AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT
Exhibit 4.3
AMENDMENT NO. 1 TO
SECOND AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT
This AMENDMENT NO. 1 (this “Amendment”) is made as of October 15, 2008 (the “Effective Date”) by and among Tengion, Inc. (the “Company”) and the Investors (as defined in the Agreement (as defined below)). This Amendment amends that certain SECOND AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT (the “Agreement”), dated as of September 24, 2007, by and among the Company and the Investors. All capitalized terms used herein but not otherwise defined shall have the meanings ascribed to such terms in the Agreement.
W I T N E S S E T H
WHEREAS, the undersigned parties, consisting of (i) the Company, (ii) each purchaser of the Company’s Series C Convertible Preferred Stock, par value $.001 per share, pursuant to that certain Series C Convertible Preferred Stock Purchase Agreement, dated as of the date hereof, who was not a party to the Agreement, (iii) Investors holding at least 75% of the outstanding shares of Series A Preferred held by the Investors, (iv) Investors holding at least 66 2/3% of the outstanding shares of Series B Preferred held by the Investors, and (v) Investors holding at least 66 2/3% of the outstanding shares of Series C Preferred held by the Investors, hereby desire to amend the Agreement pursuant to, and in accordance with, Section 6.3 of the Agreement, in the manner set forth herein.
NOW, THEREFORE, in consideration of the premises and the mutual agreements contained herein and for other good and valuable consideration the sufficiency of which is hereby acknowledged, the undersigned hereby agree as follows:
1. Amendment to Definition of the “Purchase Agreement”. Effective as of the Effective Date, the first “WHEREAS” clause of the Agreement is hereby amended by deleting such clause in its entirety and replacing such clause with the following:
“WHEREAS, the Company has issued and sold and proposes to issue and sell an aggregate of up to 30,126,092 shares of its Series C Convertible Preferred Stock, par value $0.001 per share, (the “Series C Preferred”), to certain of the Investors pursuant to that certain Series C Convertible Preferred Stock Purchase Agreement, dated as of September 24, 2007 (the “Original Purchase Agreement”), and/or that certain Series C Convertible Preferred Stock Purchase Agreement, dated as of October 15, 2008 (the “Second Purchase Agreement”, and together with the Original Purchase Agreement, the “Purchase Agreement”);”
2. Definition of “Registrable Securities”. Effective as of the Effective Date, the definition of “Registrable Securities” in Section 1.3 of the Agreement is hereby amended by replacing the reference to “Rule 144(k)” contained in subclause (ii)(c) therein with phrase “subsection (b)(1) of Rule 144”
3. Amendment to Section 3.2 Notice of Proposed Transfer.
3.1 Effective as of the Effective Date, the parenthetical contained in subclause (a)(i) of Section 3.2 is hereby amended to read as follows “(it being agreed that Xxxx Xxxxx & Xxxxxxx LLP, Ropes & Xxxx LLP and Dechert LLP shall be satisfactory)”.
3.2 Effective as of the Effective date, Section 3.2(a) of the Agreement is hereby amended by deleting the phrase, “including Rule 144(k)” from the end of the second subclause (ii) contained therein.
4. Amendment to Section 4.5(b). Effective as of the Effective Date, Section 4.5(b) is hereby amended to correct a typographical error by replacing the word “or” appearing as the first word in the parenthetical contained in subclause (iii) with the word “unless”.
5. Amendment to Section 5.1(f). Effective as of the Effective Date, Section 5.1(f) is hereby amended to correct a typographical error by amending such Section 5.1(f) as follows:
“(f) at least twenty (20) days prior to the beginning of each fiscal year of the Company, an annual operating plan with monthly and quarterly breakdowns (the “Budget”) for each fiscal year, including projected income statements, cash flows and balance sheets, on at least a quarterly basis for each fiscal year, together with a written description of all underlying assumptions and a brief written qualitative description of the Company’s operating plan in support of the budget for each fiscal year, as prepared by the Chief Executive Officer of the Company;”
6. Amendment to Article 5 Affirmative Covenants of the Company. Effective as of the Effective Date, Article 5 of the Agreement is hereby amended to include the following provision as Section 5.9:
“5.9 Series C Rights. In the event that any of the Company’s stockholders as of the date hereof are entitled to rights, preferences and privileges under the Company’s Third Amended and Restated Certificate of Incorporation, the Agreement or the Stockholders’ Agreement, each as amended through the date hereof, that are more favorable than those applicable to the holders of Series C Preferred (collectively, “Rights”), the Company shall take all corporate action reasonably necessary to afford the holders of Series C Preferred the benefits of such more favorable Rights.”
