MEMORANDUM OF AGREEMENT (Expense Limitations)
MEMORANDUM OF AGREEMENT
(Expense Limitations)
(Expense Limitations)
This Memorandum of Agreement is entered into as of the Effective Date on the attached exhibits
(the “Exhibits”), between AIM Counselor Series Trust (Invesco Counselor Series Trust), AIM Equity
Funds (Invesco Equity Funds), AIM Funds Group (Invesco Funds Group), AIM Growth Series (Invesco
Growth Series), AIM International Mutual Funds (Invesco International Mutual Funds), AIM Investment
Funds (Invesco Investment Funds), AIM Investment Securities Funds (Invesco Investment Securities
Funds), AIM Sector Funds (Invesco Sector Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds),
AIM Variable Insurance Funds (Invesco Variable Insurance Funds), Invesco California Municipal
Income Trust, Invesco California Municipal Securities, Invesco California Quality Municipal
Securities, Invesco High Yield Investments Fund, Inc., Invesco Municipal Income Opportunities
Trust, Invesco Municipal Income Opportunities Trust II, Invesco Municipal Income Opportunities
Trust III, Invesco Municipal Premium Income Trust, Invesco New York Quality Municipal Securities,
Invesco Quality Municipal Income Trust, Invesco Quality Municipal Investment Trust, Invesco Quality
Municipal Securities, Invesco Value Municipal Bond Trust, Invesco Value Municipal Income Trust,
Invesco Value Municipal Securities, Invesco Value Municipal Trust, and Short-Term Investments Trust
(each a “Trust” or, collectively, the “Trusts”), on behalf of the funds listed on the Exhibits to
this Memorandum of Agreement (the “Funds”), and Invesco Advisers, Inc. (“Invesco”). Invesco shall
and hereby agrees to waive fees or reimburse expenses of each Fund, on behalf of its respective
classes as applicable, severally and not jointly, as indicated in the attached Exhibits.
For and in consideration of the mutual terms and agreements set forth herein and other good
and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trusts
and Invesco agree as follows:
For the Contractual Limits (listed in Exhibits A – D), the Trusts and Invesco agree until at
least the expiration date set forth on the attached Exhibits A – D (the “Expiration Date”) that
Invesco will waive its fees or reimburse expenses to the extent that expenses of a class of a Fund
(excluding (i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary or
non-routine items, including litigation expenses; and (vii) expenses that each Fund has incurred
but did not actually pay because of an expense offset arrangement, if applicable) exceed the rate,
on an annualized basis, set forth on the Exhibits of the average daily net assets allocable to such
class. Acquired fund fees and expenses are not fees or expenses incurred by a fund directly but
are expenses of the investment companies in which a fund invests. These fees and expenses are
incurred indirectly through the valuation of a fund’s investment in these investment companies.
Acquired fund fees and expenses are required to be disclosed and included in the total annual fund
operating expenses in the prospectus fee table. As a result, the net total annual fund operating
expenses shown in the prospectus fee table may exceed the expense limits reflected in Exhibits A-D.
With regard to the Contractual Limits, the Board of Trustees of the Trust and Invesco may
terminate or modify this Memorandum of Agreement prior to the Expiration Date only by mutual
written consent. Invesco will not have any right to reimbursement of any amount so waived or
reimbursed.
For the Contractual Limits, each of the Trusts and Invesco agree to review the then-current
expense limitations for each class of each Fund listed on the Exhibits on a date prior to the
Expiration Date to determine whether such limitations should be amended, continued or terminated.
The expense limitations will expire upon the Expiration Date unless the Trusts and Invesco have
agreed to continue them. The Exhibits will be amended to reflect any such agreement.
For the Voluntary Limits (listed in Exhibits A – D), the Trusts and Invesco agree that these
are not contractual in nature and that Invesco may establish, amend and/or terminate such expense
limitations at any time in its sole discretion after consultation with the Funds’ Boards of
Trustees. Any delay or failure by Invesco to update this Memorandum of Agreement with regards to
the terminations, extensions, or expirations of the Voluntary Limits shall have no effect on the
term of such Voluntary Limitations; the Voluntary Limitations are listed herein for informational
purposes only.
It is expressly agreed that the obligations of each Trust hereunder shall not be binding upon
any of the Trustees, shareholders, nominees, officers, agents or employees of the Trusts
personally, but shall
only bind the assets and property of each Fund, as provided in each Trust’s
Agreement and Declaration of Trust. The execution and delivery of this Memorandum of Agreement
have been authorized by the Trustees of the Trusts, and this Memorandum of Agreement has been
executed and delivered by an authorized officer of the Trusts acting as such; neither such
authorization by such Trustees nor such execution and delivery by such officer shall be deemed to
have been made by any of them individually or to impose any liability on any of them personally,
but shall bind only the assets and property of the Funds, as provided in each Trust’s Agreement and
Declaration of Trust.
IN WITNESS WHEREOF, each of the Trusts and Invesco have entered into this Memorandum of
Agreement as of the Effective Dates on the attached Exhibits.
