SEVENTH AMENDMENT TO SELLING AND SERVICES AGREEMENT
Exhibit 24(b)(8.97)
SEVENTH AMENDMENT
TO SELLING AND SERVICES AGREEMENT
This Seventh Amendment dated as of April 1, 2016 (the “Amendment”) by and between Voya Retirement Insurance and Annuity Company (formerly ING Life Insurance and Annuity Company), Voya Institutional Plan Services, LLC (formerly ING Institutional Plan Services, LLC), Voya Financial Partners, LLC (formerly ING Financial Advisers, LLC) (collectively “Voya”), and Lazard Asset Management Securities LLC (“Distributor”) and Lazard Asset Management LLC the investment adviser to each mutual fund comprising the Fund and the parent company of the Distributor (“XXX’), is made to the Selling and Services Agreement dated as of July 1, 1998, as amended on July 18, 2007, March 31, 2008, August 16, 2009, September 22, 2011, January 1, 2015, and May 20, 2015 (the “Agreement”). Terms defined in the Agreement are used herein as therein defined.
WHEREAS, the parties wish to amend the Schedules to the Agreement as set forth herein.
NOW, THEREFORE, in consideration of the foregoing and the mutual promises set forth below, the parties agree as follows:
1. Schedule A and B to the Agreement shall be deleted in its entirety and replaced with the Schedule A attached hereto.
2. Except as specifically provided herein, all other provisions of the Servicing Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first written above.
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY
By: /s/ Xxxx Xxxxxxx
Name: Xxxx Xxxxxxx
Title: Vice President
VOYA INSTITUTIONAL PLAN SERVICES, LLC
By: /s/ Xxxx Xxxxxxx
Name: Xxxx Xxxxxxx
Title: Vice President
VOYA FINANCIAL PARTNERS, LLC
By: /s/ Xxxx Xxxxxxx
Name: Xxxx Xxxxxxx
Title: Vice President
LAZARD ASSET MANAGEMENT SECURITIES LLC
By: /s/ Xxxxxxx X. Xxxxxxx 1/8/2016
Name: Xxxxxxx X Xxxxxxx
Title: Deputy Chairman
LAZARD ASSET MANAGEMENT LLC
By: /s/ Xxxxxxx X. Xxxxxxx 1/8/2016
Name: Xxxxxxx X Xxxxxxx
Title: Deputy Chairman
schedule a
|
Portfolio Name |
Class |
Symbol |
CUSIP |
Plan Fee* |
Other Comp+ |
Total |
|
|
|
|
|
|
|
|
|
Lazard Capital Allocator Opportunistic Strategies Portfolio |
Open |
LCAOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Developing Markets Equity Portfolio |
Open |
LDMOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Core Equity Portfolio |
Open |
ECEOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Debt Portfolio |
Open |
LEDOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Equity Blend Portfolio |
Open |
EMBOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Equity Portfolio** |
Open |
LZOEX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Income Portfolio |
Open |
XXXXX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Multi Asset Portfolio |
Open |
EMMOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Enhanced Opportunities Portfolio |
Open |
LEOOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Explorer Total Return Portfolio |
Open |
LETOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Fundamental Long/Short Portfolio |
Open |
LLSOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Global Equity Select Portfolio |
Open |
GESOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Global Fixed Income Portfolio |
Open |
LZGOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Global Listed Infrastructure Portfolio |
Open |
GLFOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Global Realty Equity Portfolio |
Open |
LITOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Global Strategic Equity Portfolio |
Open |
LSTOX |
52107V 542 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard International Equity Portfolio |
Open |
LZIOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard International Equity Concentrated Portfolio |
Open |
LCNOX |
52107V 575 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard International Equity Select Portfolio |
Open |
LZESX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard International Small Cap Equity Portfolio |
