REGISTRATION RIGHTS AGREEMENT
登记权协议
This
Registration Rights Agreement (this "Agreement") is made
and entered into as of March __, 2010, by and among Moqizone Holding Corporation
(the “Company”), and (the "Purchaser").
此登记权协议(此“协议”)于2010年1月______由摩奇地带控股公司(“公司”)和————————(“购买人”)双方合意签订。
This
Agreement is being entered into pursuant to a securities purchase agreement
dated as of March __, 2010 among the Company and the Purchaser (the "Purchase
Agreement").
本协议是依据2010年1月__日公司和购买人之间签订的证券购买协议(“购买协议”)所签订。
The
Company and the Purchaser do hereby agree as follows:
公司和购买人据此同意以下事项:
1.
Definitions.
释义
Capitalized
terms used and not otherwise defined herein shall have the meanings given such
terms in the Purchase Agreement. As used in this Agreement, the
following terms shall have the following meanings:
未被另行定义但已使用的黑体字词具有与其在购买协议中相同的释义。在本协议中,相关概念解释如下:
"Advice" shall have
meaning set forth in Section 3(m).
“建议”的定义见第三节(m)。
"Affiliate" means,
with respect to any Person, any other Person that directly or indirectly
controls or is controlled by or under common control with such
Person. For the purposes of this definition, "control," when used
with respect to any Person, means the possession, direct or indirect, of the
power to direct or cause the direction of the management and policies of such
Person, whether through the ownership of voting securities, by contract or
otherwise; and the terms of "affiliated," "controlling" and
"controlled"
have meanings correlative to the foregoing.
“附属机构”指任意个人,或被此个人直接或间接控制或被控制的个人。在此定义中,当与个人相联使用时,“控制”指直接或间接享有指引此个人管理走向或规章制定指向的直接或间接的权力,不论该权力源于拥有投票权证券,或是源于合同约定或其它;“关联机构”,“被控制”据此具有相应释义。
"Board" shall have
meaning set forth in Section 3(n).
“董事会”的定义见第三节(n).
"Business Day" means
any day except Saturday, Sunday and any day which shall be a legal holiday or a
day on which banking institutions in the State of New York generally are
authorized or required by law or other government actions to close.
“工作日”指除周六,周日,所有法定假日及纽约州所有银行机构依据法律或政府要求暂停营业日之外的所有日子。
"Closing Date" means
the date of the closing of the purchase and sale of the Units pursuant to the
Purchase Agreement.
“成交日”指依据购买协议完成股票购买和销售的日期。
"Commission" means the
Securities and Exchange Commission.
“证监会”指美国证券交易委员会。
"Common Stock" means
the Company's common stock, par value $0.001 per share.
“普通股”指公司发行的面值为$0.001的普通股。
"Effectiveness Date"
means with respect to the Registration Statement under Section 2(a), the earlier
of (A) the one hundred fiftieth (150th) day
following the Filing Date (or in the event the Registration Statement receives a
“full review” by the Commission, the one hundred and eightieth (180th) day
following the Filing Date) or (B) the date which is within three (3) Business
Days after the date on which the Commission informs the Company (i) that the
Commission will not review the Registration Statement or (ii) that the Company may
request the acceleration of the effectiveness of the Registration Statement;
provided, however, that, if the
Effectiveness Date falls on a Saturday, Sunday or any other day which shall be a
legal holiday or a day on which the Commission is authorized or required by law
or other government actions to close, the Effectiveness Date shall be the
following Business Day.
“生效日”指针对第二节(a)中的登记申请表,二者中相对较早的日子:(A)申报日之后的第150天(若证监会对登记申请表进行“完全审查”,则为申报日之后第180天),(B)在下列情况发生后三个工作日之内:证监会告知公司证监会将不对登记申请表进行审查,或是告知公司可要求提早进入到登记申请表的有效期;若生效日期恰逢周六,周日或所有法定假日及证监会依据法律或政府要求关闭的日子,则生效日期顺延到下一工作日)。
"Effectiveness Period"
shall have the meaning set forth in Section 2(a).
“有效期”的定义见第二节(a)。
"Event" shall have the
meaning set forth in Section 7(e).
“事件”的定义见第七节(e)。
"Event Date" shall
have the meaning set forth in Section 7(e).
“事件发生日”的定义见第七节(e)。
"Exchange Act" means
the Securities Exchange Act of 1934, as amended.
“交易法”指修正后的1934证券交易法。
"Filing Date" means
with respect to a Registration Statement under Section 2(a), the date that is
the forty-fifth (45th) day
following Closing Date; provided, however that if the
Filing Date falls on a Saturday, Sunday or any other day which shall be a legal
holiday or a day on which the Commission is authorized or required by law or
other government actions to close, the Filing Date shall be the following
Business Day.
“申报日”指针对第二节(a)的登记申请表,成交日之后的第三十天;若申报日恰逢周六,周日或所有法定假日及证监会依据法律或政府要求关闭的日子,则申报日顺延到下一工作日。
"Holder" or "Holders" means the
collective reference to the Purchaser and any subsequent record holder or
holders, from time to time, of Registrable Securities.
“持有人”或“持有人们”指统称购买人和任何可登记证券的持有人。
"Indemnified Party"
shall have the meaning set forth in Section 5(c).
“被补偿方”的定义见第五节(c)。
"Indemnifying Party"
shall have the meaning set forth in Section 5(c).
“补偿方”的定义见第五节(c)。
"Losses" shall have
the meaning set forth in Section 5(a).
“损失”的定义见第五节(a)。
"Person" means an
individual or a corporation, partnership, trust, incorporated or unincorporated
association, joint venture, limited liability company, joint stock company,
government (or an agency or political subdivision thereof) or other entity of
any kind.
“个人”指自然人,公司,合伙,信托公司,非法人组织,合资企业,有限责任公司,股份有限公司,政府(或政府部门,政治分支机构)或其他任何形式实体。
"Preferred Shares"
means shares of the Company’s Series C Convertible Preferred Stock issued to the
Purchasers pursuant to the Purchase Agreement.
“优先股”指根据购买协议向购买人发行的,公司的可转换优先股C股。
"Proceeding" means an
action, claim, suit, investigation or proceeding (including, without limitation,
an investigation or partial proceeding, such as a deposition), whether commenced
or threatened.
“诉讼程序”指动议,起诉,诉讼,调查或者诉讼程序(包括但不限于调查或未完成的诉讼程序,如调查取证),无论是已展开的或是尚未展开。
"Prospectus" means the
prospectus included in the Registration Statement (including, without
limitation, a prospectus that includes any information previously omitted from a
prospectus filed as part of an effective registration statement in reliance upon
Rule 430A promulgated under the Securities Act), as amended or supplemented by
any prospectus supplement, with respect to the terms of the offering of any
portion of the Registrable Securities covered by the Registration Statement, and
all other amendments and supplements to the Prospectus, including post-effective
amendments, and all material incorporated by reference in such
Prospectus.
“招股说明书”指登记申请表之中的招股说明书(包括但不限于对根据证券法430A规则的要求申报的,作为登记申请表一部分的招股说明书的,补充性招股说明书),经由其他招股说明书依照登记申请表中的可登记证券的发行条款进行相应补充或修订,以及所有其他的对此招股说明书的修定和补充说明,包括生效后的修正案,以及依据引注合并到此招股说明书的所有材料。
"Registrable
Securities” means the collective reference to (i) the shares
of Common Stock issuable upon conversion of the Preferred Shares included in the
Units sold pursuant to the Purchase Agreement (the “Conversion Shares”); (ii)
the shares of Common Stock issuable upon exercise of the Warrants,included in the
Units sold pursuant to the Purchase Agreement (the “Warrant Shares”); (iii) any
securities issued or issuable upon any stock split, dividend or other
distribution, recapitalization or similar event with respect to the
foregoing.
“可登记证券”统指(i)在优先股转换时可发行的普通股,包括根据购买协议出售的投资单元(“转换股”);(ii )行使期权是可发行的普通股,包括根据购买协议出售的投资单元(“期权股”);(iii)任何通过拆股,红利或其他分配方式,重组资金或任何相似时间,以以上股票为基础发行或成为可发行的证券。
"Registration
Statement" means the registration statements and any additional
registration statements contemplated by Section 2, including (in each case) the
Prospectus, amendments and supplements to such registration statement or
Prospectus, including pre- and post-effective amendments, all exhibits thereto,
and all material incorporated by reference in such registration
statement.
“登记申请表”指登记申请表以及第二节所补充任何额外登记申请表,包括(在各例中)招股说明书, 此登记申请表及招股说明书的修订和补充说明,包括生效期前以及后生效期的修订案,所有相应附件,以及依据引注合并到此登记申请表的所有材料。
"Rule 144" means Rule
144 promulgated by the Commission pursuant to the Securities Act, as such Rule
may be amended from time to time, or any similar rule or regulation hereafter
adopted by the Commission having substantially the same effect as such
Rule.
“144规则”指依据证券法由证监会制定的144规则,以及任何相似的经证监会采纳后具有与144规则相同效果的规则或规定,因为此规则会被时常修订。
"Rule 158" means Rule
158 promulgated by the Commission pursuant to the Securities Act, as such Rule
may be amended from time to time, or any similar rule or regulation hereafter
adopted by the Commission having substantially the same effect as such
Rule.
“158规则”指依据证券法由证监会制定的158规则,以及任何相似的经证监会采纳后具有与158规则相同效果的规则或规定,因为此规则会被时常修订。
"Rule 415" means Rule
415 promulgated by the Commission pursuant to the Securities Act, as such Rule
may be amended from time to time, or any similar rule or regulation hereafter
adopted by the Commission having substantially the same effect as such
Rule.
“415规则”指依据证券法由证监会制定的415规则,以及任何相似的经证监会采纳后具有与415规则相同效果的规则或规定,因为此规则会被时常修订。
“Rule 416” means Rule
416 promulgated by the Commission pursuant to the Securities Act, as such Rule
may be amended from time to time, or any similar rule or regulation hereafter
adopted by the Commission having substantially the same effect as such
Rule.
“416规则”指依据证券法由证监会制定的416规则,以及任何相似的经证监会采纳后具有与416规则相同效果的规则或规定,因为此规则会被时常修订。
"Rule 424" means Rule
424 promulgated by the Commission pursuant to the Securities Act, as such Rule
may be amended from time to time, or any similar rule or regulation hereafter
adopted by the Commission having substantially the same effect as such
Rule.
“424规则”指依据证券法由证监会制定的424规则,以及任何相似的经证监会采纳后具有与424规则相同效果的规则或规定,因为此规则会被时常修订。
"Securities Act" means
the Securities Act of 1933, as amended.
“证券法”指修订后的美国1933证券法。
“Shares” means the
collective reference to the Conversion Shares and the Warrant
Shares.
“股权”统称可转股和期权行权股。
"Warrants" means the
collective reference to the Series C Warrants and the Series D Warrants, each
included in the Units issued to the Purchasers pursuant to the Purchase
Agreement.
“期权”指购买依据购买协议向购买人出售的投资单元中的C系列期权和D系列期权。
“Units” means the
units of securities of the Company to purchase Preferred Shares and Warrants of
the Company that are described in, and have been sold pursuant to, the Purchase
Agreement.
“投资单元”指根据购买协议,公司向购买人出售的包括优先股、期权的投资单元。
2. Resale
Registration.
