Exhibit 99.77O
-----------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVS II Aggressive Growth Fund
-----------------------------------------------------------------------------------------------------------------------------
Security Purchased Security Purchased Comparison Security
-----------------------------------------------------------------------------------------------------------------------------
Issuer Altiris Inc Netflix Inc. Commerce One Inc.
-----------------------------------------------------------------------------------------------------------------------------
Underwriters Credit Suisse First Boston, Xxxxxxx Xxxxx, Xxxxxx Xxxxxx, CS First Boston, US Bancorp
UBS,Deutsche Bank US Bancorp Xxxxx Xxxxxxx, Xxxxx Xxxxxxx, BancBoston
Xxxxx & Co. XX Xxxxx, Xxxxxxxx Xxxxxxxxx Xxxxxxxx, XX
Capital Partners Xxxxxxx, Invemed Assos, Moor
& Xxxxx, Xxxxxxx Xxxxxx,
SoundView Technology.
-----------------------------------------------------------------------------------------------------------------------------
Years of continuous operation, > 3 years > 3 years > 3 years
including predecessors
-----------------------------------------------------------------------------------------------------------------------------
Security Common Stock Common Stock Common Stock
-----------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager or Co-Manager N/A N/A
co-manager of offering?
-----------------------------------------------------------------------------------------------------------------------------
Name of underwriter or dealer Credit Suisse First Boston N/A N/A
from which purchased
-----------------------------------------------------------------------------------------------------------------------------
Firm commitment underwriting? Yes Yes Yes
-----------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 5/22/2002 5/22/2002 5/5/1999
-----------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0.00 $0.00 $0.00
offering sold to QIBs
-----------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $50,000,000.00 $82,500,000.00 $69,300,000.00
concurrent public offering
-----------------------------------------------------------------------------------------------------------------------------
Total $50,000,000.00 $82,500,000.00 $69,300,000.00
-----------------------------------------------------------------------------------------------------------------------------
Public offering price $10.00 $15.00 $21.00
-----------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-----------------------------------------------------------------------------------------------------------------------------
Realized Gain/Loss on Sale of ($2,678.08) N/A N/A
Security
-----------------------------------------------------------------------------------------------------------------------------
Unrealized Gain/Loss at 6/30/02 N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 7.00% 7.00% 7.00%
commission
-----------------------------------------------------------------------------------------------------------------------------
Total shares purchased 2,700 N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $27,000.00 N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
% of offering purchased by fund 0.05% N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 1.17% N/A N/A
associated funds
-----------------------------------------------------------------------------------------------------------------------------
Total 1.22% N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVS II Aggressive Growth Fund
-----------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-----------------------------------------------------------------------------------------------------------------------------
Issuer Heritage Property Investors Xxxxxxxxxx Realty Investors Pan Pacific Retail PPTYS Inc
-----------------------------------------------------------------------------------------------------------------------------
Underwriters Xxxxxxx Xxxxx, Deutsche Bank, Xxxxxx X. Xxxxx & Co. Prudential Securities,
Xxxxxx Xxxxx, Xxxxxx Xxxxxxx, Bancamerica, Xxxxxxxxx Xxxxxx
UBS Warburg, Xxxx Xxxxx, Xxxxxxxx, Xxxxxxx Xxxxx Xxxxxx
Xxxxxxxx Securities
-----------------------------------------------------------------------------------------------------------------------------
Years of continuous operation, > 3 years > 3 years > 3 years
including predecessors
-----------------------------------------------------------------------------------------------------------------------------
Security Common Stock Common Stock Common Stock
-----------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager or Syndicate Member N/A N/A
co-manager of offering?