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) AIM FUNDS GROUP (INVESCO FUNDS GROUP) AIM GROWTH SERIES (INVESCO GROWTH SERIES) AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS) AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) INVESCO CALIFORNIA MUNICIPAL INCOME TRUST INVESCO CALIFORNIA MUNICIPAL SECURITIES INVESCO CALIFORNIA QUALITY MUNICIPAL SECURITIES INVESCO HIGH YIELD INVESTMENTS FUND, INC. INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST II INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST III INVESCO MUNICIPAL PREMIUM INCOME TRUST INVESCO NEW YORK QUALITY MUNICIPAL SECURITIES INVESCO QUALITY MUNICIPAL INCOME TRUST INVESCO QUALITY MUNICIPAL INVESTMENT TRUST INVESCO QUALITY MUNICIPAL SECURITIES INVESCO VALUE MUNICIPAL BOND TRUST INVESCO VALUE MUNICIPAL INCOME TRUST INVESCO VALUE MUNICIPAL SECURITIES INVESCO VALUE MUNICIPAL TRUST SHORT-TERM INVESTMENTS TRUST on behalf of the Funds listed in the Exhibits to this Memorandum of Agreement |
||||||
By: | /s/ Xxxx X. Xxxx | |||||
Title: | Senior Vice President | |||||
INVESCO ADVISERS, INC. | ||||||
By: | /s/ Xxxx X. Xxxx | |||||
Title: | Senior Vice President | |||||
2
as of April 30, 2012
EXHIBIT “A” — RETAIL FUNDS1
AIM Counselor Series Trust (Invesco Counselor Series Trust)
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco California Tax-Free Income
Fund |
||||||||||
Class A Shares |
Contractual | 0.85 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.35 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.35 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.60 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Core Plus Bond Fund |
||||||||||
Class A Shares |
Contractual | 0.75 | % | June 6, 2011 | June 30, 2013 | |||||
Class B Shares |
Contractual | 1.50 | % | June 6, 2011 | June 30, 2013 | |||||
Class C Shares |
Contractual | 1.50 | % | June 6, 2011 | June 30, 2013 | |||||
Class R Shares |
Contractual | 1.00 | % | June 6, 2011 | June 30, 2013 | |||||
Class Y Shares |
Contractual | 0.50 | % | June 6, 2011 | June 30, 2013 | |||||
Institutional Class Shares |
Contractual | 0.50 | % | June 6, 2011 | June 30, 2013 | |||||
Invesco
Equally-Weighted S&P 500 Fund |
||||||||||
Class A Shares |
Contractual | 0.75 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.50 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.50 | % | February 12, 2010 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.00 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.50 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Floating Rate Fund |
||||||||||
Class A Shares |
Contractual | 1.50 | % | April 14, 2006 | December 31, 2012 | |||||
Class C Shares |
Contractual | 2.00 | % | April 14, 2006 | December 31, 2012 | |||||
Class R Shares |
Contractual | 1.75 | % | April 14, 2006 | December 31, 2012 | |||||
Class Y Shares |
Contractual | 1.25 | % | October 3, 2008 | December 31, 2012 | |||||
Institutional Class Shares |
Contractual | 1.25 | % | April 14, 2006 | December 31, 2012 | |||||
Invesco
S&P 500 Index Fund |
||||||||||
Class A Shares |
Contractual | 0.65 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.40 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.40 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.40 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Global Real Estate Income Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | December 31, 2012 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | December 31, 2012 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | December 31, 2012 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | December 31, 2012 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | December 31, 0000 | |||||
Xxxxxxx X.X. Quantitative Core Fund |
||||||||||
Class A Shares |
Contractual | 1.00 | % | July 1, 2009 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.25 | % | July 1, 2009 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.75 | % | July 1, 2009 | June 30, 2012 | |||||
Investor Class Shares |
Contractual | 1.00 | % | July 1, 2009 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.75 | % | July 1, 2009 | June 30, 2012 | |||||
Invesco Xxx Xxxxxx American Franchise
Fund |
||||||||||
Class A Shares |
Contractual | 1.05 | % | May 23, 2011 | June 30, 2013 | |||||
Class B Shares |
Contractual | 1.22 | %8 | May 23, 2011 | June 30, 2013 | |||||
Class C Shares |
Contractual | 1.80 | % | May 23, 2011 | June 30, 2013 | |||||
Class R Shares |
Contractual | 1.30 | % | May 23, 2011 | June 30, 2013 | |||||
Class Y Shares |
Contractual | 0.80 | % | May 23, 2011 | June 30, 2013 | |||||
Institutional Class Shares |
Contractual | 0.80 | % | May 23, 2011 | June 30, 2013 |
See page 14 for footnotes to Exhibit A.
3
as of April 30, 2012
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Xxx Xxxxxx Equity and Income
Fund |
||||||||||
Class A Shares |
Contractual | 0.82 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 0.95 | %8 | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.57 | % | February 12, 2010 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.07 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.57 | % | February 12, 2010 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.57 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Xxx Xxxxxx Growth and Income
Fund |
||||||||||
Class A Shares |
Contractual | 0.88 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.63 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.63 | % | February 12, 2010 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.13 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.63 | % | February 12, 2010 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.63 | % | February 12, 2010 | June 30, 0000 | |||||
Xxxxxxx Xxx Xxxxxx Xxxxxxxxxxxx Tax
Free Income Fund |
||||||||||
Class A Shares |
Contractual | 1.13 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.88 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.88 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.88 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Xxx Xxxxxx Small Cap Growth
Fund |
||||||||||
Class A Shares |
Contractual | 1.38 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.13 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.13 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.13 | % | February 12, 2010 | June 30, 2012 |
AIM Equity Funds (Invesco Equity Funds)
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Capital Development Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 | |||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 | |||||
Invesco Charter Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Class S Shares |
Contractual | 1.90 | % | September 25, 2009 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 | |||||
Invesco Constellation Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 |
See page 14 for footnotes to Exhibit A.
4
as of April 30, 2012
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Disciplined Equity Fund |
||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 14, 2009 | February 28, 2013 | |||||
Invesco Diversified Dividend Fund |
||||||||||
Class A Shares |
Contractual | 0.95 | % | July 18, 2011 | June 30, 2013 | |||||
Class B Shares |
Contractual | 1.70 | % | July 18, 2011 | June 30, 2013 | |||||
Class C Shares |
Contractual | 1.70 | % | July 18, 2011 | June 30, 2013 | |||||
Class R Shares |
Contractual | 1.20 | % | July 18, 2011 | June 30, 2013 | |||||
Class Y Shares |
Contractual | 0.70 | % | July 18, 2011 | June 30, 2013 | |||||
Investor Class Shares |
Contractual | 0.95 | % | July 18, 2011 | June 30, 2013 | |||||
Institutional Class Shares |
Contractual | 0.70 | % | July 18, 2011 | June 30, 0000 | |||||
Xxxxxxx Xxxxxx Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class P Shares |
Contractual | 1.85 | % | July 1, 2009 | February 28, 2013 | |||||
Class S Shares |
Contractual | 1.90 | % | September 25, 2009 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 |
AIM Funds Group (Invesco Funds Group)
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco European Small Company Fund |
||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2013 | |||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2013 | |||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2013 | |||||
Invesco Global Core Equity Fund |
||||||||||
Class A Shares |
Contractual | 1.25 | % | May 23, 2011 | June 30, 2013 | |||||
Class B Shares |
Contractual | 1.52 | %8 | May 23, 2011 | June 30, 2013 | |||||
Class C Shares |
Contractual | 2.00 | % | May 23, 2011 | June 30, 2013 | |||||
Class R Shares |
Contractual | 1.50 | % | May 23, 2011 | June 30, 2013 | |||||
Class Y Shares |
Contractual | 1.00 | % | May 23, 2011 | June 30, 2013 | |||||
Institutional Class Shares |
Contractual | 1.00 | % | May 23, 2011 | June 30, 2013 | |||||
Invesco International Small Company Fund |
||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2013 | |||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2013 | |||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2013 | |||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2013 | |||||
Invesco Small Cap Equity Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2013 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2013 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2013 | |||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2013 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2013 |
See page 14 for footnotes to Exhibit A.