转售登记
(a) On
or prior to the Filing Date, the Company shall prepare and file with the
Commission a "resale" Registration Statement providing for the resale of all
Registrable Securities by means of an offering to be made on a continuous basis
pursuant to Rule 415. The Registration Statement shall be on Form S-1
(except if the Company is not then eligible to register for resale the
Registrable Securities on Form S-1, in which case such registration shall be on
another appropriate form in accordance herewith and the Securities Act and the
rules promulgated thereunder). The Company shall (i) not include any
securities other than the Registrable Securities in the Registration Statement
and (ii) use its best efforts to cause the Registration Statement to be declared
effective under the Securities Act as promptly as possible after the filing
thereof, but in any event on or prior to the Effectiveness Date, and to keep
such Registration Statement continuously effective under the Securities Act
until such date as is the earlier of (x) the date when all Registrable
Securities covered by such Registration Statement have been sold or (y) the date
on which the Registrable Securities may be sold without any restriction pursuant
to Rule 144 as determined by the counsel to the Company pursuant to a written
opinion letter, addressed to the Company's transfer agent to such effect (the
"Effectiveness
Period"). The Company shall request that the effective time of
the Registration Statement be 4:00 p.m. Eastern Time on the Effectiveness
Date. If at any time and for any reason, an additional Registration
Statement is required to be filed because at such time the actual number of
Registrable Securities exceeds the number of Registrable Securities remaining
under the Registration Statement, the Company shall have twenty (20) Business
Days to file such additional Registration Statement, and the Company shall use
its best efforts to cause such additional Registration Statement to be declared
effective by the Commission as soon as possible, but in no event later than
sixty (60) days after such filing.
在申报日或申报日之前,公司应当准备并向证监会申报关于依据415规则通过持续发行转售所有可登记证券的“转售”登记申请表。此登记申请表应记载在S-1表格上(若公司此时并无注册可登记证券转售的资格,则应依据证券法及相应法规记载于其他合适的表格上)。公司应当(i)不得包括除登记申请表中的可登记证券之外的证券,(ii)尽最大努力促使登记申请表在申报之后,生效期之前或当日依据证券法尽早生效,并使此登记申请表依据证券法保持生效直至以下二者中较早的日期:(x)此登记申请表中所有可登记证券被全部售出,或(y)由公司的法律顾问向公司的转户登记代理人做出书面决定认定,依据144规则,可登记证券可不受限制的出售(“有效期”)。公司应当要求登记申请表于东部时间生效日当天下午四时起生效。若在任何时间因任何原因,由于实际可登记证券数多余登记申请表上的剩余可登记证券数,需要申报额外的登记申请表,公司有20个工作日来完成申报,并应尽其最大努力促使证监会认可此额外的登记申请表的效力,最晚不得晚于申报之后的60天。
(b) Notwithstanding
anything to the contrary set forth in this Section 2, in the event the
Commission does not permit the Company to register all of the Registrable
Securities in the Registration Statement because of the Commission’s application
of Rule 415, the number of Registrable Securities to be registered on such
Registration Statement will be reduced in the following order (i) the
Registrable Securities represented by the total number of Warrant Shares owned
by the Holders, applied on a pro rata basis, as among the Holders thereof, and
(ii) the Registrable Securities represented by the Conversion Shares, applied on
a pro rata basis, as among the Holders thereof. The Company shall use its best
efforts to file subsequent Registration Statements to register the Registrable
Securities that were not registered in the initial Registration Statement as
promptly as possible and in a manner permitted by the Commission. For
purposes of this Section 2(b), “Filing Date” means with respect to each
subsequent Registration Statement filed pursuant hereto, the later of (i) sixty
(60) days following the sale of substantially all of the Registrable Securities
included in the initial Registration Statement or any subsequent Registration
Statement and (ii) six (6) months following the effective date of the initial
Registration Statement or any subsequent Registration Statement, as applicable,
or such earlier date as permitted by the Commission. For purposes of
this Section 2(b), “Effectiveness Date”
means with respect to each subsequent Registration Statement filed pursuant
hereto, the earlier of (A) the one hundred and fiftieth (150th) day
following the filing date of such Registration Statement (or in the event such
Registration Statement receives a “full review” by the Commission, the one
hundred eightieth (180th) day
following such filing date) or (B) the date which is within three (3) Business
Days after the date on which the Commission informs the Company (i) that the
Commission will not review such Registration Statement or (ii) that the Company may
request the acceleration of the effectiveness of such Registration Statement;
provided that, if the
Effectiveness Date falls on a Saturday, Sunday or any other day which shall be a
legal holiday or a day on which the Commission is authorized or required by law
or other government actions to close, the Effectiveness Date shall be the
following Business Day.
在任何情况下,一旦证监会因公司适用415规则而不准许公司注册登记申请表中的所有可登记证券,此登记申请表中的将注册的可登记证券数目将遵照以下顺序减少:(i)按比例,持股人持有的期权股总数是所代表的可登记证券;以及(ii)按比例,持股人持有的转换股所代表的可登记证券。公司应尽最大努力尽快并以证监会所允许的方式申报随后的登记申请表,注册在首个登记申请表中未完成注册的可登记证券。在第二节(b)中,“申报日”指,针对每一份据此申报的随后的登记申请表,以下二者中较晚的日期:(i)首个登记申请表或任何随后的登记申请表中可登记证券的大部分售完之后的六十(60)天;(ii)首个登记申请表,或任何随后的登记申请表(如适用的话)的生效日,或相对较早的证监会准许的日期,之后的六(6)个月。在第二节(b)中,“生效日”指,针对每一份据此申报的随后的登记申请表,以下二者中较早的日期:(A)此登记申请表申报日之后的第一百五十(150)天(若证监会对此登记申请表进行“全面审查”,则为此申报日之后的第一百八十(180)天);或(B)在下列情况发生后三(3)个工作日之内:证监会告知公司证监会将不对登记申请表进行审查,或是告知公司可要求提早进入到登记申请表的有效期;若生效日期恰逢周六,周日或所有法定假日及证监会依据法律或政府要求关闭的日子,则生效日期顺延到下一工作日)。
3. Registration
Procedures.
登记程序
In connection with the Company's
registration obligations hereunder, the Company shall:
公司在登记过程的责任如下所述,公司应:
(a) Prepare
and file with the Commission, on or prior to the Filing Date, a Registration
Statement on Form S-1 (or if the Company is not then eligible to register for
resale the Registrable Securities on Form S-1 such registration shall be on
another appropriate form in accordance herewith and the Securities Act and the
rules promulgated thereunder) in accordance with the plan of distribution as set
forth on Exhibit
A hereto and in accordance with applicable law, and cause the
Registration Statement to become effective and remain effective as provided
herein; provided, however, that not
less than five (5) Business Days prior to the filing of the Registration
Statement or any related Prospectus or any amendment or supplement thereto, the
Company shall (i) furnish to the Holders copies of all such documents proposed
to be filed, which documents will be subject to the review of such Holders, and
(ii) cause its officers and directors, counsel and independent certified public
accountants to respond to such inquiries as shall be necessary to conduct a
reasonable review of such documents. The Company shall not file the
Registration Statement or any such Prospectus or any amendments or supplements
thereto to which the Purchasers shall reasonably object in writing within three
(3) Business Days of their receipt thereof.
在申报日或申报日之前,准备并向证监会申报记载于S-1表格上的,登记申请表。此登记申请表应与附件A中的分销计划一致,并符合法律规定(若公司此时并无注册可登记证券转售的资格,则应依据证券法及相应法规记载于其他合适的表格上);若不晚于申报登记申请表或任何相关的招股说明书或任何修正补充意见的前五个工作日,公司应当(i)向持有人提供所有此类将要申报的文件供持有人审查;并且(ii)促使其高级管理人员,董事会成员,顾问,独立注册公共会计师回答所有针对审查文件的,是进行合理审查所必需的询问。公司不得申报任何购买人在接收之后三(3)个工作日之内会合理反对的登记申请表或者任何招股说明书或任何修正或补充说明。
(b) (i)
Prepare and file with the Commission such amendments, including post-effective
amendments, to the Registration Statement as may be necessary to keep the
Registration Statement continuously effective as to the applicable Registrable
Securities for the Effectiveness Period and prepare and file with the Commission
such additional Registration Statements as necessary in order to register for
resale under the Securities Act all of the Registrable
Securities; (ii) cause the related Prospectus to be amended or
supplemented by any required Prospectus supplement, and as so supplemented or
amended to be filed pursuant to Rule 424 (or any similar provisions then in
force) promulgated under the Securities Act; (iii) respond as promptly as
possible, but in no event later than ten (10) Business Days, to any comments
received from the Commission with respect to the Registration Statement or any
amendment thereto and as promptly as possible provide the Holders true and
complete copies of all correspondence from and to the Commission relating to the
Registration Statement; (iv) file the final prospectus pursuant to
Rule 424 of the Securities Act no later than two (2) Business Days following the
date the Registration Statement is declared effective by the Commission; and (v)
comply in all material respects with the provisions of the Securities Act and
the Exchange Act with respect to the disposition of all Registrable Securities
covered by the Registration Statement during the Effectiveness Period in
accordance with the intended methods of disposition by the Holders thereof set
forth in the Registration Statement as so amended or in such Prospectus as so
supplemented.
(i)准备并向证监会申报登记申请表的修正案,包括后生效期修正案,此任何修正都是使登记申请表中相应的可登记证券在有效期内生效所必需的;准备并向证监会申报依据证券法注册所有可登记证券转售所必需的额外的登记申请表;(ii)用任何必需的招股说明书补充说明修订或补充相关的招股说明书,所有的修订或补充应依据证券法下的424规则(或任何在当时生效的相似的规则)申报;(iii)对所有来自证监会的,与登记申请表或其修正相关的评论应尽可能迅速的回复,在任何情况不得晚于十个(10)工作日,并尽可能迅速的向持有人提供真实完整的来自证监会,与登记申请表相关的交流;(iv)在证监会宣布登记申请表生效的两(2)个工作日之内,依据证券法的424规则申报最终招股说明书;并(v)在所有重要方面,符合证券法和交易法中涉及在有效期内处理所有登记申请表中可登记证券的规定,并符合修正后的登记申请表或经过补充的招股说明书中设定的持有人享有的预期处置办法。
(c) Notify
the Holders of Registrable Securities as promptly as possible (and, in the case
of (i)(A) below, not less than three (3) Business Days prior to such filing, and
in the case of (iii) below, on the next Business Day following receipt by the
Company of such notice from the Commission) and (if requested by any such
Person) confirm such notice in writing no later than one (1) Business Day
following the day: (i)(A) when a Prospectus or any Prospectus
supplement or post-effective amendment to the Registration Statement is filed;
(B) when the Commission notifies the Company whether there will be a "review" of
such Registration Statement and whenever the Commission comments in writing on
such Registration Statement and (C) with respect to the Registration Statement
or any post-effective amendment, when the same has become effective; (ii) of any
request by the Commission or any other Federal or state governmental authority
for amendments or supplements to the Registration Statement or Prospectus or for
additional information; (iii) of the issuance by the Commission of any stop
order suspending the effectiveness of the Registration Statement covering any or
all of the Registrable Securities or the initiation or threatening of any
Proceedings for that purpose; (iv) if at any time any of the representations and
warranties of the Company contained in any agreement contemplated hereby ceases
to be true and correct in all material respects; (v) of the receipt by the
Company of any notification with respect to the suspension of the qualification
or exemption from qualification of any of the Registrable Securities for sale in
any jurisdiction, or the initiation or threatening of any Proceeding for such
purpose; and (vi) of the occurrence of any event that makes any statement made
in the Registration Statement or Prospectus or any document incorporated or
deemed to be incorporated therein by reference untrue in any material respect or
that requires any revisions to the Registration Statement, Prospectus or other
documents so that, in the case of the Registration Statement or the Prospectus,
as the case may be, it will not contain any untrue statement of a material fact
or omit to state any material fact required to be stated therein or necessary to
make the statements therein, in the light of the circumstances under which they
were made, not misleading.