-----------------------------------------------------------------------------------------------------------------------------
Name of underwriter or dealer Xxxxxxx Xxxxx N/A N/A
from which purchased
-----------------------------------------------------------------------------------------------------------------------------
Firm commitment underwriting? Yes Yes Yes
-----------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 4/22/2002 5/7/2001 5/18/1998
-----------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0.00 $0.00 $0.00
offering sold to QIBs
-----------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $450,000,000.00 $25,710,000.00 $42,250,000.00
concurrent public offering
-----------------------------------------------------------------------------------------------------------------------------
Total $450,000,000.00 $25,710,000.00 $42,250,000.00
-----------------------------------------------------------------------------------------------------------------------------
Public offering price $25.00 $48.85 $21.13
-----------------------------------------------------------------------------------------------------------------------------
Realized Gain/Loss on Sale of $372.780 N/A N/A
Security
-----------------------------------------------------------------------------------------------------------------------------
Unrealized Gain/Loss at 6/30/02 N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-----------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 6.25% 5.00% 5.25%
commission
-----------------------------------------------------------------------------------------------------------------------------
Total shares purchased 5,700 N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $142,500 N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
% of offering purchased by fund 0.03% N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.53% N/A N/A
associated funds
-----------------------------------------------------------------------------------------------------------------------------
Total 0.56% N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVS II Aggressive Growth Fund
-----------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-----------------------------------------------------------------------------------------------------------------------------
Issuer Premcor Inc. Sunoco Logistics ExpressJet
-----------------------------------------------------------------------------------------------------------------------------
Underwriters Xxxxxx Xxxxxxx & Co, Credit Credit Suisse First Boston, CS First Boston, Xxxxxxx
Suisse First Boston, Goldman Banc of America, Goldman Xxxxx, Xxxxxxx Xxxxx, Xxxxxxx
Xxxxx, Deutsche Bank, Xxxx Xxxxx, Deutsche Bank Xxxxx Xxxxxx
Xxxxxx.
-----------------------------------------------------------------------------------------------------------------------------
Years of continuous operation, > 3 years > 3 Years > 3 years
including predecessors
-----------------------------------------------------------------------------------------------------------------------------
Security Common Stock Common Units Common Stock
-----------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager or Co-Manager No No
co-manager of offering?
-----------------------------------------------------------------------------------------------------------------------------
Name of underwriter or dealer Xxxxxx Xxxxxxx & Co N/A N/A
from which purchased
-----------------------------------------------------------------------------------------------------------------------------
Firm commitment underwriting? Yes N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 4/26/2002 2/8/2002 4/23/2002
-----------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0.00 $0.00 $0.00
offering sold to QIBs
-----------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $345,000,000.00 $101,250,000.00 $480,000,000.00
concurrent public offering
-----------------------------------------------------------------------------------------------------------------------------
Total $345,000,000.00 $101,250,000.00 $480,000,000.00
-----------------------------------------------------------------------------------------------------------------------------
Public offering price $24.00 $20.25 $16.00
-----------------------------------------------------------------------------------------------------------------------------
Realized Gain/Loss on Sale of $18,810.00 N/A N/A
Security
-----------------------------------------------------------------------------------------------------------------------------
Unrealized Gain/Loss at 6/30/02 N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-----------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 6.25% 6.70% 6.38%
commission
-----------------------------------------------------------------------------------------------------------------------------
Total shares purchased 5,700 N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $136,800 N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
% of offering purchased by fund 0.03% N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.53% N/A N/A
associated funds
-----------------------------------------------------------------------------------------------------------------------------
Total 0.56% N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVSII High Yield Portfolio
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer ENCORE ACQUISITION CO COMPASS MINERALS GROUP XXXXXXX ENTERPRISES
