AGREEMENT between
AGREEMENT
between
X. XXXX PRICE RETIREMENT PLAN SERVICES, INC.
and
X. XXXX PRICE FUNDS
TABLE OF CONTENTS
Page
Article A Terms of Appointment 1
Article B Duties of RPS 2
Article C Fees and Expenses 2
Article D Representations and Warranties of RPS 2
Article E Representations and Warranties of the Fund 3
Article F Standard of Care/Indemnification 3
Article G Dual Interests 6
Article H Documentation 6
Article I Recordkeeping/Confidentiality 7
Article J Ownership of Software and Related Material 8
Article K As of Transactions 8
Article L Term and Termination of Agreement 12
Article M Notice 12
Article N Assignment 13
Article O Amendment/Interpretive Provisions 13
Article P Further Assurances 13
Article Q Maryland Law to Apply 13
Article R Merger of Agreement 13
Article S Counterparts 14
Article T The Parties 14
Article U Captions 14
SCHEDULE 1
APPENDIX A
AGREEMENT, made as of the first day of January, 2020, by and between X. XXXX PRICE RETIREMENT PLAN SERVICES, INC., a Maryland corporation having its principal office and place of business at 000 Xxxx Xxxxx Xxxxxx, Xxxxxxxxx, Xxxxxxxx 00000 (“RPS”), and EACH FUND WHICH IS LISTED ON APPENDIX A (as such Appendix may be amended from time to time) and which evidences its agreement to be bound hereby by executing a copy of this Agreement (each Fund hereinafter referred to as “the Fund”) whose definition may be found in Article T;
WHEREAS, the Funds are held as investments under various defined contribution tax-sheltered plans serviced by RPS, including, but not limited to, deferred compensation plans, 403(b) plans, 401(k) plans, 457 plans and non-qualified plans (collectively referred to as “Retirement Plans”);
WHEREAS, RPS has the capability of providing services, on behalf of the Fund, for such Retirement Plans and the accounts of such Retirement Plans and individuals (“Participants”) participating in these Retirement Plans (collectively “Retirement Accounts”);
WHEREAS, RPS represents that it is registered with the Securities and Exchange Commission as a Transfer Agent under Section 17A of the Securities Exchange Act of 1934 (the “’34 Act”); and
WHEREAS, the Fund desires to contract with RPS to provide the functions and services described herein in connection with the Retirement Plans and Retirement Accounts.
NOW THEREFORE, in consideration of the mutual covenants herein contained, the parties hereto agree as follows:
A. Terms of Appointment
Subject to the terms and conditions set forth in this Agreement, the Fund hereby employs and appoints RPS to perform the services and functions described herein in connection with certain Retirement Plans and Retirement Accounts as agreed upon by the parties. Affiliates of RPS and/or third parties that contract with RPS may perform certain of the functions described herein.
B. Duties of RPS
RPS agrees that it will perform the Services set forth herein and on Schedule 1 of this Agreement in accordance with all applicable rules and regulations, the Fund’s then-current prospectus and policies and procedures adopted by RPS (“Services”). RPS will implement and maintain the systems, data storage and reporting necessary to perform such Services.
C. Fees and Expenses
For the Services performed herein and on Schedule 1 of this Agreement, the Fund shall pay the fees and expenses as mutually agreed upon by both parties.
D. Representations and Warranties of RPS
RPS represents and warrants to the Fund that:
1. It is a corporation duly organized and existing and in good standing under the laws of Maryland.
2. It is empowered under applicable laws and by its charter and by-laws to enter into and perform this Agreement.
3. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
4. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
5. It is registered with the Securities and Exchange Commission as a Transfer Agent pursuant to Section 17A of the ‘34 Act.
E. Representations and Warranties of the Fund
The Fund represents and warrants to RPS that:
1. It is a corporation duly organized and existing and in good standing under the laws of Maryland.
2. It is empowered under applicable laws and by its Articles of Incorporation and By-Laws to enter into and perform this Agreement.
3. All proceedings required by said Articles of Incorporation and By-Laws have been taken to authorize it to enter into and perform this Agreement.
4. It is an investment company registered under the Investment Company Act of 1940 (the “’40 Act”).
5. A registration statement under the Securities Act of 1933 (the “’33 Act”) is currently effective and will remain effective, and appropriate state securities law filing have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
F. Standard of Care/Indemnification
Notwithstanding anything to the contrary in this Agreement:
1. RPS shall not be liable to the Fund for any act or failure to act by it or its affiliates, agents or subcontractors in carrying or attempting to carry out the terms and provisions of this Agreement provided RPS has acted in good faith and without negligence or willful misconduct and selected and monitored the performance of its agents and subcontractors with reasonable care.
2. The Fund shall indemnify and hold RPS, its affiliates and agents harmless from and against all losses, costs, damages, claims, actions and expenses, including reasonable expenses for legal counsel, incurred by RPS resulting from: (i) any action or omission by RPS or its agents or subcontractors in the performance of their duties hereunder; (ii) RPS acting upon instructions reasonably believed by it to have been executed by a duly authorized officer of the Fund; or (iii) RPS acting upon information provided by the Fund in form and under policies agreed to by RPS and the Fund. RPS shall not be entitled to such indemnification in respect of actions or omissions constituting negligence or willful misconduct of RPS or where RPS has not exercised reasonable care in selecting or monitoring the performance of its agents or subcontractors.