In addition, previously identified Section 5.9 of the Agreement is hereby renumbered accordingly as Section 5.10.
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7. Amendment to Section 6.1 Notices. Effective as of the Effective Date, the provision of this section referencing Xxxxxx Xxxxxx is hereby amended by deleting such provision in its entirety and replacing such provision with the following:
Xxxxxxx Procter, LLP
Attn: Xxxxx X. Xxxxxxx, Esq.
000 Xxxxxx Xxxxxx
Xxx Xxxx, XX 00000
(000) 000-0000 (Telephone)
(000) 000-0000 (Fax)
8. Amendment to Section 6.2 Prior Agreement; Entire Agreement. Effective as of the Effective Date, the last sentence of Section 6.2 of the Agreement is hereby amended as follows:
“No statement, representation, warranty, covenant or agreement of any kind not expressly set forth in this Investor Rights Agreement, as the same may be amended from time to time, shall affect, or be used to interpret, change or restrict, the express terms and provisions of this Investor Rights Agreement.”
9. Amendment to Section 6.3 Modifications and Amendments. Effective as of the Effective Date, the Section 6.3 of the Agreement is hereby amended by deleting such section in its entirety and replacing such clause with the following:
“6.3 Modifications and Amendments. This Investor Rights Agreement may not be amended or modified, and no provision hereof may be waived, without the written consent of (i) the Company, (ii) Investors holding at least seventy-five percent (75%) of the then outstanding shares of Series A Preferred (on an as converted to Common Stock basis) held by the Investors, (iii) Investors holding 66 2/3% of the then outstanding shares of Series B Preferred (on an as converted to Common Stock basis) held by the Investors, and (iv) Investors holding 66 2/3% of the then outstanding shares of Series C Preferred (on an as converted to Common Stock basis) held by the Investors; provided, however, that in the event than any such amendment, modification or waiver causes an Investor to be treated materially unequal and adverse from any other Investor, the consent of that Investor shall be required; provided, further, however that Section 5.1 cannot be amended without the consent of all Rights Holders holding at least 500,000 shares of Preferred (as adjusted for stock splits, stock dividends, combinations and similar recapitalization events). Any waiver or consent hereunder shall be effective only in the specific instance and for the purpose for which it was given, and shall not constitute a continuing waiver or consent.”
10. Amendment to Section 6.14 Confidentiality of Records. Effective as of the Effective Date, the Section 6.14 of the Agreement is hereby amended by adding the following sentence to the end of such section:
“The Company hereby acknowledges that Safeguard Scientifics, Inc. (“Safeguard”) is subject to the reporting requirements of the Exchange Act and may disclose in Safeguard’s periodic reports filed in accordance with the Exchange Act: (i) the terms and amount of Safeguard’s (or its affiliates’) investment in the Company, (ii) a brief description of the Company’s business and (iii) such other financial information pertaining to Safeguard’s investment in the Company as Safeguard reasonably determines is required to be disclosed pursuant to the Exchange Act; provided, however, that except as contemplated by this provision, Safeguard shall not make any such disclosures of information concerning the Company which has not been publicly disclosed by the Company prior to the proposed disclosure by Safeguard without the Company’s prior written consent.”
11. Amendment to Section 4.11(a) Directed Share Program. Effective as of the Effective Date, each use of the phrase “first anniversary of the date of this Investor Rights Agreement” in Section 4.11(a) of the Agreement is hereby amended by deleting such phrase and replacing such phrase with the language “first anniversary of the date of Amendment No. 1 to this Investor Rights Agreement”.
12. | Joinder of Additional Investors; Grant of Registration Rights. |
12.1 Effective as of the Effective Date, each purchaser of the Company’s Series C Convertible Preferred Stock, par value $.001 per share, pursuant to the Second Purchase Agreement who was not a party to the Agreement, shall be hereby joined as a party to the Agreement and each is deemed to be included in the definition of “Investors” for all purposes under the Agreement. Effective as of the Effective Date, Schedule I of the Agreement is hereby amended by deleting such schedule in its entirety and replacing such schedule with Schedule I-A, attached hereto.
