SUPPLEMENT TO THE SECOND AMENDED AND RESTATED SUPERVISION AND ADMINISTRATION AGREEMENT PIMCO Funds Newport Beach, California 92660 October 1, 2018
SUPPLEMENT TO THE
SECOND AMENDED AND RESTATED SUPERVISION AND ADMINISTRATION AGREEMENT
000 Xxxxxxx Xxxxxx Xxxxx
Xxxxxxx Xxxxx, Xxxxxxxxxx 00000
October 1, 2018
Pacific Investment Management Company LLC
000 Xxxxxxx Xxxxxx Xxxxx
Xxxxxxx Xxxxx, Xxxxxxxxxx 00000
| RE: | PIMCO Total Return Fund (the “Fund”) and Supervisory and Administrative Fee Change |
Dear Sirs:
This will confirm the agreement between the undersigned (the “Trust”) and Pacific Investment Management Company LLC (the “Administrator”) as follows:
| 1. | This Trust is an open-end investment company organized as a Massachusetts business trust, and consisting of such investment portfolios as have been or may be established by the Trustees of the Trust from time to time. A separate series of shares of beneficial interest of the Trust is offered to investors with respect to each investment portfolio. The Fund is a separate investment portfolio of the Trust. |
| 2. | The Trust, on behalf of its series (the “Funds”), and the Administrator have entered into a Second Amended and Restated Supervision and Administration Agreement (the “Agreement”) dated April 1, 2012, as amended and supplemented, pursuant to which the Trust has employed the Administrator to provide supervisory and administrative services to the Trust as set forth in that Agreement. |
| 3. | The Trust and the Administrator hereby agree to amend Schedule A to the Agreement as of the date hereof to reflect the fee rate change for Class C and Class R shares of the Fund and to make other ministerial edits. Accordingly, the current Schedule A is replaced with the new Schedule A attached hereto. |
| 4. | This Supplement and the Agreement shall become effective with respect to the Class C and Class R shares of the Fund on October 1, 2018 and shall remain in effect with respect to the Class C and Class R shares of the Fund, unless sooner terminated as provided herein, for a period not to exceed one year from the effective date and shall continue thereafter on an annual basis with respect to the Class C and Class R shares of the Fund provided that such continuance is specifically approved at least annually (a) by the vote of a majority of the Board of Trustees of the Trust, and (b) by the vote of a majority of the Board of Trustees of the Trust who are not parties to the Agreement or |
| “interested persons” (as defined in the Investment Company Act of 1940, as amended (“1940 Act”)) of the Trust or the Administrator, cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to the Class C and Class R shares of the Fund at any time, without the payment of any penalty: (i) by a vote of a majority of the entire Board of Trustees of the Trust or by a majority of the outstanding voting shares of the Class C and Class R shares of the Fund, as applicable, on 60 days’ written notice to the Administrator; or (ii) after the initial period commencing on the effective date, by the Administrator at any time on 60 days’ written notice to the Trust. This Agreement shall terminate automatically in the event of its assignment (as defined in the 1940 Act). |
| 5. | The Declaration of Trust establishing the Trust, as amended and restated effective November 4, 2014, a copy of which, together with all amendments thereto (the “Declaration”), is on file in the Office of the Secretary of the Commonwealth of Massachusetts, provides that the name “PIMCO Funds” refers to the trustees under the Declaration collectively as trustees and not as individuals or personally, and that no shareholder, trustee, officer, employee or agent of the Trust shall be subject to claims against or obligations of the Trust to any extent whatsoever, but that the Trust estate only shall be liable. |
If the foregoing correctly sets forth the agreement between the Trust and the Administrator, please so indicate by signing and returning to the Trust the enclosed copy hereof.
