BRAZOS MUTUAL FUNDS AMENDMENT TO PROSPECT SERVICING AGREEMENT
AMENDMENT
TO PROSPECT SERVICING AGREEMENT
THIS
AMENDMENT dated as of the 10th day of July, 2008, to the Prospect
Servicing Agreement, dated as of November 25, 2002, (the
“Agreement”), is entered into by and among BRAZOS MUTUAL FUNDS,
a Delaware business trust (the “Trust”), BRAZOS CAPITAL MANAGEMENT, L.P.
(the “Adviser”) and U.S.
BANCORP FUND SERVICES, LLC, a Wisconsin limited liability
company (”USBFS”).
RECITALS
WHEREAS, the parties have
entered into an Agreement; and
WHEREAS, the parties desire to
amend the fees of said Agreement; and
WHEREAS, Section 8 of the
Agreement allows for its amendment by written agreement executed by the parties;
and
NOW THEREFORE, the parties
agree to amend the following:
Exhibit B
of the Agreement is hereby superseded and replaced with Exhibit B attached
hereto.
Except to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the
parties hereto have caused this Amendment to be executed by a duly authorized
officer on one or more counterparts as of the date and year first written
above.
| BRAZOS MUTUAL FUNDS | U.S BANCORP FUND SERVICES, LLC |
| By: /s/ Xxxxxxxx X. Xxxx, Xx. | By: /s/ Xxxxxxx X. XxXxx |
| Name: Xxxxxxxx X. Xxxx, Xx. | Name: Xxxxxxx X. XxXxx |
| Title: President | Title: Executive Vice President |
| BRAZOS CAPITAL MANAGEMENT, L.P. | |
| By: /s/ Xxxxxxxx X. Xxxx, Xx. | |
| Name: Xxxxxxxx X. Xxxx, Xx. | |
| Title: Managing Partner | |
|
Exhibit B to the Prospect
Servicing Agreement – Brazos Mutual FundsPROSPECT
SERVICING
/ LITERATURE FULFILLMENT
FEE
SCHEDULE
Effective
6/1/08 through 6-1-10
|
|
|
Fulfillment Services - Full
Service
TIER
1 (0-50orders per month)
Account
Management $____/month
TIER
2 (51-250 orders per month)
Account
Management $____/month
First
50 orders
NC
Per
order over 50
$____/order
TIER
3 (251-500 orders per month)
Account
Management $____/month
First
250
orders
NC
Per
order over 250
$____/order
TIER
4 (over 500 orders per month)
Account
Management $____/month
First
500
orders
NC
Per
order over 500
$____/order
E-mail/internet
Lead Origination - $____ per request
Services
included account management, lead reporting, call servicing, database
management, kit assembly and mailing (excluding postage and
materials).
Inbound
Teleservicing (only)
Account
Management $____/month
Call
Servicing $____/minute
Base
Reporting Services Included.
Assumes
that client is responsible for costs associated with order
delivery.
Fees
are billed monthly.
|
Lead Conversion Reporting
Account
Management
$____/month
Database
Installation, Setup $____ /fund
group
Specialized
Programming (Separate
Quote)*
Web On-line Fund Fulfillment
Account
Management
$____ /month
Installation,
Setup
$____ /fund group
Per
Literature
Order
$____ /request
Follow-up Services
Correspondence $____
/letter
E-mail
Correspondence (Separate
Quote)*
Telemarketing (Separate
Quote)*
Customized
Services (Separate
Quote)*
*Dependent
upon client requirements
All
fees are billed monthly plus out-of-pocket expenses, including,
but not limited to:
· Customized
reporting development
· Postage,
stationery
· Programming,
special reports
· Retention
of records
· File
transmission charges
· Legal
expenses
· All
other out-of-pocket
expenses
|
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