delivered by Seller to Buyer on an “as received” basis have any characteristics for sulfur dioxide, moisture, ash, or calorific value greater than the maximum or less than the minimum limits, as the case may be, for said coal as set forth in the “Per Shipment” column in above table, then the remedies provided in the Xxxxxxxxx — Alcoa Fuels, Inc. Coal Supply Agreement shall be available to the Parties.

49

 

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Filed: December 19th, 2011
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