AMENDMENT NO. [ ] TO MASTER INVESTMENT ADVISORY AGREEMENT
AMENDMENT NO. [ ]
TO
This Amendment dated as of [ ], amends the Master Investment Advisory
Agreement (the “Agreement”), dated November 25, 2003, between AIM Counselor Series Trust, a
Delaware statutory trust, and Invesco Advisers, Inc., successor by merger to Invesco Aim Advisors,
Inc., a Delaware corporation.
W I T N E S S E T H:
WHEREAS, the parties desire to amend the Agreement to add the following series portfolios:
Invesco Balanced Fund, Invesco California Tax-Free Income Fund, Invesco Dividend Growth Securities
Fund, Invesco Equally-Weighted S&P 500 Fund, Invesco Fundamental Value Fund, Invesco Large Cap
Relative Value Fund, Invesco New York Tax-Free Income Fund, Invesco S&P 500 Index Fund, Xxx Xxxxxx
American Franchise Fund, Xxx Xxxxxx Core Equity Fund, Xxx Xxxxxx Equity and Income Fund, Xxx Xxxxxx
Equity Premium Income Fund, Xxx Xxxxxx Growth and Income Fund, Xxx Xxxxxx Money Market Fund, Xxx
Xxxxxx Pennsylvania Tax Free Income Fund, Xxx Xxxxxx Small Cap Growth Fund and Xxx Xxxxxx Tax Free
Money Fund;
NOW, THEREFORE, the parties agree as follows;
1. | Appendix A and Appendix B to the Agreement are hereby deleted in their entirety and replaced with the following: |
“APPENDIX A
FUNDS AND EFFECTIVE DATES
FUNDS AND EFFECTIVE DATES
Name of Fund | Effective Date of Advisory Agreement | ||
AIM Core Plus Bond Fund
|
June 2, 2009 | ||
AIM Floating Rate Fund
|
April 14, 2006 | ||
AIM Multi-Sector Fund
|
November 25, 2003 | ||
AIM Select Real Estate Income Fund
|
March 12, 2007 | ||
AIM Structured Core Fund
|
March 31, 2006 | ||
AIM Structured Growth Fund
|
March 31, 2006 | ||
AIM Structured Value Fund
|
March 31, 2006 | ||
Invesco Balanced Fund
|
[ ] | ||
Invesco California Tax-Free Income Fund
|
[ ] | ||
Invesco Dividend Growth Securities Fund
|
[ ] | ||
Invesco Equally-Weighted S&P 500 Fund
|
[ ] |
Name of Fund | Effective Date of Advisory Agreement | |
Invesco Fundamental Value Fund
|
[ ] | |
Invesco Large Cap Relative Value Fund
|
[ ] | |
Invesco New York Tax-Free Income Fund
|
[ ] | |
Invesco S&P 500 Index Fund
|
[ ] | |
Xxx Xxxxxx American Franchise Fund
|
[ ] | |
Xxx Xxxxxx Core Equity Fund
|
[ ] | |
Xxx Xxxxxx Equity and Income Fund
|
[ ] | |
Xxx Xxxxxx Equity Premium Income Fund
|
[ ] | |
Xxx Xxxxxx Growth and Income Fund
|
[ ] | |
Xxx Xxxxxx Money Market Fund
|
[ ] | |
Xxx Xxxxxx Pennsylvania Tax Free Income Fund
|
[ ] | |
Xxx Xxxxxx Small Cap Growth Fund
|
[ ] | |
Xxx Xxxxxx Tax Free Money Fund
|
[ ] |
APPENDIX B
COMPENSATION TO THE ADVISOR
COMPENSATION TO THE ADVISOR
The Trust shall pay the Adviser, out of the assets of each Fund, as full compensation for all
services rendered, an advisory fee for such Funds as set forth below. Such fee shall be calculated
by applying the following annual rates to the average daily net assets of such Funds for the
calendar year computed in the manner used for the determination of the net asset value of shares of
such Funds.