5
as of April 30, 2012
AIM Growth Series (Invesco Growth Series)
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Balanced-Risk Retirement 2020
Fund2 |
||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2013 | |||||
Class A5 Shares |
Contractual | 0.25 | % | February 12, 2010 | April 30, 2013 | |||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2013 | |||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2013 | |||||
Class C5 Shares |
Contractual | 1.00 | % | February 12, 2010 | April 30, 2013 | |||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2013 | |||||
Class R5 Shares |
Contractual | 0.50 | % | February 12, 2010 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2013 | |||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2013 | |||||
Invesco Balanced-Risk Retirement 2030
Fund3 |
||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2013 | |||||
Class A5 Shares |
Contractual | 0.25 | % | February 12, 2010 | April 30, 2013 | |||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2013 | |||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2013 | |||||
Class C5 Shares |
Contractual | 1.00 | % | February 12, 2010 | April 30, 2013 | |||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2013 | |||||
Class R5 Shares |
Contractual | 0.50 | % | February 12, 2010 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2013 | |||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2013 | |||||
Invesco Balanced-Risk Retirement 2040
Fund4 |
||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2013 | |||||
Class A5 Shares |
Contractual | 0.25 | % | February 12, 2010 | April 30, 2013 | |||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2013 | |||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2013 | |||||
Class C5 Shares |
Contractual | 1.00 | % | February 12, 2010 | April 30, 2013 | |||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2013 | |||||
Class R5 Shares |
Contractual | 0.50 | % | February 12, 2010 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2013 | |||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2013 | |||||
Invesco Balanced-Risk Retirement 2050
Fund5 |
||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2013 | |||||
Class A5 Shares |
Contractual | 0.25 | % | February 12, 2010 | April 30, 2013 | |||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2013 | |||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2013 | |||||
Class C5 Shares |
Contractual | 1.00 | % | February 12, 2010 | April 30, 2013 | |||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2013 | |||||
Class R5 Shares |
Contractual | 0.50 | % | February 12, 2010 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2013 | |||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2013 | |||||
Invesco Balanced-Risk Retirement Now
Fund6 |
||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2013 | |||||
Class A5 Shares |
Contractual | 0.25 | % | February 12, 2010 | April 30, 2013 | |||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2013 | |||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2013 | |||||
Class C5 Shares |
Contractual | 1.00 | % | February 12, 2010 | April 30, 2013 | |||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2013 | |||||
Class R5 Shares |
Contractual | 0.50 | % | February 12, 2010 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2013 | |||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2013 |
See page 14 for footnotes to Exhibit A.
6
as of April 30, 2012
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Convertible Securities Fund |
||||||||||
Class A Shares |
Contractual | 1.11 | % | May 23, 2011 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.86 | % | May 23, 2011 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.86 | % | May 23, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.86 | % | May 23, 2011 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.86 | % | May 23, 2011 | June 30, 2012 | |||||
Invesco Global Quantitative Xxxxx Fund |
||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2013 | |||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2013 | |||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2013 | |||||
Class R Shares |
Contractual | 2.50 | % | July 1, 2009 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2013 | |||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2013 | |||||
Invesco Growth Allocation Fund |
||||||||||
Class A Shares |
Contractual | 0.37 | % | June 6, 2011 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.12 | % | June 6, 2011 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.12 | % | June 6, 2011 | June 30, 2012 | |||||
Class R Shares |
Contractual | 0.62 | % | June 6, 2011 | June 30, 2012 | |||||
Class S Shares |
Contractual | 0.27 | % | June 6, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.12 | % | June 6, 2011 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.12 | % | June 6, 2011 | June 30, 2012 | |||||
Invesco Income Allocation Fund |
||||||||||
Class A Shares |
Contractual | 0.25 | % | May 1, 2012 | April 30, 2013 | |||||
Class B Shares |
Contractual | 1.00 | % | May 1, 2012 | April 30, 2013 | |||||
Class C Shares |
Contractual | 1.00 | % | May 1, 2012 | April 30, 2013 | |||||
Class R Shares |
Contractual | 0.50 | % | May 1, 2012 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 0.00 | % | May 1, 2012 | April 30, 2013 | |||||
Institutional Class Shares |
Contractual | 0.00 | % | May 1, 2012 | April 30, 2013 | |||||
Invesco International Allocation Fund |
||||||||||
Class A Shares |
Contractual | 0.43 | % | July 1, 2009 | April 30, 2012 | |||||
Class B Shares |
Contractual | 1.18 | % | July 1, 2009 | April 30, 2012 | |||||
Class C Shares |
Contractual | 1.18 | % | July 1, 2009 | April 30, 2012 | |||||
Class R Shares |
Contractual | 0.68 | % | July 1, 2009 | April 30, 2012 | |||||
Class Y Shares |
Contractual | 0.18 | % | July 1, 2009 | April 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.18 | % | July 1, 2009 | April 30, 2012 | |||||
Invesco Mid Cap Core Equity Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2013 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2013 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2013 | |||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2013 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2013 | |||||
Invesco Moderate Allocation Fund |
||||||||||
Class A Shares |
Contractual | 0.37 | % | July 1, 2009 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.12 | % | July 1, 2009 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.12 | % | July 1, 2009 | June 30, 2012 | |||||
Class R Shares |
Contractual | 0.62 | % | July 1, 2009 | June 30, 2012 | |||||
Class S Shares |
Contractual | 0.27 | % | September 25, 2009 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.12 | % | July 1, 2009 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.12 | % | July 1, 2009 | June 30, 2012 | |||||
Invesco Conservative Allocation Fund |
||||||||||
Class A Shares |
Contractual | 0.39 | % | July 1, 2009 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.14 | % | July 1, 2009 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.14 | % | July 1, 2009 | June 30, 2012 | |||||
Class R Shares |
Contractual | 0.64 | % | July 1, 2009 | June 30, 2012 | |||||
Class S Shares |
Contractual | 0.29 | % | June 6, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.14 | % | July 1, 2009 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.14 | % | July 1, 2009 | June 30, 2012 |
See page 14 for footnotes to Exhibit A.