尽快通知可登记证券持有人 (若发生以下所列情形(i)(A)则不晚于此申报前三(3)个工作日;发生情形(iii)则在公司收到此来自证监会的通知的同一天),并且(若有人提出要求)在以下情形发生后一(1)个工作日之内,以书面形式进行确认:(i)(A)申报招股说明书或任何招股说明书补充说明或是登记申请表的后生效期修正案;(B)当证监会告知公司是否将对此登记申请表进行审查,或当证监会以书面形式对此登记申请表进行评论时;(C)对于登记申请表或任何后有效期修正案,当与其相同文件生效时;(ii)证监会或其他任何联邦或州政府机构要求从登记申请表或招股说明书的修改或补充说明中获得额外信息;(iii)证监会发布证券交易停止通知书,暂停包含部分或全部可登记证券的登记申请表的效力,或者任何诉讼程序的启动或即将启动;(iv)任何协议中,公司的xx和保证中条款在所有重大方面不再真实和准确时;(v)公司收到关于在任意司法辖区,销售任何可登记证券资格暂停或资格豁免,或者任何以此为目的的诉讼程序的启动或者即将启动的通知;(vi)发生任何使得登记申请表或招股说明书或任何依据引注合并或被视为合并的文档中的xx在任一重大方面不真实的事件,或为了避免存在对重大方面不真实的xx,避免遗漏任何必需xx的重要事件,避免误导,而对登记申请表或招股说明书或其他文档进行修改的事件。
(d) Use
its best efforts to avoid the issuance of, or, if issued, obtain the withdrawal
of, as promptly as possible, (i) any order suspending the effectiveness of the
Registration Statement or (ii) any suspension of the qualification (or exemption
from qualification) of any of the Registrable Securities for sale in
any jurisdiction.
尽最大努力避免以下事件的发生,如果一旦发生,应尽快使其被撤销:(i)任何暂停登记申请表效力的命令,或(ii)在任一辖区任何对可登记证券销售资格的暂停(或豁免资格)。
(e) If
requested by the Holders of a majority in interest of the Registrable
Securities, (i) promptly incorporate in a Prospectus supplement or
post-effective amendment to the Registration Statement such information as the
Company reasonably agrees should be included therein and (ii) make all required
filings of such Prospectus supplement or such post-effective amendment as soon
as practicable after the Company has received notification of the matters to be
incorporated in such Prospectus supplement or post-effective
amendment.
若可登记证券的大多数持有人要求,应(i)尽快在招股说明书补充说明或登记申请表的后生效期修正案中添加公司合理的认为必须包括的信息,并(ii)在公司收到关于在此登记申请表补充说明或此后生效期修正案中添加信息的通知后,在条件允许的情况下尽快完成所有招股说明书补充说明或登记申请表的后生效期修正案必需的申报。
(f) If
requested by any Holder, furnish to such Holder, without charge, at least one
conformed copy of each Registration Statement and each amendment thereto,
including financial statements and schedules, all documents incorporated or
deemed to be incorporated therein by reference, and all exhibits to the extent
requested by such Person (including those previously furnished or incorporated
by reference) promptly after the filing of such documents with the
Commission.
若经任何持有人要求,在向证监会申报相关文档之后,向此持有人无偿提供至少一份,其所要求的,符合规定的各登记申请表以及相应的修正案,包括财务报表和清单,所有依引注合并或被视为合并的文档,以及所有附件(包括之前提供的或者依引注合并的)。
(g) Promptly
deliver to each Holder, without charge, as many copies of the Prospectus or
Prospectuses (including each form of prospectus) and each amendment or
supplement thereto as such Persons may reasonably request; and subject to the
provisions of Sections 3(m) and 3(n), the Company hereby consents to the use of
such Prospectus and each amendment or supplement thereto by each of the selling
Holders in connection with the offering and sale of the Registrable Securities
covered by such Prospectus and any amendment or supplement thereto.
在合理要求范围内,尽快的向各持有人无偿提供尽可能多的招股说明书(包括各种形式的招股说明书)以及所有相应的修正案或补充说明;依据第三节(m)和(n)的条款,公司依此同意各出售股票的持有人对此招股说明书及各修正案或补充说明的使用,该使用与招股说明书及其修正案或补充说明中的可登记股票的提供与销售相关。
(h) Prior
to any public offering of Registrable Securities, use its best efforts to
register or qualify or cooperate with the selling Holders in connection with the
registration or qualification (or exemption from such registration or
qualification) of such Registrable Securities for offer and sale under the
securities or Blue Sky laws of such jurisdictions within the United States as
any Holder requests in writing, to keep each such registration or qualification
(or exemption therefrom) effective during the Effectiveness Period and to do any
and all other acts or things necessary or advisable to enable the disposition in
such jurisdictions of the Registrable Securities covered by a Registration
Statement; provided, however, that the
Company shall not be required to qualify generally to do business in any
jurisdiction where it is not then so qualified or to take any action that would
subject it to general service of process in any such jurisdiction where it is
not then so subject or subject the Company to any material tax in any such
jurisdiction where it is not then so subject.
在可登记证券公开发行之前,尽最大努力进行登记,或使其适格,或者与出售股票的持有人合作,处理与此可登记证券在美国境内依照证券法或者各州的“蓝天”法发行和出售的相关登记或资格(或豁免资格),任一持有人可以书面要求在生效期内保持此登记或资格(或豁免资格)生效,并且采取所有必需的或者建议做的行动确保登记申请表中的可登记证券在所属辖区内得到合理配置。但是,如果公司没有在任一司法管辖区内进行一般经营的主体资格,公司不需要去获得该资格;如果公司不受制于任一司法管辖区的法律送达程序,公司不需要采取任何行动使自身受其约束;如果他们没有在任一管辖区的任何重大纳税义务,公司也不需要采取任何行动使自身承担该义务。
(i) Cooperate
with the Holders to facilitate the timely preparation and delivery of
certificates representing Registrable Securities to be sold pursuant to a
Registration Statement, which certificates, to the extent permitted by the
Purchase Agreement and applicable federal and state securities laws, shall be
free of all restrictive legends, and to enable such Registrable Securities to be
in such denominations and registered in such names as any Holder may request in
connection with any sale of Registrable Securities.
与持有人合作,以做好准备并及时送交将依据登记申请表出售的可登记证券证书;在购买协议以及适用的联邦及州证券法所允许的范围内,此证书上不得有限制性的说明,并且应使此可登记证券按持有人要求以特定面额出售并以特定名称注册。
(j) Upon
the occurrence of any event contemplated by Section 3(c)(vi), as promptly as
possible, prepare a supplement or amendment, including a post-effective
amendment, to the Registration Statement or a supplement to the related
Prospectus or any document incorporated or deemed to be incorporated therein by
reference, and file any other required document so that, as thereafter
delivered, neither the Registration Statement nor such Prospectus will contain
an untrue statement of a material fact or omit to state a material fact required
to be stated therein or necessary to make the statements therein, in the light
of the circumstances under which they were made, not misleading.
第三节(c)(vi)中所列事件一旦发生,应尽快准备登记申请表的修正案或补充说明,包括后生效期修正案,或对相关招股说明书的补充说明,或任何依引注合并或被视为合并的文档;并申报任何必需的文档。以确保在完成投递之后,登记申请表或此招股说明书中都不含有对必要的重要事实的不实xx或省略,并确保所有的xx在作出xx之时不存在误导。
(k) Use
its best efforts to cause all Registrable Securities relating to the
Registration Statement, to continue to be quoted or listed on a securities
exchange, quotation system or market, if any, on which similar securities issued
by the Company are then listed or traded as and when required pursuant to the
Purchase Agreement.
尽全部努力使登记申请表中所有的可登记证券在证券交易所或报价系统保持登记注册或报价;此证券交易所或报价系统,在当时或是购买协议所要求的时间段,是公司发行的同类证券的登记注册所或交易所。
(l) Comply
in all material respects with all applicable rules and regulations of the
Commission and make generally available to its security holders all documents
filed or required to be filed with the Commission, including, but not limited,
to, earning statements satisfying the provisions of Section 11(a) of the
Securities Act and Rule 158 not later than 45 days after the end of any 12-month
period (or 90 days after the end of any 12-month period if such period is a
fiscal year) commencing on the first day of the first fiscal quarter of the
Company after the effective date of the Registration Statement, which statement
shall conform to the requirements of Rule 158.
在所有重要方面符合证监会制定的相关规则和规章的要求,并使证券持有人能够查看所有已申报或将要申报至证监会的文档,包括但不限于符合证券法第11节(a)以及158规则的收益表。以12个月为一周期,不得晚于周期结束后45天(若此周期与财政年度一致,则不晚于周期结束的90天内)。从登记申请表的生效日后第一财政季度的第一天开始计算。此登记申请表必须符合158规则的要求。
(m) The
Company may require each selling Holder to furnish to the Company information
regarding such Holder and the distribution of such Registrable Securities as is
required by law to be disclosed in the Registration Statement, Prospectus, or
any amendment or supplement thereto, and the Company may exclude from such
registration the Registrable Securities of any such Holder who unreasonably
fails to furnish such information within a reasonable time after receiving such
request.
公司可要求各个售出持有人向公司提供关于此持有人和此可登记证券分销的相关信息,按法律规定,此信息必须在登记申请表,招股说明书,及其修正案和补充说明上进行披露。在收到此请求的合理时间内,如持有人不合情理的未能提供此类信息,公司可将该持有人的可登记股票从登记中排除。
If the
Registration Statement refers to any Holder by name or otherwise as the holder
of any securities of the Company, then such Holder shall have the right to
require (if such reference to such Holder by name or otherwise is not required
by the Securities Act or any similar federal statute then in force) the deletion
of the reference to such Holder in any amendment or supplement to the
Registration Statement filed or prepared subsequent to the time that such
reference ceases to be required.
若登记申请表中将持有人作为公司股票持有人点名提及,则此持有人有权(仅当证券法或任何在当时有约束力的类似联邦法律不强制要求点名提及)要求将任何已申报的登记申请表的修正案或补充说明中任何涉及该持有人的部分删除,但是必须在该提及已不是必需之后。
Each
Holder covenants and agrees that it will not sell any Registrable Securities
under the Registration Statement until the Company has electronically filed the
Prospectus as then amended or supplemented as contemplated in Section 3(b) and
notice from the Company that the Registration Statement and any post-effective
amendments thereto have become effective as contemplated by Section
3(c).
各持有人同意,在公司以电子方式提交依据第三节(g)经修改或经补充的招股说明书之前,在公司告知登记申请表及任何后生效期修正案如第三节(c)所述生效之前,不出售登记申请表中的任何可登记证券。
Each
Holder agrees by its acquisition of such Registrable Securities that, upon
receipt of a notice from the Company of the occurrence of any event of the kind
described in Section 3(c)(ii), 3(c)(iii), 3(c)(iv), 3(c)(v), 3(c)(vi) or 3(n),
such Holder will forthwith discontinue disposition of such Registrable
Securities under the Registration Statement until such Holder's receipt of the
copies of the supplemented Prospectus and/or amended Registration Statement
contemplated by Section 3(j), or until it is advised in writing (the "Advice") by the
Company that the use of the applicable Prospectus may be resumed, and, in either
case, has received copies of any additional or supplemental filings that are
incorporated or deemed to be incorporated by reference in such Prospectus or
Registration Statement.
