AMENDMENT TO THE ADVISORS SERIES TRUST TRANSFER AGENT SERVICING AGREEMENT
AMENDMENT TO THE
THIS AMENDMENT dated as of the 2nd day of June, 2011, to the Transfer Agent Servicing Agreement, dated as of June 8, 2006, as amended (the “Agreement”), is entered into by and between Advisors Series Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have entered into a Transfer Agent Servicing Agreement; and
WHEREAS, the parties desire to amend the series of the Trust to add funds; and
WHEREAS, Section 12 of the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree to amend the exhibits and add the following series of Advisors Series Trust:
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Exhibit Z, Fort Pitt Capital Total Return Fund, is hereby added to the Agreement and attached hereto.
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Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
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U.S. BANCORP FUND SERVICES, LLC
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By: /s/ Xxxxxxx X. Xxxx
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By: /s/ Xxxxxxx X. XxXxx
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Printed Name: Xxxxxxx X. Xxxx
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Printed Name: Xxxxxxx X. XxXxx
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Title: President
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Title: Executive Vice President
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Exhibit Z to the Advisors Series Trust Transfer Agent Servicing Agreement
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Name of Series
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Date Added
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Fort Pitt Capital Total Return Fund
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on or after June 2, 2011
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FORT PITT CAPITAL FUNDS
TRANSFER AGENT & SHAREHOLDER SERVICES at June, 2011
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Service Charges to the Fund*
Annual Shareholder Account Fee (see minimum)
¨ No-Load - $[ ] /account
Annual Minimum
¨ $[ ] per no-load fund
Activity Charges
¨ 401(k) Daily Valuation Trades - $[ ] /trade
¨ Omnibus Account Transactions
¨ $[ ] each – first [ ] transactions
¨ $[ ] each – next [ ] transactions
¨ $[ ] each – next [ ] transactions
¨ $[ ] each – next [ ] transactions
¨ $[ ] each – balance of transactions
¨ AML New Account Service - $[ ]/new domestic accounts and $[ ]/new foreign account
¨ ACH/EFT Shareholder Services:
$[ ] /month/fund group
$[ ] /ACH item, setup, change
$[ ] /correction, reversal
w Vision
$[ ] /per Back Office Inquiry
$[ ] per Broker ID
Out-of-pocket Costs - Including but not limited to:
¨ Telephone toll-free lines, call transfers, etc.
¨ Telephone Calls @ $[ ] per/call
¨ Mailing, sorting and postage
¨ Stationery, envelopes
¨ Programming, special reports
¨ Insurance, record retention, microfilm/fiche
¨ Proxies, proxy services
¨ Lost shareholder search
¨ ACH fees
¨ NSCC charges
¨ Disaster recovery – per open account
¨ All other out-of-pocket expenses
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Qualified Plan Fees (Billed to Investors)
¨ $[ ] /qualified plan acct (Cap at $[ ]/SSN)
¨ $[ ] /Xxxxxxxxx ESA acct (Cap at $[ ]/SSN)
¨ $[ ] /transfer to successor trustee
¨ $[ ] /participant distribution (Excluding SWPs)
¨ $[ ] /refund of excess contribution
Shareholder Fees (Billed to Investors)
¨ $[ ] /outgoing wire transfer
¨ $[ ] /overnight delivery
¨ $[ ] /telephone exchange
¨ $[ ] /return check or ACH
¨ $[ ] /stop payment
¨ $[ ] /research request per account
(Cap at $[ ]/request)
(For requested items of the second calendar year [or previous] to the request)
Technology Charges
1. Implementation Services
¨ First CUSIP - $[ ] /first CUSIP
¨ Fund Setup - $[ ] /additional CUSIP
¨ 800 Service - $[ ] / ATT transfer connect
¨ VRU Setup - $[ ] /fund group
¨ NSCC Setup - $[ ] /fund group
2. 12b-1 Aging - $[ ] /account/year
3. Selects - $[ ] per select
4. ReportSource - $[ ] /month – Web reporting
5. System Access - TALink, COLD, Image
¨ Setup - $[ ] /concurrent connection each
¨ Service - $[ ] /month each
Fees are billed monthly.
* Annual fee
* Subject to CPI increase, Milwaukee MSA.
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Advisor’s Signature below acknowledges approval of the fee schedule on this Exhibit Z.
Fort Pitt Capital Group, Inc.
By: /s/ Xxxxxxx X. Xxxxx
Printed Name: Xxxxxxx X. Xxxxx Title: Treasurer
Date: 7/15/2011
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