12.2 Effective as of the Effective Date, the undersigned parties, constituting 66 2/3% of the outstanding Registrable Securities (prior to the sale of Series C Preferred under the Second Purchase Agreement) hereby consent to Safeguard Delaware, Inc. being treated as a “Holder” for all purposes of the Agreement.
13. No Other Amendments. Except as expressly amended, modified and supplemented hereby, the provisions of this Amendment are and will remain in full force and effect and, except as expressly provided herein, nothing in this Amendment will be construed as a waiver of any of the rights or obligations of the parties under the Agreement.
14. Governing Law. This Amendment and the rights and obligations of the parties hereunder shall be construed in accordance with and governed by the law of the State of Delaware, without giving effect to the conflict of law principles thereof.
15. Headings and Captions. The headings and captions of the various subdivisions of this Amendment or the Agreement are for convenience of reference only and shall in no way modify or affect the meaning or construction of any of the terms or provisions hereof.
16. Counterparts. This Amendment may be executed in two or more counterparts (including facsimile copies thereof), and by different parties hereto on separate counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
17. Severability. In the event that it is determined that any provision, or any portion thereof, contained in the Agreement, as amended by this Amendment, shall be unenforceable in any respect, then such provision shall be deemed limited to the extent that it shall be deemed enforceable, and as so limited shall remain in full force and effect. In the event that any such provision, or portion thereof, is deemed wholly unenforceable, the remaining provisions of this Agreement, as amended by this Amendment, shall nevertheless remain in full force and effect.
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IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement or caused this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement to be executed by their duly authorized representatives as of the date first written above.
TENGION, INC. | ||
By: | /s/ Xxxxxx Xxxxxxxxxxx | |
Name: | Xxxxxx Xxxxxxxxxxx | |
Title: | President and CEO |
IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement or caused this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement to be executed by their duly authorized representatives as of the date first written above.
INVESTORS:
XXXX CAPITAL VENTURE FUND 2005, L.P. | ||
By: | Xxxx Capital Venture Partners, L.P. | |
its general partner | ||
By: | Xxxx Capital Investors, LLC | |
its general partner | ||
By: | /s/ Xxxxx Xxxxxxx | |
Name: | Xxxxx Xxxxxxx | |
Title: | Authorized Person | |
BROOKSIDE CAPITAL PARTNERS FUND, L.P. | ||
By: | Brookside Capital Investors, L.P. | |
its general partner | ||
By: | Brookside Capital Management, LLC | |
its general partner | ||
By: | /s/ Xxxxxxx Xxxxxxxxxx | |
Name: | Xxxxxxx Xxxxxxxxxx | |
Title: | Authorized Person | |
BCIP ASSOCIATES III, LLC | ||
By: | BCIP Associates III, | |
its sole member and manager | ||
By: | Xxxx Capital Investors, LLC | |
its Managing Partner | ||
By: | /s/ Xxxxx Xxxxxxx | |
Name: | Xxxxx Xxxxxxx | |
Title: | Authorized Person |
IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement or caused this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement to be executed by their duly authorized representatives as of the date first written above.
BCIP ASSOCIATES III-B, LLC | ||
By: | BCIP Associates III-B, | |
its sole member and manager | ||
By: | Xxxx Capital Investors, LLC | |
its Managing Partner | ||
By: | /s/ Xxxxx Xxxxxxx | |
Name: | Xxxxx Xxxxxxx | |
Title: | Authorized Person | |
RGIP, LLC | ||
By: | /s/ Xx Xxxx | |
Name: | Xx Xxxx | |
Title: | Managing Member | |
DEERFIELD SPECIAL SITUATIONS FUND L.P. | ||
By: | /s/ Xxxxx Xxxxx | |
Name: | Xxxxx Xxxxx | |
Title: | General Partner | |
DEERFIELD SPECIAL SITUATIONS FUND INTL L.P. | ||
By: | /s/ Xxxxx Xxxxx | |
Name: | Xxxxx Xxxxx | |
Title: | General Partner |
IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement or caused this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement to be executed by their duly authorized representatives as of the date first written above.
HEALTHCAP IV KB | ||
By: HealthCap IV GP AB | ||
By: | [Illegible] | |
Name: | ||
Title: | ||
HEALTHCAP IV, L.P. | ||
By: HealthCap IV GP SA | ||
By: | [Illegible] | |
Name: | ||
Title: | ||
HEALTHCAP IV BIS, L.P. | ||
By: HealthCap IV GP SA | ||
By: | [Illegible] | |
Name: | ||
Title: | ||
OFCO CLUB IV | ||
By: | Odlander, Xxxxxxxxxx & Co AB, as member and on behalf of all members, if any, of the OFCO Club IV | |
By: | [Illegible] | |
Name: | ||
Title: |
IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement or caused this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement to be executed by their duly authorized representatives as of the date first written above.
