OLD MUTUAL FUNDS II AMENDMENT TO AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT
AMENDMENT TO AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT
THIS AMENDMENT dated December 9, 2008 to the Amended and Restated Expense Limitation Agreement dated December 21, 2006, as amended (the “Expense Limitation Agreement”), by and between Old Mutual Funds II (“OMF II”) and Old Mutual Capital, Inc., shall be as follows:
WHEREAS, effective December 9, 2008, Institutional Class shares were registered for the Old Mutual TS&W Small Cap Value Fund; and
WHEREAS, effective April 28, 2008, Class A, Class C, Class Z and Institutional Class shares of the Old Mutual Large Cap Fund were reclassified as Class A, Class C, Class Z and Institutional Class shares of the Old Mutual Focused Fund, respectively; and
WHEREAS, effective April 28, 2008, Class A, Class C, Class Z and Institutional Class shares of the Old Mutual Large Cap Growth Fund were reclassified as Class A, Class C, Class Z and Institutional Class shares of the Old Mutual Large Cap Growth Concentrated Fund, respectively; and
WHEREAS, effective April 29, 2008, the Old Mutual Large Cap Growth Concentrated Fund was renamed “Old Mutual Large Cap Growth Fund”.
NOW, THEREFORE, the parties agree as follows:
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1. |
Schedules A through D to the Expense Limitation Agreement shall be replaced with Schedules A through D attached hereto. |
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2. |
Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Expense Limitation Agreement shall continue in full force and effect. |
IN WITNESS WHEREOF, the parties have caused this amendment to be executed by their respective duly authorized officers, to be effective as of the day and year first written above.
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By: |
/s/ Xxxxxx X. Xxxxx |
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Name: |
Xxxxxx X. Xxxxx |
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Title: |
Treasurer |
OLD MUTUAL CAPITAL, INC.
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By: |
/s/ Xxxx X. Xxxxx |
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Name: |
Xxxx X. Xxxxx |
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Title: |
Chief Financial Officer |
AMENDED SCHEDULE A
DATED DECEMBER 9, 2008
TO THE AMENDED AND RESTATED
BETWEEN
AND
OLD MUTUAL CAPITAL, INC.
DATED DECEMBER 21, 2006
(CLASS A SHARES)
|
Class Expense Limit |
Fund Expense Limit |
Total Expense
Limit | |
|
This Agreement relates to the following Portfolios of the Trust: |
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|
Equity Funds |
|||
|
Old Mutual Analytic U.S. Long/Short Fund |
0.45% |
0.90% |
1.35% |
|
Old Mutual Barrow Hanley Value Fund |
0.45% |
0.90% |
1.35% |
|
Old Mutual Columbus Circle Technology and Communications Fund |
0.65% |
1.05% |
1.70% |
|
Old Mutual Developing Growth Fund |
0.53% |
1.02% |
1.55% |
|
Old Mutual Focused Fund |
0.60% |
0.80% |
1.40% |
|
Old Mutual Growth Fund |
0.475% |
0.875% |
1.35% |
|
Old Mutual Heitman REIT Fund |
0.55% |
0.95% |
1.50% |
|
Old Mutual Large Cap Growth Fund (formerly known as the Old Mutual Large Cap Growth Concentrated Fund) |
0.55% |
0.95% |
1.50% |
|
Old Mutual Mid-Cap Fund |
0.45% |
1.00% |
1.45% |
|
Old Mutual Select Growth Fund |
0.55% |
0.95% |
1.50% |
|
Old Mutual Small Cap Fund |
0.40% |
1.10% |
1.50% |
|
Old Mutual Strategic Small Company Fund |
0.50% |
1.10% |
1.60% |
|
Old Mutual TS&W Small Cap Value Fund |
0.40% |
1.15% |
1.55% |
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Fixed Income Funds |
|||
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Old Mutual Cash Reserves Fund |
0.53% |
0.45% |
0.98% |
|
Old Mutual Xxxxxx Intermediate Fixed Income Fund |
0.33% |
0.50% |
0.83% |
|
Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund |
0.42% |
0.53% |
0.95% |
AMENDED SCHEDULE B
DATED DECEMBER 9, 2008
TO THE AMENDED AND RESTATED
BETWEEN
AND
OLD MUTUAL CAPITAL, INC.
