PACIFIC GLOBAL ETF TRUST FIRST AMENDMENT TO THE SUBADVISORY AGREEMENT
FIRST AMENDMENT TO THE SUBADVISORY AGREEMENT
THIS AMENDMENT, dated as of November 1, 2019, to the Subadvisory Agreement, is entered into by and between PACIFIC GLOBAL ADVISORS LLC, a Delaware limited liability company (the “Manager”), and PACIFIC LIFE FUND ADVISORS LLC, D/B/A PACIFIC ASSET MANAGEMENT, a Delaware limited liability company (the “Subadviser”).
RECITALS
WHEREAS, the parties have entered into the Subadvisory Agreement, dated as of the 23rd day of October, 2019 (the “Agreement”); and
WHEREAS, the parties desire to amend the Agreement, to add a new series established under the Trust (the “Fund”); and
WHEREAS, Paragraph 8 of the Agreement allows for its amendment by a written instrument executed by both parties in conformity with the requirements of the Investment Company Act of 1940.
NOW, THEREFORE, the parties agree as follows:
1. Schedule A of the Agreement is hereby superseded and replaced in its entirety with Schedule A, dated November 1, 2019, attached hereto.
2. Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by its duly authorized officer(s) on one or more counterparts as of the date written above.
PACIFIC GLOBAL ADVISORS LLC |
PACIFIC LIFE FUND ADVISORS LLC | ||||
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d/b/a Pacific Asset Management | |||
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By: |
/s/ Xxxx Xxxxxx |
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By: |
/s/ Xxxxxxx Xxxxx |
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Name: Xxxx Xxxxxx |
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Name: Xxxxxxx Xxxxx | |||
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Title: Managing Director |
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Title: Sr. Managing Director | |||
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By: |
/s/ X. X. Xxxxxxxx |
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By: |
/s/ X. X. Xxxxxxxx |
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Name: X. X. Xxxxxxxx |
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Name: X. X. Xxxxxxxx | |||
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Title: Assistant Secretary |
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Title: Assistant Secretary |
SCHEDULE A
Effective as of November 1, 2019
To the Subadvisory Agreement between
Pacific Global Advisors LLC
and
Pacific Asset Management
The Subadviser shall receive the fee indicated in the table below.
Name of Fund |
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Fee |
Pacific Global Focused High Yield ETF
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50% |
Pacific Global Senior Loan ETF
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50% |