AMENDMENT NO. 5 TO THE AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT
Exhibit (d)(1)(xii)
AMENDMENT NO. 5
TO THE
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
Amendment No. 5 to the Amended and Restated Investment Management Agreement (“Amendment No. 5”), dated as of July 8, 2004, between EQ Advisors Trust, a Delaware business trust the (“Trust”) and The Equitable Life Assurance Society of the United States, a New York stock life insurance company (“Equitable” or “Manager”).
The Trust and Equitable agree to modify and amend the Amended and Restated Investment Management Agreement dated as of May 1, 2000 (“Agreement”) and as amended by Amendment No. 1 dated as of September 1, 2000, Amendment No. 2 dated as of September 1, 2001, Amendment No. 3 dated as of November 22, 2002, and Amendment No. 4 dated as of May 2, 2003 (collectively, the “Amendments”), as follows:
| 1. | Appendix A. Appendix A to the Agreement and Amendments, which set forth the Portfolios of the Trust for which Equitable is appointed investment manager is hereby replaced in its entirety by Appendix A attached hereto, and |
| 2. | Appendix B. Appendix B to the Agreement and Amendments, which set forth the fees payable to Equitable with respect to each Portfolio, is hereby replaced in its entirety by Appendix B attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in fully force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 5 as of the date first above set forth.
| THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | ||||
| /s/ Xxxxxx X. Xxxxx |
/s/ Xxxxx X. Xxxxx | |||
| Xxxxxx X. Xxxxx President and Chief Executive Officer |
Xxxxx X. Xxxxx Executive Vice President and Chief Investment Officer | |||
APPENDIX A
AMENDMENT NO. 5
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
| Portfolios | ||
| EQ/Alliance Common Stock Portfolio | EQ/Janus Large Cap Growth Portfolio | |
| EQ/Alliance Growth and Income Portfolio | EQ/X.X. Xxxxxx Core Bond Portfolio | |
| EQ/Alliance Intermediate Government | (fka JPM Core Bond Portfolio) | |
| Securities Portfolio | EQ/Lazard Small Cap Value Portfolio | |
| EQ/Alliance International Portfolio | EQ/Xxxxxxx Focus Portfolio | |
| EQ/Alliance Premier Growth Portfolio | EQ/Mercury Basic Value Equity Portfolio | |
| EQ/Alliance Quality Bond Portfolio | (fka Xxxxxxx Xxxxx Basic Value Equity Portfolio) | |
| EQ/Alliance Small Cap Growth Portfolio | EQ/Mercury International Value Portfolio | |
| EQ/Xxxxxxxxx Diversified Value Portfolio | (fka EQ/Xxxxxx International Equity Portfolio) | |
| EQ/Xxxxxxx Socially Responsible Portfolio | EQ/MFS Investors Trust Portfolio | |
| EQ/Capital Guardian International Portfolio | (fka MFS Growth with Income Portfolio) | |
| EQ/Capital Guardian Research Portfolio | EQ/MFS Emerging Growth Companies Portfolio | |
| EQ/Capital Guardian U.S. Equity Portfolio | EQ/Money Market Portfolio | |
| EQ/Emerging Markets Equity Portfolio | EQ/Xxxxxx Growth & Income Value Portfolio | |
| EQ/Evergreen Omega Portfolio | EQ/Xxxxxx Voyager Portfolio | |
| (fka Evergreen Portfolio) | (fka EQ/Xxxxxx Growth Investors Portfolio) | |
| EQ/Equity 500 Index Portfolio | EQ/Small Company Index Portfolio | |
| (fka Alliance Equity Index Portfolio) | (fka BT Small Company Index Portfolio) | |
| EQ/FI Mid Cap Portfolio | ||
| EQ/FI Small/Mid Cap Value Portfolio (fka Warburg Pincus Small Co. Value Portfolio) |
||
APPENDIX B
AMENDMENT NO. 5
TO THE AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
The Trust shall pay the Manager, at the end of each calendar month, compensation computed daily at an annual rate equal to the following:
| (as a percentage of average daily net assets) (fee on all assets) | ||
| Index Portfolios |
||
| EQ/Equity 500 Index |
0.250% | |
| EQ/Small Company Index |
0.250% | |
| (as a percentage of average daily net assets) | |||||||||||||||
| Debt Portfolios |
First $750 Million |
Next $750 Million |
Next $1 Billion |
Next $2.5 Billion |
Thereafter |
||||||||||
| EQ/Alliance Intermediate Government Securities |
0.500 | % | 0.475 | % | 0.450 | % | 0.430 | % | 0.420 | % | |||||
| EQ/Money Market |
0.350 | % | 0.325 | % | 0.300 | % | 0.280 | % | 0.270 | % | |||||
| EQ/Alliance Quality Bond |
0.525 | % | 0.500 | % | 0.475 | % | 0.455 | % | 0.445 | % | |||||
| EQ/X.X. Xxxxxx Core Bond |
0.450 | % | 0.425 | % | 0.400 | % | 0.380 | % | 0.370 | % | |||||
| (as a percentage of average daily net assets) | |||||||||||||||
| Equity Portfolios |
First $1 Billion |
Next $1 Billion |
Next $3 Billion |
Next $5 Billion |
Thereafter |
||||||||||
| EQ/Alliance Common Stock |
0.550 | % | 0.500 | % | 0.475 | % | 0.450 | % | 0.425 | % | |||||
| EQ/Alliance Growth and Income |
0.600 | % | 0.550 | % | 0.525 | % | 0.500 | % | 0.475 | % | |||||
| EQ/Alliance International |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | |||||
| EQ/Alliance Premier Growth |
0.900 | % | 0.850 | % | 0.825 | % | 0.800 | % | 0.775 | % | |||||
| EQ/Alliance Small Cap Growth |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | |||||
| EQ/Xxxxxxxxx Diversified Value |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Xxxxxxx Socially Responsible |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Capital Guardian International |
0.850 | % | 0.800 | % | 0.775 | % | 0.750 | % | 0.725 | % | |||||
| EQ/Capital Guardian Research |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Capital Guardian U.S. Equity |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Evergreen Omega |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/FI Small/Mid Cap Value |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | |||||
| EQ/FI Mid Cap |
0.700 | % | 0.650 | % | 0.625 | % | 0.600 | % | 0.575 | % | |||||
| EQ/Janus Large Cap Growth |
0.900 | % | 0.850 | % | 0.825 | % | 0.800 | % | 0.775 | % | |||||
| EQ/Lazard Small Cap Value |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | |||||
| EQ/Xxxxxxx Focus |
0.900 | % | 0.850 | % | 0.825 | % | 0.800 | % | 0.775 | % | |||||
| EQ/Mercury Basic Value Equity |
0.600 | % | 0.550 | % | 0.525 | % | 0.500 | % | 0.475 | % | |||||
| EQ/Mercury International Value |
0.850 | % | 0.800 | % | 0.775 | % | 0.750 | % | 0.725 | % | |||||
| EQ/MFS Emerging Growth Companies |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/MFS Investors Trust |
0.600 | % | 0.550 | % | 0.525 | % | 0.500 | % | 0.475 | % | |||||
| EQ/Emerging Markets Equity |
1.150 | % | 1.100 | % | 1.075 | % | 1.050 | % | 1.025 | % | |||||
| EQ/Xxxxxx Growth & Income Value |
0.600 | % | 0.550 | % | 0.525 | % | 0.500 | % | 0.475 | % | |||||
| EQ/Xxxxxx Voyager |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
