SCHEDULE A As of October 1, 2015
Schedules A and B – Management Agreement – CFST I
SCHEDULE A
As of October 1, 2015
| Series |
Effective Date | |
| Active Portfolios Multi-Manager Growth Fund |
August 1, 2015 | |
| Columbia Adaptive Alternatives Fund |
October 1, 2015 | |
| Columbia Adaptive Risk Allocation Fund |
October 1, 2015 | |
| Columbia Bond Fund |
September 1, 2015 | |
| Columbia Corporate Income Fund |
September 1, 2015 | |
| Columbia Diversified Absolute Return Fund |
October 1, 2015 | |
| Columbia Dividend Income Fund |
October 1, 2015 | |
| Columbia High Yield Municipal Fund |
October 1, 2015 | |
| Columbia Intermediary Alternatives Fund |
October 1, 2015 | |
| Columbia Intermediate Bond Fund |
September 1, 2015 | |
| Columbia Multi-Asset Income Fund |
September 1, 2015 | |
| Columbia Pacific/Asia Fund |
August 1, 2015 | |
| Columbia Select Large Cap Growth Fund |
August 1, 2015 | |
| Columbia Small Cap Value Fund I |
September 1, 2015 | |
| Columbia U.S. Treasury Index Fund |
September 1, 2015 | |
| Columbia Value and Restructuring Fund |
July 1, 2015 |
Schedules A and B – Management Agreement – CFST I
SCHEDULE B
Fee Schedule
As of October 1, 2015
For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table below:
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at “Asset Charge” |
|||||
| Active Portfolios Multi-Manager Growth Fund |
August 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770 0.720 0.670 0.620 0.600 0.580 0.570 |
% % % % % % % | |||
| Columbia Adaptive Alternatives Fund* |
October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
|
1.330 1.325 1.320 1.310 1.300 |
% % % % % | |||
| Columbia Adaptive Risk Allocation Fund |
October 1, 2015 | Category 1 Assets invested in affiliated mutual funds, exchange-traded funds and closed-end funds that pay an investment management services fee to the Investment Manager. $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
|
0.060 0.055 0.050 0.040 0.030 |
% % % % % | |||
| Category 2 Assets invested in exchange-traded funds and mutual funds that are not managed by the Investment Manager or its affiliates. $0 - $500 $500 - $1,000 $1,000 - $3,000 $3,000 - $12,000 >$12,000 |
|
0.160 0.155 0.150 0.140 0.130 |
% % % % % | |||||
| Category 3 Securities, instruments and other assets not described above, including without limitation affiliated mutual |
||||||||
B-1
Schedules A and B – Management Agreement – CFST I
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at “Asset Charge” |
|||||
| funds, exchange-traded funds and closed-end funds that do not pay an investment management services fee to the Investment Manager, third party closed-end funds, derivatives and individual securities. $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.760 0.745 0.730 0.720 0.690 0.665 0.630 |
% % % % % % % | |||||
| Columbia Bond Fund |
September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.500 0.495 0.480 0.460 0.450 0.430 0.415 0.410 0.390 0.380 0.360 0.340 |
% % % % % % % % % % % % | |||
| Columbia Corporate Income Fund |
September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 v$24,000 - $50,000 >$50,000 |
|
0.500 0.495 0.480 0.460 0.450 0.430 0.415 0.410 0.390 0.380 0.360 0.340 |
% % % % % % % % % % % % | |||
| Columbia Diversified Absolute Return Fund* |
October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
1.180 1.130 1.100 1.070 1.040 1.030 |
% % % % % % | |||
| Columbia Dividend Income Fund |
October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.720 0.670 0.620 0.570 0.550 0.530 0.520 |
% % % % % % % | |||
B-2
Schedules A and B – Management Agreement – CFST I
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at “Asset Charge” |
|||||
| Columbia High Yield Municipal Fund |
October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.540 0.535 0.505 0.480 0.445 0.420 0.410 0.400 0.390 0.380 0.360 0.340 |
% % % % % % % % % % % % | |||
| Columbia Intermediary Alternatives Fund |
October 1, 2015 | All | 0.00 | % | ||||
| Columbia Intermediate Bond Fund |
September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.500 0.495 0.480 0.460 0.450 0.430 0.415 0.410 0.390 0.380 0.360 0.340 |
% % % % % % % % % % % % | |||
| Columbia Multi-Asset Income Fund |
September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.660 0.625 0.610 0.600 0.570 0.545 0.510 |
% % % % % % % | |||
| Columbia Pacific/Asia Fund |
August 1, 2015 | $0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.950 0.870 0.820 0.770 0.720 |
% % % % % | |||
| Columbia Select Large Cap Growth Fund |
August 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770 0.720 0.670 0.620 0.600 0.580 0.570 |
% % % % % % % | |||
| Columbia Small Cap Value Fund I |
September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
|
0.870 0.820 0.770 0.760 0.750 |
% % % % % | |||
| Columbia U.S. Treasury Index Fund(1) |
September 1, 2015 | ALL | 0.400 | % | ||||
| Columbia Value and Restructuring Fund |
July 1, 2015 | $0 - $500 | 0.750 | % | ||||
B-3
Schedules A and B – Management Agreement – CFST I
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at “Asset Charge” |
|||||
| >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.740 0.670 0.620 0.600 0.580 0.570 |
% % % % % % | |||||
| * | When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any management fees paid to the Investment Manager by any Subsidiaries under separate management agreements with the Subsidiaries. |
| (1) | The Investment Manager has agreed to pay all operating expenses of the Fund with the exception of brokerage fees and commissions, taxes, interest, fees and expenses of Trustees who are not officers, directors or employees of the Investment Manager or its affiliates, distribution (12b-1) and/or shareholder servicing fees, and any extraordinary non-recurring expenses that may arise, including but not limited to, litigation expenses. |
The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.
B-4
Schedules A and B – Management Agreement – CFST I
IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A and Schedule B as of September 28, 2015.
| By: | /s/ Xxxxxxxxxxx X. Xxxxxxxx | |
| Name: Xxxxxxxxxxx X. Xxxxxxxx | ||
| Title: President |
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
| By: | /s/ Xxx X. Xxxxxxx | |
| Name: Xxx X. Xxxxxxx | ||
| Title: Managing Director and Chief Operating Officer |
B-5
