THIRD AMENDMENT TO BRIDGEWAY FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION AGREEMENT
EX-28.e.5
THIRD AMENDMENT TO
BRIDGEWAY FUNDS, INC.
AMENDED AND RESTATED DISTRIBUTION AGREEMENT
This Third Amendment (the “Amendment”) to the Amended and Restated Distribution Agreement (the “Agreement”) dated as of November 12, 2010, as amended, by and between Bridgeway Funds, Inc. (“Bridgeway”), and Foreside Fund Services, LLC (“Foreside”) is effective as of February 3, 2012 (the “Effective Date”).
WHEREAS, Bridgeway and Foreside desire to amend Schedule I of the Agreement to remove the Bridgeway Large-Cap Value Fund; and
WHEREAS, Section 8.1 of the Agreement requires that all amendments to the Agreement be in writing and executed by both parties;
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:
| I. | Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement. |
| II. | Schedule I to the Agreement is hereby amended and restated as provided on Appendix A attached hereto. |
| III. | All other terms and conditions of the Agreement remain in effect and are hereby incorporated herein by reference. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the date set forth above.
| BRIDGEWAY FUNDS, INC. | ||
| By: | /s/ Xxxxxxx X. Xxxxxxx | |
| Name: | Xxxxxxx X. Xxxxxxx | |
| Title: | President | |
| FORESIDE FUND SERVICES, LLC | ||
| By: | /s/ Xxxx Xxxxxxxxx | |
| Name: | Xxxx Xxxxxxxxx | |
| Title: | President | |
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APPENDIX A
SCHEDULE I
Funds and Classes of the Client
| Funds |
Class(es) |
|||
| Bridgeway Ultra-Small Company Fund |
Class N | |||
| Bridgeway Ultra-Small Company Market Fund |
Class N | |||
| Bridgeway Micro-Cap Limited Fund |
Class N | |||
| Bridgeway Aggressive Investors 1 Fund |
Class N | |||
| Bridgeway Aggressive Investors 2 Fund |
Class N | |||
| Bridgeway Small-Cap Growth Fund |
Class N | |||
| Bridgeway Small-Cap Value Fund |
Class N | |||
| Bridgeway Large-Cap Growth Fund |
Class N | |||
| Bridgeway Blue Chip 35 Index Fund |
Class N | |||
| Bridgeway Managed Volatility Fund |
Class N | |||
| Bridgeway Small-Cap Momentum Fund |
Class N | |||
| Bridgeway Omni Tax-Managed Small-Cap Value Fund (formerly known as Bridgeway Omni Small-Cap Value Fund) |
Class N | |||
| Bridgeway Omni Small-Cap Value Fund |
Class N | |||
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