各持有人同意,在购买此类可登记证券后,如从公司收到关于发生第三节(c)(ii), (c)(iii), (c)(iv),
(c)(v), (c)(vi), (n)所述事件的通知,各持有人将即刻停止对登记申请表中可登记证券的处置,直到持有人收到补充的招股说明书和/或如第三节(j)所述修正后的登记申请表,或者是到公司以书面形式建议(“建议”)可继续使用现行的招股说明书,并且,在以上二种情况中,持有人已收到额外的或者补充的,已依据引注合并或视为被合并到招股说明书或登记申请表中的文档,
(n) If
(i) there is material non-public information regarding the Company which the
Company's Board of Directors (the "Board") determines
not to be in the Company's best interest to disclose and which the Company is
not otherwise required to disclose, (ii) there is a significant business
opportunity (including, but not limited to, the acquisition or disposition of
assets (other than in the ordinary course of business) or any merger,
consolidation, tender offer or other similar transaction) available to the
Company which the Board determines not to be in the Company's best interest to
disclose, or (iii) the Company is required to file a post-effective amendment to
the Registration Statement to incorporate the Company’s quarterly and annual
reports and audited financial statements on Forms 10-Q and 10-K, then the
Company may (x) postpone or suspend filing of a registration statement for a
period not to exceed forty-five (45) consecutive days or (y) postpone or suspend
effectiveness of a registration statement for a period not to exceed forty-five
(45) consecutive days; provided that the Company may not postpone or suspend
effectiveness of a registration statement under this Section 3(n) for more than
ninety (90) days in the aggregate during any three hundred sixty (360) day
period; provided, however, that no such
postponement or suspension shall be permitted for consecutive twenty (20) day
periods arising out of the same set of facts, circumstances or
transactions.
(n) 若(i)存在重要的关于公司的非公共信息,但公司董事会(“董事会”)做出决定认为出于公司的利益考虑最好不要披露此信息,且此信息也并未被要求披露,(ii)存在重要的公司可利用的商业机会(包括但不限于收购或处理资产(排除正常交易过程中的)或合并,组合,要约收购或其他类似交易),但董事会做出决定认为出于公司的利益考虑最好不要披露此信息,或(iii)公司被要求申报登记申请表的后生效期修正案,将公司的季度和年度报告以及经过审计的10-Q和10-K表格上的财务信息整合到登记申请表中,则公司可:(x)推迟或暂停登记申请表的申报,时间段不得超过连续的四十五(45)天,或(y)推迟或暂停登记申请表的效力,此时间段不得超过连续的四十五(45)天;前提条件是在三百六十(360)天的时间段内,公司依据第三节(n)推迟或暂停登记申请表的效力的总时间未超过九十(90)天;但是基于同一事实,原因或交易的推迟或暂停不得超过连续二十(20)天。
4. Registration
Expenses.
4. 登记费用
All fees
and expenses incident to the performance of or compliance with this Agreement by
the Company, except as and to the extent specified in this Section 4, shall be
borne by the Company whether or not the Registration Statement is filed or
becomes effective and whether or not any Registrable Securities are sold
pursuant to the Registration Statement. The fees and expenses
referred to in the foregoing sentence shall include, without limitation, (i) all
registration and filing fees (including, without limitation, fees and expenses
(A) with respect to filings required to be made with any securities
exchange or market on which Registrable Securities are required hereunder to be
listed, if any (B) with respect to filing fees required to be paid to the
Financial Industry Regulatory Authority, Inc. (including, without limitation,
pursuant to FINRA Rule 5110) and (C) in compliance with state securities or Blue
Sky laws (including, without limitation, fees and disbursements of counsel for
the Holders in connection with Blue Sky qualifications of the Registrable
Securities and determination of the eligibility of the Registrable Securities
for investment under the laws of such jurisdictions as the Holders of a majority
of Registrable Securities may designate)), (ii) printing expenses (including,
without limitation, expenses of printing certificates for Registrable Securities
and of printing prospectuses if the printing of prospectuses is requested by the
holders of a majority of the Registrable Securities included in the Registration
Statement), (iii) messenger, telephone and delivery expenses, (iv) Securities
Act liability insurance, if the Company so desires such insurance, and (v) fees
and expenses of all other Persons retained by the Company in connection with the
consummation of the transactions contemplated by this Agreement, including,
without limitation, the Company's independent public accountants (including the
expenses of any comfort letters or costs associated with the delivery by
independent public accountants of a comfort letter or comfort letters). In
addition, the Company shall be responsible for all of its internal expenses
incurred in connection with the consummation of the transactions contemplated by
this Agreement (including, without limitation, all salaries and expenses of its
officers and employees performing legal or accounting duties), the expense of
any annual audit, the fees and expenses incurred in connection with the listing
of the Registrable Securities on any securities exchange if required hereunder.
The Company shall not be responsible for any discounts, commissions, transfer
taxes or other similar fees incurred by the Holders in connection with the sale
of the Registrable Securities.
所有因公司执行或遵从本协议产生的费用和花销,除第四节所列的例外,都由公司承担,不论登记申请表是否已被申报或生效,不论可登记证券是否已依据登记申请表售出。上文提到的费用和花销包括,但不限于:(i)所有登记和申报费用(包括但不限于涉及以下内容的费用和花销(A)向可登记证券将要上市的证券交易所或证券交易市场进行登记的必须费用,(B)必须付给美国金融业监管委员会的登记费用(包括但不限于金融业监管委员会5110规则所规定的费用),以及(C)遵从州证券法或者蓝天法(包括但不限于持有人咨询费用,咨询范围为就可登记证券的蓝天法资格,以及基于大多数可登记证券持有人制定的司法管辖区的法律,该可登记证券是否值得投资)),(ii)打印花销(包括但不限于打印可登记证券证书的费用,如果应可登记证券大多数的要求打印招股说明书,则打印招股说明书的费用也包括在内),(iii)邮差,电话以及送达的花销,(iv)证券法责任保险,如公司愿意购买此保险,以及(v)涉及到本协议中的交易,公司所保有的其他人的费用和花销,此人员中包括但不限于,公司的独立公共会计师(包括联系证明书的花销和因独立公共会计师送达联系证明书所产生的费用)。另外,公司应负责承担因执行本协议中的事务而产生的所有内部花销(包括但不限于所有薪水以及高级职员和处理法律,会计事务的雇员的花销),年度财务审计的花销,将可登记证券在证券交易所上市所必需的费用和花销。公司不承担任和折扣,佣金,证券交易税或其他类似因持有人出售可登记证券引起的费用。
5. Indemnification.
5. 补偿
(a) Indemnification by the
Company. The Company shall, notwithstanding any termination of
this Agreement, indemnify and hold harmless each Holder, the officers,
directors, managers, partners, members, shareholders, agents, brokers,
investment advisors and employees of each of them, each Person who controls any
such Holder (within the meaning of Section 15 of the Securities Act or Section
20 of the Exchange Act) and the officers, directors, agents and employees of
each such controlling Person, to the fullest extent permitted by applicable law,
from and against any and all losses, claims, damages, liabilities, costs
(including, without limitation, costs of preparation and attorneys' fees) and
expenses (collectively, "Losses"), as
incurred, arising out of or relating to any violation of securities laws or
untrue statement of a material fact contained in the Registration Statement, any
Prospectus or any form of prospectus or in any amendment or supplement thereto
or in any preliminary prospectus, or arising out of or relating to any omission
of a material fact required to be stated therein or necessary to make the
statements therein (in the case of any Prospectus or form of prospectus or
supplement thereto, in the light of the circumstances under which they were
made) not misleading, except to the extent, but only to the extent, that such
untrue statements or omissions are based solely upon information regarding such
Holder or such other Indemnified Party furnished in writing to the Company by
such Holder for use therein. The Company shall notify the Holders
promptly of the institution, threat or assertion of any Proceeding of which the
Company is aware in connection with the transactions contemplated by this
Agreement.
(a) 公司的补偿。不论本协议是否终止,在现行法律所允许的最大程度上,公司应补偿各持有人,高级职员,董事会成员,管理人员,合伙人,成员,股东,代理,经纪人,投资咨询师及其雇员,控制此持有人(依照证券法第15节或交易法第20节的定义)的个人及其高级职员,董事会成员和雇员,并使其免受因以下事务造成的困扰。补偿和困扰包括因以下事件所引起的所有损失,诉讼,赔偿,责任,费用(包括但不限于准备费用和律师费)和花销(总称“损失”):违反证券法,或是登记申请表,招股说明书或任何形式的招股说明书或其修正补充或任何初步招股说明书中存在对重大事件的不实xx,或遗漏了使招股说明书或任何形式的招股说明书或补充说明在写出时无误导性的对重大时事的xx;唯一例外情况是此不实xx或遗漏仅仅是源于持有人或被补偿方书面向公司提供的信息。公司应即刻通知持有人任何公司了解的与本协议中事务相关的任何诉讼程序的启动,准备启动或宣告。
(b) Indemnification by
Holders. Each Holder shall, severally and not jointly,
indemnify and hold harmless the Company, its directors, officers, agents and
employees, each Person who controls the Company (within the meaning of Section
15 of the Securities Act and Section 20 of the Exchange Act), and the directors,
officers, agents and employees of such controlling Persons, to the fullest
extent permitted by applicable law, from and against all Losses, as incurred,
arising solely out of or based solely upon any untrue statement of a material
fact contained in the Registration Statement, any Prospectus, or any form of
prospectus, or in any amendment or supplement thereto, or arising solely out of
or based solely upon any omission of a material fact required to be stated
therein or necessary to make the statements therein (in the case of any
Prospectus or form of prospectus or supplement thereto, in the light of the
circumstances under which they were made) not misleading, to the extent, but
only to the extent, that such untrue statement or omission is contained in any
information so furnished in writing by such Holder, its legal counsel or other
Indemnifying Party to the Company specifically for inclusion in the Registration
Statement or such Prospectus. Notwithstanding anything to the contrary contained
herein, each Holder shall be liable under this Section 5(b) only for the lesser
of (a) the actual damages incurred or (b) that amount as does not exceed the
gross proceeds to such Holder as a result of the sale of his/her/its Registrable
Securities pursuant to such Registration Statement.
(b) 持有人的补偿。在现行法律许可的最大范围内,各持有人应,各自但不连带,补偿公司,公司的董事会成员,高级职员,代理人和雇员,控制公司的个人(在证券法第15条和交易法第20条的定义内),此控制人的董事会成员,高级职员,代理人和雇员,并使其免受因以下事务造成的困扰。补偿和困扰包括因且仅因以下事件所引起的损失:登记申请表,招股说明书或任何形式的招股说明书或其修正补充或任何初步招股说明书中存在对重大事件的不实xx,或遗漏了使招股说明书或任何形式的招股说明书或补充说明在写出时无误导性的对重大时事的xx;唯一例外情况是此不实xx或遗漏仅仅是源于持有人或被补偿方书面向公司提供的信息。公司应即刻通知持有人任何公司了解的与本协议中事务相关的任何诉讼程序的启动,准备启动或宣告。除了与此相反的时间,各持有人依据第五节(b)仅对以下二者中较小的数额负责(a)造成的实际损失(b)不超过该持有人依此登记申请表售出其可登记证券的总收入。
(c) Conduct of Indemnification
Proceedings. If any Proceeding shall be brought or asserted
against any Person entitled to indemnity hereunder (an "Indemnified Party"),
such Indemnified Party shall promptly notify the Person from whom indemnity is
sought (the "Indemnifying Party”)
in writing, and the Indemnifying Party shall be entitled to assume the defense
thereof, including the employment of counsel reasonably satisfactory to the
Indemnified Party and the payment of all fees and expenses incurred in
connection with defense thereof; provided that the failure of any Indemnified
Party to give such notice shall not relieve the Indemnifying Party of its
obligations or liabilities pursuant to this Agreement, except (and only) to the
extent that it shall be finally determined by a court of competent jurisdiction
(which determination is not subject to appeal or further review) that such
failure shall have proximately and materially adversely prejudiced the
Indemnifying Party.
