June 26, 2023 State Street Bank and Trust Company
Exhibit (h)(5)(m)
June 26, 2023
State Street Bank and Trust Company
0 Xxxxxxx Xx. 00xx Floor
Boston, MA 02110
Attention: Xxxxx XxxXxxxxx, Senior Vice President
RE: Xxxxxxx Xxxxxx Investment Management, Inc.
Ladies and Gentlemen:
Reference is made to the Sub-Administration Agreement between us dated as of October 1, 2005, as amended and supplemented (the “Agreement”). Pursuant to the Agreement, this letter is to provide notice of:
(1) creation of Schwab High Yield Bond ETF.
In accordance with the Section 1 of the Agreement, we request that you act as Sub-Administrator with respect to the above listed Fund. A revised Appendix A to the Agreement and a revised Annex I to the Amendment dated June 29, 2018 are attached hereto. In connection with such request, we confirm to you, as of the date hereof, the representations and warranties set forth in Section 4 of the Agreement.
Please indicate your acceptance of the foregoing by executing two copies of this letter, returning one to us and retaining one copy for your records.
[Signature page follows]
Xxxxxxx Xxxxxx Investment Management, Inc.
| By: | /s/ Xxxx Xxxxxxx | |
| Name: | Xxxx Xxxxxxx | |
| Title: | Vice President & Chief Financial Officer |
Accepted:
STATE STREET BANK AND TRUST COMPANY
| By: | /s/ Xxxxx XxxXxxxxx | |
| Name: | Xxxxx XxxXxxxxx | |
| Title: | Senior Vice President |
APPENDIX A
(Effective June 26, 2023)
TO
Listing of Investment Funds
Schwab Capital Trust
Schwab International Index Fund
Schwab Small-Cap Index Fund
Schwab MarketTrack Growth Portfolio
Schwab MarketTrack Balanced Portfolio
Schwab MarketTrack Conservative Portfolio
Xxxxxx MarketTrack All Equity Portfolio
Schwab S&P 500 Index Fund
Schwab Dividend Equity Fund
Schwab Small-Cap Equity Fund
Schwab Large Cap Growth Fund
Schwab Total Stock Market Index Fund
Schwab Health Care Fund
Schwab Target 2040 Fund
Schwab Target 2030 Fund
Schwab Target 2020 Fund
Schwab Target 2010 Fund
Schwab Core Equity Fund
Schwab Balanced Fund
Schwab International Opportunities Fund
Schwab Fundamental US Large Company Index Fund
Schwab Fundamental US Small Company Index Fund
Schwab Fundamental International Large Company Index Fund
Schwab Fundamental Emerging Markets Large Company Index Fund
Schwab Fundamental International Small Company Index Fund
Schwab Target 2015 Fund
Schwab Target 2025 Fund
Schwab Target 2035 Fund
Xxxxxx Monthly Income Fund – Target Payout (formerly Xxxxxx Monthly Income Fund – Moderate Payout)
Xxxxxx Monthly Income Fund – Flexible Payout (formerly Xxxxxx Monthly Income Fund – Enhanced Payout)
Xxxxxx Monthly Income Fund – Income Payout (formerly Xxxxxx Monthly Income Fund – Maximum Payout)
Schwab International Core Equity Fund
Schwab Target 2045 Fund
Schwab Target 2050 Fund
Schwab Target 2055 Fund
Schwab Target 2060 Fund
Schwab Fundamental Global Real Estate Index Fund
Schwab Target 2010 Index Fund
Schwab Target 2015 Index Fund
Schwab Target 2020 Index Fund
Xxxxxx Target 2025 Index Fund
Schwab Target 2030 Index Fund
Schwab Target 2035 Index Fund
Xxxxxx Target 2040 Index Fund
Schwab Target 2045 Index Fund
Schwab Target 2050 Index Fund
Schwab Target 2055 Index Fund
Schwab Target 2060 Index Fund
Schwab U.S. Large-Cap Growth Index Fund