-------------------------------------------------------------------------------------------------------------------------------
Underwriters DBSI, CSFB, BNP, Comercia Credit Suisse, XX Xxxxxx, Credit Bank of America, DBAB, Credit
Bank, Fleet Bank, Fortis, Lyonnais, DBAB Lyonnais, Suntrust Bank
Frost Securities, Xxxxxxx
Sachs, Wachovia Bank
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security EAC 8.375%,6/15/2012 COMPAS 10%,8/15/2011 STEI 10.75%,7/1/2008
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager Co-Manager Co-Manager
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or CSFB N/A N/A
dealer from which purchased
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/19/2002 11/15/2001 6/19/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $150,000,000.00 $250,000,000.00 $300,000,000.00
offering sold to QIBs
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $0.00 $0.00 $0.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $150,000,000.00 $250,000,000.00 $300,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $100.00 $100.00 $100.00
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than
public offering price N/A N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 2.50% 2.60% 2.75%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating B2/B B3/B B2/B
-------------------------------------------------------------------------------------------------------------------------------
Current yield 8.38% 10.00% 10.75%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased 210,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $210,000.00 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
fund 0.14% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.56% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 0.70% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Name of Fund SVS II High Yield Portfolio
------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
------------------------------------------------------------------------------------------------------------------------------
Cusip 000000XX0 00000XXX0 827048AC
------------------------------------------------------------------------------------------------------------------------------
Issuer XXXXX BROS CORPORATION COMPASS MINERALS GROUP SILGAN HOLDINGS INC
------------------------------------------------------------------------------------------------------------------------------
Underwriters DBSI, Salomon, Huntington
Corp, ING, Keybank, Xxxxxxx, Credit Suisse, XX Xxxxxx, DBAB, Morgan Stanley, Salomon,
Natcity, Suntrust, US Bancorp Credit Lyonnais, DBAB Fleet
------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
------------------------------------------------------------------------------------------------------------------------------
Security GBCOA 8.875%,8/1/2012 COMPAS 10%,8/15/2011 SLGN 9%,6/1/2009
------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Joint Lead Co-Man Jt Lead
or co-manager of offering?
------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which purchased Salomon Brothers n/a n/a
------------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 7/25/2002 11/15/2001 4/23/2002
------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $250,000,000 $250,000,000 $200,000,000
offering sold to QIBs
------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $- $- $-
concurrent public offering
------------------------------------------------------------------------------------------------------------------------------
Total $250,000,000 $250,000,000 $200,000,000
------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------
Public offering price 99.19 100.00 103.00
------------------------------------------------------------------------------------------------------------------------------
Price paid if other than n/a n/a n/a
public offering price
------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 2.08% 2.6% 1.75%
commission
------------------------------------------------------------------------------------------------------------------------------
Rating B2/B+ B3/B B1/B
------------------------------------------------------------------------------------------------------------------------------
Current yield 8.95% 10.00% 8.74%
------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------
Total par value purchased 865,000 n/a n/a
------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 857,959 n/a n/a
------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.35% n/a n/a
fund
------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 3.63% n/a n/a
associated funds
------------------------------------------------------------------------------------------------------------------------------
Total 3.98% n/a n/a
------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVS II High Yield Portfolio
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer KANSAS CITY SOUTHERN LAND O LAKES INC STATION CASINOS INC
-------------------------------------------------------------------------------------------------------------------------------
Underwriters Xxxxxx Xxxxxxx, Banc One, XX Xxxxxx, Bank of Tokyo, Bank of America, DBAB, Dresdner
DBSI, XX Xxxxxx, Scotia Suntrust, US Bancorp Kleinwort Xxxxxxxxxxx, Bear
Capital Xxxxxxx, CIBC World, Xxxxx Fargo,
ABN Amro
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security KSU 7.5%,6/15/2009 LLAKES 8.75%, 11/15/2011 STN 8.375,% 2/15/2008
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager N/A Co-Manager