3. Except as provided in Article K of this Agreement, RPS shall indemnify and hold harmless the Fund from all losses, costs, damages, claims, actions and expenses, including reasonable expenses for legal counsel, incurred by the Fund resulting from negligence or willful misconduct of RPS or which result from RPS’ failure to exercise reasonable care in selecting or monitoring the performance of its agents or subcontractors. The Fund shall not be entitled to such indemnification in respect of actions or omissions constituting negligence or willful misconduct of such Fund or its agents or subcontractors; unless such negligence or misconduct is attributable to RPS.
4. In determining RPS’ liability, an isolated error or omission will normally not be deemed to constitute negligence when it is determined that:
· RPS had in place “appropriate procedures;”
· the employees responsible for the error or omission had been reasonably trained and were being appropriately monitored; and
· no evidence or circumstances have been produced to indicate that the individual who committed the error or omission was functioning in bad faith, gross negligence or willful misconduct at the time of the incident.
It is understood that RPS is not obligated to have in place separate procedures to prevent each and every conceivable type of error or omission. The term “appropriate procedures” shall mean procedures reasonably designed to prevent and detect errors and omissions. In determining the reasonableness of such procedures, weight will be given to such factors as are appropriate, including the prior occurrence of any similar errors or omissions when such procedures were in place and transfer agent industry standards in place at the time of the occurrence.
5. In the event either party is unable to perform its obligations under the terms of this Agreement because of acts of God, strikes or other causes reasonably beyond its control, such party shall not be liable to the other party for any loss, cost, damage, claims, actions or expense resulting from such failure to perform or otherwise from such causes.
6. In order that the indemnification provisions contained in this Article F shall apply, upon the assertion of a claim for which either party may be required to indemnify the other, the party seeking indemnification shall promptly notify the other party of such assertion, and shall keep the other party advised with respect to all developments concerning such claim. The party who may be required to indemnify shall have the option to participate with the party seeking indemnification in the defense of such claim, or to defend against said claim in its own name or in the name of the other party. The party seeking indemnification shall in no case confess any claim or make any
compromise in any case in which the other party may be required to indemnify it except with the other party’s prior written consent.
7. Neither party to this Agreement shall be liable to the other party for consequential damages under any provision of this Agreement.
G. Dual Interests
It is understood that some person or persons may be directors, officers, or shareholders of both RPS and the Fund and that the existence of any such dual interest shall not affect the validity of this Agreement or of any transactions hereunder except as otherwise provided by a specific provision of applicable law.
H. Documentation
1. As requested by RPS, the Fund shall promptly furnish to RPS the following:
a. copy of the resolution of the Directors of the Fund authorizing the appointment of RPS and the execution and delivery of this Agreement;
b. A copy of the Articles of Incorporation and By-Laws of the Fund and all amendments thereto;
c. Information regarding the validity of the stock, the number of Shares authorized, the status of redeemed Shares, and the number of Shares with respect to which a Registration Statement has been filed and is in effect; and
d. A copy of the Fund’s current and new prospectuses and shareholder reports issued by the Fund.
The delivery of any such document to either party hereto for the purpose of any other agreement to which the Fund and RPS are or were parties shall be deemed to be delivery for the purposes of this Agreement.
2. As requested by RPS, the Fund will also furnish to RPS from time to time the following documents:
a. Each resolution of the Board of Directors of the Fund authorizing the original issue of its shares;
b. Each Registration Statement filed with the Securities and Exchange Commission and amendments and orders thereto in effect with respect to the sale of shares with respect to the Fund;
c. A certified copy of each amendment to the Articles of Incorporation and the By-Laws of the Fund;
d. Certified copies of each vote of the Board of Directors/Trustees authorizing officers to give instructions to the Fund; and
e. Such other documents or opinions which RPS, in its discretion, may reasonably deem necessary or appropriate in the proper performance of its duties under this Agreement.
3. RPS hereby agrees to establish and maintain facilities and procedures reasonably acceptable to the Fund for safekeeping of Fund check forms and facsimile signature imprinting devices, if any, and for the preparation or use, and for keeping account of, such forms and devices.
I. Recordkeeping/Confidentiality
1. RPS shall keep records relating to the Services to be performed hereunder, in the form and manner as it may deem advisable, provided that RPS shall keep all records in such form and in such manner as required by applicable law.
2. RPS and the Fund agree that all books, records, information and data pertaining to the business of the other party which are exchanged or received pursuant to the
negotiation or the carrying out of this Agreement shall remain confidential, and shall not be voluntarily disclosed to any other person, except: (a) after prior notification to and approval in writing by the other party hereto (or the plan, if required), which approval shall not be unreasonably withheld and may not be withheld where RPS or the Fund may be exposed to civil or criminal contempt proceedings for failure to comply; (b) when requested to divulge such information by duly constituted governmental authorities; or (c) after so requested by the other party hereto. Notwithstanding the foregoing, nothing shall prohibit RPS from providing information concerning Fund shares, transactions or fees or Services performed under this agreement to a Plan or Participant without such notification or approval.
Without limiting the foregoing, RPS has implemented, and will maintain during the term of this Agreement, reasonable measures designed to (i) ensure the security and confidentiality of identifying information concerning Plans and Plan Participants, (ii) use such information to provide the Services hereunder or for the Plans and Plan Participants, (iii) protect against any anticipated threats or hazards to the security or integrity of such information, (iv) protect against unauthorized access to or use of such information that could result in substantial harm or inconvenience to the subject of such information, and (v) ensure appropriate disposal of such information, to the extent such information is being disposed of by RPS.