Open |
LZSMX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard International Strategic Equity Portfolio |
Open |
LISOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard Master Alternatives Portfolio |
Open |
LALOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard US Corporate Income Portfolio |
Open |
LZHOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard US Equity Concentrated Portfolio |
Open |
LEVOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard US Mid Cap Equity Portfolio |
Open |
LZMOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard US Realty Equity Portfolio |
Open |
LREOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard US Realty Income Portfolio |
Open |
LRIOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard US Short Duration Fixed Income Portfolio |
Open |
UMNOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard US Small Cap Equity Growth Portfolio |
Open |
GRWOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard US Small-Mid Cap Equity Portfolio |
Open |
LZCOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
Lazard US Strategic Equity Portfolio |
Open |
LZUOX |
00000X000 |
0.XX% |
0.XX% |
0.XX% |
|
|
|
|
|
|
|
|
|
Lazard Capital Allocator Opportunistic Strategies Portfolio |
Institutional |
LCAIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Developing Markets Equity Portfolio |
Institutional |
LDMIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Core Equity Portfolio |
Institutional |
ECEIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Debt Portfolio |
Institutional |
LEDIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Equity Blend Portfolio |
Institutional |
EMBIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Equity Portfolio** |
Institutional |
LZEMX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Income Portfolio |
Institutional |
LEIIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Emerging Markets Multi Asset Portfolio |
Institutional |
EMMIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Enhanced Opportunities Portfolio |
Institutional |
LEOIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Explorer Total Return Portfolio |
Institutional |
LETIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Fundamental Long/Short Portfolio |
Institutional |
LLSIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Global Equity Select Portfolio |
Institutional |
GESIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Global Fixed Income Portfolio |
Institutional |
LZGIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Global Listed Infrastructure Portfolio |
Institutional |
GLIFX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Global Realty Equity Portfolio |
Institutional |
LITIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Global Strategic Equity Portfolio |
Institutional |
LSTIX |
52107V 559 |
N/A |
0.XX% |
0.XX% |
|
Lazard International Equity Portfolio |
Institutional |
LZIEX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard International Equity Concentrated Portfolio |
Institutional |
LCNIX |
52107V 583 |
N/A |
0.XX% |
0.XX% |
|
Lazard International Equity Select Portfolio |
Institutional |
LZSIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard International Small Cap Equity Portfolio |
Institutional |
LZISX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard International Strategic Equity Portfolio |
Institutional |
LISIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard Master Alternatives Portfolio |
Institutional |
LALTX |
00000X000 |
N/a |
0.XX% |
0.XX% |
|
Lazard US Corporate Income Portfolio |
Institutional |
LZHYX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard US Equity Concentrated Portfolio |
Institutional |
LEVIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard US Mid Cap Equity Portfolio |
Institutional |
LZMIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard US Realty Equity Portfolio |
Institutional |
LREIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard US Realty Income Portfolio |