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which purchased Xxxxxx Xxxxxxx N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/5/2002 11/8/2001 2/2/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of
offering sold to QIBs $200,000,000.00 $350,000,000.00 $0.00
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $0.00 $0.00 $400,000,000.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $200,000,000.00 $350,000,000.00 $400,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $100.00 $100.00 $100.00
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 1.75% 2.00% 1.50%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating Ba2/BB- Ba3/BB Ba3/BB-
-------------------------------------------------------------------------------------------------------------------------------
Current yield 7.50% 8.75% 8.375%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased N/A N/A
555,000
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $555,000.00 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.28% N/A N/A
fund
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 3.19% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 3.47% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVSII High Yield Portfolio
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP
-------------------------------------------------------------------------------------------------------------------------------
Underwriters CSFB, DBSI, XX Xxxxxx, Bear Xxxxxxx, DBAB XX Xxxxxx, Bank of America, Banc
Comercia Sec., Naionalt City One, Credit Lyonnais, Credit
Investments, Wachovia Bank Suisse, DBAB, First Union Bank,
Xxxxxxx Xxxxx, Xxxxxxx Xxxxx
Xxxxxx
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager Co-Manager Co-Manager
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which purchased CSFB N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/13/2002 8/9/2001 6/14/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of
offering sold to QIBs $250,000,000.00 $200,000,000.00 $135,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $0.00 $0.00 $0.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $250,000,000.00 $200,000,000.00 $135,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $100.00 $100.00 $98.26
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than
public offering price N/A N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 3.00% 3.00% 3.00%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating B3/B Ba3 /B+ B2/B+
-------------------------------------------------------------------------------------------------------------------------------
Current yield 11.00% 8.88% 10.84%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased 910,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $910,000.00 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
fund 0.36% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 4.34% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 4.70% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
SVS II Investment Grade Bond Portfolio
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer AMERICAN GENERAL FINANCE VERIZON NEW YORK INC DEUTSCHE TELEKOM INT FIN
-------------------------------------------------------------------------------------------------------------------------------
Underwriters ABN, Bank of America, Banc DBSI, XX Xxxxxx, Xxxxxx Xxxxxxx, BNP Paribas, DBSI, ABN Amro,
One, BNP, DBSI, Fleet Boston, BNP, Xxxxxxx, Xxxxxxxx & Partners, CSFB, HSBC, UBS, Dresdner,
Mizuho, Xxxxxxx Xxxxx Capital Landesbank
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security AIG 5.375%, 9/1/2009 VZ 6.875%, 4/1/2012 DT 6.625%, 7/11/2011
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager N/A N/A
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxxx N/A N/A
dealer from which purchased
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 8/22/2002 3/25/2002 7/3/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0 $0 $0
offering sold to QIBs
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $500,000,000 $1,000,000,000 3,500,000,000 EUR
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $500,000,000 $1,000,000,000 3,500,000,000 EUR
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $99.28 $99.44 $99.22
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.225% 0.450% 0.325%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating A1/A+ A1/A+ A3/A
-------------------------------------------------------------------------------------------------------------------------------
Current yield 5.41% 6.91% 6.68%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased $1,685,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $1,672,868 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.34% N/A N/A
fund
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 1.56% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 1.90% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVSII Investment Grade Bond Portfolio
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer ARVINMERITOR XXXX CORPORATION SMITHFIELD FOODS INC
-------------------------------------------------------------------------------------------------------------------------------
Underwriters DBSI,Xxxxxxx Xxxxx, Bank of DBAB, XX Xxxxxx, BancofA, Bank of XX Xxxxxx
America, Banc One, Comercia, New York, Credit Suisse, HSBC,
Credit Lyonnais, HSBC Salomon, BNP, Comerica, First
Securities, UBS Warburg Union, McDonald, Toronto Dominion,
UBS Warburg.
