SUB-ITEM 77Q1(e)
AMENDMENT NO. 9
TO
MASTER INVESTMENT ADVISORY AGREEMENT
This Amendment dated as of February 12, 2010, amends the Master Investment
Advisory Agreement (the "Agreement"), dated November 25, 2003, between AIM
Counselor Series Trust, a Delaware statutory trust, and Invesco Advisers, Inc.,
a Delaware corporation.
W I T N E S S E T H:
WHEREAS, the parties desire to amend the Agreement to add the following
series portfolios: Invesco Balanced Fund, Invesco California Tax-Free Income
Fund, Invesco Dividend Growth Securities Fund, Invesco Equally-Weighted S&P 500
Fund, Invesco Fundamental Value Fund, Invesco Large Cap Relative Value Fund,
Invesco New York Tax-Free Income Fund, Invesco S&P 500 Index Fund, Invesco Xxx
Xxxxxx American Franchise Fund, Invesco Xxx Xxxxxx Core Equity Fund, Invesco Xxx
Xxxxxx Equity and Income Fund, Invesco Xxx Xxxxxx Equity Premium Income Fund,
Invesco Xxx Xxxxxx Growth and Income Fund, Invesco Xxx Xxxxxx Money Market Fund,
Invesco Xxx Xxxxxx Pennsylvania Tax Free Income Fund, Invesco Xxx Xxxxxx Small
Cap Growth Fund and Invesco Xxx Xxxxxx Tax Free Money Fund;
NOW, THEREFORE, the parties agree as follows;
1. Appendix A and Appendix B to the Agreement are hereby deleted in
their entirety and replaced with the following:
"APPENDIX A
FUNDS AND EFFECTIVE DATES
NAME OF FUND EFFECTIVE DATE OF ADVISORY AGREEMENT
---------------------------------------------------- ------------------------------------
AIM Core Plus Bond Fund June 2, 2009
AIM Floating Rate Fund April 14, 2006
AIM Multi-Sector Fund November 25, 2003
AIM Select Real Estate Income Fund March 12, 2007
AIM Structured Core Fund March 31, 2006
AIM Structured Growth Fund March 31, 2006
AIM Structured Value Fund March 31, 2006
Invesco Balanced Fund February 12, 0000
Xxxxxxx Xxxxxxxxxx Tax-Free Income Fund February 12, 2010
Invesco Dividend Growth Securities Fund February 12, 2010
Invesco Equally-Weighted S&P 500 Fund February 12, 2010
Invesco Fundamental Value Fund February 12, 2010
Invesco Large Cap Relative Value Fund February 12, 2010
Invesco New York Tax-Free Income Fund February 12, 2010
Invesco S&P 500 Index Fund February 12, 2010
Invesco Xxx Xxxxxx American Franchise Fund February 12, 2010
Invesco Xxx Xxxxxx Core Equity Fund February 12, 2010
Invesco Xxx Xxxxxx Equity and Income Fund February 12, 2010
Invesco Xxx Xxxxxx Equity Premium Income Fund February 12, 2010
Invesco Xxx Xxxxxx Growth and Income Fund February 12, 2010
Invesco Xxx Xxxxxx Money Market Fund February 12, 0000
Xxxxxxx Xxx Xxxxxx Xxxxxxxxxxxx Tax Free Income Fund February 12, 2010
Invesco Xxx Xxxxxx Small Cap Growth Fund February 12, 2010
Invesco Xxx Xxxxxx Tax Free Money Fund February 12, 0000
XXXXXXXX X
COMPENSATION TO THE ADVISOR
The Trust shall pay the Adviser, out of the assets of each Fund, as full
compensation for all services rendered, an advisory fee for such Funds as set
forth below. Such fee shall be calculated by applying the following annual rates
to the average daily net assets of such Funds for the calendar year computed in
the manner used for the determination of the net asset value of shares of such
Funds.
