KOPP FUNDS, INC. FOURTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT
Exhibit (h.2)(v)
XXXX FUNDS, INC.
FOURTH AMENDMENT TO THE
FUND ADMINISTRATION SERVICING AGREEMENT
THIS FOURTH AMENDMENT dated as of May 10, 2004, to the Fund Administration Servicing Agreement, dated as of October 1, 1997 (the "Agreement"), is entered by and between Xxxx Funds, Inc., a Minnesota corporation (the "Company") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have entered into a Fund Administration Servicing Agreement; and
WHEREAS, the Company and USBFS desire to amend said Agreement; and
WHEREAS, Paragraph 7 of the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
Exhibit A of the Agreement is hereby superceded and replaced with Exhibit A attached hereto.
Except to the extent supplemented hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
XXXX FUNDS, INC.
U.S. BANCORP FUND SERVICES, LLC
By: Xxxx X. Xxxxxx
By: _Joseph Xxxxxxxxx
Title:
President
Title: Senior Vice President
Exhibit A
to the
Fund Administration Servicing Agreement
(Effective June 1, 2004 unless otherwise noted)
Separate Series of Xxxx Funds, Inc.
Name of Series
Date Added
Emerging Growth Fund
Class A
October 1, 1997
Class I
October 1, 1997
Class C
December 31, 1998
Annual fee based upon average fund net assets per class:
8 basis points on the first $200 million
6 basis points on the next $400 million
4 basis points on the balance
Minimum annual fee: $30,000 first class
$20,000 /fund next three classes
$15,000 /fund additional classes
Plus out-of-pocket expense reimbursements, including but not limited to:
Postage
Programming*
Stationary
Proxies*
Retention of records*
Special reports*
Federal and state regulatory filing fees
Certain insurance premiums
Expenses from board of directors meetings
Auditing and legal expenses*
* If in excess of $1,000 in any month, such expenses must be pre-approved by the Company.