| Very truly yours, | ||
| By: |
| |
| Title: |
Treasurer | |
| ACCEPTED | ||
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | ||
| By: |
| |
| Title: |
Managing Director | |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of October 1, 2018
Institutional and Administrative Classes (%) - Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset All Authority Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO All Asset Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO California Intermediate Municipal Bond Fund |
0.10 | 0.12 | 0.22 | |||
| PIMCO California Municipal Bond Fund |
0.10 | 0.13 | 0.23 | |||
| PIMCO California Short Duration Municipal Income Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO CommoditiesPLUS® Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.15 | 0.25 | |||
| PIMCO Credit Opportunities Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Dynamic Bond Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Emerging Local Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.28 | 0.38 | |||
| PIMCO Emerging Markets Corporate Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Emerging Markets Currency and Short-Term Investments Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Emerging Markets Full Spectrum Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Extended Duration Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Global Advantage Strategy Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Global Bond Opportunities Fund (U.S. Dollar-Hedged) |
0.10 | 0.20 | 0.30 | |||
| PIMCO Global Bond Opportunities Fund (Unhedged) |
0.10 | 0.20 | 0.30 | |||
| PIMCO Global Multi-Asset Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO GNMA and Government Securities Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Government Money Market Fund |
0.06 | 0.00 | 0.06 | |||
| PIMCO High Yield Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO High Yield Municipal Bond Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO High Yield Spectrum Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Income Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Inflation Response Multi-Asset Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO International Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.15 | 0.25 | |||
| PIMCO International Bond Fund (Unhedged) |
0.10 | 0.15 | 0.25 | |||
| PIMCO Investment Grade Credit Bond Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Long Duration Total Return Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Long-Term Credit Bond Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Long-Term Real Return Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Long-Term U.S. Government Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Low Duration Fund |
0.10 | 0.11 | 0.21 | |||
| PIMCO Low Duration Fund II |
0.10 | 0.15 | 0.25 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Low Duration ESG Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Low Duration Income Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Moderate Duration Fund |
0.10 | 0.11 | 0.21 | |||
| PIMCO Mortgage Opportunities and Bond Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Multi-Strategy Alternative Fund |
0.10 | 0.00 | 0.10 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.14 | 0.24 | |||
| PIMCO National Intermediate Municipal Bond Fund |
0.10 | 0.13 | 0.23 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.12 | 0.22 | |||
| PIMCO Preferred and Capital Securities Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RAE Fundamental Advantage PLUS Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO RAE Low Volatility PLUS EMG Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RAE Low Volatility PLUS Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO RAE Low Volatility PLUS International Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO RAE PLUS EMG Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RAE PLUS Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO RAE PLUS International Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO RAE PLUS Small Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO RAE Worldwide Long/Short PLUS Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Real Return Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Real Return Limited Duration Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO REALPATH® 2020 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO REALPATH® 2025 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO REALPATH® 2030 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO REALPATH® 2035 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO REALPATH® 2040 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO REALPATH® 2045 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO REALPATH® 2050 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO REALPATH® 2055 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO REALPATH® Income Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO Senior Floating Rate Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Short Asset Investment Fund |
0.10 | 0.04 | 0.14 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO Short-Term Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO StocksPLUS® Absolute Return Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO StocksPLUS® International Fund (U.S. Dollar-Hedged) |
0.10 | 0.20 | 0.30 | |||
| PIMCO StocksPLUS® International Fund (Unhedged) |
0.10 | 0.15 | 0.25 | |||
| PIMCO StocksPLUS® Long Duration Fund |
0.10 | 0.14 | 0.24 | |||
| PIMCO StocksPLUS® Short Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO StocksPLUS® Small Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Strategic Bond Fund |
0.10 | 0.20 | 0.30 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Total Return Fund |
0.10 | 0.11 | 0.21 | |||
| PIMCO Total Return Fund II |
0.10 | 0.15 | 0.25 | |||
| PIMCO Total Return Fund IV |
0.10 | 0.15 | 0.25 | |||
| PIMCO Total Return ESG Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO TRENDS Managed Futures Strategy Fund |
0.10 | 0.15 | 0.25 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of October 1, 2018
Class I-2 (%) – Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset All Authority Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO All Asset Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO California Intermediate Municipal Bond Fund |
0.10 | 0.22 | 0.32 | |||
| PIMCO California Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO California Short Duration Municipal Income Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO CommoditiesPLUS® Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.25 | 0.35 | |||
| PIMCO Credit Opportunities Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Dynamic Bond Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Emerging Local Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.38 | 0.48 | |||
| PIMCO Emerging Markets Currency and Short-Term Investments Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO Extended Duration Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Global Advantage Strategy Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Bond Opportunities Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Multi-Asset Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO GNMA and Government Securities Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Government Money Market Fund |
0.10 | 0.06 | 0.16 | |||
| PIMCO High Yield Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO High Yield Municipal Bond Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO High Yield Spectrum Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Income Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Inflation Response Multi-Asset Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO International Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.25 | 0.35 | |||
| PIMCO International Bond Fund (Unhedged) |
0.10 | 0.25 | 0.35 | |||
| PIMCO Investment Grade Credit Bond Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Long Duration Total Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Long-Term Credit Bond Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Long-Term Real Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Long-Term U.S. Government Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Low Duration Fund |
