STERLING CAPITAL FUNDS AMENDMENT TO COMPLIANCE SUPPORT SERVICES AGREEMENT
Exhibit (h) (6) (iii)
This Amendment (the “Amendment”) is effective as of June 29, 2011 by and between Sterling
Capital Funds (formerly BB&T Funds), a Massachusetts business trust (the “Trust”), and BNY Mellon
Investment Servicing (US) Inc. (formerly PNC Global Investment Servicing (U.S.) Inc.), a
Massachusetts corporation (“BNY Mellon”).
BACKGROUND:
| A. | BNY Mellon and the Trust entered into a Compliance Support Services Agreement dated as of December 18, 2006, as amended (the “Agreement”), relating to BNY Mellon’s provision of certain compliance support services to the Trust. |
| B. | The Trust and BNY Mellon desire to amend the Agreement as set forth herein. |
| C. | This Background section is incorporated by reference into and made a part of this Amendment. |
TERMS:
The parties hereby agree that:
1. All references to “BB&T Funds” in the Agreement are hereby changed to “Sterling Capital
Funds.”
2. All references to “BB&T Asset Management, Inc.” in the Agreement are hereby changed to
“Sterling Capital Management LLC.”
3. Amended and Restated Exhibit B to the Agreement is hereby superseded and replaced with
Amended and Restated Exhibit B attached hereto.
3. Miscellaneous.
(a) As amended and supplemented hereby, the Agreement shall remain in full force and effect.
(b) This Amendment may be executed in two or more counterparts, each of which shall be deemed
an original, but all of which together shall constitute one and the same instrument. The facsimile
signature of any party to this Amendment shall constitute the valid and binding execution hereof by
such party.
(c) This Amendment shall be deemed to be a contract made in Massachusetts and governed by
Massachusetts law, without regard to principles of conflicts of law.
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(d) The names “Sterling Capital Funds” and “Trustees of Sterling Capital Funds” refer
respectively to the Trust created and the Trustees, as trustees but not individually or personally,
acting from time to time under an Agreement and Declaration of Trust dated as of February 1, 2011,
as amended, to which reference is hereby made and a copy of which is on file at the Office of the
Secretary of the Commonwealth of the Commonwealth of Massachusetts and elsewhere as required by
law, and to any and all amendments thereto so filed or hereafter filed. The obligations of
“Sterling Capital Funds” entered into in the name or on behalf thereof by any of the Trustees,
representatives or agents of the Trust are made not individually, but in such capacities, and are
not binding upon any of the Trustees, shareholders or representatives of the Trust personally, but
bind only the assets of the Trust, and all persons dealing with any series of shares of the Trust
must look solely to the assets of the Trust belonging to such series for the enforcement of any
claims against the Trust.
(SIGNATURE PAGE FOLLOWS)
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed all as
of the day and year first above written.
| STERLING CAPITAL FUNDS | ||||||
| By: |
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| Name: | ||||||
| Title: | ||||||
| BNY MELLON INVESTMENT SERVICING (US) INC. | ||||||
| By: |
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| Name: | ||||||
| Title: | ||||||
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AMENDED AND RESTATED EXHIBIT B
THIS AMENDED AND RESTATED EXHIBIT B, effective as of June 29, 2011, is Exhibit B to that
certain Compliance Support Services Agreement dated as of December 18, 2006, as amended, between
BNY Mellon Investment Servicing (US) Inc. (“BNY Mellon”) and Sterling Capital Funds (the “Trust”)
(the “Agreement”). For clarity, notwithstanding the references in Section 2 of the Agreement to
“2006 Converted Funds” and “2007 Converted Funds,” BNY Mellon will provide services with respect to
all Funds (as defined in the Agreement) in accordance with the terms set forth in the Agreement.
This Exhibit B shall supersede all previous forms of Exhibit B to the Agreement.
FUNDS
Each series of the Trust existing as of the date of this Exhibit.
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