Schwab U.S. Large-Cap Value Index Fund
Schwab U.S. Mid-Cap Index Fund
Schwab Target 2065 Fund
Schwab Target 2065 Index Fund
Schwab Annuity Portfolios
Schwab S&P 500 Portfolio
Schwab Government Money Market Portfolio
Schwab VIT Balanced Portfolio
Schwab VIT Balanced with Growth Portfolio
Schwab VIT Growth Portfolio
THE Xxxxxxx Xxxxxx Family of Funds
Schwab Value Advantage Money Fund
Schwab Government Money Fund
Schwab U.S. Treasury Money Fund
Schwab Municipal Money Fund
Schwab California Municipal Money Fund
Schwab New York Municipal Money Fund
Schwab AMT Tax-Free Money Fund
Schwab Treasury Obligations Money Fund
Schwab Variable Share Price Money Fund
Xxxxxx Retirement Government Money Fund
Schwab Investments
Schwab Treasury Inflation Protected Securities Index Fund
Schwab 1000 Index Fund
Schwab California Tax Free Bond Fund
Schwab Tax-Free Bond Fund
Schwab Global Real Estate Fund
Schwab U.S. Aggregate Bond Index Fund
Schwab Short-Term Bond Index Fund
Schwab Opportunistic Municipal Bond Fund
Schwab U.S. Broad Market ETF
Schwab U.S. Large-Cap ETF
Schwab U.S. Large-Cap Growth ETF
Schwab U.S. Large-Cap Value ETF
Schwab U.S. Small-Cap ETF
Schwab International Equity ETF
Schwab International Small-Cap Equity ETF
Schwab Emerging Markets Equity ETF
Schwab U.S. TIPS ETF
Schwab Short-Term U.S. Treasury ETF
Schwab Intermediate-Term U.S. Treasury ETF
Schwab U.S. REIT ETF
Schwab U.S. Mid-Cap ETF
Schwab U.S. Aggregate Bond ETF
Schwab U.S. Dividend Equity ETF
Schwab Fundamental U.S. Broad Market Index ETF
Schwab Fundamental U.S. Large Company Index ETF
Schwab Fundamental U.S. Small Company Index ETF
Schwab Fundamental International Large Company Index ETF
Schwab Fundamental International Small Company Index ETF
Schwab Fundamental Emerging Markets Large Company Index ETF
Xxxxxx 1000 Index ETF
Schwab 1-5 Year Corporate Bond ETF
Schwab 5-10 Year Corporate Bond ETF
Schwab Long-Term U.S. Treasury ETF
Schwab International Dividend Equity ETF
Xxxxxx Xxxxx ESG ETF
Schwab Crypto Thematic ETF
Schwab Municipal Bond ETF
Schwab High Yield Bond ETF
ANNEX I
(effective as of June 26, 2023)
XXXXXXX XXXXXX INVESTMENT MANAGEMENT, INC.
Further to the Amendment dated as of June 29, 2018, to the Sub-Administration Agreement dated as of October 1, 2005, between Xxxxxxx Xxxxxx Investment Management, Inc. (the “Administrator”) and State Street Bank and Trust Company (the “Sub-Administrator”), the Administrator and the Sub-Administrator mutually agree to update this Annex 1 by adding/removing Investment Funds as applicable:
N-PORT Services and Quarterly Portfolio of Investments Services |
Service Type |
| Schwab Capital Trust | Standard
N-PORT
|
Schwab International Index Fund Schwab Small-Cap Index Fund Schwab MarketTrack Growth Portfolio Xxxxxx MarketTrack Balanced Portfolio Xxxxxx MarketTrack Conservative Portfolio Xxxxxx MarketTrack All Equity Portfolio Schwab S&P 500 Index Fund Schwab Dividend Equity Fund Schwab Small-Cap Equity Fund Schwab Large Cap Growth Fund Schwab Total Stock Market Index Fund Schwab Health Care Fund Schwab Target 2040 Fund Schwab Target 2030 Fund Schwab Target 2020 Fund Schwab Target 2010 Fund Schwab Core Equity Fund Schwab Balanced Fund Schwab International Opportunities Fund Schwab Fundamental US Large Company