J. Ownership of Material Used by RPS
All hardware, software, data stores, written procedures, intellectual capital and similar items used by RPS in performance of the Agreement shall, as between the Fund and RPS, be the property of RPS and will not become the property of the Fund.
K. As Of Transactions
For purposes of this Article K, the term “As Of Transaction” shall mean any single or “related transaction” (as defined below) involving the purchase or redemption of shares (including exchanges) processed at a time other than the time of the computation of the Fund’s net asset value per share next computed after receipt of any such transaction order by RPS due to an act or omission of RPS. “As Of Processing” refers to the processing of these Transactions. All As Of Processing may only be performed in accordance with the requirements of Rule 22c-1 of the ’40 Act. RPS is responsible for monitoring As Of Transactions procedures that set forth the circumstances under which As Of Transactions are permitted. If more than one As Of Transaction (“Related As Of Transaction”) in the Fund is caused by or occurs as a result of the same act or omission, such transactions shall be aggregated with other transactions in the Fund and be considered as one As Of Transaction.
1. Reporting
RPS shall:
a. Have procedures in place to identify all As Of Transactions, and compute the net effect of such As Of Transactions upon the Fund on a daily, monthly and rolling 365 day basis. The monthly and rolling 365 day periods are hereinafter referred to as “Cumulative.”
b. Supply to the Fund, from time to time as mutually agreed upon, a report summarizing the As Of Transactions and the daily and Cumulative net effects of such As Of Transactions both in terms of aggregate dilution/loss (“Loss”) or gain (“Gain”) experienced by the Fund, and the impact such Gain or Loss has had upon the Fund’s net asset value per share.
c. With respect to any As Of Transaction which causes a Loss to the Fund of $100,000 or more (unless RPS fully compensates the Fund for the Loss), RPS will provide the Fund: (i) a report identifying the As Of Transaction and the Dilution resulting therefrom, (ii) the reason such As Of Transaction was processed as described above, and (iii) the action that RPS has or intends to take to prevent the reoccurrence of such As Of Processing ..
2. Liability
a. It will be the normal practice of the Fund not to hold RPS liable with respect to any As Of Transaction which causes a Loss to any single Fund of less than $25,000. RPS will, however, closely monitor for each Fund the daily and Cumulative Gain/Loss that is caused by As Of Transactions of less than $25,000. When the Cumulative Loss to any Fund exceeds 3/10 of 1% of net asset value per share, RPS, in consultation with counsel to the Fund, will make appropriate inquiry to determine whether it should take any remedial action. RPS will report to the Board of Directors/Trustees of the Fund (“Board”), as appropriate, any action it has taken.
b. Where an As Of Transaction causes a Loss to a Fund equal to or greater than $25,000 (“Significant As Of Transaction”) but less than $100,000, if RPS does not reimburse the Fund for the Loss, RPS will review with Counsel to the Fund the circumstances surrounding the underlying Significant As Of Transaction to determine whether the Significant As Of Transaction was caused by or occurred as a result of a negligent act or omission by RPS. If it is determined that the Loss is the result of a negligent action or omission by
RPS, RPS and outside counsel for the Fund will negotiate settlement. Significant As Of Transactions causing a Loss to the Fund that are not reimbursed by RPS will be reported to the Audit Committee at least annually. Any Significant As Of Transaction, however, causing a Loss in excess of the lesser of $100,000 or a xxxxx per share that are not reimbursed by RPS will be reported to the Board as soon as reasonably practicable. Settlement for Significant As Of Transactions causing a Loss of $100,000 or more will not be entered into until approved by the Board. For Related As Of Transactions involving Funds with more than one class, the amount of Gain or Loss resulting from an As Of Transaction shall be determined for each class; provided, however, that for purposes of determining RPS’s liability for reimbursement of any Loss to a class, Gains in one class may be used to offset Losses in another class of the same Fund. Any net Gains remaining after offsetting a Loss in one or more classes, as well as aggregate Gains from a Significant As Of Transaction causing a Gain of a xxxxx or more per share in a class, will be allocated ratably to all of the classes in the affected Fund. The Fund may also absorb Gains or Losses resulting from adjustments to transactions caused by a pricing error in a Fund or outside fund (when RPS corrects the number of shares in the Fund based on the Fund’s or outside fund’s corrected NAV). RPS (or outside fund) will reimburse the Fund for Losses over $100 for any Losses caused by adjustments resulting from a pricing error of an outside fund.
The factors to consider in making any determination regarding the settlement of a Significant As Of Transaction would include but not be limited to:
i. Procedures and controls adopted by RPS to prevent As Of Processing;
ii. Whether such procedures and controls were being followed at the time of the Significant As Of Transaction;
iii. The volume of all transactions processed by RPS on the day of the Significant As Of Transaction;
iv. The number of As Of Transactions processed by RPS during prior relevant periods, and the net Loss/Gain as a result of all such Significant As Of Transactions to the Fund and to all other Funds; and
v. The prior response of RPS to recommendations made by the Funds regarding improvement to RPS’ As Of Processing procedures.
c. In determining RPS’ liability with respect to a Significant As Of Transaction, Section 4 of Article F of this Agreement will be applied.
L. Term and Termination of Agreement
1. This Agreement shall run for a period of one (1) year from the date first written above and will be renewed from year to year thereafter unless terminated by either party as provided hereunder.
2. This Agreement may be terminated by the Funds upon one hundred twenty (120) days’ prior written notice to RPS; and by RPS, upon three hundred sixty-five (365) days’ prior written notice to the Fund unless a shorter termination period is mutually agreed upon by the parties.