Institutional |
LRIIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard US Short Duration Fixed Income Portfolio |
Institutional |
UMNIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard US Small Cap Equity Growth Portfolio |
Institutional |
GRWIX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard US Small-Mid Cap Equity Portfolio |
Institutional |
LZSCX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
Lazard US Strategic Equity Portfolio |
Institutional |
LZUSX |
00000X000 |
N/A |
0.XX% |
0.XX% |
|
|
|
|
|
|
|
|
|
Lazard Capital Allocator Opportunistic Strategies Portfolio |
R6 |
RLCPX |
52107V 849 |
N/A |
N/A |
0 |
|
Lazard Developing Markets Equity Portfolio |
R6 |
RLDMX |
52107V 872 |
N/A |
N/A |
0 |
|
Lazard Emerging Markets Core Equity Portfolio |
R6 |
RLEOX |
52107V 732 |
N/A |
N/A |
0 |
|
Lazard Emerging Markets Debt Portfolio |
R6 |
RLEDX |
52107V 815 |
N/A |
N/A |
0 |
|
Lazard Emerging Markets Equity Blend Portfolio |
R6 |
RLEBX |
52107V 831 |
N/A |
N/A |
0 |
|
Lazard Emerging Markets Equity Portfolio** |
R6 |
RLEMX |
52107V 880 |
N/A |
N/A |
0 |
|
Lazard Emerging Markets Income Portfolio |
R6 |
RLEIX |
00000X000 |
N/A |
N/A |
0 |
|
Lazard Emerging Markets Multi Asset Portfolio |
R6 |
RLMSX |
52107V 799 |
N/A |
N/A |
0 |
|
Lazard Enhanced Opportunities Portfolio |
R6 |
RLZEX |
00000X000 |
N/A |
N/A |
0 |
|
Lazard Explorer Total Return Portfolio |
R6 |
RLETX |
52107V 740 |
N/A |
N/A |
0 |
|
Lazard Fundamental Long/Short Portfolio |
R6 |
RFLSX |
00000X000 |
N/A |
N/A |
0 |
|
Xxxxxx Xxxxxx Xxxxxx Xxxxxx Xxxxxxxxx |
X0 |
XXXXX |
00000X000 |
N/A |
N/A |
0 |
|
Lazard Global Fixed Income Portfolio |
R6 |
RLGFX |
52107V 757 |
N/A |
N/A |
0 |
|
Xxxxxx Xxxxxx Xxxxxx Xxxxxxxxxxxxxx Xxxxxxxxx |
X0 |
XXXXX |
52107V 856 |
N/A |
N/A |
0 |
|
Lazard Global Realty Equity Portfolio |
R6 |
RLGRX |
52107V 765 |
N/A |
N/A |
0 |
|
Lazard Global Strategic Equity Portfolio |
R6 |
RGSTX |
52107V 534 |
N/A |
N/A |
0 |
|
Xxxxxx Xxxxxxxxxxxxx Xxxxxx Xxxxxxxxx |
X0 |
XXXXX |
52107V 500 |
N/A |
N/A |
0 |
|
Xxxxxx Xxxxxxxxxxxxx Xxxxxx Xxxxxxxxxxxx Xxxxxxxxx |
X0 |
XXXXX |
52107V 567 |
N/A |
N/A |
0 |
|
Lazard International Equity Select Portfolio |
R6 |
RLIQX |
52107V 609 |
N/A |
N/A |
0 |
|
Lazard International Small Cap Equity Portfolio |
R6 |
RLICX |
52107V 807 |
N/A |
N/A |
0 |
|
Lazard International Strategic Equity Portfolio |
R6 |
RLITX |
52107V 708 |
N/A |
N/A |
0 |
|
Lazard Master Alternatives Portfolio |
R6 |
RMSTX |
00000X000 |
N/A |
N/A |
0 |
|
Lazard US Corporate Income Portfolio |
R6 |
RLCIX |
52107V 864 |
N/A |
N/A |
0 |
|
Lazard US Equity Concentrated Portfolio |
R6 |
RLUEX |
52107V 104 |
N/A |
N/A |
0 |
|
Lazard US Mid Cap Equity Portfolio |
R6 |
RLMCX |
52107V 000 |
X/X |
X/X |
0 |
|
Xxxxxx XX Xxxxxx Xxxxxx Xxxxxxxxx |
X0 |
XXXXX |
52107V 773 |
N/A |
N/A |
0 |
|
Lazard US Realty Income Portfolio |
R6 |
RLRIX |
52107V 781 |
N/A |
N/A |
0 |
|
Lazard US Short Duration Fixed Income Portfolio |
R6 |
RLSDX |
52107V 823 |
N/A |
N/A |
0 |
|
Lazard US Small Cap Equity Xxxxxx Xxxxxxxxx |
X0 |
XXXXX |
00000X000 |
N/A |
N/A |
0 |
|
Lazard US Small-Mid Cap Equity Portfolio |
R6 |
RLSMX |
52107V 401 |
N/A |
N/A |
0 |
|
Lazard US Strategic Equity Portfolio |
R6 |
RLUSX |
52107V 203 |
N/A |
N/A |
0 |
* Fees to be paid to Intermediary from the Plan. Intermediary waives any right to payment of such fees until Distributor is in receipt of fees from the Fund pursuant to the Plan, and Distributor's liability for the payment of such fees is limited solely to the proceeds of fees received from the Fund pursuant to the Plan. The Plan is terminable by the Fund's Board of Directors at any time. It is recognized that certain parties may not be permitted to collect distribution fees under the Plan, and if Intermediary is such a party, it will not accept such fees.
+ Paid by Distributor or the Portfolios' investment adviser out of its own resources.
** The Lazard Emerging Markets Equity Portfolio is generally closed to new investors.