Index Fund Schwab Fundamental US Small Company Index Fund Schwab Fundamental International Large Company Index Fund Schwab Fundamental Emerging Markets Large Company Index Fund Schwab Fundamental International Small Company Index Fund Schwab Target 2010 Index Fund Schwab Target 2015 Fund Schwab Target 2025 Fund Schwab Target 2035 Fund Xxxxxx Monthly Income Fund – Target Payout (formerly Xxxxxx Monthly Income Fund – Moderate Payout) Xxxxxx Monthly Income Fund – Flexible Payout (formerly Xxxxxx Monthly Income Fund – Enhanced Payout) |
Standard |
Xxxxxx Monthly Income Fund – Income Payout (formerly Xxxxxx Monthly Income Fund – Maximum Payout) Schwab International Core Equity Fund Schwab Target 2045 Fund Schwab Target 2050 Fund Schwab Target 2055 Fund Schwab Target 2060 Fund Schwab Fundamental Global Real Estate Index Fund Schwab Target 2015 Index Fund Schwab Target 2020 Index Fund Xxxxxx Target 2025 Index Fund Schwab Target 2030 Index Fund Schwab Target 2035 Index Fund Xxxxxx Target 2040 Index Fund Schwab Target 2045 Index Fund Schwab Target 2050 Index Fund Schwab Target 2055 Index Fund Schwab Target 2060 Index Fund Schwab U.S. Large-Cap Growth Index Fund Schwab U.S. Large-Cap Value Index Fund Schwab U.S. Mid-Cap Index Fund Schwab Target 2065 Fund Schwab Target 2065 Index Fund |
|
| Schwab Annuity Portfolios | Standard
N-PORT Reporting Solution (Data and Filing) |
Schwab S&P 500 Index Portfolio Schwab VIT Balanced Portfolio Schwab VIT Balanced with Growth Portfolio Schwab VIT Growth Portfolio
|
Standard |
| Schwab Investments | Standard
N-PORT Reporting Solution (Data and Filing) |
Schwab Treasury Inflation Protected Securities Index Fund Schwab 1000 Index Fund Schwab California Tax-Free Bond Fund Schwab Tax-Free Bond Fund Schwab Global Real Estate Fund Schwab U.S. Aggregate Bond Index Fund Schwab Short-Term Bond Index Fund Schwab Opportunistic Municipal Bond Fund |
Standard |
| Schwab Strategic Trust | Standard
N-PORT Reporting Solution (Data and Filing) |
Schwab U.S. Broad Market ETF Schwab U.S. Large-Cap ETF Schwab U.S. Large-Cap Growth ETF Schwab U.S. Large-Cap Value ETF |
Standard |
Schwab U.S. Small-Cap ETF Schwab International Equity ETF Schwab International Small-Cap Equity ETF Schwab Emerging Markets Equity ETF Schwab U.S. TIPS ETF Schwab Short-Term U.S. Treasury ETF Schwab Intermediate-Term U.S. Treasury ETF Schwab U.S. REIT ETF Schwab U.S. Mid-Cap ETF Schwab U.S. Aggregate Bond ETF Schwab U.S. Dividend Equity ETF Schwab Fundamental U.S. Broad Market Index ETF Schwab Fundamental U.S. Large Company Index ETF Schwab Fundamental U.S. Small Company Index ETF Schwab Fundamental International Large Company Index ETF Schwab Fundamental International Small Company Index ETF Schwab Fundamental Emerging Markets Large Company Index ETF Xxxxxx 1000 Index ETF Schwab 1-5 Year Corporate Bond ETF Schwab 5-10 Year Corporate Bond ETF Schwab Long-Term U.S. Treasury ETF Schwab International Dividend Equity ETF Xxxxxx Xxxxx ESG ETF Schwab Crypto Thematic ETF Schwab Municipal Bond ETF |
N-CEN SERVICES
|
Schwab Capital Trust
|
Schwab Annuity Portfolios
All Investment Funds receiving N-PORT Services, and Schwab Government Money Market Portfolio
|
|
The Xxxxxxx Xxxxxx Family of Funds
|
|
Schwab Investments
|
|