2
AIM Core Plus Bond Fund
Net Assets | Annual Rate | |||
First $500 million |
0.450 | % | ||
Next $500 million |
0.425 | % | ||
Next $1.5 billion |
0.400 | % | ||
Next $2.5 billion |
0.375 | % | ||
Over $5 billion |
0.350 | % |
AIM Floating Rate Fund
Net Assets | Annual Rate | |||
First $500 million |
0.65 | % | ||
Next $4.5 billion |
0.60 | % | ||
Next $5 billion |
0.575 | % | ||
Over $10 billion |
0.55 | % |
AIM Multi-Sector Fund
Net Assets | Annual Rate | |||
First $250 million |
0.695 | % | ||
Next $250 million |
0.67 | % | ||
Next $500 million |
0.645 | % | ||
Next $1.5 billion |
0.62 | % | ||
Next $2.5 billion |
0.595 | % | ||
Next $2.5 billion |
0.57 | % | ||
Next $2.5 billion |
0.545 | % | ||
Amount over $10 billion |
0.52 | % |
AIM Select Real Estate Income Fund
Net Assets | Annual Rate | |||
First $250 million |
0.75 | % | ||
Next $250 million |
0.74 | % | ||
Next $500 million |
0.73 | % | ||
Next $1.5 billion |
0.72 | % | ||
Next $2.5 billion |
0.71 | % | ||
Next $2.5 billion |
0.70 | % | ||
Next $2.5 billion |
0.69 | % | ||
Amount over $10 billion |
0.68 | % |
3
AIM Structured Core Fund
AIM Structured Growth Fund
AIM Structured Value Fund
AIM Structured Growth Fund
AIM Structured Value Fund
Net Assets | Annual Rate | |||
First $250 million |
0.60 | % | ||
Next $250 million |
0.575 | % | ||
Next $500 million |
0.55 | % | ||
Next $1.5 billion |
0.525 | % | ||
Next $2.5 billion |
0.50 | % | ||
Next $2.5 billion |
0.475 | % | ||
Next $2.5 billion |
0.45 | % | ||
Over $10 billion |
0.425 | % |
Invesco Balanced Fund
Net Assets | Annual Rate | |||
First $500 million |
0.52 | % | ||
Over $500 million |
0.495 | % |
Invesco California Tax-Free Income Fund
Net Assets | Annual Rate | |||
First $500 million |
0.47 | % | ||
Next $250 million |
0.445 | % | ||
Next $250 million |
0.42 | % | ||
Next $250 million |
0.395 | % | ||
Over $1.25 billion |
0.37 | % |
Invesco Dividend Growth Securities Fund
Net Assets | Annual Rate | |||
First $250 million |
0.545 | % | ||
Next $750 million |
0.42 | % | ||
Next $1 billion |
0.395 | % | ||
Next $1 billion |
0.37 | % | ||
Next $1 billion |
0.345 | % | ||
Next $1 billion |
0.32 | % | ||
Next $1 billion |
0.295 | % | ||
Next $2 billion |
0.27 | % | ||
Next $2 billion |
0.245 | % | ||
Next $5 billion |
0.22 | % | ||
Over $15 billion |
0.195 | % |
4
Invesco Equally-Weighted S&P 500 Fund
Invesco S&P 500 Index Fund
Invesco S&P 500 Index Fund
Net Assets | Annual Rate | |||
First $2 billion |
0.12 | % | ||
Over $2 billion |
0.10 | % |
Invesco Fundamental Value Fund
Net Assets | Annual Rate | |||
First $500 million |
0.67 | % | ||
Over $500 million |
0.62 | % |
Invesco Large Cap Relative Value Fund
Xxx Xxxxxx Equity and Income Fund
Xxx Xxxxxx Growth and Income Fund
Xxx Xxxxxx Equity and Income Fund
Xxx Xxxxxx Growth and Income Fund
Net Assets | Annual Rate | |||
First $150 million |
0.50 | % | ||
Next $100 million |
0.45 | % | ||
Next $100 million |
0.40 | % | ||
Over $350 million |
0.35 | % |
Invesco New York Tax-Free Income Fund
Net Assets | Annual Rate | |||
First $500 million |
0.47 | % | ||
Over $500 million |
0.445 | % |
Xxx Xxxxxx American Franchise Fund
Xxx Xxxxxx Equity Premium Income Fund
Xxx Xxxxxx Equity Premium Income Fund
Net Assets | Annual Rate | |||
First $500 million |
0.70 | % | ||
Next $500 million |
0.65 | % | ||
Over $1 billion |
0.60 | % |
Xxx Xxxxxx Core Equity Fund
Net Assets | Annual Rate | |||
First $1 billion |
0.65 | % | ||
Next $1.5 billion |
0.60 | % | ||
Over $2.5 billion |
0.55 | % |
5
Xxx Xxxxxx Money Market Fund
Net Assets | Annual Rate | |||
First $250 million |
0. 45 | % | ||
Next $500 million |
0.375 | % | ||
Next $500 million |
0.325 | % | ||
Next $250 million |
0.30 | % | ||
Next $250 million |
0.275 | % | ||
Next $500 million |
0.25 | % | ||
Next $500 million |
0.225 | % | ||
Next $12.25 billion |
0.20 | % | ||
Next $2.5 billion |
0.199 | % | ||
Next $7.5 billion |
0.198 | % | ||
Next $5 billion |
0.197 | % | ||
Over $30 billion |
0.196 | % |
Xxx Xxxxxx Pennsylvania Tax Free Income Fund
Net Assets | Annual Rate | |||
First $500 million |
0.60 | % | ||
Over $500 million |
0.50 | % |
Xxx Xxxxxx Small Cap Growth Fund
Net Assets | Annual Rate | |||
First $500 million |
0.80 | % | ||
Next $500 million |
0.75 | % | ||
Over $1 billion |
0.70 | % |
Xxx Xxxxxx Tax Free Money Fund
Net Assets | Annual Rate | |||
First $500 million |
0. 45 | % | ||
Next $250 million |
0.375 | % | ||
Next $250 million |
0.325 | % | ||
Next $500 million |
0.30 | % | ||
Next $500 million |
0.275 | % | ||
Next $500 million |
0.25 | % | ||
Next $500 million |
0.225 | % | ||
Next $12 billion |
0.20 | % | ||
Over $15 billion |
0.199 | %” |
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2. | In all other respects, the Agreement is hereby confirmed and remains in full force and effect. |
IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective
officers on the date first written above.
AIM COUNSELOR SERIES TRUST | ||||||||
Attest:
|
By: | |||||||
Senior Vice President | ||||||||
(SEAL) |
||||||||
INVESCO ADVISERS, INC. | ||||||||
Attest:
|
By: | |||||||
Senior Vice President | ||||||||
(SEAL) |
7