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security ARM 6.625%,6/15/2007 DCN 9%, 8/15/2011 SFD 8%, 10/15/2009
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Manager Co-Manager N/A
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxxx Xxxxx N/A N/A
dealer from which purchased
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/26/2002 8/1/2001 10/17/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of
offering sold to QIBs $0.00 $575,000,000.00 $300,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $200,000,000.00 $0.00 $0.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $200,000,000.00 $575,000,000.00 $300,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $99.68 $100.00 $100.00
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than
public offering price N/A N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 1.375% 1.625% 1.50%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating Baa3/BBB- Ba1/BBB- Ba2/BB+
-------------------------------------------------------------------------------------------------------------------------------
Current yield 6.65% 9.00% 8.00%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased 470,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $468,514.80 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
fund 0.24% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 4.47% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 4.71% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVSII Investment Grade Bond
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP
-------------------------------------------------------------------------------------------------------------------------------
Underwriters CSFB, DBSI, XX Xxxxxx, Comercia Bear Xxxxxxx, DBAB XX Xxxxxx, Bank of America,
Sec., Naionalt City Banc One, Credit Lyonnais,
Investments, Wachovia Bank Credit Suisse, DBAB, First
Union Bank, Xxxxxxx Xxxxx,
Xxxxxxx Xxxxx Xxxxxx
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager Co-Manager Co-Manager
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which purchased CSFB N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/13/2002 8/9/2001 6/14/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of
offering sold to QIBs $250,000,000.00 $200,000,000.00 $135,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $0.00 $0.00 $0.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $250,000,000.00 $200,000,000.00 $135,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $100.00 $100.00 $98.26
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 3.00% 3.00% 3.00%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating B3/B Ba3 /B+ B2/B+
-------------------------------------------------------------------------------------------------------------------------------
Current yield 11.00% 8.88% 10.84%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased 50,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $50,000.00 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
fund 0.02% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 4.68% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 4.70% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVS II Investment Grade Bond Portfolio
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer XXXXX FARGO FINANCIAL XXXX DEERE CAPITAL CORP XXXXXX DODGE CORP
-------------------------------------------------------------------------------------------------------------------------------
Underwriters BNP, Salomon, DBSI XX Xxxxxx, Xxxxxxx, DBAB Salomon, Bank of America, Bank
of Tokyo, First Union, Mizuho
Securities
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security WFC 4.875%,6/12/2007 DE 7%,3/15/2012 PD 8.75%,6/1/2011
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager Co-Manager N/A
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which purchased Salomon Brothers N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/5/2002 3/15/2002 5/24/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of
offering sold to QIBs $0.00 $0.00 $0.00
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $500,000,000.00 $1,500,000,000.00 $625,000,000.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $500,000,000.00 $1,500,000,000.00 $625,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $99.39 $99.32 $99.83
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.35% 0.45% 0.65%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating Aa2/A+ A3/A Baa3/BBB-
-------------------------------------------------------------------------------------------------------------------------------
Current yield 4.91% 7.05% 8.76%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased 1,680,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $1,669,718.40 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
fund 0.17% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 3.93% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 4.10% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVS II Small Cap Growth
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer Altiris Inc. Netflix Inc. Commerce One Inc.
-------------------------------------------------------------------------------------------------------------------------------
Underwriters Credit Suisse First Boston, Xxxxxxx Xxxxx, Xxxxxx Xxxxxx, US CS First Boston, US Bancorp
UBS,Deutsche Bank Bancorp Piper Xxxxxxx, Xxxxx & Co. Xxxxx Xxxxxxx, BancBoston
XX Xxxxx, Xxxxxxxx Capital Partners Xxxxxxxxx Xxxxxxxx, XX Xxxxxxx,
Invemed Assos, Moor & Xxxxx,
Xxxxxxx Xxxxxx, SoundView
Technology.
