AMENDMENT NO. 3 TO FUND PARTICIPATION AGREEMENT Among NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST, NEUBERGER BERMAN MANAGEMENT, INC. and AVIVA LIFE AND ANNUITY COMPANY (Successor in Interest to Indianapolis Life Insurance Company)
EXHIBIT 8(e)(v)
AMENDMENT NO. 3 TO FUND PARTICIPATION AGREEMENT
Among
XXXXXXXXX XXXXXX ADVISERS MANAGEMENT TRUST,
XXXXXXXXX XXXXXX MANAGEMENT, INC.
and
AVIVA LIFE AND ANNUITY COMPANY
(Successor in Interest to Indianapolis Life Insurance Company)
(Successor in Interest to Indianapolis Life Insurance Company)
The Participation Agreement, made as of the 1st day of August, 1999 by and among XXXXXXXXX
XXXXXX ADVISERS MANAGEMENT TRUST (“TRUST”), a Delaware business trust, XXXXXXXXX XXXXXX MANAGEMENT
INC. (“NB MANAGEMENT”), a New York corporation, and AVIVA LIFE AND ANNUITY COMPANY (“COMPANY”)
(successor in interest to Indianapolis Life and Annuity Company), a stock life insurance company
organized under the laws of Indiana, is hereby amended effective as of October 1, 2008, as follows:
Whereas, the Agreement was amended by Amendment No. 2 to Participation Agreement effective as
of June 30, 2003 to substitute ILICO for IL Annuity and Insurance Company as a result of the merger
of IL Annuity and Insurance Company into ILICO effective on June 30, 2003;
Whereas, in connection with the merger of IL Annuity and Insurance Company into ILICO, the
separate account serving as an investment vehicle for individual deferred variable annuity
contracts issued by IL Annuity and Insurance Company changed its name from IL Annuity and Insurance
Co. Separate Account 1 to ILICO Separate Account 1 and became subject to the laws of the State of
Indiana;
Whereas, Indianapolis Life Insurance Company will merge with and into Aviva Life and Annuity
Company (“ALAC”) effective October 1, 2008, with ALAC as the surviving corporate entity; and
Whereas, in connection with the merger of ILICO into ALAC, ILICO Separate Account 1 will
change its name to ALAC Separate Account 1 and become subject to the laws of the State of Iowa;
Now, therefore, the Agreement as previously amended is hereby further amended by ALAC,
Xxxxxxxxx Xxxxxx Advisers Management Trust, and Xxxxxxxxx Xxxxxx Management, Inc. as
follows:
1. All references to Indianapolis Life Insurance Company are hereby changed to “Aviva Life and
Annuity Company” to reflect the statutory merger of Indianapolis Life Insurance Company with and
into Aviva Life and Annuity Company.
2. All references to ILICO Separate Account 1 are hereby changed to “ALAC Separate Account 1”
to reflect the name change of the separate account in connection with the merger of ILICO with and
into ALAC.
3. Article IX is hereby deleted in its entirety and replaced with the following Article IX:
Article XI.
NOTICES
NOTICES
Any notice hereunder shall be given by registered or certified mail return receipt requested
to the other party at the address of such party set forth below or at such other address as such
party may from time to time specify in writing to the other party.
If to TRUST or NB MANAGEMENT
Xxxxxxxxx Xxxxxx Management Inc.
000 Xxxxx Xxxxxx
Xxx Xxxx, XX 00000-0000
Attention: General Counsel
000 Xxxxx Xxxxxx
Xxx Xxxx, XX 00000-0000
Attention: General Counsel
If to COMPANY:
President
Aviva Life and Annuity Company
000 Xxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxxxx, XX 00000
Aviva Life and Annuity Company
000 Xxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxxxx, XX 00000
and
Ameritas Life Insurance Corp.
0000 X Xxxxxx
Xxxxxxx, Xxxxxxxx 00000
Attention: Xxxxx Xxxxxx
0000 X Xxxxxx
Xxxxxxx, Xxxxxxxx 00000
Attention: Xxxxx Xxxxxx
Notice shall be deemed given on the date of receipt by the addressee as evidenced by
the return receipt.
4. Appendix B shall be deleted and replaced with the attached Appendix B.
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IN WITNESS WHEREOF, the parties have caused their duly authorized officers to execute this
Amendment to the Fund Participation Agreement as of Sept 4, 2008.
XXXXXXXXX XXXXXX | XXXXXXXXX XXXXXX | |||||||||||||
ADVISERS MANAGEMENT TRUST | MANAGEMENT INC. | |||||||||||||
By: | /s/ Xxxxx X. Xxxxxxx | By: | /s/ Xxxxx X. Xxxxxxx | |||||||||||
Name: | Xxxxx X. Xxxxxxx | Name: | Xxxxx X. Xxxxxxx | |||||||||||
Title: | Chairman and CEO | Title: | President | |||||||||||
AVIVA LIFE AND ANNUITY | ||||||||||||||
COMPANY | ||||||||||||||
By: | /s/ Xxxxxxx Xxxxxx | |||||||||||||
Name: | Xxxxxxx Xxxxxx | |||||||||||||
Title: | Secretary |
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Appendix B
Separate Accounts
|
Selected Portfolios | |
Mid-Cap Growth Fund (Class I) | ||
Socially Responsive Fund (Class I) |
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