3. Upon termination hereof, the Fund shall pay to RPS such compensation as may be due as of the date of such termination, and shall likewise reimburse RPS for out-of-pocket expenses related to its Services hereunder.
M. Notice
Any notice as required by this Agreement shall be sufficiently given (i) when sent to an authorized person of the other party at the address of such party set forth above or at such other address as such party may from time to time specify in writing to the other party; or (ii) as otherwise agreed upon by appropriate officers of the parties hereto.
N. Assignment
Neither this Agreement nor any rights or obligations hereunder may be assigned either voluntarily or involuntarily, by operation of law or otherwise, by either party without the prior written consent of the other party.
O. Amendment/Interpretive Provisions
The parties by mutual written agreement may amend this Agreement at any time. In addition, in connection with the operation of this Agreement, RPS and the Fund may agree from time to time on such provisions interpretive of or in addition to the provisions of this Agreement as in their joint opinion may be consistent with the general tenor of this Agreement. Any such interpretive or additional provisions are to be signed by all parties and annexed hereto, but no such provision shall contravene any applicable federal or state law or regulation and no such interpretive or additional provision shall be deemed to be an amendment of this Agreement.
P. Further Assurances
Each party agrees to perform such further acts and execute such further documents as are necessary to effectuate the purposes hereof.
Q. Maryland Law to Apply
This Agreement shall be construed and the provisions thereof interpreted under and in accordance with the laws of Maryland.
R. Merger of Agreement
This Agreement, including the attached Schedule supersede any prior agreement with respect to the subject hereof, whether oral or written.
S. Counterparts
This Agreement may be executed by the parties hereto in any number of counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument.
T. The Parties
All references herein to “the Fund” are to each of the Funds listed on Appendix A individually, as if this Agreement were between such individual Fund and RPS. In the case of a series Fund or trust or Fund with separate classes, all references to “the Fund” are to the individual series or class of such Fund or trust, or to such Fund or trust on behalf of the individual series or class, as appropriate. The “Fund” also includes any X. Xxxx Price Fund which may be established after the date of this Agreement. Any reference in this Agreement to “the parties” shall mean RPS and such other individual Fund as to which the matter pertains.
U. Captions
The captions in the Agreement are included for convenience of reference only and in no way define or limit any of the provisions hereof or otherwise affect their construction or effect.
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed in their names and on their behalf under their seals by and through their duly authorized officers.
X. XXXX PRICE RETIREMENT PLAN X. XXXX PRICE FUNDS
SERVICES, INC.
By: /s/Xxxxxxx Xxxxxxx By: /s/Xxxxxxx Xxxxxx
Name: Xxxxxxxx Xxxxxxx Name: Xxxxxxx Xxxxxx
Title: Vice President Title: Vice President
SCHEDULE 1
RPS agrees that it will perform Services on behalf of the Funds in accordance with procedures developed and maintained by RPS, all applicable laws and the Fund’s then-current prospectus. Such Services include, but are not limited to, the following:
- Establishing Plan and Participant Accounts (“Retirement Accounts”)
- Processing Purchase, Redemption and Exchange Orders in Retirement Accounts
- Calculating and Processing Participants’ Retirement Minimum Distributions
- Processing distributions and withdrawals from Retirement Accounts
- Processing loan disbursements and repayments from Retirement Accounts
- Receiving and Disbursing Settlement Proceeds to and from Retirement Accounts
- Processing Fund Mergers and Reorganizations
- Processing Maintenance Requests in Retirement Accounts
- Processing Adjustments in Retirement Accounts and Monitoring and Reporting Gains and Losses in the Funds Resulting from such Adjustments
- Handling Returned Checks and ACH Debits
- Processing Dividends, Distributions and Other Fund Corporate Actions Affecting Retirement Accounts
- Preparing and Transmitting Retirement Account Information for Plan and Government Reporting
- Monitoring and Enforcing the Fund’s Excessive Trading Policy
- Performing Federal and State Tax Withholding and Associated Reporting
- Responding to Correspondence relating to Retirement Accounts
- Maintaining Electronic Access Services for use by Participants and Plan Administrators to access and transact in Retirement Accounts
- Developing, implementing and maintaining systems and procedures designed to prevent unauthorized access to Retirement Accounts
- Distributing and Tabulating Fund Proxies
- Preparing and Delivering Confirmations, Statements and Tax Forms
- Delivering Prospectuses, Shareholder Reports and Other Required Mailings to Participants and Retirement Plan Sponsors in the Fund, as required
- Coordinating with Independent Public Accountants for Reviews and Audits
- Maintaining Books and Records for the Funds
- Maintaining and Providing Information Necessary for the Completion of Form NSAR & N-CSR
- Performing AML and OFAC reviews
- Furnishing Information to the Fund
- Performing Bank Reconciliation Process
- Developing, implementing and maintaining policies and procedures to comply with existing and new regulations affecting Retirement Accounts