0.10 | 0.21 | 0.31 | |||
| PIMCO Low Duration ESG Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Low Duration Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Moderate Duration Fund |
0.10 | 0.21 | 0.31 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Mortgage Opportunities and Bond Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Multi-Strategy Alternative Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.24 | 0.34 | |||
| PIMCO National Intermediate Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.22 | 0.32 | |||
| PIMCO Preferred and Capital Securities Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO RAE Fundamental Advantage PLUS Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RAE Low Volatility PLUS International Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RAE PLUS EMG Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RAE PLUS Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RAE PLUS International Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RAE PLUS Small Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Return Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Senior Floating Rate Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Short Asset Investment Fund |
0.10 | 0.14 | 0.24 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Short-Term Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO StocksPLUS® Absolute Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO StocksPLUS® International Fund (U.S. Dollar Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® International Fund (Unhedged) |
0.10 | 0.25 | 0.35 | |||
| PIMCO StocksPLUS® Long Duration Fund |
0.10 | 0.24 | 0.34 | |||
| PIMCO StocksPLUS® Short Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO StocksPLUS® Small Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Strategic Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Total Return Fund |
0.10 | 0.21 | 0.31 | |||
| PIMCO Total Return Fund II |
0.10 | 0.25 | 0.35 | |||
| PIMCO Total Return ESG Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO TRENDS Managed Futures Strategy Fund |
0.10 | 0.25 | 0.35 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of October 1, 2018
Class I-3 (%) - Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset All Authority Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO All Asset Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO CommoditiesPLUS® Strategy Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.35 | 0.45 | |||
| PIMCO Credit Opportunities Bond Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO Dynamic Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Emerging Local Bond Fund |
0.10 | 0.55 | 0.65 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.48 | 0.58 | |||
| PIMCO GNMA and Government Securities Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO High Yield Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO High Yield Municipal Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO High Yield Spectrum Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO Income Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO International Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO International Bond Fund (Unhedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO Investment Grade Credit Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Long-Term U.S. Government Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Low Duration ESG Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Low Duration Fund |
0.10 | 0.31 | 0.41 | |||
| PIMCO Low Duration Income Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Mortgage Opportunities and Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.34 | 0.44 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.32 | 0.42 | |||
| PIMCO Preferred and Capital Securities Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO RAE PLUS Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Real Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Short Asset Investment Fund |
0.10 | 0.24 | 0.34 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Short-Term Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Absolute Return Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO StocksPLUS® International Fund (U.S. Dollar-Hedged) |
0.10 | 0.40 | 0.50 | |||
| PIMCO StocksPLUS® International Fund (Unhedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO StocksPLUS® Short Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO StocksPLUS® Small Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Total Return ESG Fund |
0.10 | 0.35 | 0.45 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Total Return Fund |
0.10 | 0.31 | 0.41 | |||
| PIMCO TRENDS Managed Futures Strategy Fund |
0.10 | 0.35 | 0.45 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of October 1, 2018
Classes A and C (%) - Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset All Authority Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO All Asset Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO California Intermediate Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO California Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO California Short Duration Municipal Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO CommoditiesPLUS® Strategy Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.35 | 0.45 | |||
| PIMCO Credit Opportunities Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Dynamic Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Emerging Local Bond Fund |
0.10 | 0.50 | 0.60 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO Emerging Markets Currency and Short-Term Investments Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Extended Duration Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Advantage Strategy Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Bond Opportunities Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Bond Opportunities Fund (Unhedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Multi-Asset Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO GNMA and Government Securities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Government Money Market Fund |
0.10 | 0.11 | 0.21 | |||
| PIMCO High Yield Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO High Yield Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO High Yield Spectrum Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Income Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Inflation Response Multi-Asset Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO International Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO International Bond Fund (Unhedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Investment Grade Credit Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long Duration Total Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term Credit Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term Real Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term U.S. Government Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Low Duration Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Low Duration Fund (Class A, upon shareholder notice) |
0.10 | 0.15 | 0.25 | |||
| PIMCO Low Duration Fund (Class C, upon shareholder notice) |
0.10 | 0.20 | 0.30 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Low Duration Fund II |
0.10 | 0.30 | 0.40 | |||
| PIMCO Low Duration ESG Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Low Duration Income Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Mortgage Opportunities and Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Multi-Strategy Alternative Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO National Intermediate Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Preferred and Capital Securities Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO RAE Fundamental Advantage PLUS Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RAE Low Volatility PLUS Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RAE PLUS EMG Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO RAE PLUS Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RAE PLUS International Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RAE PLUS Small Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Return Limited Duration Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO REALPATH® 2020 Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO REALPATH® 2025 Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO REALPATH® 2030 Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO REALPATH® 2035 Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO REALPATH® 2040 Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO REALPATH® 2045 Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO REALPATH® 2050 Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO REALPATH® 2055 Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO REALPATH® Income Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Senior Floating Rate Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Short Asset Investment Fund |
