EXHIBIT (H)(1)(D)
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT
This Amendment, dated February 7, 2007, to the Transfer Agency and Service
Agreement dated as of February 1, 2005 (the "AGREEMENT"), by and among State
Street Institutional Investment Trust, a trust established under the laws of the
Commonwealth of Massachusetts (the "Fund"), and ALPS Fund Services, Inc., a
Colorado corporation, having its principal place of business at 0000 Xxxxxxxx,
Xxxxx 0000, Xxxxxx, Xxxxxxxx 00000 (the "TRANSFER AGENT").
WHEREAS, the Transfer Agent and the Fund wish to modify the provisions of
the Agreement to reflect the addition of three new Portfolios under Schedule A
of this Agreement and reflect the addition of telephone services and related
fees under Schedule B of this Agreement;
NOW THEREFORE, the parties hereby agree to amend the Transfer Agency and
Service Agreement as follows:
1. The parties agree to delete Schedule A in its entirety and replace it
with a new Schedule A dated February 7, 2007, attached hereto.
2. The parties agree to delete Schedule B in its entirety and replace it
with a new Schedule B dated February 7, 2007, attached hereto.
3. Except as specifically set forth herein, all other provisions of the
Agreement shall remain in full force and effect. Any items not herein
defined shall have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date
first written above.
STATE STREET INSTITUTIONAL ALPS FUND SERVICES, INC.
INVESTMENT TRUST
By: /s/ Xxxxx Xxxx By: /s/ Xxxxxx X. May
--------------------------------- ------------------------------------
Name: Xxxxx Xxxx Name: Xxxxxx X. May
Title: President Title: Managing Director
SCHEDULE A
FUND LIST
AS AMENDED ON
FEBRUARY 7, 0000
Xxxxx Xxxxxx Institutional Investment Trust
State Street Institutional Liquid Reserves Fund
State Street Institutional Limited Duration Bond Fund
State Street Institutional Tax Free Limited Duration Bond Fund
State Street Institutional Tax Free Money Market Fund
SCHEDULE B
FEE SCHEDULE
Base Fee:
Fees are billable on a monthly basis at the rate of 1/12th of the annual fee. A
charge is made for an account in the month that an account opens.
Annual Base Fee of:
$25,000 on the primary class of share of each Portfolio
$5,000 fee for each additional class of shares of each Portfolio
Annual Open Account Fee of:
$15 per open account
Annual Inactive Account Fee of:
$5 per inactive account(1).
Annual Closed Account Fee of:
$0.50 per closed account(2).
(1) An inactive account is an account with a zero balance that has had activity
in the last eighteen months.
(2) A closed account is an account with a zero balance that has not had
activity in the last eighteen months.
Telephone servicing fee of:
$1.00 per call over 200 calls received calculated and paid monthly in arrears.
The period from the Commencement Date of this Agreement to the end of the first
month will be prorated. The Fund shall also pay for any set up and equipment
costs for the incoming telephone calls.
Out-of-Pocket Fees:
The following list includes some, but not all, of the Out-of -Pocket Fees and
expenses that may be incurred by ALPS from outside vendors. All Out-of-Pocket
Fees and expenses, whether or not listed below, are passed directly through at
cost to our clients as Out-of-Pocket Fees and expenses. The following fees are
estimates and are subject to change:
- $15 annual fee on fiduciary accounts (may be charged to shareholders
directly)
- Monthly NSCC-interface fees
- The cost of printing and mailing shareholder confirmations and
statements
- The cost of fund-specific statement paper and envelopes
- Postage
- Service auditor's report
- Customized programming
- Other miscellaneous expenses that may occur at the Fund's direction