- Performing such Other Services as Mutually Agreed Upon by Both Parties
APPENDIX A
X. XXXX PRICE BALANCED FUND, INC.
X. Xxxx Price Balanced Fund-I Class
X. XXXX PRICE BLUE CHIP GROWTH FUND, INC.
X. Xxxx Price Blue Chip Growth Fund - Advisor Class
X. Xxxx Price Blue Chip Growth Fund - R Class
X. Xxxx Price Blue Chip Growth Fund - I Class
X. XXXX PRICE CAPITAL APPRECIATION FUND, INC.
X. Xxxx Price Capital Appreciation Fund - Advisor Class
X. Xxxx Price Capital Appreciation Fund - I Class
X. XXXX PRICE COMMUNICATIONS & TECHNOLOGY FUND, INC.
X. Xxxx Price Communications & Technology Fund - I Class
X. XXXX PRICE CORPORATE INCOME FUND, INC.
X. Xxxx Price Corporate Income Fund - I Class
X. XXXX PRICE CREDIT OPPORTUNITIES FUND, INC.
X. Xxxx Price Credit Opportunities Fund - Advisor Class
X. Xxxx Price Credit Opportunities Fund - I Class
X. XXXX PRICE DIVERSIFIED MID-CAP GROWTH FUND, INC.
X. Xxxx Price Diversified Mid-Cap Growth Fund - I Class
X. XXXX PRICE DIVIDEND GROWTH FUND, INC.
X. Xxxx Price Dividend Growth Fund - Advisor Class
X. Xxxx Price Dividend Growth Fund - I Class
X. XXXX PRICE EQUITY INCOME FUND, INC.
X. Xxxx Price Equity Income Fund - Advisor Class
X. Xxxx Price Equity Income Fund - I Class
X. Xxxx Price Equity Income Fund - R Class
X. XXXX PRICE FINANCIAL SERVICES FUND, INC.
X. Xxxx Price Financial Services Fund - I Class
X. XXXX PRICE FLOATING RATE FUND, INC.
X. Xxxx Price Floating Rate Fund - Advisor Class
X. Xxxx Price Floating Rate Fund - I Class
X. XXXX PRICE GLOBAL ALLOCATION FUND, INC.
X. Xxxx Price Global Allocation Fund - Advisor Class
X. Xxxx Price Global Allocation Fund - I Class
X. XXXX PRICE GLOBAL MULTI-SECTOR BOND FUND, INC.
X. Xxxx Price Global Multi-Sector Bond Fund-Advisor Class
X. Xxxx Price Global Multi-Sector Bond Fund - I Class
X. XXXX PRICE GLOBAL REAL ESTATE FUND, INC.
X. Xxxx Price Global Real Estate Fund - Advisor Class
X. Xxxx Price Global Real Estate Fund-I Class
X. XXXX PRICE GLOBAL TECHNOLOGY FUND, INC.
X. Xxxx Price Global Technology Fund-I Class
X. XXXX PRICE GNMA FUND, INC.
X. Xxxx Price GNMA Fund – I Class
X. XXXX PRICE GOVERNMENT MONEY FUND, INC.
X. Xxxx Price Government Money Fund – I Class
X. XXXX PRICE GROWTH & INCOME FUND, INC.
X. Xxxx Price Growth & Income Fund-I Class
X. XXXX PRICE GROWTH STOCK FUND, INC.
X. Xxxx Price Growth Stock Fund - Advisor Class
X. Xxxx Price Growth Stock Fund - R Class
X. Xxxx Price Growth Stock Fund-I Class
X. XXXX PRICE HEALTH SCIENCES FUND, INC.
X. Xxxx Price Health Sciences Fund-I Class
X. XXXX PRICE HIGH YIELD FUND, INC.
X. Xxxx Price High Yield Fund - Advisor Class
X. Xxxx Price High Yield Fund-I Class
X. Xxxx Price U.S. High Yield Fund
X. Xxxx Price U.S. High Yield Fund – Advisor Class
X. Xxxx Price U.S. High Yield Fund – I Class
X. XXXX PRICE INDEX TRUST, INC.
X. Xxxx Price Equity Index 500 Fund
X. Xxxx Price Equity Index 500 Fund-I Class
X. Xxxx Price Extended Equity Market Index Fund
X. Xxxx Price Mid-Cap Index Fund
X. Xxxx Price Mid-Cap Index Fund-I Class
X. Xxxx Price Small-Cap Index Fund
X. Xxxx Price Small-Cap Index Fund-I Class
X. Xxxx Price Total Equity Market Index Fund
X. XXXX PRICE INFLATION PROTECTED BOND FUND, INC.
X. Xxxx Price Inflation Protected Bond Fund-I Class
X. XXXX PRICE INSTITUTIONAL EQUITY FUNDS, INC.
X. Xxxx Price Institutional Large-Cap Core Growth Fund
X. Xxxx Price Institutional Large Cap Growth Fund
X. Xxxx Price Institutional Large Cap Value Fund
X. Xxxx Price Institutional Mid Cap Equity Growth Fund
X. Xxxx Price Institutional Small Cap Stock Fund
X. XXXX PRICE INSTITUTIONAL INCOME FUNDS, INC.
X. Xxxx Price Institutional Cash Reserves Fund
X. Xxxx Price Institutional Core Plus Fund
X. Xxxx Price Institutional Floating Rate Fund
X. Xxxx Price Institutional Floating Rate Fund-F Class
X. Xxxx Price Institutional High Yield Fund
X. Xxxx Price Institutional Long Duration Credit Fund
X. XXXX PRICE INSTITUTIONAL INTERNATIONAL FUNDS, INC.
X. Xxxx Price Institutional Africa & Middle East Fund
X. Xxxx Price Institutional Emerging Markets Bond Fund
