NINTH AMENDMENT TO SHAREHOLDER SERVICES AGREEMENT
NINTH AMENDMENT TO SHAREHOLDER SERVICES AGREEMENT
This Amendment (this “Amendment”), effective August 23, 2019, is made to the Shareholder Services Agreement by and between Great-West Funds, Inc. (“Great-West Funds”) and Great-West Life & Annuity Insurance Company (“GWL&A”).
WHEREAS, Great-West Funds and GWL&A are parties to a Shareholder Services Agreement, dated May 1, 2015, as amended (the “Agreement”); and
WHEREAS, pursuant to Section 12.1 of the Agreement, Great-West Funds and GWL&A desire to amend the Agreement on the terms and conditions set forth herein.
NOW THEREFORE, in consideration of the promises and mutual covenants hereinafter contained, Great-West Funds and GWL&A agree as follows:
| 1. | Exhibit A of the Agreement is deleted in its entirety and replaced with the Exhibit A attached hereto and incorporated herein. |
| 2. | In the event of a conflict between the terms of this Amendment and the Agreement, the terms of this Amendment shall control. |
| 3. | This Amendment may be executed in two or more counterparts, each of which shall be an original and all of which together shall constitute one instrument. |
| 4. | Except as amended by this Amendment, all other provisions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized at Greenwood Village, Colorado, on the day and year first written above.
| GREAT-WEST FUNDS, INC. | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | |||||||
| By: | /s/ Xxxx X. Xxxxxx | By: | /s/ Xxxxxxxx Xxxxxxx | |||||
| Name: | Xxxx X. Xxxxxx | Name: | Xxxxxxxx Xxxxxxx | |||||
| Title: | Chief Financial Officer & Treasurer | Title: | Vice President | |||||
| Amend to Shareholder Services Agreement (Adding LCV Fund) | 1 of 3 |
EXHIBIT A FEES
Recordkeeping and Shareholder Services Fees: Great-West Funds shall pay GWL&A a fee equal to 0.35% of the average daily net asset value of Investor, Investor II, Service, and L Class shares of each of the Funds listed below for which GWL&A provides services.
All fees shall be paid monthly in arrears. Each monthly fee shall be determined based on the average daily net asset value of the assets in the Fund during each month and each monthly fee will be independent of every other monthly fee.
Great-Xxxx Xxxxx Mid Cap Value Fund
Great-West Bond Index Fund
Great-West Core Bond Fund
Great-West Core Strategies: Flexible Bond Fund
Great-West Core Strategies: Inflation-Protected Securities Fund
Great-West Core Strategies: International Equity Fund
Great-West Core Strategies: Short Duration Bond Fund
Great-West Core Strategies: U.S. Equity Fund
Great-West Emerging Markets Equity Fund
Great-West Global Bond Fund
Great-West Government Money Market Fund
Great-West Inflation-Protected Securities Fund
Great-West International Growth Fund
Great-West International Index Fund
Great-West International Value Fund
Great-West Invesco Small Cap Value Fund
Great-West Large Cap Growth Fund
Great-West Large Cap Value Fund
Great-West Xxxxxx Xxxxxx Small Cap Value Fund
Great-West Mid Cap Value Fund
Great-West Multi-Sector Bond Fund
Great-West Xxxxxx High Yield Bond Fund
Great-West Real Estate Index Fund
Great-West S&P 500® Index Fund
Great-West S&P Mid Cap 400® Index Fund
Great-West S&P Small Cap 600® Index Fund
Great-West Short Duration Bond Fund
Great-West Small Cap Growth Fund
Great-West X. Xxxx Price Mid Cap Growth Fund
Great-West U.S. Government Securities Fund
Great-West Lifetime Conservative 2015 Fund
Great-West Lifetime Conservative 2020 Fund
Great-West Lifetime Conservative 2025 Fund
Great-West Lifetime Conservative 2030 Fund
Great-West Lifetime Conservative 2035 Fund
Great-West Lifetime Conservative 2040 Fund
Great-West Lifetime Conservative 2045 Fund
Great-West Lifetime Conservative 2050 Fund
Great-West Lifetime Conservative 2055 Fund
Great-West Lifetime Conservative 2060 Fund
Great-West Lifetime 2015 Fund
| Amend to Shareholder Services Agreement (Adding LCV Fund) | 2 of 3 |
Great-West Lifetime 2020 Fund
Great-West Lifetime 2025 Fund
Great-West Lifetime 2030 Fund
Great-West Lifetime 2035 Fund
Great-West Lifetime 2040 Fund
Great-West Lifetime 2045 Fund
Great-West Lifetime 2050 Fund
Great-West Lifetime 2055 Fund
Great-West Lifetime 2060 Fund
Great-West Aggressive Profile Fund
Great-West Moderately Aggressive Profile Fund
Great-West Moderate Profile Fund
Great-West Moderately Conservative Profile Fund
Great-West Conservative Profile Fund
Great-West SecureFoundation® Balanced Fund
Great-West SecureFoundation® Lifetime 2020 Fund
Great-West SecureFoundation® Lifetime 2025 Fund
Great-West SecureFoundation® Lifetime 2030 Fund
Great-West SecureFoundation® Lifetime 2035 Fund
Great-West SecureFoundation® Lifetime 2040 Fund
Great-West SecureFoundation® Lifetime 2045 Fund
Great-West SecureFoundation® Lifetime 2050 Fund
Great-West SecureFoundation® Lifetime 2055 Fund
Great-West SecureFoundation® Lifetime 2060 Fund
| Amend to Shareholder Services Agreement (Adding LCV Fund) | 3 of 3 |
