AMENDMENT NO. 5 TO THE MUTUAL FUNDS SERVICE AGREEMENT
Exhibit (h)(1)(vi)
AMENDMENT NO. 5
TO THE
MUTUAL FUNDS SERVICE AGREEMENT
AMENDMENT NO. 5 to the Mutual Funds Service Agreement dated as of September 1, 2012 between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Funds Management Group, LLC (“AXA FMG”), a Delaware limited liability company (“AXA FMG” or “Administrator”) (“Amendment No. 5”).
WHEREAS, AXA FMG and the Trust desire to modify the fee paid with respect to the EQ/AllianceBernstein Small Cap Growth Portfolio; and
WHEREAS, AXA FMG and the Trust desire to reflect a name change for the EQ/Intermediate Government Bond Index Portfolio;
NOW THEREFORE, the Trust and AXA FMG agree to modify the Mutual Funds Service Agreement dated as of May 1, 2011, as amended, (“Agreement”) as follows:
| 1. | Name Change: Effective May 2012, the name of the EQ/Intermediate Government Bond Index Portfolio was changed to EQ/Intermediate Government Bond Portfolio; and |
| 2. | Schedule A: With respect to Schedule A to the Agreement, the EQ/AllianceBernstein Small Cap Growth Portfolio shall be deemed to be included under the heading “Hybrid Portfolios” for purposes of determining the compensation to be paid by the Trust to AXA FMG for services rendered pursuant to the Agreement reflecting its “hybrid” investment strategy. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 5 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC | |||||||
| By: | /s/ Xxxxx Xxxxx | By: | /s/ Xxxxxx X. Xxxxx | |||||
| Xxxxx Xxxxx Chief Financial Officer and Treasurer |
Xxxxxx X. Xxxxx Chairman, Chief Executive Officer and President | |||||||
SCHEDULE A
AMENDMENT NO. 5
MUTUAL FUNDS SERVICE AGREEMENT
Fees and Expenses
Trust Administration, Accounting and Compliance Fees
Single-Advised Portfolios
0.12% of the first $3 billion; 0.11% of the next $3 billion; 0.105% of the next $4 billion; 0.10% of the next $20 billion; and 0.0975% thereafter (based on aggregate average daily net assets of the Portfolios) plus $30,000 per Portfolio
| EQ/AllianceBernstein Short-Term Bond EQ/AllianceBernstein Short-Term Government Bond EQ/BlackRock Basic Value Equity EQ/Boston Advisors Equity Income EQ/Xxxxxxx Socially Responsible EQ/Capital Guardian Research EQ/Common Stock Index EQ/Core Bond Index EQ/Xxxxx New York Venture EQ/Equity 500 Index EQ/GAMCO Mergers and Acquisitions EQ/GAMCO Small Company Value EQ/International Equity Index EQ/International ETF EQ/Intermediate Government Bond |
EQ/JPMorgan Value Opportunities EQ/Large Cap Growth Index EQ/Large Cap Value Index EQ/Lord Xxxxxx Large Cap Core EQ/MFS International Growth EQ/Mid Cap Index EQ/Money Market EQ/Montag & Xxxxxxxx Growth EQ/Xxxxxx Xxxxxxx Mid Cap Growth EQ/Xxxxxxxxxxx Global EQ/PIMCO Real Return Portfolio EQ/PIMCO Ultra Short Bond EQ/Small Company Index EQ/X. Xxxx Price Growth Stock EQ/UBS Growth and Income EQ/Xxx Xxxxxx Xxxxxxxx EQ/Xxxxx Fargo Omega Growth |
Hybrid Portfolios*
0.15% of the average daily net assets of the Portfolios for the first $20 billion; 0.125% of the next $5 billion, and 0.100% thereafter (based on aggregate average daily net assets of the Portfolios), plus $32,500 per Portfolio, plus $32,500 for each allocated portion of a Portfolio for which separate custodial services are provided
| EQ/AllianceBernstein Small Cap Growth EQ/Franklin Core Balanced EQ/Mutual Large Cap Equity EQ/AXA Franklin Small Cap Value Core EQ/Xxxxxxxxx Global Equity EQ/Emerging Markets Equity PLUS EQ/Equity Growth PLUS EQ/Global Bond PLUS** EQ/Global Multi-Sector Equity EQ/High Yield Bond |
EQ/International Core PLUS EQ/International Value PLUS EQ/International Small Cap PLUS EQ/Large Cap Core PLUS EQ/Large Cap Growth PLUS EQ/Large Cap Value PLUS EQ/Mid Cap Value PLUS EQ/Natural Resources PLUS EQ/Quality Bond PLUS** EQ/Real Estate PLUS |
ATM Portfolios*
0.15% of the average daily net assets of the Portfolios for the first $20 billion; 0.125% of the next $5 billion, and 0.100% thereafter (based on aggregate average daily net assets of the Portfolios), plus $32,500 per Portfolio, plus $32,500 for each allocated portion of a Portfolio for which separate custodial services are provided
| ATM International Portfolio ATM Large Cap Portfolio ATM Mid Cap Portfolio ATM Small Cap Portfolio |
AXA Tactical Manager 2000 Portfolio AXA Tactical Manager 400 Portfolio AXA Tactical Manager 500 Portfolio AXA Tactical Manager International Portfolio EQ/AllianceBernstein Dynamic Wealth Strategies |
Allocation Portfolios (Funds-of-Funds)*
0.15% of the average daily net assets of each Portfolio for the first $15 billion; 0.125% of the next $5 billion, and 0.100% thereafter (per Portfolio basis), plus $32,500 per Portfolio (calculated in a per Portfolio basis)
| All Asset Moderate Growth-Alt 15 All Asset Growth-Alt 20 All Asset Aggressive-Alt 25 AXA Aggressive Strategy AXA Balanced Strategy AXA Ultra Conservative Strategy AXA Conservative Strategy AXA Conservative Growth Strategy AXA Growth Strategy AXA Moderate Growth Strategy EQ/Franklin Xxxxxxxxx Allocation |
| * | Assets of these Portfolios are not included in the calculation of the single-advised Portfolio asset based fee. |
| ** | Exchange-traded fund (ETF) allocated portion approved but not operational. |