X. Xxxx Price Institutional Emerging Markets Equity Fund
X. Xxxx Price Institutional Frontier Markets Equity Fund
X. Xxxx Price Institutional Global Value Equity Fund
X. Xxxx Price Institutional International Core Equity Fund
X. Xxxx Price Institutional International Disciplined Equity Fund
X. Xxxx Price Institutional International Growth Equity Fund
X. XXXX PRICE INTERNATIONAL FUNDS, INC.
X. Xxxx Price Africa & Middle East Fund
X. Xxxx Price Africa & Middle East Fund—I Class
X. Xxxx Price Asia Opportunities Fund
X. Xxxx Price Asia Opportunities Fund - Advisor Class
X. Xxxx Price Asia Opportunities Fund - I Class
X. Xxxx Price China Evolution Equity Fund
X. Xxxx Price China Evolution Equity Fund – I Class
X. Xxxx Price Dynamic Credit Fund
X. Xxxx Price Dynamic Credit Fund - I Class
X. Xxxx Price Dynamic Global Bond Fund
X. Xxxx Price Dynamic Global Bond Fund—Advisor Class
X. Xxxx Price Dynamic Global Bond Fund—I Class
X. Xxxx Price Emerging Europe Fund
X. Xxxx Price Emerging Europe Fund—I Class
X. Xxxx Price Emerging Markets Bond Fund
X. Xxxx Price Emerging Markets Bond Fund-Advisor Class
X. Xxxx Price Emerging Markets Bond Fund-I Class
X. Xxxx Price Emerging Markets Corporate Bond Fund
X. Xxxx Price Emerging Markets Corporate Bond Fund - Advisor Class
X. Xxxx Price Emerging Markets Corporate Bond Fund-I Class
X. Xxxx Price Emerging Markets Discovery Stock Fund
X. Xxxx Price Emerging Markets Discovery Stock Fund-Advisor Class
X. Xxxx Price Emerging Markets Discovery Stock Fund-I Class
X. Xxxx Price Emerging Markets Local Currency Bond Fund
X. Xxxx Price Emerging Markets Local Currency Bond Fund - Advisor Class
X. Xxxx Price Emerging Markets Local Currency Bond Fund-I Class
X. Xxxx Price Emerging Markets Stock Fund
X. Xxxx Price Emerging Markets Stock Fund-I Class
X. Xxxx Price European Stock Fund
X. Xxxx Price European Stock Fund—I Class
X. Xxxx Price Global Consumer Fund
X. Xxxx Price Global Growth Stock Fund
X. Xxxx Price Global Growth Stock Fund - Advisor Class
X. Xxxx Price Global Growth Stock Fund - I Class
X. Xxxx Price Global High Income Bond Fund
X. Xxxx Price Global High Income Bond Fund-Advisor Class
X. Xxxx Price Global High Income Bond Fund-I Class
X. Xxxx Price Global Industrials Fund
X. Xxxx Price Global Industrials Fund – I Class
X. Xxxx Price Global Stock Fund
X. Xxxx Price Global Stock Fund - Advisor Class
X. Xxxx Price Global Stock Fund—I Class
X. Xxxx Price International Bond Fund
X. Xxxx Price International Bond Fund - Advisor Class
X. Xxxx Price International Bond Fund-I Class
X. Xxxx Price International Bond Fund (USD Hedged)
X. Xxxx Price International Bond Fund (USD Hedged) – Advisor Class
X. Xxxx Price International Bond Fund (USD Hedged) – I Class
X. Xxxx Price International Disciplined Equity Fund
X. Xxxx Price International Disciplined Equity Fund - Advisor Class
X. Xxxx Price International Disciplined Equity Fund - I Class
X. Xxxx Price International Discovery Fund
X. Xxxx Price International Discovery Fund - I Class
X. Xxxx Price International Stock Fund
X. Xxxx Price International Stock Fund - Advisor Class
X. Xxxx Price International Stock Fund - I Class
X. Xxxx Price International Stock Fund - R Class
X. Xxxx Price International Value Equity Fund
X. Xxxx Price International Value Equity Fund - Advisor Class
X. Xxxx Price International Value Equity Fund - I Class
X. Xxxx Price International Value Equity Fund - R Class
X. Xxxx Price Japan Fund
X. Xxxx Price Japan Fund -I Class
X. Xxxx Price Latin America Fund
X. Xxxx Price Latin America Fund - I Class
X. Xxxx Price New Asia Fund
X. Xxxx Price New Asia Fund - I Class
X. Xxxx Price Overseas Stock Fund
X. Xxxx Price Overseas Stock Fund - Advisor Class
X. Xxxx Price Overseas Stock Fund - I Class
X. XXXX PRICE INTERNATIONAL INDEX FUND, INC.
X. Xxxx Price International Equity Index Fund
X. XXXX PRICE INTERNATIONAL SERIES, INC.
X. Xxxx Price International Stock Portfolio
X. XXXX PRICE LIMITED DURATION INFLATION FOCUSED BOND FUND, INC.
X. Xxxx Price Limited Duration Inflation Focused Bond Fund - I Class
