Exhibit 4.5(e)
THE CHASE MANHATTAN CORPORATION,
X.X. XXXXXX & CO. INCORPORATED
AND
U.S. BANK TRUST NATIONAL ASSOCIATION,
as Trustee
FOURTH SUPPLEMENTAL INDENTURE
Dated as of December 29, 2000
to
INDENTURE
Dated as of August 15, 1982, as amended
SENIOR DEBT SECURITIES
FOURTH SUPPLEMENTAL INDENTURE, dated as of December 29, 2000,
among THE CHASE MANHATTAN CORPORATION, a Delaware corporation ("Successor"),
X.X. XXXXXX & CO. INCORPORATED, a Delaware corporation ("X.X. Xxxxxx"), and U.S.
BANK TRUST NATIONAL ASSOCIATION (formerly known as First Trust of New York,
National Association), a national banking association, as successor to Chemical
Bank (formerly Manufacturers Hanover Trust Company), a New York banking
corporation, as trustee (the "Trustee", which term shall include any successor
trustee appointed pursuant to Article Six of the Indenture hereafter referred
to).
WHEREAS, X.X. Xxxxxx and the Trustee have heretofore executed
and delivered a certain Indenture, dated as of August 15, 1982, as amended,
including by the First Supplemental Indenture, dated as of May 5, 1986, the
Second Supplemental Indenture, dated as of February 27, 1996, and the Third
Supplemental Indenture, dated as of January 30, 1997 (as so amended, the
"Indenture"; capitalized terms not otherwise defined herein shall have the
meanings set forth in the Indenture), providing for the issuance from time to
time of Securities;
WHEREAS, X.X. Xxxxxx and Successor have entered into an
Agreement and Plan of Merger, dated as of September 12, 2000 (the "Merger
Agreement"), which contemplates the execution and filing of a Certificate of
Merger on the date hereof (the "Certificate of Merger") providing for the merger
(effective December 31, 2000) of X.X. Xxxxxx with and into Successor (the
"Merger"), with Successor continuing its corporate existence under Delaware law
under the name "X.X. Xxxxxx Chase & Co.";
WHEREAS, Section 9.1 of the Indenture provides, among other
things, that X.X. Xxxxxx shall not merge into any other corporation unless,
among other things, the corporation into which X.X. Xxxxxx is merged shall
expressly assume the due and punctual payment of the principal of and interest
on all the Securities and Coupons, according to their tenor, and the due and
punctual performance and observance of all of the covenants and conditions of
the Indenture to be performed or observed by the Issuer thereunder, by
supplemental indenture satisfactory to the Trustee;
WHEREAS, Section 8.1(b) of the Indenture provides, among other
things, that, without the consent of the Holders of the Securities, the Issuer,
when authorized by a resolution of the Board of Directors of the Issuer, and the
Trustee may from time to time and at any time enter into an indenture or
indentures supplemental to the Indenture to evidence the succession of another
corporation to the Issuer, and the assumption by the successor corporation of
the covenants, agreements and obligations of the Issuer;
WHEREAS, Successor and X.X. Xxxxxx desire and have requested
that the Trustee join in the execution of this Fourth Supplemental Indenture for
the purpose of evidencing such succession and assumption and amending certain
provisions of the Indenture as hereinafter set forth;
WHEREAS, the execution and delivery of this Fourth
Supplemental Indenture has been authorized by resolutions of the boards of
directors of X.X. Xxxxxx and Successor; and
WHEREAS, all conditions precedent and requirements necessary
to make this Fourth Supplemental Indenture a valid and legally binding
instrument in accordance with its terms have been complied with, performed and
fulfilled and the execution and delivery hereof have been in all respects duly
authorized;
NOW, THEREFORE, THIS FOURTH SUPPLEMENTAL INDENTURE WITNESSETH:
For and in consideration of the premises and intending to be
legally bound hereby, it is mutually covenanted and agreed, for the equal and
proportionate benefit of all Holders, as follows:
ARTICLE ONE
REPRESENTATIONS OF X.X. XXXXXX AND SUCCESSOR
Each of X.X. Xxxxxx and Successor represents and warrants to
the Trustee as follows:
SECTION 1.1 It is a corporation duly organized, validly
existing and in good standing under the laws of the State of Delaware.
SECTION 1.2 The execution, delivery and performance by it of
this Fourth Supplemental Indenture have been authorized and approved by all
necessary corporate action on the part of it.
SECTION 1.3 Upon the filing of the Certificate of Merger with
the Secretary of State of the State of Delaware or at such other time thereafter
as is provided in the Certificate of Merger (the "Effective Time"), the Merger
will be effective in accordance with the terms of the Merger Agreement and
Delaware law.
SECTION 1.4 Immediately after giving effect to the Merger,
Successor shall not be in default in the performance of any covenant or
condition of the Indenture.
ARTICLE TWO
ASSUMPTION AND AGREEMENTS
SECTION 2.1 Successor hereby expressly assumes the due and
punctual payment of the principal of and interest on all the Securities and
Coupons, according to their tenor, and the due and punctual performance and
observance of all covenants and conditions of the Indenture to be performed or
observed by the Issuer thereunder.
