Amended and Restated Schedule A to the Amended and Restated Administration Agreement by and between The Marsico Investment Fund And UMB Fund Services, Inc.
Amended
and Restated
Schedule
A
to
the
Amended
and Restated Administration Agreement
by
and between
The
Xxxxxxx Investment Fund
And
UMB
Fund Services, Inc.
Intending
to be legally bound, the undersigned hereby amend and restate Schedule A to the
aforesaid Agreement as follows, effective as of the date set forth
below:
Name of
Funds
The
Xxxxxxx Focus Fund
The
Xxxxxxx Growth Fund
The
Xxxxxxx 21st Century
Fund
The
Xxxxxxx International Opportunities Fund
The
Xxxxxxx Flexible Capital Fund
The
Xxxxxxx Global Fund
The
Xxxxxxx Emerging Markets Fund
In
witness whereof, the undersigned have executed this Amended and Restated
Schedule A to the Amended and Restated Administration Agreement between The
Xxxxxxx Investment Fund and UMB Fund Services, Inc., effective as of the 15th
day of December, 2010.
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UMB
FUND SERVICES, INC.
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THE
XXXXXXX INVESTMENT FUND
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|||
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By:
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/s/ Xxxxx X.
Xxxxxxx
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By:
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/s/ Xxxx X. Xxxxxx
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|
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Title:
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Executive Vice President
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Title: |
Vice President, Secretary and
Treasurer
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Amended
and Restated
Schedule
B
to
the
Amended
and Restated Administration Agreement
by
and between
The
Xxxxxxx Investment Fund
and
UMB
Fund Services, Inc.
Intending
to be legally bound, the undersigned hereby amend and restate Schedule B to the
aforesaid Agreement as follows, effective as of the date set forth
below:
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Minimum
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||||
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Name of Fund
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Average Net Assets
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Annual Fees
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Annual Fee
|
|
|
Focus
Fund
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Up
to $50 Million
|
12.0
basis points
|
$45,000
|
|
|
$50
Million to $100 Million
|
6.0
basis points
|
|||
|
$100
Million to $250 Million
|
3.0
basis points
|
|||
|
$250
Million to $750 Million
|
1.0
basis points
|
|||
|
Over
$750 Million
|
0.5
basis point
|
|
Growth
Fund
|
Up
to $50 Million
|
12.0
basis points
|
$45,000
|
|
|
$50
Million to $100 Million
|
6.0
basis points
|
|||
|
$100
Million to $250 Million
|
3.0
basis points
|
|||
|
$250
Million to $750 Million
|
1.0
basis points
|
|||
|
Over
$750 Million
|
0.5
basis points
|
|
21st
Century Fund
|
Up
to $50 Million
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12.0
basis points
|
$45,000
|
|
|
$50
Million to $100 Million
|
6.0
basis points
|
|||
|
$100
Million to $250 Million
|
3.0
basis points
|
|||
|
$250
Million to $750 Million
|
1.0
basis points
|
|||
|
Over
$750 Million
|
0.5
basis points
|
|
International
Opportunities
|
||||
|
Fund
|
Up
to $50 Million
|
13.0
basis points
|
$50,000
|
|
|
$50
Million to $100 Million
|
7.0
basis points
|
|||
|
$100
Million to $250 Million
|
4.0
basis points
|
|||
|
$250
Million to $750 Million
|
1.0
basis points
|
|||
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Over
$750 Million
|
0.5
basis points
|
|
Flexible
Capital Fund
|
Up
to $50 Million
|
12.0
basis points
|
$45,000
|
|
|
$50
Million to $100 Million
|
6.0
basis points
|
|||
|
$100
Million to $250 Million
|
3.0
basis points
|
|||
|
$250
Million to $750 Million
|
1.0
basis points
|
|||
|
Over
$750 Million
|
0.5
basis points
|
|
Global
Fund
|
Up
to $50 Million
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13.0
basis points
|
$50,000
|
|
|
$50
Million to $100 Million
|
7.0
basis points
|
|||
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$100
Million to $250 Million
|
4.0
basis points
|
|||
|
$250
Million to $750 Million
|
1.0
basis points
|
|||
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Over
$750 Million
|
0.5
basis points
|
|
Emerging
Markets Fund
|
Up
to $50 Million
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13.0
basis points
|
$50,000
|
|
|
$50
Million to $100 Million
|
7.0
basis points
|
|||
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$100
Million to $250 Million
|
4.0
basis points
|
|||
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$250
Million to $750 Million
|
1.0
basis points
|
|||
|
Over
$750 Million
|
0.5
basis points
|
The
minimum annual fee is subject to an annual escalation of five percent (5%),
which escalation shall be effective commencing one year from the effective date
of each Fund and the corresponding date each year thereafter. No
amendment of this Schedule B shall be required with each
escalation. The foregoing fee schedule assumes a single class of
shares for each Fund. Additional fees shall apply when adding any additional
Fund(s) and/or classes including compensation for the Administrator’s services
in connection with the organization of the new Fund(s) or
classes. The Administrator shall provide such services and be
entitled to such compensation as the parties may mutually agree in
writing.
Out-of-Pocket
and Other Related Expenses
The Trust
shall also pay/reimburse the Administrator’s out-of-pocket and other related
expenses. Out-of-pocket expenses include, but are not limited to, travel,
lodging and meals in connection with travel in connection with Board meetings
and otherwise on behalf of the Trust, programming and related expenses
(previously incurred or to be incurred by Administrator) in connection with
providing electronic transmission of data between the Administrator and the
Funds' other service providers, brokers, dealers and depositories, fees and
expenses of pricing services, fees of research services including Lexis/Nexis,
Morningstar and Lipper, NASDAQ and other service interface fees, XXXXX related
fees, long distance telephone charges, and photocopying, faxes, postage and
overnight delivery expenses.
Xxxxx
Xxxxxx Production Management Fees
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Ø Annual
Registration Statements (e.g., 485)
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$1,000
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Ø Follow-up filings
to Annual Registration Statements, excluding
497J (see below)
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$850
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Ø Certification of
No Change to Prospectus and/or SAI (497J)
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$300
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Ø
Other
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$250
minimum
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In
witness whereof, the undersigned have executed this Amended and Restated
Schedule B to the Amended and Restated Administration Agreement between The
Xxxxxxx Investment Fund and UMB Fund Services, Inc., effective as of the 15th
day of December, 2010.
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UMB
FUND SERVICES, INC.
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THE
XXXXXXX INVESTMENT FUND
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|||
|
By:
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/s/ Xxxxx X.
Xxxxxxx
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By:
|
/s/ Xxxx X. Xxxxxx
|
|
|
Title:
|
Executive Vice President
|
Title: |
Vice President, Secretary and
Treasurer
|
|
