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EXHIBIT (9)(d)
ADDENDUM NO. 1 TO TRANSFER AGENCY AGREEMENT
This Addendum, dated as of the 1st day of November, 1990, is entered
into between TRUST FOR FEDERAL SECURITIES (the "Company"), a Pennsylvania
business trust, and PROVIDENT FINANCIAL PROCESSING CORPORATION ("PFPC"), a
Delaware corporation which is an indirect, wholly owned subsidiary of PNC
Financial Corp.
WHEREAS, the Company and PFPC have entered into a Transfer Agreement
dated June 1, 1989, (the "Transfer Agency Agreement"), pursuant to which the
Company appointed PFPC to act as transfer agent, registrar and dividend
disbursing agent (the "Transfer Agent") to the Company for its FedFund
portfolio, its T-Fund portfolio, its Treasury Trust Fund portfolio, its Short
Government Fund portfolio, its Intermediate Government Fund portfolio and its
Long Government Fund portfolio (each a "Fund");
WHEREAS, Paragraph 1 of the Transfer Agency Agreement provides that in
the event the Company establishes one or more additional Funds with respect to
which it desires to retain PFPC to act as the Transfer Agent under the Transfer
Agency Agreement, the Company shall so notify PFPC in writing and if PFPC is
willing to render such services it shall notify the Company in writing, and the
compensation to be paid to PFPC shall be that which is agreed to in writing by
the Company and PFPC; and
WHEREAS, pursuant to Paragraph 1 of the Transfer Agency Agreement, the
Company has notified PFPC that it has established the Federal Trust Fund
portfolio ("Federal Trust Fund") and that it desires to retain PFPC to act as
the Transfer Agent therefor, and PFPC has notified the Company that it is
willing to serve as Transfer Agent for Federal Trust Fund.
NOW THEREFORE, the parties hereto, intending to be legally bound,
hereby agree as follows:
1. Appointment. The Company hereby appoints PFPC to act as Transfer
Agent to the Company for Federal Trust Fund for the period and on the terms set
forth in the Transfer Agency Agreement. PFPC hereby accepts such appointment and
agrees to render the services set forth in the Transfer Agency Agreement, for
the compensation agreed to in writing by the Company and PFPC pursuant to
Paragraph 16 of the Transfer Agency Agreement.
2. Capitalized Terms. From and after the date hereof, the term
"Fund" as used in the Transfer Agency Agreement shall be deemed to include
Federal Trust Fund.
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Capitalized terms used herein and not otherwise defined shall have the meanings
ascribed to them in the Transfer Agency Agreement.
3. Miscellaneous. Except to the extent supplemented hereby, the
Transfer Agency Agreement shall remain unchanged and in full force and effect
and is hereby ratified and confirmed in all respects as supplemented hereby.
IN WITNESS WHEREOF, the undersigned have executed this Addendum as of
the date and year first above written.
TRUST FOR FEDERAL SECURITIES
By: /s/ Xxxxxx X. Xxxxx
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Title: Vice President
PROVIDENT FINANCIAL
PROCESSING CORPORATION
By: /s/ Xxxxx X. Xxxxxx
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Title: Vice President
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