Exhibit (e)(1)(b) Addendum to Distribution Agreement Dated April 15, 2012 Between Forward Securities, LLC and Forward Funds
Exhibit (e)(1)(b)
Addendum to Distribution Agreement
Dated April 15, 2012
Between
Forward Securities, LLC
and
THIS ADDENDUM is made as of December 17, 2012, by and between Forward Securities, LLC (“Forward Securities”), and Forward Funds (the “Fund”).
WHEREAS, ALPS and the Fund have entered into a Distribution Agreement (the “Agreement”) dated April 15, 2012;
WHEREAS, the Board of Trustees of the Fund approved on October 11, 2012, the liquidation of the Forward CorePlus Fund, effective December 17, 2012;
WHEREAS, in light of the foregoing, the Fund and Forward Securities wish to modify the provisions of the Agreement to reflect revised Schedule A – List of Portfolios.
NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:
1. | Schedule A – List of Portfolios. Schedule A is replaced in its entirety with the attached Schedule A. |
2. | Remainder of the Agreement. All services under the Agreement shall continue until such services are no longer rendered. All other provisions of the Agreement shall remain unchanged. |
IN WITNESS WHEREOF, this Addendum has been executed by a duly authorized representative of each of the parties hereto as of the date of the Addendum first set forth above.
Forward Securities, LLC | Forward Funds | |||||||
By: | /s/ J. Xxxx Xxxx, Jr. | By: | /s/ Xxxxxx X. Naka | |||||
Name: | J. Xxxx Xxxx, Jr. | Name: | Xxxxxx X. Naka | |||||
Title: | Chief Executive Officer | Title: | Secretary and Vice President, Funds |
Schedule A
To the Distribution Agreement
List of Portfolios
Dated as of December 17, 2012
Forward Balanced Allocation Fund |
Forward Commodity Long/Short Strategy Fund |
Forward Core Strategy Long/Short Fund1 |
Forward Credit Analysis Long/Short Fund |
Forward EM Corporate Debt Fund |
Forward Emerging Markets Fund |
Forward Endurance Long/Short Fund |
Forward Extended MarketPlus Fund |
Forward Floating NAV Short Duration Fund1 |
Forward Focus Fund |
Forward Frontier Strategy Fund |
Forward Global Infrastructure Fund |
Forward Global Credit Long/Short Fund |
Forward Growth & Income Allocation Fund |
Forward Growth Allocation Fund |
Forward High Yield Bond Fund |
Forward Income & Growth Allocation Fund |
Forward Income Builder Fund |
Forward International Dividend Fund |
Forward International Real Estate Fund |
Forward International Small Companies Fund |
Forward Investment Grade Fixed-Income Fund |
Forward Large Cap Dividend Fund |
Forward Managed Futures Strategy Fund |
Forward Multi-Strategy Fund |
Forward Real Estate Fund |
Forward Real Estate Long/Short Fund |
Forward Select EM Dividend Fund |
Forward Select Income Fund |
Forward Small Cap Equity Fund |
Forward Strategic Alternatives Fund |
Forward Tactical Enhanced Fund |
Forward Tactical Growth Fund |
Forward U.S. Government Money Fund |
1 | Fund has yet to commence operations. |