Exhibit (h)(1)(c) Amendment to Amended and Restated Fund Accounting and Administration Agreement Dated April 12, 2010 Between ALPS Fund Services, Inc. and Forward Funds
Exhibit (h)(1)(c)
Amendment to Amended and Restated Fund Accounting and Administration Agreement
Dated April 12, 2010
Between
ALPS Fund Services, Inc.
and
THIS AMENDMENT is made as of May 1, 2016 by and between ALPS Fund Services, Inc. (“ALPS”) and Forward Funds (the “Fund” or the “Trust”).
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Fund Accounting and Administration Agreement (the “Agreement”) effective April 12, 2010; and
WHEREAS, the Board of Trustees (the “Board”) of the Trust approved on September 22, 2015 the merger of the Forward Balanced Allocation Fund into the Salient Adaptive Income Fund (formerly known as the Forward Income Builder Fund) and the merger of the Forward Multi-Strategy Fund and Growth & Income Fund into the Salient Adaptive Balanced Fund (formerly known as the Forward Growth Allocation Fund), effective January 22, 2016; and
WHEREAS, the Board approved on January 26, 2016 name changes to all of the series of the Trust (together, the “Funds”), effective May 1, 2016; and
WHEREAS, in light of the foregoing, ALPS and the Trust wish to modify the Appendix A – Portfolios List of the Agreement to reflect the new names of the Funds;
NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:
1. | Appendix A – Portfolios List. Appendix A is replaced in its entirety with the attached Appendix A. |
2. | Remainder of the Agreement. All services under Section 1 of the Agreement shall continue until such services are no longer rendered. All other provisions of the Agreement shall remain unchanged. |
IN WITNESS WHEREOF, this Amendment has been executed by a duly authorized representative of each of the parties hereto as of the date of the Amendment first set forth above.
ALPS Fund Services, Inc. | Forward Funds | |||||||
By: | /s/ Xxxxxx X. May |
By: | /s/ Xxxxxx X. Naka | |||||
Name: | Xxxxxx X. May | Name: | Xxxxxx X. Naka | |||||
Title: | President | Title: | Vice President |
APPENDIX A
DATED AS OF MAY 1, 2016
TO THE AMENDED AND RESTATED FUND ACCOUNTING AND
ADMINISTRATION AGREEMENT
Portfolio List
Allocation Funds
Salient Adaptive Balanced Fund | Salient Adaptive Income Fund |
Non-Allocation Funds
Salient Adaptive US Equity Fund | Salient International Small Cap Fund | |
Salient Commodity Long/Short Strategy Fund | Salient Investment Grade Fund | |
Salient EM Corporate Debt Fund | Salient Real Estate Fund | |
Salient EM Dividend Signal Fund | Salient Select Income Fund | |
Salient EM Infrastructure Fund | Salient Select Opportunity Fund | |
Salient Frontier Strategy Fund | Salient Tactical Growth Fund | |
Salient High Yield Fund | Salient Tactical Muni Strategy Fund | |
Salient International Dividend Signal Fund | Salient Tactical Real Estate Fund | |
Salient International Real Estate Fund | Salient US Dividend Signal Fund |