(c) 补偿程序。如果发生针对任何有资格获得补偿的人(“被补偿方”)的诉讼,该补偿方应立即书面通知将要做出补偿的人(“补偿方”),并且补偿方有资格抗辩,包括雇用被补偿方合理得觉得满意的顾问以及支付与抗辩相关的所有费用和花销;若被补偿方未能及时告知,补偿方仍应依本协议承担相应义务和责任;唯一例外是:当且仅当适格管辖地的法院作出最终决定(此决定无须受到上诉或继续审查),认定此不作为会对补偿方产生不公正的结果,且此不作为是产生不公正后果的紧密和重大原因。
An
Indemnified Party shall have the right to employ separate counsel in any such
Proceeding and to participate in the defense thereof, but the fees and expenses
of such counsel shall be at the expense of such Indemnified Party or Parties
unless: (1) the Indemnifying Party has agreed in writing to pay such fees and
expenses; or (2) the Indemnifying Party shall have failed promptly to assume the
defense of such Proceeding and to employ counsel reasonably satisfactory to such
Indemnified Party in any such Proceeding; or (3) the named parties to any such
Proceeding (including any impleaded parties) include both such Indemnified Party
and the Indemnifying Party, and such parties shall have been advised by counsel
that a conflict of interest is likely to exist if the same counsel were to
represent such Indemnified Party and the Indemnifying Party (in which case, if
such Indemnified Party notifies the Indemnifying Party in writing that it elects
to employ separate counsel at the expense of the Indemnifying Party, the
Indemnifying Party shall not have the right to assume the defense thereof and
such counsel shall be at the expense of the Indemnifying Party). The
Indemnifying Party shall not be liable for any settlement of any such Proceeding
effected without its written consent, which consent shall not be unreasonably
withheld or delayed. No Indemnifying Party shall, without the prior written
consent of the Indemnified Party, effect any settlement of any pending or
threatened Proceeding in respect of which any Indemnified Party is a party and
indemnity has been sought hereunder, unless such settlement includes an
unconditional release of such Indemnified Party from all liability on claims
that are the subject matter of such Proceeding.
被补偿方应当在各诉讼中有权雇用独立顾问并参加抗辩,但此被补偿方应承担雇用顾问的费用和花销,例外情况如下:(1)补偿方书面同意支付此费用和花销;或(2)补偿方在此诉讼中未能及时抗辩并雇佣被补偿方合理得觉得满意的顾问;或(3)此诉讼中具名的当事人(包括引入诉讼人)包括此被补偿方和补偿方,并且已有法律顾问向此当事人提出意见:如果被补偿方和补偿方的雇用同样的法律顾问很可能会出现利益冲突(在此情况下,若补偿方被书面告知被补偿方将选用不同的法律顾问,但费用由补偿方承担,则补偿方无权参加抗辩并且将承担法律顾问的费用)。补偿方对未获其书面同意的诉讼调解结果不承担责任,且该同意不是不合理的被扣留或耽搁。若未获得被补偿方的事先书面同意,任何补偿方不得同意任何正在进行中或即将开始的,被补偿方作为当事人并且寻求补偿的诉讼的调解,除非此调解包括无条件免除此被补偿方在所有以此要求为标的物的诉讼中的所有责任。
All indemnifiable fees and expenses of
the Indemnified Party (including reasonable fees and expenses incurred in
connection with investigating or preparing to defend such Proceeding in a manner
not inconsistent with this Section) shall be paid to the Indemnified Party, as
incurred, within ten (10) Business Days of written notice thereof to the
Indemnifying Party (regardless of whether it is ultimately determined that an
Indemnified Party is not entitled to indemnification hereunder; provided, that the
Indemnified Party shall reimburse all such fees and expenses to the extent it is
finally judicially determined that such Indemnified Party is not entitled to
indemnification hereunder).
所有可补偿的被补偿方的费用和花销(包括合理的,为诉讼而调查和准备抗辩产生的费用和花销)应在补偿方收到书面的十(10)个工作日内向被补偿方支付(不论最终的决定是否是被补偿方无权接受补偿;若是,则被补偿方应向补偿方就最终做出的公平决定偿还所有其无权接受补偿的费用和花销)。
(d) Contribution. If a
claim for indemnification under Section 5(a) or 5(b) is due but unavailable to
an Indemnified Party because of a failure or refusal of a governmental authority
to enforce such indemnification in accordance with its terms (by reason of
public policy or otherwise), then each Indemnifying Party, in lieu of
indemnifying such Indemnified Party, shall contribute to the amount paid or
payable by such Indemnified Party as a result of such Losses, in such proportion
as is appropriate to reflect the relative benefits received by the Indemnifying
Party on the one hand and the Indemnified Party on the other from the offering
of the Preferred Stock and Warrants. If, but only if, the allocation provided by
the foregoing sentence is not permitted by applicable law, the allocation of
contribution shall be made in such proportion as is appropriate to reflect not
only the relative benefits referred to in the foregoing sentence but also the
relative fault, as applicable, of the Indemnifying Party and Indemnified Party
in connection with the actions, statements or omissions that resulted in such
Losses as well as any other relevant equitable considerations. The
relative fault of such Indemnifying Party and Indemnified Party shall be
determined by reference to, among other things, whether any action in question,
including any untrue statement of a material fact or omission of a material
fact, has been taken or made by, or relates to information supplied by, such
Indemnifying Party or Indemnified Party, and the parties' relative
intent, knowledge, access to information and opportunity to correct or prevent
such action, statement or omission. The amount paid or payable by a
party as a result of any Losses shall be deemed to include, subject to the
limitations set forth in Section 5(c), any reasonable attorneys' or other
reasonable fees or expenses incurred by such party in connection with any
Proceeding to the extent such party would have been indemnified for such fees or
expenses if the indemnification provided for in this Section was available to
such party in accordance with its terms. In no event shall any
selling Holder be required to contribute an amount under this Section 5(d) in
excess of the gross proceeds received by such Holder upon sale of such Holder’s
Registrable Securities pursuant to the Registration Statement giving rise to
such contribution obligation.
(d) 分担。若因为政府当局未能或拒绝依照条款执行补偿(因公共政策或其他原因)而造成第五节(a)或(b)的补偿诉讼请求到期但被补偿方无法获取,则各补偿方,替代补偿被补偿方,应分担因损失造成的已付或将要付给被补偿方的数额,数额应按照补偿方和被补偿方从优先股和期权中所收到的利益的比例合理分配。当也仅当,依前句所得的比例在现行法律下不被允许,分担份额的分配不仅应当参照前句所述的利益所得比例,也应参照,如适用,双方在导致损失的行为,xx或遗漏中的过错以及其他相关的合理的考虑因素。决定此补偿方和被补偿方的相关过错应考虑:相关行为,包括任何对重大事实的不实xx或遗漏重大事实,是否由补偿方或被补偿方做出,或信息是否来源于补偿方或被补偿方,以及当事人的相关意向,对事件的了解,获取信息的途径以及更正或组织此类行为,xx或遗漏的机会。因此损失造成的已付或将要支付的金额应认为包括,但受到第五节(c)的限制:所有合理的律师费,或在依据本节规定此当事人可获得补偿的范围内,其他与诉讼相关的合理的费用或花销。在任何情况下,都不得要求出售持有人分担超过其售出可登记证券的总收益的份额,此可登记证券指引起此分担责任的登记申请表中的可登记证券。
The
parties hereto agree that it would not be just and equitable if contribution
pursuant to this Section 5(d) were determined by pro rata allocation or by any
other method of allocation that does not take into account the equitable
considerations referred to in the immediately preceding paragraph. No
Person guilty of fraudulent misrepresentation (within the meaning of Section
11(f) of the Securities Act) shall be entitled to contribution from any Person
who was not guilty of such fraudulent misrepresentation.
各方据此同意,若第五节(d)中的分配是按比例或其他方法分配,而没有考虑前段所提及的合理考虑因素,则此分配是有失公平。做出欺诈性虚伪xx的个人不得要求没有做出此类欺诈性虚伪xx的人分担。
The
indemnity and contribution agreements contained in this Section are in addition
to any liability that the Indemnifying Parties may have to the Indemnified
Parties pursuant to the law.
本节中关于补偿和分担的协议是除依据法律补偿方应对被补偿方承担的责任之外,额外的约定。
6. Rule
144.
144规则
As long as any Holder owns Preferred
Shares, Warrants or Registrable Securities, the Company covenants to timely file
(or obtain extensions in respect thereof and file within the applicable grace
period) all reports required to be filed by the Company after the date hereof
pursuant to Section 13(a) or 15(d) of the Exchange Act. As long as
any Holder owns Preferred Shares, Warrants or Registrable Securities, if the
Company is not required to file reports pursuant to Section 13(a) or 15(d) of
the Exchange Act, it will prepare and furnish to the Holders and make publicly
available in accordance with Rule 144(c) promulgated under the Securities Act
annual and quarterly financial statements, together with a discussion and
analysis of such financial statements in form and substance substantially
similar to those that would otherwise be required to be included in reports
required by Section 13(a) or 00(x) xx xxx Xxxxxxxx Xxx, xx well as any other
information required thereby, in the time period that such filings would have
been required to have been made under the Exchange Act. The Company
further covenants that it will take such further action as any Holder may
reasonably request, all to the extent reasonably required from time to time to
enable such Person to sell Conversion Shares and Warrant Shares without
registration under the Securities Act within the limitation of the exemptions
provided by Rule 144 promulgated under the Securities Act, including providing
any legal opinions relating to such sale pursuant to Rule 144. Upon the request
of any Holder, the Company shall deliver to such Holder a written certification
of a duly authorized officer as to whether it has complied with such
requirements.
只要任何持有人持有优先股,期权或可登记证券,公司同意在相关日期后及时(或申请延期并在宽限期内)依据交易法第十三节(a)或第十五节(d)申报所有必需的材料。只要任何持有人持有优先股,期权或可登记证券,如果公司未被要求依据依据交易法第十三节(a)或第十五节(d)申报材料,则在本应申报材料的时间段内,公司应准备,并向持有人提供年度和季度财务报表,以及关于对此财务报表的讨论和分析,并按照依据证券法制定的144(c)规则使此等材料对公众公开;此等材料在形式上和实质上都与依据交易法第十三节(a)或第十五节(d)所必需的材料以及其他必需材料相似。公司进而同意,在合理范围内,其将进一步依据任何持有人的要求采取相应举动,确保在没有依据证券法登记的情况下,在依据证券法制定的144规则豁免范围内,此个人可出售可转换股和期权股。经任何持有人的请求,公司向此持有人送达将经授权的高级职员出具书面证书,证明公司是否符合此类要求。
7. Miscellaneous.
其他条款
(a) Remedies. In
the event of a breach by the Company or by a Holder, of any of their obligations
under this Agreement, such Holder or the Company, as the case may be, in
addition to being entitled to exercise all rights granted by law and under this
Agreement, including recovery of damages, will be entitled to specific
performance of its rights under this Agreement. The
Company and each Holder agree that monetary damages would not provide adequate compensation
for any losses incurred by reason of a breach by it of any of the provisions of
this Agreement and hereby further agrees that, in the event of any action for
specific performance in respect of such breach, it shall waive the defense that
a remedy at law would be adequate.
救济方法。当公司或持有人违反了其在本协议中的义务,此持有人或公司(依情况而定),除了可享受依据法律和本协议的所有权利(包括获得损失赔偿),还能获得依据本协议强制履行的权利。公司和各持有人同意金钱补偿对于因违反本协议引起的损失是不足够的,并进一步同意,当提出强制履行作为救济方法时,应放弃法律上的救济已经足够这一抗辩。
(b) No Inconsistent
Agreements. The Company has not entered into and shall not
enter into on or after the date of this Agreement, any agreement with respect to
its securities that is inconsistent with the rights granted to the Holders in
this Agreement or otherwise conflicts with the provisions hereof.
无不一致协议。在本协议签署之日或签署之前,公司未同意也不得同意任何在证券方面与本协议中赋予持有人权利不一致或者与本协议条款相冲突的协议。
(c) No Piggyback on
Registrations. Neither the Company nor any of its security
holders (other than the Holders) may include securities of the Company in the
Registration Statement, and the Company shall not after the date hereof enter
into any agreement providing such right to any of its security holders, unless
the right so granted is subject in all respects to the prior rights in full of
the Holders set forth herein, and is not otherwise in conflict with the
provisions of this Agreement.