DATED DECEMBER 21, 2006
(CLASS C SHARES)
|
Class Expense Limit |
Fund Expense Limit |
Total Expense
Limit | |
|
This Agreement relates to the following Portfolios of the Trust: |
|||
|
Equity Funds |
|||
|
Old Mutual Analytic U.S. Long/Short Fund |
1.20% |
0.90% |
2.10% |
|
Old Mutual Barrow Hanley Value Fund |
1.20% |
0.90% |
2.10% |
|
Old Mutual Columbus Circle Technology and Communications Fund |
1.40% |
1.05% |
2.45% |
|
Old Mutual Developing Growth Fund |
1.28% |
1.02% |
2.30% |
|
Old Mutual Focused Fund |
1.35% |
0.80% |
2.15% |
|
Old Mutual Growth Fund |
1.225% |
0.875% |
2.10% |
|
Old Mutual Heitman REIT Fund |
1.30% |
0.95% |
2.25% |
|
Old Mutual Large Cap Growth Fund (formerly known as the Old Mutual Large Cap Growth Concentrated Fund) |
1.30% |
0.95% |
2.25% |
|
Old Mutual Mid-Cap Fund |
1.20% |
1.00% |
2.20% |
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Old Mutual Select Growth Fund |
1.30% |
0.95% |
2.25% |
|
Old Mutual Small Cap Fund |
1.15% |
1.10% |
2.25% |
|
Old Mutual Strategic Small Company Fund |
1.25% |
1.10% |
2.35% |
|
Old Mutual TS&W Small Cap Value Fund |
1.15% |
1.15% |
2.30% |
|
Fixed Income Funds |
|||
|
Old Mutual Cash Reserves Fund |
1.28% |
0.45% |
1.73% |
|
Old Mutual Xxxxxx Intermediate Fixed Income Fund |
1.08% |
0.50% |
1.58% |
|
Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund |
0.92% |
0.53% |
1.45% |
AMENDED SCHEDULE C
DATED DECEMBER 9, 2008
TO THE AMENDED AND RESTATED
BETWEEN
AND
OLD MUTUAL CAPITAL, INC.
DATED DECEMBER 21, 2006
(CLASS Z SHARES)
|
Class Expense Limit |
Fund Expense Limit |
Total Expense
Limit | |
|
This Agreement relates to the following Portfolios of the Trust: |
|||
|
Equity Funds |
|||
|
Old Mutual Analytic U.S. Long/Short Fund |
0.20% |
0.90% |
1.10% |
|
Old Mutual Barrow Hanley Value Fund |
0.20% |
0.90% |
1.10% |
|
Old Mutual Columbus Circle Technology and Communications Fund |
0.40% |
1.05% |
1.45% |
|
Old Mutual Developing Growth Fund |
0.28% |
1.02% |
1.30% |
|
Old Mutual Focused Fund |
0.35% |
0.80% |
1.15% |
|
Old Mutual Growth Fund |
0.225% |
0.875% |
1.10% |
|
Old Mutual Heitman REIT Fund |
0.30% |
0.95% |
1.25% |
|
Old Mutual Large Cap Growth Fund (formerly known as the Old Mutual Large Cap Growth Concentrated Fund) |
0.30% |
0.95% |
1.25% |
|
Old Mutual Mid-Cap Fund |
0.20% |
1.00% |
1.20% |
|
Old Mutual Select Growth Fund |
0.30% |
0.95% |
1.25% |
|
Old Mutual Small Cap Fund |
0.15% |
1.10% |
1.25% |
|
Old Mutual Strategic Small Company Fund |
0.25% |
1.10% |
1.35% |
|
Old Mutual TS&W Small Cap Value Fund |
0.15% |
1.15% |
1.30% |
|
Fixed Income Funds |
|||
|
Old Mutual Cash Reserves Fund |
0.28% |
0.45% |
0.73% |
|
Old Mutual Xxxxxx Intermediate Fixed Income Fund |
0.08% |
0.50% |
0.58% |
|
Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund |
0.17% |
0.53% |
0.70% |
AMENDED SCHEDULE D
DATED DECEMBER 9, 2008
TO THE AMENDED AND RESTATED
BETWEEN
AND
OLD MUTUAL CAPITAL, INC.
DATED DECEMBER 21, 2006
(INSTITUTIONAL CLASS SHARES)
|
Class Expense Limit |
Fund Expense Limit |
Total Expense
Limit | |
|
This Agreement relates to the following Portfolios of the Trust: |
|||
|
Equity Funds |
|||
|
Old Mutual Analytic U.S. Long/Short Fund |
0.00% |
0.90% |
0.90% |
|
Old Mutual Barrow Hanley Value Fund |
0.00% |
0.90% |
0.90% |
|
Old Mutual Columbus Circle Technology and Communications Fund |
0.15% |
1.05% |
1.20% |
|
Old Mutual Developing Growth Fund |
0.03% |
1.02% |
1.05% |
|
Old Mutual Focused Fund |
0.00% |
0.80% |
0.80% |
|
Old Mutual Growth Fund |
0.075% |
0.875% |
0.95% |
|
Old Mutual Xxxxxxx REIT Fund |
0.00% |
0.95% |
0.95% |
|
Old Mutual Large Cap Growth Fund (formerly known as the Old Mutual Large Cap Growth Concentrated Fund) |
0.00% |
0.95% |
0.95% |
|
Old Mutual Mid-Cap Fund |
0.00% |
1.00% |
1.00% |
|
Old Mutual Select Growth Fund |
0.00% |
0.95% |
0.95% |
|
Old Mutual Small Cap Fund |
0.00% |
1.10% |
1.10% |
|
Old Mutual Strategic Small Company Fund |
0.00% |
1.10% |
1.10% |
|
Old Mutual TS&W Small Cap Value Fund |
0.00% |
1.15% |
1.15% |
|
Fixed Income Funds |
|||
|
Old Mutual Cash Reserves Fund |
0.28% |
0.45% |
0.73% |
|
Old Mutual Xxxxxx Intermediate Fixed Income Fund |
0.00% |
0.50% |
0.50% |
|
Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund |
0.02% |
0.53% |
0.55% |