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security Common Stock Common Stock Common Stock
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager N/A N/A
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Credit Suisse First Boston N/A N/A
dealer from which purchased
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 5/22/2002 5/22/2002 5/5/1999
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0.00 $0.00 $0.00
offering sold to QIBs
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $50,000,000.00 $82,500,000.00 $69,300,000.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $50,000,000.00 $82,500,000.00 $69,300,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $10.00 $15.00 $21.00
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-------------------------------------------------------------------------------------------------------------------------------
Realized Gain/Loss on Sale ($8,917.01) N/A N/A
of Security
-------------------------------------------------------------------------------------------------------------------------------
Unrealized Gain/Loss at N/A N/A N/A
6/30/02
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 7.00% 7.00% 7.00%
commission
-------------------------------------------------------------------------------------------------------------------------------
Total shares purchased 9,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $90,000.00 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.18% N/A N/A
fund
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 1.04% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 1.22% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVS II Small Cap Growth
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer Heritage Property Investors Xxxxxxxxxx Realty Investors Pan Pacific Retail PPTYS Inc
-------------------------------------------------------------------------------------------------------------------------------
Underwriters Xxxxxxx Xxxxx, Deutsche Bank, Xxxxxx X. Xxxxx & Co. Prudential Securities,
Xxxxxx Xxxxx, Xxxxxx Xxxxxxx, Bancamerica, Xxxxxxxxx Xxxxxx
UBS Warburg, Xxxx Xxxxx, Xxxxxxxx, Xxxxxxx Xxxxx Xxxxxx
Xxxxxxxx Securities
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security Common Stock Common Stock Common Stock
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Syndicate Member N/A N/A
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxxx Xxxxx N/A N/A
dealer from which purchased
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 4/22/2002 5/7/2001 5/18/1998
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0.00 $0.00 $0.00
offering sold to QIBs
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $450,000,000.00 $25,710,000.00 $42,250,000.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $450,000,000.00 $25,710,000.00 $42,250,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $25.00 $48.850 $21.125
-------------------------------------------------------------------------------------------------------------------------------
Realized Gain/Loss on Sale $1,203.360 N/A N/A
of Security
-------------------------------------------------------------------------------------------------------------------------------
Unrealized Gain/Loss at N/A N/A N/A
6/30/02
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 6.25% 5.00% 5.25%
commission
-------------------------------------------------------------------------------------------------------------------------------
Total shares purchased 18,400 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $460,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.10% N/A N/A
fund
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.46% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 0.56% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVS II Small Cap Growth
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer Premcor Inc. Sunoco Logistics ExpressJet
-------------------------------------------------------------------------------------------------------------------------------
Underwriters Xxxxxx Xxxxxxx & Co, Credit Credit Suisse First Boston, Banc CS First Boston, Xxxxxxx Xxxxx,
Suisse First Boston, Goldman of America, Xxxxxxx Xxxxx, Xxxxxxx Xxxxx, Xxxxxxx Xxxxx
Xxxxx, Deutsche Bank, Bear Deutsche Bank Xxxxxx
Xxxxxx.
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 Years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security Common Stock Common Units Common Stock
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager No No
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxx Xxxxxxx & Co N/A N/A
dealer from which purchased
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes N/A N/A
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 4/26/2002 2/8/2002 4/23/2002
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0.00 $0.00 $0.00
offering sold to QIBs
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $345,000,000.00 $101,250,000.00 $480,000,000.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $345,000,000.00 $101,250,000.00 $480,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $24.00 $20.25 $16.00
-------------------------------------------------------------------------------------------------------------------------------
Realized Gain/Loss on Sale $60,720.00 N/A N/A
of Security
-------------------------------------------------------------------------------------------------------------------------------
Unrealized Gain/Loss at N/A N/A N/A
6/30/02
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 6.25% 6.70% 6.38%
commission
-------------------------------------------------------------------------------------------------------------------------------
Total shares purchased 18,400 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $441,600 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.10% N/A N/A
fund
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.46% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 0.56% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVS II New Europe Portfolio
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer BSkyB Regal Entertainment Group ExpressJet
-------------------------------------------------------------------------------------------------------------------------------