不得连带登记。公司或其任何证券持有人(不包括持有人)不得在登记申请表中添加公司的证券;在本协议签署后,公司也不得同意赋予任何证券持有人此类权利,除非此权利在各方面都是以此处提及的持有人的完整权利为条件,并且不与本协议中的条款相冲突。
(d) Piggy-Back
Registrations. If at any time when there is not an effective
Registration Statement covering the Registrable Securities, the Company shall
determine to prepare and file with the Commission a registration statement
relating to an offering for its own account or the account of others under the
Securities Act of any of its equity securities, other than on Form S-4 or Form
S-8 (each as promulgated under the Securities Act) or their then equivalents
relating to equity securities to be issued solely in connection with any
acquisition of any entity or business or equity securities issuable in
connection with stock option or other employee benefit plans, the Company shall
send to each holder of Registrable Securities written notice of such
determination and, if within ten (10) calendar days after receipt of such
notice, or within such shorter period of time as may be specified by the Company
in such written notice as may be necessary for the Company to comply with its
obligations with respect to the timing of the filing of such registration
statement, any such holder shall so request in writing (which request shall
specify the Registrable Securities intended to be disposed of by the
Purchasers), the Company will cause the registration under the Securities Act of
all Registrable Securities which the Company has been so requested to register
by the holder, to the extent requisite to permit the disposition of the
Registrable Securities so to be registered, provided that if at any time after
giving written notice of its intention to register any securities and prior to
the effective date of the registration statement filed in connection with such
registration, the Company shall determine for any reason not to register or to
delay registration of such securities, the Company may, at its election, give
written notice of such determination to such holder and, thereupon, (i) in the
case of a determination not to register, shall be relieved of its obligation to
register any Registrable Securities in connection with such registration (but
not from its obligation to pay expenses in accordance with Section 4 hereof),
and (ii) in the case of a determination to delay registering, shall be permitted
to delay registering any Registrable Securities being registered pursuant to
this Section 7(d) for the same period as the delay in registering such other
securities. The Company shall include in such registration statement all or any
part of such Registrable Securities such holder requests to be registered; provided, however, that the
Company shall not be required to register any Registrable Securities pursuant to
this Section 7(d) that are eligible for sale pursuant to Rule 144 of the
Securities Act. In the case of an underwritten public offering, if
the managing underwriter(s) or underwriter(s) should reasonably object to the
inclusion of the Registrable Securities in such registration statement, then if
the Company after consultation with the managing underwriter should reasonably
determine that the inclusion of such Registrable Securities would materially
adversely affect the offering contemplated in such registration statement, and
based on such determination recommends inclusion in such registration statement
of fewer or none of the Registrable Securities of the Holders, then (x) the
number of Registrable Securities of the Holders included in such registration
statement shall be reduced pro-rata among such Holders (based upon the number
of Registrable Securities requested to be included in the registration), if the
Company after consultation with the underwriter(s) recommends the inclusion of
fewer Registrable Securities, or (y) none of the Registrable Securities of the
Holders shall be included in such registration statement, if the Company after
consultation with the underwriter(s) recommends the inclusion of none of such
Registrable Securities; provided, however, that if
securities are being offered for the account of other persons or entities as
well as the Company, such reduction shall not represent a greater fraction of
the number of Registrable Securities intended to be offered by the Holders than
the fraction of similar reductions imposed on such other persons or entities
(other than the Company).
连带登记限制。在任何时候若无有效的包含可登记证券的登记申请表,公司应准备并向证监会申报与发行有关的登记申请表,此发行可为证券法下的任何公司股权性证券,除S-4或S-8表格(皆为依据证券法制定的表格)或与即将发行的股权性证券相关的其同等表格,仅与对任何实体或商业或可依股票期权或其他雇员福利计划发行的股权性证券的收购相关。公司应向可登记证券的各持有人发出关于此决定的书面通知,并且,若在收到通知的十(10)个日历日内,或公司在此书面通知中确认的某更短的时间段内(为了公司能履行及时申报登记申请表的义务所必须的时间段),任何此持有人应书面做出此要求(要求必须指明购买者将要处置的可登记证券),公司应依证券法登记所有,应持有人要求登记的,可登记证券,在将要登记的可登记证券的允许处置范围内,前提条件是在发出关于登记任何证券的书面通知之后,在与此登记相关的登记申请表生效之前的任何时间,公司可应任何原因决定不这册或延迟注册此证券,公司可自行决定是否向持有人发出关于此决定的书面通知,并且因此(i)若决定不登记,公司无注册任何与此注册相关的可登记证券的义务(但并非源于其依据第四节支付花销的乂苏),并且(ii)若决定推迟注册,公司应被允许推迟注册任何依据第七节(d)注册的可登记证券,推迟时间可与推迟注册其他此类证券的时间相同。公司应将持有人要求注册的可登记证券的所有或部分都包括近登记申请表中;但是,公司依据第七节(d)注册任何可依据证券法下144规则销售的可登记证券,并不是必要要求。在经承销的公开发行情况下,如果主理承销商或承销商合理的反对将此可登记证券包括到此登记申请表中,则公司在与此主理承销商协商过后应合理的决定在此登记申请表中包括可登记证券会对发行造成非常不利的影响,并且基于此决定,建议在此登记申请表中包括少量或不包括持有人的可登记证券,(x)若公司在与承销商协商后决定减少数量,则登记申请表中所包含的持有人的可登记证券的数量应在持有人之中依比例减少(依据被要求包含到登记申请表中的可登记证券的数量决定),(y)若公司在于承销商协商后决定不在登记申请表中包括此可登记证券,则任何持有人的可登记证券不得写入登记申请表中;但是,如果证券是向公司和其他个人或实体发行,则此数量的减少不代表由持有人提供的可登记证券数量的部分多于针对其他个人或实体(而非公司)的类似减少的数量。
(e) Failure to File Registration
Statement and Other Events. The Company and the Purchasers
agree that the Holders will suffer damages if the Registration Statement is not
filed on or prior to the Filing Date and not declared effective by the
Commission on or prior to the Effectiveness Date and maintained in the manner
contemplated herein during the Effectiveness Period or if certain other events
occur. The Company and the Holders further agree that it would not be
feasible to ascertain the extent of such damages with
precision. Accordingly, if (A) the Registration Statement is not
filed on or prior to the Filing Date, or (B) the Registration Statement is not
declared effective by the Commission on or prior to the Effectiveness Date, or
(C) the Company fails to file with the Commission a request for acceleration in
accordance with Rule 461 promulgated under the Securities Act within three (3)
Business Days of the date that the Company is notified (orally or in writing,
whichever is earlier) by the Commission that a Registration Statement will not
be "reviewed," or not subject to further review, or (D) the Registration
Statement is filed with and declared effective by the Commission but thereafter
ceases to be effective as to all Registrable Securities at any time prior to the
expiration of the Effectiveness Period, without being succeeded immediately by a
subsequent Registration Statement filed with and declared effective by the
Commission in accordance with Section 2(a) hereof, and has failed or refused to
cure such breach, or (E) the Company has breached its covenants contained in
Section 3(n) of this Agreement, or (F) trading in the Common Stock shall be
suspended or if the Common Stock is no longer quoted on or is delisted from the
NASDAQ (or other principal exchange on which the Common Stock is traded) for any
reason for more than three (3) Business Days in the aggregate (any such failure
or breach being referred to as an "Event," and for
purposes of clauses (A) and (B) the date on which such Event occurs, or for
purposes of clauses (C) and (F) the date on which such three (3) Business Day
period is exceeded, or for purposes of clause (D) after more than fifteen (15)
Business Days, being referred to as "Event Date"), the
Company shall pay an amount in cash as liquidated damages to each Holder equal
to two percent (2%) of the amount of the Holder’s initial investment in the
Units for each calendar month or portion thereof thereafter from the Event Date
until the applicable Event is cured; provided, however, that in no
event shall the amount of liquidated damages payable at any time and from time
to time to any Holder pursuant to this Section 7(e) exceed an aggregate of ten
percent (10%) of the amount of the Holder’s initial investment in the Units;
and provided,
further, that
in the event the Commission does not permit all of the Registrable Securities to
be included in the Registration Statement because of its application of Rule
415, liquidated damages payable pursuant to this Section shall only be payable
by the Company based on the portion of the Holder’s initial investment in the
Units that corresponds to the number of such Holder’s Registrable Securities
permitted to be registered by the Commission in such Registration Statement
pursuant to Rule 415. For further clarification, the parties
understand that no liquidated damages shall be payable pursuant to this Section
with respect to any Registrable Securities that the Company is not permitted to
include on such Registration Statement due to the Commission’s application of
Rule 415. Notwithstanding anything to the contrary in this paragraph (e), if (a)
any of the Events described in clauses (A), (B), (C), (D) or (F) shall have
occurred, (b) on or prior to the applicable Event Date, the Company shall have
exercised its rights under Section 3(n) hereof and (c) the postponement or
suspension permitted pursuant to such Section 3(n) shall remain effective as of
such applicable Event Date, then the applicable Event Date shall be deemed
instead to occur on the second Business Day following the termination of such
postponement or suspension. Liquidated damages payable by the Company
pursuant to this Section 7(d) shall be payable on the Event Date and the first
(1st)
Business Day of each thirty (30) day period following the Event
Date. Notwithstanding anything to the contrary contained herein, in
no event shall any liquidated damages be payable with respect to the Warrants or
the Warrant Shares.
申报登记申请表失败和其他事件。公司和购买人同意,如果登记申请表未能在申报日或申报日之前申报,并且未在生效日被证监会认定生效,并且在有效期内以本协议预计的方式维持,或发生其他时间,则持有人将承担损失。公司和持有人进一步同意精确查明损失的程度是不可行的。因此,如果(A)未能在申报日或申报日之前申报,或(B)证监会未在生效日或生效日之前认定登记申请表有效,或(C)在证监会(书面或口头,取较早的)通知公司其将不审阅或将不继续审阅登记申请表的三(3)个工作日之内,公司未能依据证券法下的461规则向证监会递交加速生效的要求,或(D)登记申请表被及时申报并被证监会认定生效,但针对所有可登记证券在有效期内失效,且不存在依第二节(a)已向证监会申报并被认定生效的随后登记申请表;
并且未能或拒绝采取补救措施,或(E)公司违反了本协议第三节(n)中的承诺,或(F)普通股的交易被暂停或普通股不再被报价或从NASDAQ(或其他主要的普通股交易的交易所)下市的总时间超过三(3)个工作日(任何此类为完成之事或违约总称为“时间”。(A)(B)中此类事件的发生日,(C)(F)中三(3)个工作日过后之日,(D)中十五(15)个工作日过后之日都被称为“事件发生日”),从事件发生日到事件结束期间的每个日历月或时段,公司应向各持有人支付现金违约赔偿金,金额相当于持有人对投资单位首次投资额的2%/每个日历月,而不满一个日历月的截止到违约事件被补救之时的天数按比例计算。但是,任何时候或时间段应付违约赔偿金的总数额不得超过持有人对各单位首次投资额的10%;但是,假如因适用415规则的原因,公司不允许在登记申请表中包含所有的可登记证券,此节中应付的违约赔偿金和公司需支付的违约赔偿金的比例需与持有人对各单位的首次投资额和依据415规则已在证监会注册的持有人的可登记证券数额的比例相吻合。进一步阐明,当事方同意对于因证监会适用415规则而未能包括在登记申请表中的可登记证券,不存在违约赔偿金。除与本节(e)相冲突之外,如果(a)发生了(A), (B), (C), (D)
或
(F)中所描述的任何事件,(b)在相应的事件发生日或事件发生日之前,公司应行使本协议第三节(n)中的权利,并且(c)若第三节(n)所允许的延迟或暂停在此相应的事件发生日依然生效,则相应的事件发生日应被视为此延迟或暂停结束后的第二个工作日。依据第七节(d)公司应付的违约赔偿金应在事件发生日以及此事件发生日之后每三十(30)天之后的第一个工作日支付。除与本节相冲突外,无需支付针对期权或期权股的违约赔偿金。
(f) Amendments and
Waivers. The provisions of this Agreement, including the
provisions of this sentence, may not be amended, modified or supplemented, and
waivers or consents to departures from the provisions hereof may not be given,
unless the same shall be in writing and signed by the Company and the Holders of
25% the Registrable Securities.