SECTION 2.2 The Securities and Coupons may bear a notation
concerning the assumption of the Indenture and the Securities and Coupons by
Successor.
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SECTION 2.3 Successor shall succeed to and be substituted for
X.X. Xxxxxx under the Indenture, with the same effect as if Successor had been
named as the Issuer thereunder.
ARTICLE THREE
AMENDMENTS
SECTION 3.1 The reference in the preamble to the Indenture to
"X.X. XXXXXX & CO. INCORPORATED, a Delaware corporation (the "Issuer")," is
hereby amended to read "X.X. XXXXXX XXXXX & CO. (formerly known as The Chase
Manhattan Corporation), a Delaware corporation (the "Issuer")," and each other
reference therein to "X.X. Xxxxxx & Co. Incorporated" shall be amended to read
"X.X. Xxxxxx Chase & Co. (formerly known as The Chase Manhattan Corporation)".
SECTION 3.2 Except as amended hereby, the Indenture and the
Securities and Coupons are in all respects ratified and confirmed and all the
terms thereof shall remain in full force and effect and the Indenture, as so
amended, shall be read, taken and construed as one and the same instrument.
ARTICLE FOUR
MISCELLANEOUS
SECTION 4.1 The Trustee accepts the modification of the
Indenture effected by this Fourth Supplemental Indenture, but only upon the
terms and conditions set forth in the Indenture. Without limiting the generality
of the foregoing, the Trustee assumes no responsibility for the correctness of
the recitals herein contained, which shall be taken as the statements of X.X.
Xxxxxx and Successor. The Trustee makes no representation and shall have no
responsibility as to the validity and sufficiency of this Fourth Supplemental
Indenture.
SECTION 4.2 If and to the extent that any provision of this
Fourth Supplemental Indenture limits, qualifies or conflicts with another
provision included in this Fourth Supplemental Indenture or in the Indenture
that is required to be included in this Fourth Supplemental Indenture or in the
Indenture by any of the provisions of Sections 310 to 317, inclusive, of the
Trust Indenture Act of 1939, such required provision shall control.
SECTION 4.3 Nothing in this Fourth Supplemental Indenture is
intended to or shall provide any rights to any parties other than those
expressly contemplated by this Fourth Supplemental Indenture.
SECTION 4.4 This Fourth Supplemental Indenture shall be deemed
to be a contract under the laws of the State of New York, and for all purposes
shall be construed in accordance with the laws of such State, except as may
otherwise be required by mandatory provisions of law.
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SECTION 4.5 This Fourth Supplemental Indenture may be executed
in any number of counterparts, each of which so executed shall be deemed to be
an original, but all such counterparts shall together constitute but one and the
same instrument.
SECTION 4.6 This Fourth Supplemental Indenture shall become
effective as of the Effective Time.
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IN WITNESS WHEREOF, the parties hereto have caused this Fourth
Supplemental Indenture to be duly executed, and their respective corporate seals
to be hereunto affixed and attested all as of the day and year first above
written.
X.X. XXXXXX & CO. INCORPORATED
By______________________________________
Name:
Title:
(Corporate Seal)
Attest:
________________________________
Secretary
THE CHASE MANHATTAN
CORPORATION
By______________________________________
Name:
Title:
(Corporate Seal)
Attest:
________________________________
Assistant Secretary
U.S. BANK TRUST NATIONAL
ASSOCIATION, as Trustee
By_____________________________________
Name:
Title:
(Corporate Seal)
Attest:
________________________________
STATE OF NEW YORK )
) ss.:
COUNTY OF NEW YORK )
On this ___ of December, 2000, before me, the undersigned
officer, personally appeared___________, who acknowledged himself to be the
__________________ of X.X. XXXXXX & CO. INCORPORATED, a corporation, and that he
as such officer, being authorized to do so, executed the foregoing instrument
for the purposes therein contained by signing the name of the corporation by
himself as such officer.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
_________________________________________
Notary Public
[SEAL]
STATE OF NEW YORK )
) ss.:
COUNTY OF NEW YORK )
On this ____ day of December, 2000, before me, the undersigned
officer, personally appeared Xxxx X. Xxxxxxx, who acknowledged himself to be the
Vice Chairman, Finance, Risk Management and Administration of THE CHASE
MANHATTAN CORPORATION, a corporation, and that he as such officer, being
authorized to do so, executed the foregoing instrument for the purposes therein
contained by signing the name of the corporation by himself as such officer.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
_________________________________________
Notary Public
[SEAL]
STATE OF NEW YORK )
) ss.:
COUNTY OF NEW YORK )
On this ___ day of December, 2000, before me, the undersigned
officer, personally appeared _______________, who acknowledged himself to be
_______________ of U.S. BANK TRUST NATIONAL ASSOCIATION, a national banking
corporation, and that he as such officer, being authorized to do so, executed
the foregoing instrument for the purposes therein contained by signing the name
of the association by himself as such officer.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
_________________________________________
Notary Public
[SEAL]