HORIZON TECHNOLOGY FUNDING COMPANY II, LLC | ||
By: | Horizon Technology Finance Management LLC, its agent | |
By: | /s/ Xxxxxx X. Xxxxxxx, Xx. | |
Name: | Xxxxxx X. Xxxxxxx, Xx. | |
Title: | Chief Executive Officer | |
HORIZON TECHNOLOGY FUNDING COMPANY III, LLC | ||
By: | Horizon Technology Finance Management LLC, its agent | |
By: | /s/ Xxxxxx X. Xxxxxxx, Xx. | |
Name: | Xxxxxx X. Xxxxxxx, Xx. | |
Title: | Chief Executive Officer | |
XXXXXXX & XXXXXXX | ||
DEVELOPMENT CORPORATION | ||
By: | /s/ Xxxx Xxxx | |
Name: | Xxxx Xxxx | |
Title: | Vice President | |
L CAPITAL PARTNERS SBIC, LP | ||
By: | L Partners LP, its general partner | |
By: | L Capital Holdings, LLC, its general partner | |
By: | /s/ Ting Pau Oei | |
Name: | Ting Pau Oei | |
Title: | Vice President |
IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement or caused this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement to be executed by their duly authorized representatives as of the date first written above.
OAK INVESTMENT PARTNERS XI, LIMITED PARTNERSHIP | ||
By: | Oak Associates XI LLC, its general partner | |
By: | /s/ Xxx X. Xxxxxx | |
Name: | Xxx X. Xxxxxx | |
Title: | Managing Member | |
OXFORD FINANCE CORPORATION | ||
By: | /s/ Xxxx X. Xxxxxxxxx | |
Name: | Xxxx X. Xxxxxxxxx | |
Title: | VP and General Counsel | |
QUAKER BIOVENTURES, L.P. | ||
By: | QUAKER BIOVENTURES CAPITAL, L.P., its general partner | |
By: | QUAKER BIOVENTURES CAPITAL, LLC, its general partner | |
By: | /s/ Xxxxxx X. Xxxxx | |
Name: | Xxxxxx X. Xxxxx | |
Title: | Partner | |
QUAKER BIOVENTURES TOBACCO FUND, L.P. | ||
By: | QUAKER BIOVENTURES CAPITAL, L.P., its general partner | |
By: | QUAKER BIOVENTURES CAPITAL, LLC, its general partner | |
By: | /s/ Xxxxxx X. Xxxxx | |
Name: | Xxxxxx X. Xxxxx | |
Title: | Partner |
IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement or caused this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement to be executed by their duly authorized representatives as of the date first written above.
BIOADVANCE VENTURES, L.P. | ||
By: | BIOADVANCE GP I, L.P., its general partner | |
By: | Quaker BIOADVANCE MANAGEMENT, L.P., its manager | |
By: | QUAKER BIOVENTURES MANAGEMENT, LLC, its general partner | |
By: | /s/ Xxxxxx X. Xxxxx | |
Name: | Xxxxxx X. Xxxxx | |
Title: | Partner | |
SAFEGUARD SCIENTIFICS, INC. | ||
By: | /s/ Xxxxxx X. Xxxxxxxx | |
Name: | Xxxxxx X. Xxxxxxxx | |
Title: | Vice President | |
XXXXXX INVESTMENT HOLDINGS V, LLC | ||
By: | /s/ Xxxxx X. Xxxxxx | |
Xxxxx X. Xxxxxx | ||
Managing Member | ||
XXXXX CUMMIS XXXXXXX & XXXXX P.C. | ||
By: |
| |
Name: | ||
Title: |
IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement or caused this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement to be executed by their duly authorized representatives as of the date first written above.