Underwriters Xxxxxxx Xxxxx, Deutsche Bank CS First Boston, Xxxxxx, Bear CS First Boston, Xxxxxxx Xxxxx,
Xxxxxxx, Xxxxxxx Xxxxx Xxxxxx Xxxxxxx Xxxxx, Xxxxxxx Xxxxx
Xxxxxx
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security Common Stock Common Stock Common Stock
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager No No
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxxx Xxxxx N/A N/A
dealer from which purchased
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes N/A N/A
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 5/15/2002 5/9/2002 4/23/2002
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0.00 $0.00 $0.00
offering sold to QIBs
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $2,451,202,812.35 $342,000,000.00 $480,000,000.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $2,451,202,812.35 $342,000,000.00 $480,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $9.78 $19.00 $16.00
-------------------------------------------------------------------------------------------------------------------------------
Realized Gain/Loss on Sale N/A N/A N/A
of Security
-------------------------------------------------------------------------------------------------------------------------------
Unrealized Gain/Loss at ($744.00) N/A N/A
6/30/02
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.20% 6.75% 6.38%
commission
-------------------------------------------------------------------------------------------------------------------------------
Total shares purchased 4,800 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $47,279 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.01% N/A N/A
fund
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.23% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 0.24% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
SVS II Xxxxxxx Total Return Portfolio
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer AMERICAN GENERAL FINANCE VERIZON NEW YORK INC DEUTSCHE TELEKOM INT FIN
-------------------------------------------------------------------------------------------------------------------------------
Underwriters ABN, Bank of America, Banc One, DBSI, XX Xxxxxx, Xxxxxx Xxxxxxx, BNP Paribas, DBSI, ABN Amro,
BNP, DBSI, Fleet Boston, BNP, Xxxxxxx, Xxxxxxxx & Partners, CSFB, HSBC, UBS, Dresdner,
Xxxxxx, Xxxxxxx Xxxxx Capital Landesbank
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security AIG 5.375%, 9/1/2009 VZ 6.875%, 4/1/2012 DT 6.625%, 7/11/2011
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager N/A N/A
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxxx N/A N/A
dealer from which purchased
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 8/22/2002 3/25/2002 7/3/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0 $0 $0
offering sold to QIBs
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $500,000,000 $1,000,000,000 3,500,000,000 EUR
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $500,000,000 $1,000,000,000 3,500,000,000 EUR
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $99.28 $99.44 $99.22
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.225% 0.450% 0.325%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating A1/A+ A1/A+ A3/A
-------------------------------------------------------------------------------------------------------------------------------
Current yield 5.41% 6.91% 6.68%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased $3,360,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $3,335,808 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.67% N/A N/A
fund
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 1.23% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 1.90% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVSII Total Return
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer ARVINMERITOR XXXX CORPORATION SMITHFIELD FOODS INC
-------------------------------------------------------------------------------------------------------------------------------
Underwriters DBSI,Xxxxxxx Xxxxx, Bank of DBAB, XX Xxxxxx, BancofA, Bank of XX Xxxxxx
America, Banc One, Comercia, New York, Credit Suisse, HSBC,
Credit Lyonnais, HSBC Salomon, BNP, Comerica, First
Securities, UBS Warburg Union, McDonald, Toronto Dominion,
UBS Warburg.
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security ARM 6.625%,6/15/2007 DCN 9%, 8/15/2011 SFD 8%, 10/15/2009
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Manager Co-Manager N/A
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Xxxxxxx Xxxxx N/A N/A
dealer from which purchased
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/26/2002 8/1/2001 10/17/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of
offering sold to QIBs $0.00 $575,000,000.00 $300,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $200,000,000.00 $0.00 $0.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $200,000,000.00 $575,000,000.00 $300,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $99.68 $100.00 $100.00
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than
public offering price N/A N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 1.375% 1.625% 1.50%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating Baa3/BBB- Ba1/BBB- Ba2/BB+
-------------------------------------------------------------------------------------------------------------------------------
Current yield 6.65% 9.00% 8.00%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased 895,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $892,171.80 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
fund 0.45% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
associated funds 4.26% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Total 4.71% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVS II Total Return
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-
-------------------------------------------------------------------------------------------------------------------------------
Issuer KANSAS CITY SOUTHERN LAND O LAKES INC STATION CASINOS INC
-------------------------------------------------------------------------------------------------------------------------------
Underwriters Xxxxxx Xxxxxxx, Banc One, DBSI, XX Xxxxxx, Bank of Tokyo, Bank of America, DBAB, Dresdner