7
as of April 30, 2012
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Small Cap Growth Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2013 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2013 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2013 | |||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2013 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2013 | |||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2013 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2013 | |||||
Invesco Xxx Xxxxxx Leaders Fund |
||||||||||
Class A Shares |
Contractual | 0.50 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.25 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.25 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.25 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Xxx Xxxxxx U.S. Mortgage Fund |
||||||||||
Class A Shares |
Contractual | 0.96 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.71 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.71 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.71 | % | February 12, 2010 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.71 | % | February 12, 2010 | June 30, 2012 |
AIM International Mutual Funds (Invesco International Mutual Funds)
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Asia Pacific Growth Fund |
||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Invesco European Growth Fund |
||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class R Shares |
Contractual | 2.50 | % | July 1, 2009 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Investor Class Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Invesco Global Growth Fund |
||||||||||
Class A Shares |
Contractual | 1.32 | % | December 19, 2011 | December 31, 2012 | |||||
Class B Shares |
Contractual | 2.07 | % | December 19, 2011 | December 31, 2012 | |||||
Class C Shares |
Contractual | 2.07 | % | December 19, 2011 | December 31, 2012 | |||||
Class Y Shares |
Contractual | 1.07 | % | December 19, 2011 | December 31, 2012 | |||||
Institutional Class Shares |
Contractual | 1.07 | % | December 19, 2011 | December 31, 2012 | |||||
Invesco Global Small & Mid Cap Growth
Fund |
||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Invesco International Core Equity Fund |
||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class R Shares |
Contractual | 2.50 | % | July 1, 2009 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Investor Class Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 |
See page 14 for footnotes to Exhibit A.
8
as of April 30, 2012
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco International Growth Fund |
||||||||||
Class A Shares |
Contractual | 1.40 | % | May 23, 2011 | June 30, 2013 | |||||
Class B Shares |
Contractual | 2.15 | % | May 23, 2011 | June 30, 2013 | |||||
Class C Shares |
Contractual | 2.15 | % | May 23, 2011 | June 30, 2013 | |||||
Class R Shares |
Contractual | 1.65 | % | May 23, 2011 | June 30, 2013 | |||||
Class Y Shares |
Contractual | 1.15 | % | May 23, 2011 | June 30, 2013 | |||||
Institutional Class Shares |
Contractual | 1.15 | % | May 23, 2011 | June 30, 2013 |
AIM Investment Funds (Invesco Investment Funds)
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Balanced-Risk Allocation
Fund7 |
||||||||||
Class A Shares |
Contractual | 1.04 | % | November 4, 2009 | February 28, 2012 | |||||
Class B Shares |
Contractual | 1.79 | % | November 4, 2009 | February 28, 2012 | |||||
Class C Shares |
Contractual | 1.79 | % | November 4, 2009 | February 28, 2012 | |||||
Class R Shares |
Contractual | 1.29 | % | November 4, 2009 | February 28, 2012 | |||||
Class Y Shares |
Contractual | 0.79 | % | November 4, 2009 | February 28, 2012 | |||||
Institutional Class Shares |
Contractual | 0.79 | % | November 4, 2009 | February 28, 2012 | |||||
Invesco Balanced-Risk Commodity
Strategy Fund10 |
||||||||||
Class A Shares |
Contractual | 1.22 | % | November 29, 2010 | February 28, 2013 | |||||
Class B Shares |
Contractual | 1.97 | % | November 29, 2010 | February 28, 2013 | |||||
Class C Shares |
Contractual | 1.97 | % | November 29, 2010 | February 28, 2013 | |||||
Class R Shares |
Contractual | 1.47 | % | November 29, 2010 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 0.97 | % | November 29, 2010 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 0.97 | % | November 29, 2010 | February 28, 2013 | |||||
Invesco China Fund |
||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Invesco Commodities Strategy
Fund11 |
||||||||||
Class A Shares |
Contractual | 1.25 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.00 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.00 | % | February 12, 2010 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.50 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.00 | % | February 12, 2010 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 1.00 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Developing Markets Fund |
||||||||||
Class A Shares |
Contractual | 2.10 | % | May 23, 2011 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.85 | % | May 23, 2011 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.85 | % | May 23, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.85 | % | May 23, 2011 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 1.85 | % | May 23, 2011 | June 30, 2012 | |||||
Invesco Emerging Markets Equity Fund |
||||||||||
Class A Shares |
Contractual | 1.85 | % | May 11, 2011 | February 28, 2013 | |||||
Class C Shares |
Contractual | 2.60 | % | May 11, 2011 | February 28, 2013 | |||||
Class R Shares |
Contractual | 2.10 | % | May 11, 2011 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 1.60 | % | May 11, 2011 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 1.60 | % | May 11, 2011 | February 28, 2013 | |||||
Invesco Emerging Market Local
Currency Debt Fund |
||||||||||
Class A Shares |
Contractual | 1.24 | % | June 14, 2010 | February 28, 2013 | |||||
Class B Shares |
Contractual | 1.99 | % | June 14, 2010 | February 28, 2013 | |||||
Class C Shares |
Contractual | 1.99 | % | June 14, 2010 | February 28, 2013 | |||||
Class R Shares |
Contractual | 1.49 | % | June 14, 2010 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 0.99 | % | June 14, 2010 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 0.99 | % | June 14, 2010 | February 28, 2013 |
See page 14 for footnotes to Exhibit A.
9
as of April 30, 2012
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Endeavor Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 | |||||
Invesco Global Health Care Fund |
||||||||||
Class A Shares |
Contractual | 1.65 | % | May 23, 2011 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.40 | % | May 23, 2011 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.40 | % | May 23, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.40 | % | May 23, 2011 | June 30, 2012 | |||||
Investor Class Shares |
Contractual | 1.65 | % | May 23, 2011 | June 30, 2012 | |||||
Invesco International Total Return
Fund |
||||||||||
Class A Shares |
Contractual | 1.10 | % | March 31, 2006 | February 28, 2013 | |||||
Class B Shares |
Contractual | 1.85 | % | March 31, 2006 | February 28, 2013 | |||||
Class C Shares |
Contractual | 1.85 | % | March 31, 2006 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 0.85 | % | October 3, 2008 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 0.85 | % | March 31, 2006 | February 28, 2013 | |||||
Invesco Pacific Growth Fund |
||||||||||
Class A Shares |
Contractual | 1.88 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.63 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.63 | % | February 12, 2010 | June 30, 2012 | |||||
Class R Shares |
Contractual | 2.13 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.63 | % | February 12, 2010 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 1.63 | % | May 23, 2011 | June 30, 2012 | |||||
Invesco Premium Income Fund |
||||||||||
Class A Shares |
Contractual | 0.89 | % | December 13, 2011 | February 28, 2013 | |||||
Class C Shares |
Contractual | 1.64 | % | December 13, 2011 | February 28, 2013 | |||||
Class R Shares |
Contractual | 1.14 | % | December 13, 2011 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 0.64 | % | December 13, 2011 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 0.64 | % | December 13, 2011 | February 28, 2013 | |||||
Invesco Small Companies Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2013 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2013 | |||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2013 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2013 |
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Dynamics Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2012 | |||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2012 | |||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2012 | |||||
Invesco Global Real Estate Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2012 | |||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2012 |
See page 14 for footnotes to Exhibit A.