X. XXXX PRICE MID CAP GROWTH FUND, INC.
X. Xxxx Price Mid-Cap Growth Fund - Advisor Class
X. Xxxx Price Mid-Cap Growth Fund - R Class
X. Xxxx Price Mid-Cap Growth Fund - I Class
X. XXXX PRICE MID CAP VALUE FUND, INC.
X. Xxxx Price Mid-Cap Value Fund - Advisor Class
X. Xxxx Price Mid-Cap Value Fund - R Class
X. Xxxx Price Mid-Cap Value Fund - I Class
X. XXXX PRICE MULTI-STRATEGY TOTAL RETURN FUND, INC.
X. Xxxx Price Multi-Strategy Total Return Fund - Advisor Class
X. Xxxx Price Multi-Strategy Total Return Fund - I Class
X. XXXX PRICE NEW AMERICA GROWTH FUND, INC.
X. Xxxx Price New America Growth Fund - Advisor Class
X. Xxxx Price New America Growth Fund - I Class
X. XXXX PRICE NEW ERA FUND, INC.
X. Xxxx Price New Era Fund - I Class
X. XXXX PRICE NEW HORIZONS FUND, INC.
X. Xxxx Price New Horizons Fund-I Class
X. XXXX PRICE NEW INCOME FUND, INC.
X. Xxxx Price New Income Fund - Advisor Class
X. Xxxx Price New Income Fund - R Class
X. Xxxx Price New Income Fund - I Class
X. XXXX PRICE QUANTITATIVE MANAGEMENT FUNDS, INC.
X. Xxxx Price QM Global Equity Fund
X. Xxxx Price QM Global Equity Fund - Advisor Class
X. Xxxx Price QM Global Equity Fund - I Class
X. Xxxx Price QM U.S. Small-Cap Growth Equity Fund
X. Xxxx Price QM U.S. Small-Cap Growth Equity Fund - Advisor Class
X. Xxxx Price QM U.S. Small-Cap Growth Equity Fund - I Class
X. Xxxx Price QM U.S. Small & Mid-Cap Core Equity Fund
X. Xxxx Price QM U.S. Small & Mid-Cap Core Equity Fund - Advisor Class
X. Xxxx Price QM U.S. Small & Mid-Cap Core Equity Fund - I Class
X. Xxxx Price QM U.S. Value Equity Fund
X. Xxxx Price QM U.S. Value Equity Fund - Advisor Class
X. Xxxx Price QM U.S. Value Equity Fund - I Class
X. XXXX PRICE REAL ASSETS FUND, INC.
X. Xxxx Price Real Assets Fund - I Class
X. XXXX PRICE REAL ESTATE FUND, INC.
X. Xxxx Price Real Estate Fund - Advisor Class
X. Xxxx Price Real Estate Fund - I Class
X. XXXX PRICE RESERVE INVESTMENT FUNDS, INC.
X. Xxxx Price Government Reserve Fund
X. Xxxx Price Short-Term Government Fund
X. Xxxx Price Short-Term Fund
X. Xxxx Price Treasury Fund
X. XXXX PRICE RETIREMENT FUNDS, INC.
X. Xxxx Price Retirement 2005 Fund
X. Xxxx Price Retirement 2005 Fund - Advisor Class
X. Xxxx Price Retirement 2005 Fund - R Class
X. Xxxx Price Retirement 2010 Fund
X. Xxxx Price Retirement 2010 Fund - Advisor Class
X. Xxxx Price Retirement 2010 Fund - R Class
X. Xxxx Price Retirement 2015 Fund
X. Xxxx Price Retirement 2015 Fund - Advisor Class
X. Xxxx Price Retirement 2015 Fund - R Class
X. Xxxx Price Retirement 2020 Fund
X. Xxxx Price Retirement 2020 Fund - Advisor Class
X. Xxxx Price Retirement 2020 Fund - R Class
X. Xxxx Price Retirement 2025 Fund
X. Xxxx Price Retirement 2025 Fund - Advisor Class
X. Xxxx Price Retirement 2025 Fund - R Class
X. Xxxx Price Retirement 2030 Fund
X. Xxxx Price Retirement 2030 Fund - Advisor Class
X. Xxxx Price Retirement 2030 Fund - R Class
X. Xxxx Price Retirement 2035 Fund
X. Xxxx Price Retirement 2035 Fund - Advisor Class
X. Xxxx Price Retirement 2035 Fund - R Class
X. Xxxx Price Retirement 2040 Fund
X. Xxxx Price Retirement 2040 Fund - Advisor Class
X. Xxxx Price Retirement 2040 Fund - R Class
X. Xxxx Price Retirement 2045 Fund
X. Xxxx Price Retirement 2045 Fund - Advisor Class
X. Xxxx Price Retirement 2045 Fund - R Class
X. Xxxx Price Retirement 2050 Fund
X. Xxxx Price Retirement 2050 Fund - Advisor Class
X. Xxxx Price Retirement 2050 Fund - R Class
X. Xxxx Price Retirement 2055 Fund
X. Xxxx Price Retirement 2055 Fund - Advisor Class
X. Xxxx Price Retirement 2055 Fund - R Class
X. Xxxx Price Retirement 2060 Fund
X. Xxxx Price Retirement 2060 Fund - Advisor Class
X. Xxxx Price Retirement 2060 Fund - R Class
X. Xxxx Price Retirement Balanced Fund
X. Xxxx Price Retirement Balanced Fund-Advisor Class
X. Xxxx Price Retirement Balanced Fund-R Class
X. Xxxx Price Retirement I 2005 Fund - I Class
X. Xxxx Price Retirement I 2010 Fund - I Class
X. Xxxx Price Retirement I 2015 Fund - I Class
X. Xxxx Price Retirement I 2020 Fund - I Class
