Exhibit 10.3.1
Schedule of Omitted Documents in the Form of Exhibit 10.3, Including Material
Detail in Which Such Documents Differ From Exhibit 10.3
1. Stock Option Agreement, dated January 10, 2002, between Ladenburg
Xxxxxxxx Financial Services Inc. and Xxxxxx X. Xxxxx.
2 Stock Option Agreement, dated January 10, 2002, between Ladenburg
Xxxxxxxx Financial Services Inc. and Xxxxxxx X. Xxxxxxxxxx.
3. Stock Option Agreement, dated January 10, 2002, between Ladenburg
Xxxxxxxx Financial Services Inc. and Xxxx Xxxxxxxxx.
4. Stock Option Agreement, dated January 10, 2002, between Ladenburg
Xxxxxxxx Financial Services Inc. and Xxxxxxx X. Xxxxxxx.
The form of the documents listed above does not differ in material
detail from the form of Exhibit 10.3 except with respect to the number of shares
underlying the option and the vesting schedule of the options. Xx. Xxxxx
received an option to purchase 300,000 shares of common stock vesting as
follows: 100,000 vest on each of January 10, 2003, 2004 and 2005. Messrs.
Xxxxxxxxxx, Xxxxxxxxx and Xxxxxxx each received an option to purchase 250,000
shares of common stock vesting as follows: 83,333 vest on each of January 10,
2003 and 2004 and 83,334 vest on January 10, 2005.