10
as of April 30, 2012
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco High Yield Fund |
||||||||||
Class A Shares |
Contractual | 0.89 | % | June 6, 2011 | June 30, 2013 | |||||
Class B Shares |
Contractual | 1.64 | % | June 6, 2011 | June 30, 2013 | |||||
Class C Shares |
Contractual | 1.64 | % | June 6, 2011 | June 30, 2013 | |||||
Class Y Shares |
Contractual | 0.64 | % | June 6, 2011 | June 30, 2013 | |||||
Investor Class Shares |
Contractual | 0.89 | % | June 6, 2011 | June 30, 2013 | |||||
Institutional Class Shares |
Contractual | 0.64 | % | June 6, 2011 | June 30, 2013 | |||||
Invesco High Yield Securities Fund |
||||||||||
Class A Shares |
Contractual | 2.13 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.63 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.73 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.88 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Municipal Bond Fund |
||||||||||
Class A Shares |
Contractual | 0.70 | % | July 1, 2011 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.45 | % | July 1, 2011 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.45 | % | July 1, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.45 | % | July 1, 2011 | June 30, 2012 | |||||
Investor Class Shares |
Contractual | 0.70 | % | July 1, 2011 | June 30, 2012 | |||||
Invesco Real Estate Fund |
||||||||||
Class A Shares |
Contractual | 1.55 | % | May 23, 2011 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.30 | % | May 23, 2011 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.30 | % | May 23, 2011 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.80 | % | May 23, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.30 | % | May 23, 2011 | June 30, 2012 | |||||
Investor Class Shares |
Contractual | 1.55 | % | May 23, 2011 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 1.30 | % | May 23, 2011 | June 30, 2012 | |||||
Invesco Short Term Bond Fund |
||||||||||
Class A Shares |
Contractual | 0.56 | % | June 6, 2011 | June 30, 2013 | |||||
Class C Shares |
Contractual | 0.91 | %8 | March 4, 2009 | June 30, 2013 | |||||
Class R Shares |
Contractual | 0.91 | % | March 4, 2009 | June 30, 2013 | |||||
Class Y Shares |
Contractual | 0.41 | % | March 4, 2009 | June 30, 2013 | |||||
Institutional Class Shares |
Contractual | 0.41 | % | March 4, 2009 | June 30, 0000 | |||||
Xxxxxxx X.X. Government Fund |
||||||||||
Class A Shares |
Contractual | 1.03 | % | June 6, 2011 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.78 | % | June 6, 2011 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.78 | % | June 6, 2011 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.28 | % | June 6, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.78 | % | June 6, 2011 | June 30, 2012 | |||||
Investor Class Shares |
Contractual | 1.03 | % | June 6, 2011 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.78 | % | June 6, 3011 | June 30, 2012 | |||||
Invesco Xxx Xxxxxx Corporate Bond Fund |
||||||||||
Class A Shares |
Contractual | 0.95 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.29 | %8 | June 6, 2011 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.65 | %8 | June 6, 2011 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.20 | % | June 6, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.70 | % | February 12, 2010 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.70 | % | February 12, 2010 | June 30, 2012 |
AIM Sector Funds (Invesco Sector Funds)
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Energy Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | August 31, 2012 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | August 31, 2012 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | August 31, 2012 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | August 31, 2012 | |||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | August 31, 2012 | |||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | August 31, 2012 |
See page 14 for footnotes to Exhibit A.
11
as of April 30, 2012
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Gold & Precious Metals Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | August 31, 2012 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | August 31, 2012 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | August 31, 2012 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | August 31, 2012 | |||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | August 31, 2012 | |||||
Invesco Leisure Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | August 31, 2012 | |||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | August 31, 2012 | |||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | August 31, 2012 | |||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | August 31, 2012 | |||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | August 31, 2012 | |||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | August 31, 2012 | |||||
Invesco Technology Fund |
||||||||||
Class A Shares |
Contractual | 1.76 | % | May 23, 2011 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.51 | % | May 23, 2011 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.51 | % | May 23, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.51 | % | May 23, 2011 | June 30, 2012 | |||||
Investor Class Shares |
Contractual | 1.76 | % | May 23, 2011 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 1.51 | % | May 23, 2011 | June 30, 2012 | |||||
Invesco Technology Sector Fund |
||||||||||
Class A Shares |
Contractual | 2.00 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.75 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.75 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.75 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Utilities Fund |
||||||||||
Class A Shares |
Contractual | 1.32 | % | May 23, 2011 | June 30, 2013 | |||||
Class B Shares |
Contractual | 2.07 | % | May 23, 2011 | June 30, 2013 | |||||
Class C Shares |
Contractual | 2.07 | % | May 23, 2011 | June 30, 2013 | |||||
Class Y Shares |
Contractual | 1.07 | % | May 23, 2011 | June 30, 2013 | |||||
Investor Class Shares |
Contractual | 1.32 | % | May 23, 2011 | June 30, 2013 | |||||
Institutional Class Shares |
Contractual | 1.07 | % | May 23, 2011 | June 30, 2013 | |||||
Invesco Xxx Xxxxxx American Value Fund |
||||||||||
Class A Shares |
Contractual | 1.41 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.65 | %8 | May 23, 2011 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.16 | % | February 12, 2010 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.66 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.16 | % | February 12, 2010 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 1.16 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Xxx Xxxxxx Xxxxxxxx Fund |
||||||||||
Class A Shares |
Contractual | 0.89 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.64 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.64 | % | February 12, 2010 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.14 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.64 | % | February 12, 2010 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 0.64 | % | February 12, 2010 | June 30, 2012 |
See page 14 for footnotes to Exhibit A.