XX Xxxxxx, Scotia Capital Suntrust, US Bancorp Kleinwort Xxxxxxxxxxx, Bear
Xxxxxxx, CIBC World, Xxxxx
Fargo, ABN Amro
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security KSU 7.5%,6/15/2009 LLAKES 8.75%, 11/15/2011 STN 8.375,% 2/15/2008
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager N/A Co-Manager
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which purchased Xxxxxx Xxxxxxx N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/5/2002 11/8/2001 2/2/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of
offering sold to QIBs $200,000,000.00 $350,000,000.00 $0.00
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $0.00 $0.00 $400,000,000.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $200,000,000.00 $350,000,000.00 $400,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $100.00 $100.00 $100.00
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than
public offering price N/A N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 1.75% 2.00% 1.50%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating Ba2/BB- Ba3/BB Ba3/BB-
-------------------------------------------------------------------------------------------------------------------------------
Current yield 7.50% 8.75% 8.375%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased 50,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $50,000.00 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
fund 0.03% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 3.44% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 3.47% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVSII Total Return
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP
-------------------------------------------------------------------------------------------------------------------------------
Underwriters CSFB, DBSI, XX Xxxxxx, Comercia Bear Xxxxxxx, DBAB XX Xxxxxx, Bank of America,
Sec., Naionalt City Banc One, Credit Lyonnais,
Investments, Wachovia Bank Credit Suisse, DBAB, First
Union Bank, Xxxxxxx Xxxxx,
Xxxxxxx Xxxxx Xxxxxx
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager Co-Manager Co-Manager
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which purchased CSFB N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/13/2002 8/9/2001 6/14/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of
offering sold to QIBs $250,000,000.00 $200,000,000.00 $135,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $0.00 $0.00 $0.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $250,000,000.00 $200,000,000.00 $135,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $100.00 $100.00 $98.26
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than
public offering price N/A N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 3.00% 3.00% 3.00%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating B3/B Ba3 /B+ B2/B+
-------------------------------------------------------------------------------------------------------------------------------
Current yield 11.00% 8.88% 10.84%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased 50,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $50,000.00 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
fund 0.02% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 4.68% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 4.70% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
SVS II Total Return
-------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
-------------------------------------------------------------------------------------------------------------------------------
Issuer XXXXX FARGO FINANCIAL XXXX XXXXX CAPITAL CORP XXXXXX DODGE CORP
-------------------------------------------------------------------------------------------------------------------------------
Underwriters BNP, Salomon, DBSI XX Xxxxxx, Xxxxxxx, DBAB Xxxxxxx Xxxxx Xxxxxx, Bank of
America, Bank of Tokyo, First
Union, Mizuho Securities
-------------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-------------------------------------------------------------------------------------------------------------------------------
Security WFC 4.875%,6/12/2007 DE 7%,3/15/2012 PD 8.75%,6/1/2011
-------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager Co-Manager N/A
or co-manager of offering?
-------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which purchased Salomon Brothers N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
-------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/5/2002 3/15/2002 5/24/2001
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of
offering sold to QIBs $0.00 $0.00 $0.00
-------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $500,000,000.00 $1,500,000,000.00 $625,000,000.00
concurrent public offering
-------------------------------------------------------------------------------------------------------------------------------
Total $500,000,000.00 $1,500,000,000.00 $625,000,000.00
-------------------------------------------------------------------------------------------------------------------------------
Public offering price $99.39 $99.32 $99.83
-------------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
-------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 0.35% 0.45% 0.65%
commission
-------------------------------------------------------------------------------------------------------------------------------
Rating Aa2/A+ A3/A Baa3/BBB-
-------------------------------------------------------------------------------------------------------------------------------
Current yield 4.91% 7.05% 8.76%
-------------------------------------------------------------------------------------------------------------------------------
Total par value purchased 3,285,000 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $3,264,895.80 N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
fund 0.33% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 3.77% N/A N/A
associated funds
-------------------------------------------------------------------------------------------------------------------------------
Total 4.10% N/A N/A
-------------------------------------------------------------------------------------------------------------------------------