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Xxxxx Xxxxxxxx |
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Xxxxxx Xxxxxxxx |
/s/ Xxxxxxx X. Xxxxxxx |
Xxxxxxx X. Xxxxxxx |
|
Xxxxx Xxxxxx |
|
Xxxx Xxxxx |
|
Xxxxxx X. Xxxxxx |
/s/ Xxxxxx More |
Xxxxxx More |
/s/ Xxxxxx Xxxxxxxx |
Xxxxxx Xxxxxxxx |
/s/ Xxxxxxxx Xxxxxx-Xxxxxxxx |
Xxxxxxxx Xxxxxx-Xxxxxxxx |
IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement or caused this Amendment No. 1 to Second Amended and Restated Investor Rights Agreement to be executed by their duly authorized representatives as of the date first written above.
/s/ Xxxxxx X. Xxxxxxxxxxx | ||
Xxxxxx X. Xxxxxxxxxxx | ||
/s/ Xxxxx X. X. Xxxxxxx | ||
Xxxxx X. X. Xxxxxxx | ||
XXXXX X. XXXXXXX AND XXXXXXXX X. XXXXX, TENANTS BY THE ENTIRETIES | ||
By: | /s/ Xxxxx X. Xxxxxxx | |
Xxxxx X. Xxxxxxx | ||
By: | /s/ Xxxxxxxx X. Maps | |
Xxxxxxxx X. Maps | ||
| ||
Xxx X. Xxxxxxxxx | ||
/s/ Xxxx X. Sender | ||
Xxxx X. Sender | ||
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Xxxx Xxxxx Xxxxx | ||
/s/ Xxxx Xxxxxxxx | ||
Xxxx Xxxxxxxx | ||
| ||
Xxxx Xxxxxx | ||
/s/ Xxxxxxx Xxxxxxxxxx | ||
Xxxxxxx Xxxxxxxxxx |
SCHEDULE I
INVESTORS
Oak Investment Partners XI, Limited Partnership
c/o Oak Investment Partners
One Xxxxxx Xxxxxx
Xxxxxxxx, XX 00000
Attn: Xxx Xxxxxx
(000) 000-0000 (Telephone)
(000) 000-0000 (Fax)
With a copy to:
Xxxx Xxxxx & Xxxxxxx LLP
Xxx Xxxxxxxx Xxxxxx
Xxxxx 0000
Xxxxxxxx, XX 00000-0000
Attn: Xxxxxxx X. Xxxxxxx
(000) 000-0000 (Telephone)
(000) 000-0000 (Fax)
HealthCap IV KB and OFCO Club IV
Xxxxxxxxxxx 0X
X-00000 Xxxxxxxxx
Xxxxxx
00-0-000-0000 (Telephone)
00-0-000-00-00 (Fax)
Attn: Xxxx-Xxxxx Xxxxxxxxx
With a copy to:
Simpson, Thacher & Xxxxxxxx
0000 Xxxxxxxx Xxxxxx
Xxxx Xxxx, Xxxxxxxxxx 00000
Attn: Xxxxxx Xxxxxxxx
(000) 000-0000 (Telephone)
(000) 000-0000 (Fax)
HealthCap IV, L.P. and HealthCap IV Bis, L.P.
c/o Odlandar Xxxxxxxxxx XX
18 Avenue D’Ouchy
XX-0000 Xxxxxxxx
Xxxxxxxxxxx
Attn: Hampus Xxxxxxxxxxx
00-00-000-0000 (Telephone)
00-00-000-0000 (Fax)
With a copy to:
Simpson, Thacher & Xxxxxxxx
0000 Xxxxxxxx Xxxxxx
Xxxx Xxxx, Xxxxxxxxxx 00000
Attn: Xxxxxx Xxxxxxxx
(000) 000-0000 (Telephone)
(000) 000-0000 (Fax)
Xxxxxxx and Xxxxxxx
Development Corporation
0 Xxxxxxx & Xxxxxxx Xxxxx
Xxx Xxxxxxxxx, Xxx Xxxxxx 00000
Attn: Xxxx Xxxx
(000) 000-0000 (Telephone)
(000) 000-0000) (Fax)
With a copy to:
Dechert LLP
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
Attn: Xxxxxxxxxx Xxxxx
(000) 000-0000 (Telephone)
(000) 000-0000 (Fax)
L Capital Partners SBIC, LP
00 Xxxx 00xx Xxxxxx-00xx Xxxxx
Xxx Xxxx, X.X. 00000
With a copy to:
Xxxxxx Xxxxxxxx LLP
3000 Two Xxxxx Square
00xx & Xxxx Xxxxxx
Xxxxxxxxxxxx, Xxxxxxxxxxxx 00000
Attn: Xxxxx X. Xxxxxx
(000) 000-0000 (Telephone)
(000) 000-0000 (Fax)
Xxxxxx Investment Holdings V, LLC
000 Xxxx Xxxx Xxxxxx
Xxxxxxxx, Xxxxxxxxxxx 00000
Attn: Xxxxx Xxxxxx
(000) 000-0000 (Telephone)
(000) 000-0000 (Fax)
Xxxxxx More
Xxxxxx Xxxxxxxxxxx
Xxx Xxxxxxxxx
c/x Xxxxx Xxxxxx Xxxxxxx & Xxxxx P.C.