X. Xxxx Price Retirement I 2025 Fund - I Class
X. Xxxx Price Retirement I 2030 Fund - I Class
X. Xxxx Price Retirement I 2035 Fund - I Class
X. Xxxx Price Retirement I 2040 Fund - I Class
X. Xxxx Price Retirement I 2045 Fund - I Class
X. Xxxx Price Retirement I 2050 Fund - I Class
X. Xxxx Price Retirement I 2055 Fund - I Class
X. Xxxx Price Retirement I 2060 Fund - I Class
X. Xxxx Price Retirement Balanced Fund
X. Xxxx Price Retirement Balanced I Fund - I Class
X. Xxxx Price Retirement Income 2020 Fund
X. Xxxx Price Target 2005 Fund
X. Xxxx Price Target 2005 Fund - Advisor Class
X. Xxxx Price Target 2005 Fund - I Class
X. Xxxx Price Target 2010 Fund
X. Xxxx Price Target 2010 Fund - Advisor Class
X. Xxxx Price Target 2010 Fund - I Class
X. Xxxx Price Target 2015 Fund
X. Xxxx Price Target 2015 Fund - Advisor Class
X. Xxxx Price Target 2015 Fund - I Class
X. Xxxx Price Target 2020 Fund
X. Xxxx Price Target 2020 Fund - Advisor Class
X. Xxxx Price Target 2020 Fund - I Class
X. Xxxx Price Target 2025 Fund
X. Xxxx Price Target 2025 Fund - Advisor Class
X. Xxxx Price Target 2025 Fund - I Class
X. Xxxx Price Target 2030 Fund
X. Xxxx Price Target 2030 Fund - Advisor Class
X. Xxxx Price Target 2030 Fund - I Class
X. Xxxx Price Target 2035 Fund
X. Xxxx Price Target 2035 Fund - Advisor Class
X. Xxxx Price Target 2035 Fund-I Class
X. Xxxx Price Target 2040 Fund
X. Xxxx Price Target 2040 Fund - Advisor Class
X. Xxxx Price Target 2040 Fund - I Class
X. Xxxx Price Target 2045 Fund
X. Xxxx Price Target 2045 Fund - Advisor Class
X. Xxxx Price Target 2045 Fund - I Class
X. Xxxx Price Target 2050 Fund
X. Xxxx Price Target 2050 Fund - Advisor Class
X. Xxxx Price Target 2050 Fund - I Class
X. Xxxx Price Target 2055 Fund
X. Xxxx Price Target 2055 Fund - Advisor Class
X. Xxxx Price Target 2055 Fund - I Class
X. Xxxx Price Target 2060 Fund
X. Xxxx Price Target 2060 Fund - Advisor Class
X. Xxxx Price Target 2060 Fund - I Class
X. XXXX PRICE SCIENCE & TECHNOLOGY FUND, INC.
X. Xxxx Price Science & Technology Fund - Advisor Class
X. Xxxx Price Science & Technology Fund - I Class
X. XXXX PRICE SHORT-TERM BOND FUND, INC.
X. Xxxx Price Short-Term Bond Fund - Advisor Class
X. Xxxx Price Short-Term Bond Fund - I Class
X. Xxxx Price Ultra Short-Term Bond Fund
X. Xxxx Price Ultra Short-Term Bond Fund - I Class
X. XXXX PRICE SMALL CAP STOCK FUND, INC.
X. Xxxx Price Small Cap Stock Fund - Advisor Class
X. Xxxx Price Small-Cap Stock Fund - I Class
X. XXXX PRICE SMALL CAP VALUE FUND, INC.
X. Xxxx Price Small Cap Value Fund - Advisor Class
X. Xxxx Price Small-Cap Value Fund - I Class
X. XXXX PRICE SPECTRUM FUND, INC.
Spectrum Growth Fund
Spectrum Income Fund
Spectrum International Fund
X. XXXX PRICE SPECTRUM FUNDS II, INC.
X. Xxxx Price Spectrum Conservative Allocation Fund
X. Xxxx Price Spectrum Conservative Allocation Fund - I Class
X. Xxxx Price Spectrum Moderate Allocation Fund
X. Xxxx Price Spectrum Moderate Allocation Fund - I Class
X. Xxxx Price Spectrum Moderate Growth Allocation Fund
X. Xxxx Price Spectrum Moderate Growth Allocation Fund - I Class
X. XXXX PRICE SUMMIT FUNDS, INC.
X. Xxxx Price Cash Reserves Fund
X. XXXX PRICE TOTAL RETURN FUND, INC.
X. Xxxx Price Total Return Fund - Advisor Class
X. Xxxx Price Total Return Fund - I Class
X. XXXX PRICE U.S. BOND ENHANCED INDEX FUND, INC.
X. XXXX PRICE U.S. EQUITY RESEARCH FUND, INC.
X. Xxxx Price U.S. Equity Research Fund - Advisor Class
X. Xxxx Price U.S. Equity Research Fund - I Class
X. Xxxx Price U.S. Equity Research Fund - R Class
X. XXXX PRICE U.S. LARGE-CAP CORE FUND, INC.
X. Xxxx Price U.S. Large-Cap Core Fund - Advisor Class
X. Xxxx Price U.S. Large-Cap Core Fund - I Class
X. XXXX PRICE U.S. TREASURY FUNDS, INC.
U.S. Treasury Intermediate Fund
U.S. Treasury Intermediate Fund - I Class
U.S. Treasury Long-Term Fund
U.S. Treasury Long-Term Fund - I Class
U.S. Treasury Money Fund
U.S. Treasury Money Fund - I Class
X. XXXX PRICE VALUE FUND, INC.
X. Xxxx Price Value Fund - Advisor Class
X. Xxxx Price Value Fund - I Class
