Exhibit 24(b)(9)(a)
AMENDMENT NO. 11
TO
THE TRANSFER AND DIVIDEND DISBURSING AGENT AGREEMENT
BETWEEN
THE AAL MUTUAL FUNDS
AND
FIRSTAR TRUST COMPANY
Effective January 8, 1997, the Transfer and Dividend Disbursing Agent Agreement
("Agreement"), dated June 15, 1987, between The AAL Mutual Funds and Firstar
Trust Company (f/k/a First Wisconsin Trust Company) is amended as follow:
1. Schedule A (Mutual Fund Shareholder Service Fee Schedule) to the Agreement,
effective as of January 8, 1997, is amended to add The AAL High Yield Bond Fund.
An amended Schedule A, effective as of January 8, 1997, is attached hereto. All
other provisions of this Agreement, as amended, shall be in full force and
effect.
IN WITNESS WHEREOF, the parties have caused this Amendment No. 11 to be signed
by their duly authorized officers.
ATTEST: FIRSTAR TRUST COMPANY
By___________________________ By____________________________
ATTEST: THE AAL MUTUAL FUNDS
By___________________________ By____________________________
Xxxxxx X. Same, Secretary H. Xxxxxxx Xxxxxx, President
SCHEDULE A
TO
THE AAL MUTUAL FUNDS TRANSFER AND DIVIDEND DISBURSING AGENT
AGREEMENT BETWEEN THE AAL MUTUAL FUNDS AND
FIRSTAR TRUST COMPANY, AS AMENDED
FIRSTAR TRUST COMPANY
MUTUAL FUND SHAREHOLDER SERVICES
Fee Schedule Effective January 8, 1997
I. Annual Maintenance Fees
A. The AAL Capital Growth, Bond, Municipal Bond; Mid Cap Stock (f/k/a
The AAL Smaller Company Stock Fund); Utilities; International; Small Cap Stock;
and High Yield Bond (added January 8, 1997) Funds
$ 13.00 per account, first 50,000 open accounts $ 12.75 per account, next
100,000 open accounts $ 12.50 per account, balance of open accounts $ 6.00 per
closed account
B. The AAL Target Funds
$ 6.00 per open/closed account
C. The AAL Money Market Fund
$ 15.00 per open account
$ 6.00 per closed account
II. Money Market Fund Drafts
$ 1.50 each
III. ACH (Automatic Clearing House)
$ 125.00 per cycle
$ 0.50 account set-up/change
$ 0.35 per item (EFT to account)
$ 3.25 per correction/reversal/return
IV. XXX/403(b) Maintenance
$ 12.50 per XXX or 403(b) account
$ 25.00 cap for multiple XXX or 403(b) accounts with same social security number
(Firstar will charge $12.50 per XXX or 403(b) account, with a $25.00 cap for
multiple XXX or 403(b) accounts with the same social security number.
V. XXX/403(b) Miscellaneous
Systematic Withdrawals - no charge Direct Stock Rollovers - no charge Transfers
Out - no charge Total Liquidations - no charge Partial Liquidations - no charge
Transfers In - no charge
VI. Other
Outgoing Wires $10.00 per wire
$20.00 stop payment/return item fee
All fees not paid by shareholders are billed monthly.
Out-of-pocket expenses are billed monthly.
