AMENDMENT NO. 6 TO THE INVESTMENT MANAGEMENT AGREEMENT
Exhibit (d)(1)(ix)
AMENDMENT NO. 6
TO THE
INVESTMENT MANAGEMENT AGREEMENT
AMENDMENT NO. 6 effective as of September 1, 2017 (“Amendment No. 6”) to the Investment Management Agreement, dated as of May 1, 2011, as amended (the “Agreement”) between AXA Premier VIP Trust, a Delaware statutory trust (“Trust”), and AXA Equitable Funds Management Group, LLC, a limited liability corporation organized in the State of Delaware (“FMG LLC” or “Manager”).
The Trust and FMG LLC agree to modify and amend the Agreement as follows:
1. Removed Portfolios. Effective May 19, 2017, the following Portfolios of the Trust are hereby deleted in their entirety from the Agreement: CharterSM Real Assets Portfolio, CharterSM Income Strategies Portfolio, CharterSM Interest Rate Strategies Portfolio, CharterSM International Moderate Portfolio and CharterSM Alternative 100 Moderate Portfolio.
2. Appendix A. Appendix A to the Agreement, which sets forth the Portfolios of the Trust for which FMG LLC is appointed investment manager and the fees payable to FMG LLC with respect to each Portfolio is hereby replaced in its entirety by Appendix A attached hereto.
3. Ratification. Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 6 as of the date first set forth above.
| AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC |
AXA PREMIER VIP TRUST | |||||||
| By: | /s/ Xxxxxx Xxxx |
By: | /s/ Xxxxx Xxxxx | |||||
| Xxxxxx Xxxx | Xxxxx Xxxxx | |||||||
| Senior Vice President and Chief Operating Officer |
Chief Financial Officer and Treasurer | |||||||
APPENDIX A
TO THE
INVESTMENT MANAGEMENT AGREEMENT
Portfolios
| (as percentage of daily net assets) | ||||||||||||||||
| Classic Allocation Portfolios |
First $2 Billion |
Next $4 Billion |
Next $3 Billion |
Thereafter | ||||||||||||
| AXA Aggressive Allocation Portfolio |
0.1000 | % | 0.0925 | % | 0.0900 | % | 0.0875 | % | ||||||||
| AXA Conservative Allocation Portfolio |
0.1000 | % | 0.0925 | % | 0.0900 | % | 0.0875 | % | ||||||||
| AXA Conservative-Plus Allocation Portfolio |
0.1000 | % | 0.0925 | % | 0.0900 | % | 0.0875 | % | ||||||||
| AXA Moderate Allocation Portfolio |
0.1000 | % | 0.0925 | % | 0.0900 | % | 0.0875 | % | ||||||||
| AXA Moderate-Plus Allocation Portfolio |
0.1000 | % | 0.0925 | % | 0.0900 | % | 0.0875 | % | ||||||||
|
(as percentage of daily net assets) | ||
| Charter Portfolios |
||
| CharterSM Conservative Portfolio |
0.15% of the Portfolio’s average daily net assets | |
| CharterSM Moderate Portfolio |
0.15% of the Portfolio’s average daily net assets | |
| CharterSM Moderate Growth Portfolio |
0.15% of the Portfolio’s average daily net assets | |
| CharterSM Growth Portfolio |
0.15% of the Portfolio’s average daily net assets | |
| CharterSM Aggressive Growth Portfolio |
0.15% of the Portfolio’s average daily net assets | |
| CharterSM Small Cap Growth Portfolio |
0.15% of the Portfolio’s average daily net assets | |
| CharterSM Small Cap Value Portfolio |
0.15% of the Portfolio’s average daily net assets | |
| CharterSM Multi-Sector Bond Portfolio |
0.15% of the Portfolio’s average daily net assets | |
| (as percentage of daily net assets) | ||
| Target Date Portfolios |
||
| Target 2015 Allocation Portfolio |
0.10% of the Portfolio’s average daily net assets | |
| Target 2025 Allocation Portfolio |
0.10% of the Portfolio’s average daily net assets | |
| Target 2035 Allocation Portfolio |
0.10% of the Portfolio’s average daily net assets | |
| Target 2045 Allocation Portfolio |
0.10% of the Portfolio’s average daily net assets | |
| Target 2055 Allocation Portfolio |
0.10% of the Portfolio’s average daily net assets | |
