AMENDMENT NO. 4 TO THE SUB-ADVISORY AGREEMENT BETWEEN HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. AND HENDERSON INVESTMENT MANAGEMENT LIMITED
AMENDMENT NO. 4
TO THE SUB-ADVISORY AGREEMENT BETWEEN
XXXXXXXXX GLOBAL INVESTORS (NORTH AMERICA) INC.
AND XXXXXXXXX INVESTMENT MANAGEMENT LIMITED
AMENDMENT NO. 4 (this “Amendment”), dated as of August 1, 2012, to the Sub-Advisory Agreement, dated August 31, 2001 as amended (the “Subadvisory Agreement”), between XXXXXXXXX GLOBAL INVESTORS (NORTH AMERICA) INC. (hereinafter referred to as the “Adviser”) and XXXXXXXXX INVESTMENT MANAGEMENT LIMITED (hereinafter referred to as the “Subadviser”) shall be effective as of the date first written above. This Amendment may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
W I T N E S S E T H:
WHEREAS, the Subadviser has been retained by the Adviser, a Delaware corporation, to provide investment advisory services to Xxxxxxxxx Emerging Markets Opportunities Fund, Xxxxxxxxx European Focus Fund, Xxxxxxxxx Global Equity Income Fund, Xxxxxxxxx Global Leaders Fund (formerly, Xxxxxxxxx Global Opportunities Fund), Xxxxxxxxx Global Technology Fund, Xxxxxxxxx International All Cap Equity Fund, Henderson International Opportunities Fund, Henderson All Asset Fund and Henderson Japan Focus Fund (formerly, Henderson Japan-Asia Focus Fund), each a series of the Trust, pursuant to the Subadvisory Agreement;
WHEREAS, the parties wish to amend the Subadvisory Agreement to add the Xxxxxxxxx Dividend & Income Builder Fund as a Portfolio covered by the Subadvisory Agreement pursuant to Paragraph 1 of the Subadvisory Agreement; and
WHEREAS, capitalized terms used herein which are not defined herein and which are defined in the Subadvisory Agreement shall have the same meanings as therein defined.
NOW THEREFORE, in consideration of the mutual agreements herein contained, and intending to be bound thereby, the parties agree as follows:
A. Schedule A of the Subadvisory Agreement is amended and restated in its entirety as provided in Schedule A attached hereto.
B. This Amendment does not in any way limit the ability to add additional Portfolios to the Subadvisory Agreement pursuant to the provisions of Paragraph 1 or to amend Schedule A thereto pursuant to the provisions of Paragraph 11 of the Subadvisory Agreement.
C. If any provision of this Amendment shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder of the Subadvisory Agreement shall not be affected thereby. Except to the extent governed by federal law including the Investment Company Act of 1940, as amended, this Amendment shall be governed by, and construed in accordance with, the laws of the State of Delaware, without applying the principles of conflicts of law thereunder.
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be signed by their duly authorized officers as of the day and year first above written.
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XXXXXXXXX GLOBAL INVESTORS (NORTH AMERICA) INC.
By: /s/ Xxxxx X. X’Xxxxx
Name: Xxxxx X. X’Xxxxx
Title: Managing Director
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XXXXXXXXX INVESTMENT MANAGEMENT LIMITED
By: /s/ Xxxxx Xxxx
Name: Xxxxx Xxxx
Title: Global Head of Compliance
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SCHEDULE A
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Xxxxxxxxx All Asset Fund:
0.35% of all assets under management
Xxxxxxxxx Dividend & Income Builder Fund
0.35% of all assets under management
Xxxxxxxxx Emerging Markets Opportunities Fund:
0.35% of all assets under management
Xxxxxxxxx European Focus Fund:
0.35% of all assets under management
Xxxxxxxxx Global Equity Income Fund:
0.35% of all assets under management
Xxxxxxxxx Global Leaders Fund:
0.35% of all assets under management
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Xxxxxxxxx Global Technology Fund:
0.35% of all assets under management
Xxxxxxxxx International All Cap Equity Fund:
0.35% of all assets under management
Xxxxxxxxx International Opportunities Fund:
0.35% of all assets under management
Xxxxxxxxx Japan Focus Fund:
0.35% of all assets under management
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Schedule A – Page 1
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