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EX-99.B9-1
AMENDED SCHEDULE A&B
ADMIN & FA AGREEMENT
AMENDED AND RESTATED
SCHEDULE A
TO THE
ADMINISTRATION AND FUND ACCOUNTING AGREEMENT
BY AND BETWEEN
XXX XXXXXXX FUNDS, INC.
AND
SUNSTONE FINANCIAL GROUP, INC.
Intending to be legally bound, the undersigned hereby amend and restate
Schedule A to the aforesaid Agreement to include the following investment
portfolios effective as of the date hereof:
XXX XXXXXXX MICRO-CAP FUND
XXX XXXXXXX EMERGING GROWTH FUND
XXX XXXXXXX MID-CAP FUND
XXX XXXXXXX CAPITAL APPRECIATION FUND
XXX XXXXXXX GROWTH FUND
XXX XXXXXXX POST-VENTURE FUND
XXX XXXXXXX TECHNOLOGY FUND
This amended Schedule A is dated and effective as of this ___ day of ________,
1997.
XXX XXXXXXX FUNDS, INC. SUNSTONE FINANCIAL GROUP, INC.
By: ---------------------- By: ----------------------
Xxxxxxx Xxx Xxxxxxx Xxxxxx X. Xxxxxxx
President President
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AMENDED AND RESTATED
SCHEDULE B
TO THE
ADMINISTRATION AND FUND ACCOUNTING AGREEMENT
BY AND BETWEEN
XXX XXXXXXX FUNDS, INC.
AND
SUNSTONE FINANCIAL GROUP, INC.
Intending to be legally bound, the undersigned hereby amend and restate
Schedule B to the aforesaid Agreement to include the following investment
portfolios effective as of the date hereof:
MINIMUM
NAME OF FUND ANNUAL FEES ANNUAL FEE
----------------------------------------------------------------------------------------
Micro-Cap Up to $50 Million 18.0 basis points $61,667
$50 Million to $100 Million 10.5 basis points
$100 Million to $250 Million 5.5 basis points
Over $250 Million 3.0 basis points
----------------------------------------------------------------------------------------
Emerging Growth Up to $50 Million 18.0 basis points $61,667
$50 Million to $100 Million 10.5 basis points
$100 Million to $250 Million 5.5 basis points
Over $250 Million 3.0 basis points
----------------------------------------------------------------------------------------
Mid-Cap Up to $50 Million 18.0 basis points $61,667
$50 Million to $100 Million 10.5 basis points
$100 Million to $250 Million 5.5 basis points
Over $250 Million 3.0 basis points
----------------------------------------------------------------------------------------
Capital Appreciation Up to $50 Million 18.0 basis points $61,667
$50 Million to $100 Million 10.5 basis points
$100 Million to $250 Million 5.5 basis points
Over $250 Million 3.0 basis points
----------------------------------------------------------------------------------------
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----------------------------------------------------------------------------------------
Growth Up to $50 Million 18.0 basis points $61,667
$50 Million to $100 Million 10.5 basis points
$100 Million to $250 Million 5.5 basis points
Over $250 Million 3.0 basis points
----------------------------------------------------------------------------------------
Post-Venture Up to $50 Million 18.0 basis points $61,667
$50 Million to $100 Million 10.5 basis points
$100 Million to $250 Million 5.5 basis points
Over $250 Million 3.0 basis points
----------------------------------------------------------------------------------------
Technology Up to $50 Million 18.0 basis points $61,667
$50 Million to $100 Million 10.5 basis points
$100 Million to $250 Million 5.5 basis points
Over $250 Million 3.0 basis points
----------------------------------------------------------------------------------------
The Corporation shall also pay/reimburse the Administrator's out-of-pocket
expenses as described in the Agreement.
This amended Schedule B is dated and effective as of this 1st day of January,
1998.
XXX XXXXXXX FUNDS, INC. SUNSTONE FINANCIAL GROUP, INC.
By: _______________________ By: ______________________
Xxxxxxx Xxx Xxxxxxx Xxxxxx X. Xxxxxxx
President President