2
AIM CORE PLUS BOND FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $500 million............................ 0.450%
Next $500 million............................. 0.425%
Next $1.5 billion............................. 0.400%
Next $2.5 billion............................. 0.375%
Over $5 billion............................... 0.350%
AIM FLOATING RATE FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $500 million............................ 0.65%
Next $4.5 billion............................. 0.60%
Next $5 billion............................... 0.575%
Over $10 billion.............................. 0.55%
AIM MULTI-SECTOR FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $250 million............................ 0.695%
Next $250 million............................. 0.67%
Next $500 million............................. 0.645%
Next $1.5 billion............................. 0.62%
Next $2.5 billion............................. 0.595%
Next $2.5 billion............................. 0.57%
Next $2.5 billion............................. 0.545%
Amount over $10 billion....................... 0.52%
AIM SELECT REAL ESTATE INCOME FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $250 million............................ 0.75%
Next $250 million............................. 0.74%
Next $500 million............................. 0.73%
Next $1.5 billion............................. 0.72%
Next $2.5 billion............................. 0.71%
Next $2.5 billion............................. 0.70%
Next $2.5 billion............................. 0.69%
Amount over $10 billion....................... 0.68%
3
AIM STRUCTURED CORE FUND
AIM STRUCTURED GROWTH FUND
AIM STRUCTURED VALUE FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $250 million............................ 0.60%
Next $250 million............................. 0.575%
Next $500 million............................. 0.55%
Next $1.5 billion............................. 0.525%
Next $2.5 billion............................. 0.50%
Next $2.5 billion............................. 0.475%
Next $2.5 billion............................. 0.45%
Over $10 billion.............................. 0.425%
INVESCO BALANCED FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $500 million............................ 0.52%
Over $500 million............................. 0.495%
INVESCO CALIFORNIA TAX-FREE INCOME FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $500 million............................ 0.47%
Next $250 million............................. 0.445%
Next $250 million............................. 0.42%
Next $250 million............................. 0.395%
Over $1.25 billion............................ 0.37%
INVESCO DIVIDEND GROWTH SECURITIES FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $250 million............................ 0.545%
Next $750 million............................. 0.42%
Next $1 billion............................... 0.395%
Next $1 billion............................... 0.37%
Next $1 billion............................... 0.345%
Next $1 billion............................... 0.32%
Next $1 billion............................... 0.295%
Next $2 billion............................... 0.27%
Next $2 billion............................... 0.245%
Next $5 billion............................... 0.22%
Over $15 billion.............................. 0.195%
4
INVESCO EQUALLY-WEIGHTED S&P 500 FUND
INVESCO S&P 500 INDEX FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $2 billion.............................. 0.12%
Over $2 billion............................... 0.10%
INVESCO FUNDAMENTAL VALUE FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $500 million............................ 0.67%
Over $500 million............................. 0.62%
INVESCO LARGE CAP RELATIVE VALUE FUND
INVESCO XXX XXXXXX EQUITY AND INCOME FUND
INVESCO XXX XXXXXX GROWTH AND INCOME FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $150 million............................ 0.50%
Next $100 million............................. 0.45%
Next $100 million............................. 0.40%
Over $350 million............................. 0.35%
INVESCO NEW YORK TAX-FREE INCOME FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $500 million............................ 0.47%
Over $500 million............................. 0.445%
INVESCO XXX XXXXXX AMERICAN FRANCHISE FUND
INVESCO XXX XXXXXX EQUITY PREMIUM INCOME FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $500 million............................ 0.70%
Next $500 million............................. 0.65%
Over $1 billion............................... 0.60%
INVESCO XXX XXXXXX CORE EQUITY FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $1 billion.............................. 0.65%
Next $1.5 billion............................. 0.60%
Over $2.5 billion............................. 0.55%
5
INVESCO XXX XXXXXX MONEY MARKET FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $250 million............................ 0. 45%
Next $500 million............................. 0.375%
Next $500 million............................. 0.325%
Next $250 million............................. 0.30%
Next $250 million............................. 0.275%
Next $500 million............................. 0.25%
Next $500 million............................. 0.225%
Next $12.25 billion........................... 0.20%
Next $2.5 billion............................. 0.199%
Next $7.5 billion............................. 0.198%
Next $5 billion............................... 0.197%
Over $30 billion.............................. 0.196%
INVESCO XXX XXXXXX PENNSYLVANIA TAX FREE INCOME FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $500 million............................ 0.60%
Over $500 million............................. 0.50%
INVESCO XXX XXXXXX SMALL CAP GROWTH FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $500 million............................ 0.80%
Next $500 million............................. 0.75%
Over $1 billion............................... 0.70%
INVESCO XXX XXXXXX TAX FREE MONEY FUND
NET ASSETS ANNUAL RATE
---------------------------------------------- -----------
First $500 million............................ 0. 45%
Next $250 million............................. 0.375%
Next $250 million............................. 0.325%
Next $500 million............................. 0.30%
Next $500 million............................. 0.275%
Next $500 million............................. 0.25%
Next $500 million............................. 0.225%
Next $12 billion.............................. 0.20%
Over $15 billion.............................. 0.199%"
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2. In all other respects, the Agreement is hereby confirmed and
remains in full force and effect.
IN WITNESS WHEREOF, the parties have caused this Agreement to be executed
by their respective officers on the date first written above.
AIM COUNSELOR SERIES TRUST
Attest: /s/ Xxxxxxx Xxxxxxx By: /s/ Xxxx X. Xxxx
----------------------------- ---------------------------
Assistant Secretary Xxxx X. Xxxx
Senior Vice President
(SEAL)
INVESCO ADVISERS, INC.
Attest: /s/ Xxxxxxx Xxxxxxx By: /s/ Xxxx X. Xxxx
----------------------------- ---------------------------
Assistant Secretary Xxxx X. Xxxx
Senior Vice President
(SEAL)
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