Xxx Xxxxxxxxxx Xxxxx
Xxxxxx, Xxx Xxxxxx 00000
(000) 000-0000 (Telephone)
(000) 000-0000 (Fax)
Xxxxx Cummis Xxxxxxx & Xxxxx P.C.
Xxx Xxxxxxxxxx Xxxxx
Xxxxxx, Xxx Xxxxxx 00000
Attention: Xxxxxxx Xxxxxxxx
(000) 000-0000 (Telephone)
(000) 000-0000 (Fax)
Xxxx Sender
Xxxxxx Xxxxxxxx
Xxx Xxxxxxx
Xxxxx X. Xxxxxx
Xxxxx Xxxxxxxx
Xxxx Xxxxxx
Xxxxxxx Xxxxxxxxxx
Xxxxxx X. Xxxxxx
Xxxx Xxxxx Xxxxx
Xxxxxx Xxxxxxxx and Xxxxxxxx Xxxxxx-Xxxxxxxx
Xxxx Capital Venture Fund 2005, L.P.
c/o Bain Capital, LLC
000 Xxxxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Facsimile No: (000) 000-0000
Brookside Capital Partners Fund, L.P.
c/o Bain Capital, LLC
000 Xxxxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Facsimile No: (000) 000-0000
BCIP Associates III, LLC
c/o Bain Capital, LLC
000 Xxxxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Facsimile No: (000) 000-0000
BCIP Associates III-B, LLC
c/o Bain Capital, LLC
000 Xxxxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Facsimile No: (000) 000-0000
RGIP, LLC
c/o Ropes & Xxxx LLP
Xxx Xxxxxxxxxxxxx Xxxxx
Xxxxxx, XX 00000
Attn: Xxxx X. Xxxxxxxx, Esq.
Facsimile No: (000) 000-0000
Quaker Bioventures X.X.
Xxxx Centre
0000 Xxxx Xxxxxx
Xxxxxxxxxxxx, XX 00000-0000
Quaker Bioventures Tobacco Fund, X.X.
Xxxx Centre
0000 Xxxx Xxxxxx
Xxxxxxxxxxxx, XX 00000-0000
Bioadvance Ventures, L.P.
x/x Xxx Xxxxxxxxxxxxx Xxxxxxxxxx Xxxxxxxxxxx xx Xxxxxxxxxxxx Xxxxxxxxxxxx
Attention: President
0000 Xxxxxx Xxxxxx
Xxxxxxxxxxxx, XX 00000
with a copy to:
Bioadvance Ventures, L.P.
c/o Quaker Bioventures X.X.
Xxxx Centre
0000 Xxxx Xxxxxx
Xxxxxxxxxxxx, XX 00000-0000
Horizon Technology Funding
Company II LLC
00 Xxxxxxxxx Xxxx Xxxx
Xxxxxxxxxx, XX 00000
Horizon Technology Funding
Company III LLC
00 Xxxxxxxxx Xxxx Xxxx
Xxxxxxxxxx, XX 00000
Xxxx Xxxxx
Oxford Finance Corporation
000 Xxxxx Xxxxxxx Xxxxxx
Xxxxxxxxxx, XX 00000
Deerfield Special Situations Fund L.P.
000 Xxxxx Xxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Deerfield Special Situations Fund Int’l Ltd.
000 Xxxxx Xxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Safeguard Scientifics, Inc.
000 Xxxxx Xxxx Xxxxx
Xxxxxxxx 000
Xxxxx, XX 00000
Xxxxx X. Xxxxxxx and Xxxxxxxx X. Maps, Tenants By The Entireties
Xxxx Xxxxxxxx
Xxxxx X. X. Xxxxxxx
President & Chief Executive Officer
AMAG Pharmaceuticals, Inc.
000 Xxxxxx Xxxxxx
Xxxxxxxxx, XX 00000