April 10, 2000
Securities America Inc.
0000 Xxxx Xxxxxx Xxxx
Xxxxx 000
Xxxxx, XX 00000-0000
Ladies and Gentlemen:
This is to confirm our agreement that:
(1) Effective as of April 1, 2000, in Section 2 of Schedule A to the Selling
Agent Agreement made as of March 10, 1999, by and between American Express
Financial Advisors Inc. and Securities America Inc. (the "Selling Agent
Agreement"), ".0.08%" shall replace ".0.10%".
Please note that this is the first amendment to the Selling Agent Agreement or a
schedule thereto.
Very truly yours,
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
By: /s/ Xxxxxxx X. Xxxxxxx By: /s/ Xxxxx X. Xxxxxxxxx
Print name: Xxxxxxx X. Xxxxxxx Print name: Xxxxx X. Xxxxxxxxx
Print title: Vice President - Assured Print title: Assistant Secretary
Assets Product Development
and Management
Accepted and agreed to by
SECURITIES AMERICA INC.
By: /s/ Xxxxxx X. XxXxxxxxx
Print name: Xxxxxx X. XxXxxxxxx
Print title: Chairman & CEO
Date: 4/11/2000
