April 10, 2000
Securities America Inc.
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Ladies and Gentlemen:
This is to confirm our agreement that:
(1) Effective as of April 1, 2000, in Section 2 of Schedule A to the Selling
Agent Agreement made as of March 10, 1999, by and between American Express
Financial Advisors Inc. and Securities America Inc. (the "Selling Agent
Agreement"), ".0.08%" shall replace ".0.10%".
Please note that this is the first amendment to the Selling Agent Agreement or a
schedule thereto.
Very truly yours,
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇ By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇
Print name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇ Print name: ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇
Print title: Vice President - Assured Print title: Assistant Secretary
Assets Product Development
and Management
Accepted and agreed to by
SECURITIES AMERICA INC.
By: /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇
Print name: ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇
Print title: Chairman & CEO
Date: 4/11/2000