(f) 修正和放弃。除以书面形式并由公司和可登记证券25%的持有人签字之外,本协议的条款,包括此句条款,不得被修正,修改或补充,不得放弃权利,不得偏离条款。
(g) Notices. Any
notice, demand, request, waiver or other communication required or permitted to
be given hereunder shall be in writing and shall be effective (a) upon hand
delivery, telecopy or facsimile at the address or number designated below (if
delivered on a business day during normal business hours where such notice is to
be received), or the first business day following such delivery (if delivered
other than on a business day during normal business hours where such notice is
to be received) or (b) on the second business day following the date of mailing
by express courier service, fully prepaid, addressed to such address, or upon
actual receipt of such mailing, whichever shall first occur. The
addresses for such communications shall be:
(g) 通知。任何通知,要求,请求,弃权声明或其他必须的或允许的交流必须以书面形式出现,且在以下时间开始生效,(a)人工送达或传真至以下地址或号码(当在通知接收地的工作日的正常工作时间送达),或者在此送达后的第一个工作日(当不是在通知接收地的工作日的正常工作时间送达);或(b)全额已付的商务隔夜快递寄出后的第二个工作日或实际签收日,以较早日期为送达。地址如下:
If to the
Company:
致公司:
Moqizone
Holding Corporation
摩奇地带控股公司
0X-X Xxxx
Xxxx Xxxxxxxxxx Xxxxxxxx
000-000
Xxx Xxxxx Xxxx Xxxx
Xxxx
Xxxx
x000
00000000
with
copies (which shall not constitute notice) to:
复印件(不计为通知)送至
Leser
Hunter Taubman & Taubman
|
Hodgson
Russ LLP
|
|
美国纽约市州街17号2000室
|
美国xxxxxx0000x
|
|
xx00000
|
邮编10036
|
|
电话号码:(000)
000-0000
|
电话号码:(000)
000-0000
|
|
传真号码:(000)
000-0000
|
传真号码:(000)
000-0000
|
|
收件人:Xxxxx
Taubman, Esq.
|
收件人:Stephen
Weiss, Esq.
|
If to any
Purchaser:
_____________________________
_____________________________
_____________________________
Tel. No.:
______________________
Fax No:
_________________________
致购买人:
_____________________________
_____________________________
_____________________________
电话:
______________________
传真:
_________________________
Any party
hereto may from time to time change its address for notices by giving at least
ten (10) days written notice of such changed address to the other party
hereto.
任何当事方可时常更改通知所用的地址,但需提前十(10)天以书面形式告知另一方。
(h) Successors and
Assigns. This Agreement shall be binding upon and inure to the
benefit of the parties and their successors and permitted assigns and shall
inure to the benefit of each Holder and its successors and
assigns. The Company may not assign this Agreement or any of its
rights or obligations hereunder without the prior written consent of each
Holder. Each Purchaser may assign its rights hereunder in the manner
and to the Persons as permitted under the Purchase Agreement.
(h) 继承者和子实体。本协议对当事方及其继承者和子实体以及各持有人及其继承者和子实体具有同等约束力。若未获得各持有人的事前书面同意,公司不得转让本协议或任何本协议中的权利或义务。各购买人可以购买协议所允许的方式向所允许的个人转让其依购买协议所享有的权利。
(i) Assignment of Registration
Rights. The rights of each Holder hereunder, including the
right to have the Company register for resale Registrable Securities in
accordance with the terms of this Agreement, shall be automatically assignable
by each Holder to any Person who acquires all or a portion of the Preferred Shares,
the Warrants or the Registrable Securities if: (i) the Holder agrees in writing
with the transferee or assignee to assign such rights, and a copy of such
agreement is furnished to the Company within a reasonable time after such
assignment, (ii) the Company is, within a reasonable time after such transfer or
assignment, furnished with written notice of (a) the name and address of such
transferee or assignee, and (b) the securities with respect to which such
registration rights are being transferred or assigned, (iii)
following such transfer or assignment the further disposition of such securities
by the transferee or assignees is restricted under the Securities Act and
applicable state securities laws unless such securities are registered in a
Registration Statement under this Agreement (in which case the Company shall be
obligated to amend such Registration Statement to reflect such transfer or
assignment) or are otherwise exempt from registration, (iv) at or before the
time the Company receives the written notice contemplated by clause (ii) of this
Section, the transferee or assignee agrees in writing with the Company to be
bound by all of the provisions of this Agreement, and (v) such transfer shall
have been made in accordance with the applicable requirements of the Purchase
Agreement. The rights to assignment shall apply to the Holders (and
to subsequent) successors and assigns.
(i) 转让登记权。 本协议中各持有人的权利,包括使公司依本协议中的条款注册可登记证券的转售的权利,皆自动为可转让的权利,在以下条件下,各持有人可向任何购买全部或部分优先股,期权或可登记证券的个人转让:(i)持有人书面同意受转让人转让此类权利,并在此转让后的合理时间内向公司提供此同意的复印件,(ii)在此转让后的合理时间内,公司应收到关于(a)此受转让人的名称和地址,以及(b)登记权利被转让的证券的书面通知,(iii)在此转让之后,受转让人对此证券的进一步处置是收到证券法和相关的州证券法限制,除非此证券是登记于本协议中的登记申请表(在此情况下,公司有义务修改此登记申请表以记录此转让)或已豁免登记,(iv)在公司收到(ii)中的书面通知或之前,受转让人应书面同意本协议中所有条款的对其有约束力,(v)此转让应符合购买协议中所有适用的要求。转让的权利对持有人及其继承者和子实体都适用。
(j) Counterparts. This
Agreement may be executed in any number of counterparts, each of which when so
executed shall be deemed to be an original and, all of which taken together
shall constitute one and the same Agreement and shall become effective when
counterparts have been signed by each party and delivered to the other parties
hereto, it being understood that all parties need not sign the same
counterpart. In the event that any signature is delivered by
facsimile transmission, such signature shall create a valid binding obligation
of the party executing (or on whose behalf such signature is executed) the same
with the same force and effect as if such facsimile signature were the original
thereof.
(j) 副本。本协议可在多个副本上签署,每一份副本都可视为原件,所有副本都可视为同一协议并且在各方签署并送达本协议另一方时生效,当事方无需签署每一份副本。若签名是通过传真发送,此传真签名对签署方的约束力与将此传真签名视为原件的约束力相同。
(k) Governing Law;
Jurisdiction. This Agreement shall be governed by and
construed in accordance with the internal laws of the State of New York, without
giving effect to any of the conflicts of law principles which would result in
the application of the substantive law of another jurisdiction. This
Agreement shall not be interpreted or construed with any presumption against the
party causing this Agreement to be drafted. The Company and the
Holders agree that venue for any dispute arising under this Agreement will lie
exclusively in the state or federal courts located in New York County, New York,
and the parties irrevocably waive any right to raise forum non conveniens or any
other argument that New York is not the proper venue. The Company and
the Holders irrevocably consent to personal jurisdiction in the state and
federal courts of the state of New York. The Company and the Holders
consent to process being served in any such suit, action or proceeding by
mailing a copy thereof to such party at the address in effect for notices to it
under this Agreement and agrees that such service shall constitute good and
sufficient service of process and notice thereof. Nothing in this
Section 7(k) shall affect or limit any right to serve process in any other
manner permitted by law. The Company and the Holders hereby agree
that the prevailing party in any suit, action or proceeding arising out of or
relating to this Agreement or the Purchase Agreement, shall be entitled to
reimbursement for reasonable legal fees from the non-prevailing
party. The parties hereby waive all rights to a trial by
jury.
(k) 适用法和管辖。本协议应根据纽约州的州内法执行和解释,但不包括任何可能导致适用非纽约州法的冲突法。本协议不适用“不利于起草方”的解释原则。公司和持有人双方一致同意,关于本期权的任何争议由位于纽约州纽约郡的州或联邦法院独占管辖;双方放弃行使任何可能导致“不方便法院”管辖的权利和对管辖法院再争议的权利且该放弃不可撤回。双方同意纽州州法院和联邦法院享有民事管辖权且该同意不可撤回。公司和持有人同意,在任何上述案件、诉讼或司法程序中送达方式为邮寄复印件到本协议中所列的对方有效地址,而此送达视为有效充分的送达和通知。本节的规定不影响法律所允许的其他送达方式的效力。双方在此同意,任何案件、诉讼或司法程序中败诉方应退还胜诉方因此支付的合理法律费用。双方在此同意放弃陪审团审判权。
(l) Cumulative
Remedies. The remedies provided herein are cumulative and not
exclusive of any remedies provided by law.
(l) 累积救济。本合同中的救济可累积并且不排除法律上的其他救济方法。
(m) Severability. If any
term, provision, covenant or restriction of this Agreement is held to be
invalid, illegal, void or unenforceable in any respect, the remainder of the
terms, provisions, covenants and restrictions set forth herein shall remain in
full force and effect and shall in no way be affected, impaired or invalidated,
and the parties hereto shall use their reasonable efforts to find and employ an
alternative means to achieve the same or substantially the same result as that
contemplated by such term, provision, covenant or restriction. It is
hereby stipulated and declared to be the intention of
the parties that they would have executed the remaining terms, provisions,
covenants and restrictions without including any of such that may be hereafter
declared invalid, illegal, void or unenforceable.
(m) 可分割性。如果本协议中任何术语,条款,协议或限制在任何诉讼中,经法院或依法有权执行本期权书条款的机构确认不具执行力,其他条款的效力仍有效且不受影响,削弱或变得无效;且本协议当事方尽合理的努力寻找并使用替代方式达到和此术语,条款,协议或限制本来效果一致或基本相似的结果。应认为本协议当事人的意图是执行其他术语,条款,协议或限制,但不包括其中被认定不生效,非法,无效或不可执行的部分。
(n) Headings. The
headings herein are for convenience only, do not constitute a part of this
Agreement and shall not be deemed to limit or affect any of the provisions
hereof.
(n) 编号。出于引用方便的考虑,本协议的小节进行了编号,但编号不应视为协议书的内容。
(o) Shares Held by the Company
and its Affiliates. Whenever the consent or approval of Holders of a
specified percentage of Registrable Securities is required hereunder,
Registrable Securities held by the Company or its Affiliates (other than any
Holder or transferees or successors or assigns thereof if such Holder is deemed
to be an Affiliate solely by reason of its holdings of such Registrable
Securities) shall not be counted in determining whether such consent or approval
was given by the Holders of such required percentage.