12
as of April 30, 2012
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Xxx Xxxxxx Mid Cap Growth Fund |
||||||||||
Class A Shares |
Contractual | 1.40 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.15 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.15 | % | February 12, 2010 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.65 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.15 | % | February 12, 2010 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 1.15 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Xxx Xxxxxx Small Cap Value
Fund |
||||||||||
Class A Shares |
Contractual | 1.03 | % | May 23, 2011 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.40 | %8 | May 23, 2011 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.78 | % | May 23, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.78 | % | May 23, 2011 | June 30, 2012 | |||||
Xxx Xxxxxx Value Opportunities Fund |
||||||||||
Class A Shares |
Contractual | 1.41 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 2.16 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 2.16 | % | February 12, 2010 | June 30, 2012 | |||||
Class R Shares |
Contractual | 1.66 | % | May 23, 2011 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 1.16 | % | February 12, 2010 | June 30, 2012 | |||||
Institutional Class Shares |
Contractual | 1.16 | % | May 23, 2011 | June 30, 2012 |
AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds)
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Xxx Xxxxxx High
Yield Municipal Fund |
||||||||||
Class A Shares |
Contractual | 0.87 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.62 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.62 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.62 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Xxx Xxxxxx
Intermediate Term
Municipal Income Fund |
||||||||||
Class A Shares |
Contractual | 0.75 | % | June 6, 2011 | June 30, 2013 | |||||
Class B Shares |
Contractual | 1.50 | % | June 6, 2011 | June 30, 2013 | |||||
Class C Shares |
Contractual | 1.50 | % | June 6, 2011 | June 30, 2013 | |||||
Class Y Shares |
Contractual | 0.50 | % | June 6, 2011 | June 30, 2013 | |||||
Invesco Xxx Xxxxxx
Municipal Income Fund |
||||||||||
Class A Shares |
Contractual | 0.83 | % | June 6, 2011 | June 30, 2013 | |||||
Class B Shares |
Contractual | 1.58 | % | June 6, 2011 | June 30, 2013 | |||||
Class C Shares |
Contractual | 1.58 | % | June 6, 2011 | June 30, 2013 | |||||
Class Y Shares |
Contractual | 0.58 | % | June 6, 2011 | June 30, 0000 | |||||
Xxxxxxx Xxx Xxxxxx Xxx
Xxxx Tax Free Income Fund |
||||||||||
Class A Shares |
Contractual | 0.78 | % | February 12, 2010 | June 30, 2012 | |||||
Class B Shares |
Contractual | 1.53 | % | February 12, 2010 | June 30, 2012 | |||||
Class C Shares |
Contractual | 1.53 | % | February 12, 2010 | June 30, 2012 | |||||
Class Y Shares |
Contractual | 0.53 | % | February 12, 2010 | June 30, 2012 |
See page 14 for footnotes to Exhibit A.
1 | The total operating expenses of any class of shares established after the date of this Memorandum of Agreement will be limited to the amount established for Class A Shares plus the difference between the new class 12b-1 rate and the Class A 12b-1 rate. | |
2 | Following the reorganization with Xxx Xxxxxx 2020 Retirement Strategy and Xxx Xxxxxx 2025 Retirement Strategy, the Fund’s contractual limit through at least June 30, 2012 (excluding only items included in “notwithstanding” sentence discussed above) will be 0.41%, 1.16%, 0.66% and 0.16% for Class A5, C5, R5 and Y, respectively. | |
3 | Following the reorganization with Xxx Xxxxxx 00 Xxxxxxxxxx Xxxxxxxx and Xxx Xxxxxx 2035 Retirement Strategy, the Fund’s contractual limit through at least June 30, 2012 (excluding only items included in “notwithstanding” sentence discussed above) will be 0.29%, 1.04%, 0.54% and 0.04% for Class A5, C5, R5 and Y, respectively. | |
4 | Following the reorganization with Xxx Xxxxxx 2040 Retirement Strategy and Xxx Xxxxxx 2045 Retirement Strategy, the Fund’s contractual limit through at least June 30, 2012 (excluding only items included in “notwithstanding” sentence discussed above) will be 0.28%, 1.03%, 0.53% and 0.03% for Class A5, C5, R5 and Y, respectively. |
13
as of April 30, 2012
5 | Following the reorganization with Xxx Xxxxxx 50 Retirement Strategy, the Fund’s contractual limit through at least June 30, 2012 (excluding only items included in “notwithstanding” sentence discussed above) will be 0.26%, 1.01%, 0.51% and 0.01% for Class A5, C5, R5 and Y, respectively. | |
6 | Following the reorganization with Xxx Xxxxxx In Retirement, the Fund’s contractual limit through at least June 30, 2012 (excluding only items included in “notwithstanding” sentence discussed above) will be 0.47%, 1.22%, 0.72% and 0.22% for Class A5, C5, R5 and Y, respectively. | |
7 | Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund I, Ltd. | |
8 | The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Distributors, Inc. | |
9 | Invesco may establish, amend or terminate voluntary waivers at any time in its sole discretion after consultation with the Trust. | |
10 | Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund III, Ltd. | |
11 | Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund II, Ltd. |
14
as of April 30, 2012
EXHIBIT “B” — INSTITUTIONAL MONEY MARKET FUNDS1,2
Short-Term Investments Trust
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Government & Agency Portfolio |
||||||||||
Cash Management Class |
Contractual | 0.22 | %2 | July 1, 2009 | December 31, 2012 | |||||
Corporate Class |
Contractual | 0.17 | % | July 1, 2009 | December 31, 2012 | |||||
Institutional Class |
Contractual | 0.14 | % | July 1, 2009 | December 31, 2012 | |||||
Personal Investment Class |
Contractual | 0.69 | %2 | July 1, 2009 | December 31, 2012 | |||||
Private Investment Class |
Contractual | 0.44 | %2 | July 1, 2009 | December 31, 2012 | |||||
Reserve Class |
Contractual | 1.01 | %2 | July 1, 2009 | December 31, 2012 | |||||
Resource Class |
Contractual | 0.30 | %2 | July 1, 2009 | December 31, 2012 | |||||
Government TaxAdvantage Portfolio |
||||||||||
Cash Management Class |
Contractual | 0.22 | %2 | July 1, 2009 | December 31, 2012 | |||||
Corporate Class |
Contractual | 0.17 | % | July 1, 2009 | December 31, 2012 | |||||