0.10 | 0.14 | 0.24 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Short-Term Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO StocksPLUS® Absolute Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® International Fund (U.S. Dollar-Hedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO StocksPLUS® International Fund (Unhedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Long Duration Fund |
0.10 | 0.29 | 0.39 | |||
| PIMCO StocksPLUS® Short Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Small Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Strategic Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Total Return Fund (Class A) |
0.10 | 0.20 | 0.30 | |||
| PIMCO Total Return Fund (Class C) |
0.10 | 0.25 | 0.30 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Total Return Fund II |
0.10 | 0.30 | 0.40 | |||
| PIMCO Total Return Fund IV |
0.10 | 0.25 | 0.35 | |||
| PIMCO Total Return ESG Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO TRENDS Managed Futures Strategy Fund |
0.10 | 0.30 | 0.40 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of October 1, 2018
Class R (%) - Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset All Authority Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO All Asset Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO California Intermediate Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.35 | 0.45 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Dynamic Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Emerging Markets Corporate Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Emerging Markets Currency and Short-Term Investments Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Fundamental IndexPLUS® AR Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Bond Opportunities Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Bond Opportunities Fund (Unhedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Multi-Asset Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO GNMA and Government Securities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO High Yield Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Income Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO International Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO International Bond Fund (Unhedged) |
0.10 | 0.25 | 0.35 | |||
| PIMCO Investment Grade Credit Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term Credit Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term Real Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term U.S. Government Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Low Duration Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Low Duration Fund II |
0.10 | 0.30 | 0.40 | |||
| PIMCO Low Duration ESG Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Moderate Duration Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Multi-Strategy Alternative Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RAE Fundamental Advantage PLUS Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RAE Low Volatility PLUS EMG Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO RAE Low Volatility PLUS Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RAE PLUS EMG Fund |
0.10 | 0.35 | 0.45 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO RAE PLUS International Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RAE PLUS Small Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Short-Term Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Long Duration Fund |
0.10 | 0.29 | 0.39 | |||
| PIMCO StocksPLUS® Short Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Strategic Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Total Return Fund |
0.10 | 0.25 | 0.30 | |||
| PIMCO Total Return Fund II |
0.10 | 0.30 | 0.40 | |||
| PIMCO Total Return ESG Fund |
0.10 | 0.30 | 0.40 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement PIMCO Funds
As of October 1, 2018
Class M (%) – Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Government Money Market Fund |
0.06 | 0.00 | 0.06 | |||
| PIMCO Short Asset Investment Fund |
0.10 | 0.04 | 0.14 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement PIMCO Funds
As of October 1, 2018
Class T (%) – Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO All Asset All Authority Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO California Intermediate Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO California Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO California Short Duration Municipal Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Credit Opportunities Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.35 | 0.45 | |||
| PIMCO CommoditiesPLUS® Strategy Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Dynamic Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Emerging Local Bond Fund |
0.10 | 0.50 | 0.60 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO Emerging Markets Currency and Short-Term Investments Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Global Advantage® Strategy Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Bond Opportunities Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Multi-Asset Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO GNMA and Government Securities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Government Money Market Fund |
0.10 | 0.11 | 0.21 | |||
| PIMCO High Yield Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO High Yield Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO High Yield Spectrum Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Income Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO International Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO International Bond Fund (Unhedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Investment Grade Credit Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term US Government Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Low Duration Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Low Duration Income Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Mortgage Opportunities and Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO National Intermediate Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Preferred and Capital Securities Fund |
0.10 | 0.35 | 0.45 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO RAE Fundamental Advantage PLUS Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RAE Low Volatility PLUS Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RAE PLUS Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Real Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Senior Floating Rate Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Short Asset Investment Fund |
0.10 | 0.14 | 0.24 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Short-Term Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO StocksPLUS® Absolute Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® International Fund (U.S. Dollar-Hedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO StocksPLUS® International Fund (Unhedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Short Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Small Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Strategic Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Total Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Total Return Fund IV |
0.10 | 0.25 | 0.35 | |||
| PIMCO TRENDS Managed Futures Strategy Fund |
0.10 | 0.30 | 0.40 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