(o) 公司及其附属机构持有的股票。当必须获得可登记证券特定比例持有人的同意或批准时,在计算是否达到获得此同意或批准的所要求的持有人特定比例时,不得将公司或其附属机构(不包括任何仅因持有可登记证券而被视为附属机构的持有人或受转让人或继承者或子实体)持有的可登记证券纳入计算。
(p) Independent Nature of
Purchasers. The Company acknowledges that the obligations of
each Purchaser under the Transaction Documents are several and not joint with
the obligations of any other Purchaser, and no Purchaser shall be responsible in
any way for the performance of the obligations of any other Purchaser under the
Transaction Documents. The Company acknowledges that the decision of
each Purchaser to purchase Securities pursuant to the Purchase Agreement has
been made by such Purchaser independently of any other Purchaser and
independently of any information, materials, statements or opinions as to the
business, affairs, operations, assets, properties, liabilities, results of
operations, condition (financial or otherwise) or prospects of the Company or of
its Subsidiaries which may have been made or given by any other Purchaser or by
any agent or employee of any other Purchaser, and no Purchaser or any of its
agents or employees shall have any liability to any Purchaser (or any other
person) relating to or arising from any such information, materials, statements
or opinions. The Company acknowledges that nothing contained herein,
or in any Transaction Document, and no action taken by any Purchaser pursuant
hereto or thereto (including, but not limited to, the (i) inclusion of a
Purchaser in the Registration Statement and (ii) review by, and consent to, such
Registration Statement by a Purchaser) shall be deemed to constitute the
Purchasers as a partnership, an association, a joint venture or any other kind
of entity, or create a presumption that the Purchasers are in any way acting in
concert or as a group with respect to such obligations or the transactions
contemplated by the Transaction Documents. The Company acknowledges
that each Purchaser shall be entitled to independently protect and enforce its
rights, including without limitation, the rights arising out of this Agreement
or out of the other Transaction Documents, and it shall not be necessary for any
other Purchaser to be joined as an additional party in any proceeding for such
purpose. The Company acknowledges that it has elected to provide all
Purchasers with the same terms and Transaction Documents for the convenience of
the Company and not because it was required or requested to do so by the
Purchasers. The Company acknowledges that such procedure with respect
to the Transaction Documents in no way creates a presumption that the Purchasers
are in any way acting in concert or as a group with respect to the Transaction
Documents or the transactions contemplated hereby or thereby.
(p) 购买人的独立性。公司声明各购买人所承担的交易文档中的义务是可分的,并不与其他任何购买人共同承担此义务,购买人不在任何方面对其他购买人在履行交易文档中的义务中的表现负责。公司声明各购买人做出的依据购买协议购买证券的决定是由此购买人独立于其他购买人,独立于以下信息做出的决定:任何信息,材料,关于商业的,事务,运营,资产,财产,责任运营结果,公司或其分支机构的(财务或其它)条件的xx或意见,该xx或意见由其他购买人或其代理或雇员做出的或者提供,任何购买人及其代理或雇员不对其他购买人(或其他个人)承担由此信息,材料xx或意见引起的责任。公司声明不得因本协议中或任何其他交易文档中的条款,以及任何购买人据此采取的行为(包括但不限于(i)在登记申请表中添加一购买人,(ii)购买人审查并同意此登记申请表),而将购买人认定为合伙,连营,合资公司或其他任何实习,或建立一假设认定购买人在与此义务或与交易文档中的交易相关的行为具有一致性或团队性)。公司声明各购买人应有权独立的保护并执行其权利,包括但不限于依本协议或其他交易文档所享有的权利,并且任何其他购买人无需以另一当事方的身份加入到因此产生的诉讼程序中。公司声明其可为了公司的方便考虑选择向所有购买人提供相同条款和交易文档,而并非因为这是必须的或是应购买人的请求。公司声明关于交易文档的此类手续并不说明购买人在与交易文档相关或与交易相关的行为上具有一致性或是具有团体性。
[REMAINDER
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[此页以下部分空白]
IN WITNESS WHEREOF, the parties hereto
have caused this Registration Rights Agreement to be duly executed by their
respective authorized persons as of the date first indicated above.
鉴于此,本合同当事方各自的授权代表于文首所载日期签署此登记权协议。
MOQIZONE
HOLDING CORPORATION
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摩奇地带控股公司
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By:
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签署:
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Name:
Lawrence Cheung
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姓名:
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Title: Chief
Executive Officer
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职务:首席执行官
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PURCHASER:
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购买人:利华投资有限公司
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By:
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签署:
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Name:
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姓名
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Title:
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职务:
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[Signature
Page to Registration Rights Agreement]
[登记权协议的签字页]
Schedule
I
Purchasers
清单I
购买人
Names and Addresses
of
Purchasers
购买人的姓名和地址
Schedule
II
清单II
Names, Addresses and Number
of Shares
to be Registered for each of
the Holders
持股人的姓名,地址以及将要登记的股票数目
II-1
Exhibit
A
Plan of
Distribution
附件A
销售计划
The
selling security holders and any of their pledgees, donees, assignees and
successors-in-interest may, from time to time, sell any or all of their shares
of common stock being offered under this prospectus on any stock exchange,
market or trading facility on which shares of our common stock are traded or in
private transactions. These sales may be at fixed or negotiated
prices. The selling security holders may use any one or more of the
following methods when disposing of shares:
出售证券的持有人及其质押权人,受捐赠人,受转让人和利益继承人可在任何证券交易所,或可交易本公司普通股的交易市场或交易机构,或通过私人交易,出售他们任何或全部的依此招股说明书发行的普通股。可以固定价格或协商后的价格出售。出售证券的持有人使用以下方式处理其股份:
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ordinary
brokerage transactions and transactions in which the broker-dealer
solicits purchasers;
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普通经纪交易及经纪自营商争取购买人的交易;
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block
trades in which the broker-dealer will attempt to sell the shares as agent
but may position and resell a portion of the block as principal to
facilitate the transaction;
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经纪自营商作为代理尝试出售股份的大宗交易,但也可作为委托人转售部分股票以加快交易进程。
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purchases
by a broker-dealer as principal and resales by the broker-dealer for its
account;
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从作为委托人的经纪自营商处购买,在以经纪自营商转售;
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an
exchange distribution in accordance with the rules of the applicable
exchange;
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符合相关交易所规定的交易所分销;
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privately
negotiated transactions;
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非公开协商的交易
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to
cover short sales made after the date that the registration statement of
which this prospectus is a part is declared effective by the
Commission;
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在证监会宣告登记申请表(登记申请表包括此招股说明书)生效之后卖空;
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broker-dealers
may agree with the selling security holders to sell a specified number of
such shares at a stipulated price per
share;
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经纪自营商与出售证券的持有人同意以约定的每股价格出售特定数量的此股份;
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a
combination of any of these methods of sale;
and
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此类方式的任意组合;以及
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any
other method permitted pursuant to applicable
law.
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任何现行法律所允许的其他方式。
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The
shares may also be sold under Rule 144 under the Securities Act of 1933, as
amended (“Securities Act”), if available, rather than under this
prospectus. The selling security holders have the sole and absolute
discretion not to accept any purchase offer or make any sale of shares if they
deem the purchase price to be unsatisfactory at any particular
time.
股票可依据修正后的1933证券法(“证券法”)中144规则,若适用,出售,而非此招股说明书。出售证券的持有人在任何时间如觉得没有令人满意的购买价格,享有独立的完全的自由不接受任何购买要约或出售任何股票。
The
selling security holders may pledge their shares to their brokers under the
margin provisions of customer agreements. If a selling security
holder defaults on a margin loan, the broker may, from time to time, offer and
sell the pledged shares.
出售证券的持有人可依据客户协议中的客户保证金条款将其股票质押于其经销商处。若出售证券的持有人无法偿还保证金贷款,经销商可主动出价并售出被质押的股票。
Broker-dealers
engaged by the selling security holders may arrange for other broker-dealers to
participate in sales. Broker-dealers may receive commissions or discounts from
the selling security holders (or, if any broker-dealer acts as agent for the
purchaser of shares, from the purchaser) in amounts to be negotiated, which
commissions as to a particular broker or dealer may be in excess of
customary commissions to the extent permitted by applicable
law.
出售证券持有者所雇用的经销自营商可安排其他经销自营商参与销售。经销自营商可从出售证券持有人处(或者,若任何经销自营商是作为购买人的代理,则从购买者出)收受佣金或折扣,数量可依协商而定,给某一特定经销商或交易商的佣金在相关法律允许范围内可多于依惯例的佣金。
If sales
of shares offered under this prospectus are made to broker-dealers as
principals, we would be required to file a post-effective amendment to the
registration statement of which this prospectus is a part. In the
post-effective amendment, we would be required to disclose the names of any
participating broker-dealers and the compensation arrangements relating to such
sales.
若依此招股说明书出价的股票被出售给作为委托人的经销自营商,我们会被要求申报包含此招股说明书的登记申请表的后生效期修正案。在后生效期修正案中,我们会被要求披露所有参与的经销自营商的名义以及和此销售相关的补偿协议。
The
selling security holders and any broker-dealers or agents that are involved in
selling the shares offered under this prospectus may be deemed to be
“underwriters” within the meaning of the Securities Act in connection with these
sales. Commissions received by these broker-dealers or agents and any
profit on the resale of the shares purchased by them may be deemed to be
underwriting commissions or discounts under the Securities Act. Any
broker-dealers or agents that are deemed to be underwriters may not sell shares
offered under this prospectus unless and until we set forth the names of the
underwriters and the material details of their underwriting arrangements in a
supplement to this prospectus or, if required, in a replacement prospectus
included in a post-effective amendment to the registration statement of which
this prospectus is a part.
出售证券持有人和其他参与到销售依此招股说明书出价的股票的经销自营商或代理人都可被视为证券法上此销售的
“承销商”。这次经销自营商或代人收受的佣金和其他转售所得利益可视为证券法上的承销佣金或折扣。任何被视为承销商的经销自营商或代理人不得出售依此招股说明书出价的股票,除非我们在招股说明书的补充说明中添加此承销商的名称及其关于承销安排的重要细节,或者,若必须的话,添加到包括此招股说明书的登记申请表的后生效期修正案中的替代招股说明书中。
The
selling security holders and any other persons participating in the sale or
distribution of the shares offered under this prospectus will be subject to
applicable provisions of the Exchange Act, and the rules and regulations under
that act, including Regulation M. These provisions may restrict
activities of, and limit the timing of purchases and sales of any of the shares
by, the selling security holders or any other person. Furthermore,
under Regulation M, persons engaged in a distribution of securities are
prohibited from simultaneously engaging in market making and other activities
with respect to those securities for a specified period of time prior to the
commencement of such distributions, subject to specified exceptions or
exemptions. All of these limitations may affect the marketability of
the shares.
出售证券持有人及其它参与到依据此招股说明书出价的股票的出售或分发过程的个人将受到交易法的相关条款及依交易法制定的规则和规章,包括规章M,的约束。这些条款可能限制出售证券持有人的活动,并控制该股票的购买和出售时机。此外,根据规章M,参与到证券分销中的人在分销开始前的一段特定时间内不得立即参与到市场做市和其他与此证券有关的活动,但也有某些例外或豁免。所有的限制都会影响股票的可销售性。
If any of
the shares of common stock offered for sale pursuant to this prospectus are
transferred other than pursuant to a sale under this prospectus, then subsequent
holders could not use this prospectus until a post-effective amendment or
prospectus supplement is filed, naming such holders. We offer no
assurance as to whether any of the selling security holders will sell all or any
portion of the shares offered under this prospectus.
如此招股说明书中用于出售的普通股被转让而非依据此招股说明书出售,则后持有人不得使用此招股说明书,直接申报列明此持有人姓名的后生效期修正案或补充说明。我们不能保证是否任何出售证券持有人可以出售全部或部分依此招股说明书出价的股票。
We have
agreed to pay all fees and expenses we incur incident to the registration of the
shares being offered under this prospectus. However, each selling
security holder and purchaser is responsible for paying any discounts,
commissions and similar selling expenses they incur.
我们同意支付所有因登记此招股说明书中的股票所产生费用和花销。但是,各出售证券的持有人和购买人应承担任何折扣,佣金和类似的因出售引起的花销。
We and
the selling security holders have agreed to indemnify one another against
certain losses, damages and liabilities arising in connection with this
prospectus, including liabilities under the Securities Act.
我们和出售证券的持有人同意就某些与此招股说明书相关的损失,损害赔偿和责任补偿另一方,包括证券法下的责任。