Institutional Class |
Contractual | 0.14 | % | July 1, 2009 | December 31, 2012 | |||||
Personal Investment Class |
Contractual | 0.69 | %2 | July 1, 2009 | December 31, 2012 | |||||
Private Investment Class |
Contractual | 0.39 | %2 | July 1, 2009 | December 31, 2012 | |||||
Reserve Class |
Contractual | 1.01 | %2 | July 1, 2009 | December 31, 2012 | |||||
Resource Class |
Contractual | 0.30 | %2 | July 1, 2009 | December 31, 2012 | |||||
Liquid Assets Portfolio |
||||||||||
Cash Management Class |
Contractual | 0.22 | %2 | July 1, 2009 | December 31, 2012 | |||||
Corporate Class |
Contractual | 0.17 | % | July 1, 2009 | December 31, 2012 | |||||
Institutional Class |
Contractual | 0.14 | % | July 1, 2009 | December 31, 2012 | |||||
Personal Investment Class |
Contractual | 0.69 | %2 | July 1, 2009 | December 31, 2012 | |||||
Private Investment Class |
Contractual | 0.44 | %2 | July 1, 2009 | December 31, 2012 | |||||
Reserve Class |
Contractual | 1.01 | %2 | July 1, 2009 | December 31, 2012 | |||||
Resource Class |
Contractual | 0.34 | % | July 1, 2009 | December 31, 2012 | |||||
STIC Prime Portfolio |
||||||||||
Cash Management Class |
Contractual | 0.22 | %2 | July 1, 2009 | December 31, 2012 | |||||
Corporate Class |
Contractual | 0.17 | % | July 1, 2009 | December 31, 2012 | |||||
Institutional Class |
Contractual | 0.14 | % | July 1, 2009 | December 31, 2012 | |||||
Personal Investment Class |
Contractual | 0.69 | %2 | July 1, 2009 | December 31, 2012 | |||||
Private Investment Class |
Contractual | 0.44 | %2 | July 1, 2009 | December 31, 2012 | |||||
Reserve Class |
Contractual | 1.01 | %2 | July 1, 2009 | December 31, 2012 | |||||
Resource Class |
Contractual | 0.30 | %2 | July 1, 2009 | December 31, 2012 | |||||
Tax-Free Cash Reserve Portfolio3 |
||||||||||
Cash Management Class |
Contractual | 0.33 | %2 | July 1, 2009 | December 31, 2012 | |||||
Corporate Class |
Contractual | 0.28 | % | July 1, 2009 | December 31, 2012 | |||||
Institutional Class |
Contractual | 0.25 | % | July 1, 2009 | December 31, 2012 | |||||
Personal Investment Class |
Contractual | 0.80 | %2 | July 1, 2009 | December 31, 2012 | |||||
Private Investment Class |
Contractual | 0.50 | %2 | July 1, 2009 | December 31, 2012 | |||||
Reserve Class |
Contractual | 1.12 | %2 | July 1, 2009 | December 31, 2012 | |||||
Resource Class |
Contractual | 0.41 | %2 | July 1, 2009 | December 31, 2012 | |||||
Treasury Portfolio |
||||||||||
Cash Management Class |
Contractual | 0.22 | %2 | July 1, 2009 | December 31, 2012 | |||||
Corporate Class |
Contractual | 0.17 | % | July 1, 2009 | December 31, 2012 | |||||
Institutional Class |
Contractual | 0.14 | % | July 1, 2009 | December 31, 2012 | |||||
Personal Investment Class |
Contractual | 0.69 | %2 | July 1, 2009 | December 31, 2012 | |||||
Private Investment Class |
Contractual | 0.44 | %2 | July 1, 2009 | December 31, 2012 | |||||
Reserve Class |
Contractual | 1.01 | %2 | July 1, 2009 | December 31, 2012 | |||||
Resource Class |
Contractual | 0.30 | %2 | July 1, 2009 | December 31, 2012 |
1 | The expense rate excluding 12b-1 fees of any class of shares established after the date of this Memorandum of Agreement will be the same as existing classes. | |
2 | The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Distributors, Inc. | |
3 | The expense limitation also excludes Trustees’ fees and federal registration expenses. |
15
as of April 30, 2012
EXHIBIT “C” — VARIABLE INSURANCE FUNDS
AIM Variable Insurance Funds (Invesco Variable Insurance Funds)
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco V.I. Balanced-Risk
Allocation Fund1 |
||||||||||
Series I Shares |
Contractual | 0.72 | % | January 1, 2012 | June 30, 2013 | |||||
Series II Shares |
Contractual | 0.97 | % | January 1, 2012 | June 30, 2013 | |||||
Invesco V.I. Core Equity Fund |
||||||||||
Series I Shares |
Contractual | 1.30 | % | January 1, 2005 | April 30, 2013 | |||||
Series II Shares |
Contractual | 1.45 | % | January 1, 2005 | April 30, 2013 | |||||
Invesco V.I. Diversified Dividend
Fund |
||||||||||
Series I Shares |
Contractual | 0.77 | % | July 1, 2012 | April 30, 2013 | |||||
Series II Shares |
Contractual | 1.02 | % | July 1, 2012 | April 30, 2013 | |||||
Invesco V.I. Diversified Income
Fund |
||||||||||
Series I Shares |
Contractual | 0.75 | % | July 1, 2005 | April 30, 2013 | |||||
Series II Shares |
Contractual | 1.00 | % | July 1, 2005 | April 30, 2013 | |||||
Invesco V.I. Equally-Weighted S&P
500 Fund |
||||||||||
Series I Shares |
Contractual | 0.37 | % | February 12, 2010 | June 30, 2012 | |||||
Series II Shares |
Contractual | 0.62 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco V.I. Global Health Care
Fund |
||||||||||
Series I Shares |
Contractual | 1.30 | % | April 30, 2004 | April 30, 2013 | |||||
Series II Shares |
Contractual | 1.45 | % | April 30, 2004 | April 30, 2013 | |||||
Invesco V.I. Global Real Estate
Fund |
||||||||||
Series I Shares |
Contractual | 1.30 | % | April 30, 2004 | April 30, 2013 | |||||
Series II Shares |
Contractual | 1.45 | % | April 30, 2004 | April 30, 2013 | |||||
Invesco V.I. Government
Securities Fund |
||||||||||
Series I Shares |
Contractual | 0.70 | % | July 1, 2012 | April 30, 2013 | |||||
Series II Shares |
Contractual | 0.95 | % | July 1, 2012 | April 30, 2013 | |||||
Invesco V.I. High Yield Fund |
||||||||||
Series I Shares |
Contractual | 0.80 | % | May 2, 2011 | June 30, 2013 | |||||
Series II Shares |
Contractual | 1.05 | % | May 2, 2011 | June 30, 2013 | |||||
Invesco V.I. High Yield
Securities Fund |
||||||||||
Series I Shares |
Contractual | 1.75 | % | February 12, 2010 | June 30, 2012 | |||||
Series II Shares |
Contractual | 2.00 | % | February 12, 2010 | June 30, 2012 |
1 | Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund IV, Ltd. |
16
as of April 30, 2012
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco V.I. International Growth
Fund |
||||||||||
Series I Shares |
Contractual | 1.11 | % | May 2, 2011 | June 30, 2012 | |||||
Series II Shares |
Contractual | 1.36 | % | May 2, 2011 | June 30, 2012 | |||||
Invesco V.I. Mid Cap Core Equity
Fund |
||||||||||
Series I Shares |
Contractual | 1.30 | % | September 10, 2001 | April 30, 2013 | |||||
Series II Shares |
Contractual | 1.45 | % | September 10, 2001 | April 30, 2013 | |||||
Invesco V.I. Money Market Fund |
||||||||||
