AMENDMENT NO. 1 TO SHAREHOLDER SERVICES AGREEMENT
Exhibit 28(h)(x)
AMENDMENT NO. 1 TO SHAREHOLDER SERVICES AGREEMENT
This AMENDMENT NO. 1 TO SHAREHOLDER SERVICES AGREEMENT (“Amendment”) dated July 29, 2016 is by and between Seasons Series Trust (the “Trust”), on behalf of the Class 2 and Class 3 shares of its separately designated series, (each, a “Portfolio”), and American General Life Insurance Company (f/k/a SunAmerica Annuity and Life Assurance Company) (the “Life Company”). The Trust and the Life Company are collectively referred to as the “Parties.”
WHEREAS, the Trust has adopted a service plan pursuant to Rule 12b-1 under the Investment Company Act of 1940 (the “Class 2 Plan” and “Class 3 Plan;” collectively, the “Plans”), for the Class 2 shares and Class 3 shares, respectively, of certain separate series of the Trust (each, a “Portfolio”, and collectively, the “Portfolios”); and
WHEREAS, the Life Company has agreed to provide, or arrange to provide, pursuant to a Shareholder Services Agreement (“Agreement”), certain shareholder services to the contract owners who are indirect beneficial owners of Class 2 and Class 3 shares of the Portfolios (“Covered Services”), including such Covered Services as may be requested by the Board of Trustees of the Trust (the “Board”) from time to time, in connection with Class 2 and/or Class 3 shares of the Portfolios.
NOW, THEREFORE, the Parties agree as follows:
1. Schedule A. Schedule A to the Agreement is hereby deleted in its entirety and replaced with Schedule A attached hereto, and made a part hereof.
2. Counterparts. This Amendment may be executed in two or more counterparts, each of which shall be an original and all of which together shall constitute one instrument.
3. Full Force and Effect. Except as expressly supplemented, amended or consented to hereby, all of the representations, warranties, terms, covenants, and conditions of the Agreement shall remain unchanged and shall continue to be in full force and effect.
4. Miscellaneous. Capitalized terms used but not defined herein shall have the meanings assigned to them in the Agreement.
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IN WITNESS WHEREOF, the Parties have executed this Amendment as of the date of first above written.
AMERICAN GENERAL LIFE INSURANCE COMPANY | ||
By: |
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Name: | ||
Title: | ||
SEASONS SERIES TRUST | ||
By: |
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Name: | Xxxx X. Xxxxx | |
Title: | President |
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SCHEDULE A
Portfolios of Seasons Series Trust
Allocation Balanced Portfolio*
Allocation Growth Portfolio*
Allocation Moderate Growth Portfolio*
Allocation Moderate Portfolio*
Asset Allocation: Diversified Growth Portfolio
Diversified Fixed Income Portfolio
Focus Growth Portfolio
Focus Value Portfolio
International Equity Portfolio
Large Cap Value Portfolio
Large Cap Growth Portfolio
Mid Cap Value Portfolio
Mid Cap Growth Portfolio
Multi-Managed Growth Portfolio
Multi-Managed Moderate Growth Portfolio
Multi-Managed Income/Equity Portfolio
Multi-Managed Income Portfolio
Real Return Portfolio*
Small Cap Portfolio
Stock Portfolio
* | Portfolio does not have Class 2 shares. |
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