Series I Shares |
Contractual | 1.30 | % | January 1, 2005 | April 30, 2013 | |||||
Series II Shares |
Contractual | 1.45 | % | January 1, 2005 | April 30, 2013 | |||||
Invesco V.I. S&P 500 Index Fund |
||||||||||
Series I Shares |
Contractual | 0.28 | % | February 12, 2010 | June 30, 2012 | |||||
Series II Shares |
Contractual | 0.53 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco V.I. Small Cap Equity Fund |
||||||||||
Series I Shares |
Contractual | 1.15 | % | July 1, 2005 | April 30, 2013 | |||||
Series II Shares |
Contractual | 1.40 | % | July 1, 2005 | April 30, 2013 | |||||
Invesco V.I. Technology Fund |
||||||||||
Series I Shares |
Contractual | 1.30 | % | April 30, 2004 | April 30, 2013 | |||||
Series II Shares |
Contractual | 1.45 | % | April 30, 2004 | April 30, 2013 | |||||
Invesco V.I. Utilities Fund |
||||||||||
Series I Shares |
Contractual | 0.93 | % | September 23, 2005 | April 30, 2012 | |||||
Series II Shares |
Contractual | 1.18 | % | September 23, 2005 | April 30, 2012 | |||||
Invesco Xxx Xxxxxx V.I. Capital
Growth Fund |
||||||||||
Series I Shares |
Contractual | 0.94 | % | July 1, 2012 | April 30, 2013 | |||||
Series II Shares |
Contractual | 1.19 | % | July 1, 2012 | April 30, 2013 | |||||
Invesco Xxx Xxxxxx V.I. Xxxxxxxx
Fund |
||||||||||
Series I Shares |
Contractual | 0.72 | % | July 1, 2012 | April 30, 2013 | |||||
Series II Shares |
Contractual | 0.97 | % | July 1, 2012 | April 30, 2013 | |||||
Invesco Xxx Xxxxxx V.I. Equity
and Income Fund |
||||||||||
Series I Shares |
Contractual | 0.70 | % | February 12, 2010 | June 30, 2012 | |||||
Series II Shares |
Contractual | 0.75 | %2 | February 12, 2010 | June 30, 2012 | |||||
Invesco V.I. Global Core Equity
Fund |
||||||||||
Series I Shares |
Contractual | 0.94 | % | May 2, 2011 | June 30, 2012 | |||||
Series II Shares |
Contractual | 1.19 | % | May 2, 2011 | June 30, 2012 |
17
as of April 30, 2012
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Xxx Xxxxxx V.I. Growth
and Income Fund |
||||||||||
Series I Shares |
Contractual | 0.72 | % | July 1, 2012 | April 30, 2013 | |||||
Series II Shares |
Contractual | 0.97 | % | July 1, 2012 | April 30, 2013 | |||||
Invesco Xxx Xxxxxx V.I. Mid Cap
Growth Fund |
||||||||||
Series I Shares |
Contractual | 1.01 | % | February 12, 2010 | June 30, 2012 | |||||
Series II Shares |
Contractual | 1.26 | % | February 12, 2010 | June 30, 2012 | |||||
Invesco Xxx Xxxxxx V.I. Mid Cap
Value Fund |
||||||||||
Series I Shares |
Contractual | 1.18 | % | February 12, 2010 | June 30, 2012 | |||||
Series II Shares |
Contractual | 1.28 | %2 | February 12, 2010 | June 30, 2012 | |||||
Invesco Xxx Xxxxxx V.I. Value
Opportunities Fund |
||||||||||
Series I Shares |
Contractual | 1.30 | % | January 1, 2005 | April 30, 2013 | |||||
Series II Shares |
Contractual | 1.45 | % | January 1, 2005 | April 30, 2013 |
2 | The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Distributors, Inc. |
18
as of April 30, 2012
EXHIBIT “D” — CLOSED-END FUNDS1
Invesco California Municipal Income Trust
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco California
Municipal Income
Trust |
Contractual | 0.67 | % | June 1, 2010 | June 30, 2000 |
Xxxxxxx Xxxxxxxxxx Xunicipal Securities
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco California
Municipal
Securities |
Contractual | 0.70 | % | June 1, 2010 | June 30, 2000 |
Xxxxxxx Xxxxxxxxxx Xuality Municipal Securities
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco California
Quality Municipal
Securities |
Contractual | 0.70 | % | June 1, 2010 | June 30, 2012 |
Invesco High Yield Investments Fund, Inc.
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco High Yield
Investments Fund, Inc.
|
Contractual | 0.98 | % | June 1, 2010 | June 30, 2012 |
Invesco Municipal Income Opportunities Trust
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Municipal Income
Opportunities Trust |
Contractual | 0.73 | % | June 1, 2010 | June 30, 2012 |
Invesco Municipal Income Opportunities Trust II
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Municipal Income
Opportunities Trust II |
Contractual | 0.73 | % | June 1, 2010 | June 30, 2012 |
Invesco Municipal Income Opportunities Trust III
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Municipal Income
Opportunities Trust III |
Contractual | 0.84 | % | June 1, 2010 | June 30, 2012 |
19
as of April 30, 2012
Invesco Municipal Premium Income Trust
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Municipal
Premium Income Trust |
Contractual | 1.03 | % | June 1, 2010 | June 30, 2012 |
Invesco New York Quality Municipal Securities
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco New York
Quality Municipal Securities |
Contractual | 0.80 | % | June 1, 2010 | June 30, 2012 |
Invesco Quality Municipal Income Trust
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Quality
Municipal Income Trust |
Contractual | 0.70 | % | June 1, 2010 | June 30, 2012 |
Invesco Quality Municipal Investment Trust
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Quality Municipal
Investment Trust |
Contractual | 0.70 | % | June 1, 2010 | June 30, 2012 |
Invesco Quality Municipal Securities
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Quality
Municipal Securities |
Contractual | 0.66 | % | June 1, 2010 | June 30, 2012 |
Invesco Value Municipal Bond Trust
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Value Municipal Bond Trust
|
Contractual | 1.00 | % | June 1, 2010 | June 30, 2012 |
Invesco Value Municipal Income Trust
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Value
Municipal Income Trust |
Contractual | 0.64 | % | June 1, 2010 | June 30, 2012 |
20
as of April 30, 2012
Invesco Value Municipal Securities
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Value Municipal Securities |
Contractual | 0.54 | % | June 1, 2010 | June 30, 2012 |
Invesco Value Municipal Trust
Contractual/ | Expense | Effective Date of | Expiration | |||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||
Invesco Value Municipal Trust |
Contractual | 0.66 | % | June 1, 2010 | June 30, 2012 |
1 | The total operating expenses of any class of shares established after the date of this Memorandum of Agreement will be limited to the amount established for Class A Shares plus the difference between the new class 12b-1 rate and the Class A 12b-1 rate. |
21