Exhibit (d)(1)(viii)
AMENDMENT NO. 2
TO
THE AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
AMENDMENT NO. 2 to the Amended and Restated Investment Management
Agreement ("Amendment No. 2"), dated as of September 1, 2001, between EQ
Advisors Trust, a Delaware business trust (the "Trust") and the Equitable Life
Assurance Society of the United States, a New York stock life insurance company
("Equitable" or "Manager").
The Trust and Equitable agree to modify and amend the Amended and
Restated Investment Management Agreement dated as of May 1, 2000 ("Original
Agreement") as follows:
1. NEW PORTFOLIO. The Trust hereby appoints Equitable as the
investment manager of the EQ/Xxxxxxx Focus Portfolio ("New Portfolio") on the
terms and conditions contained in the Agreement.
2. DURATION OF AGREEMENT.
(a) With respect to each Portfolio specified in Appendix A to
the Original Agreement, the Agreement continued in effect
until May 1, 2001 and thereafter pursuant to subsection
(d) below.
(b) With respect to each Portfolio specified in Amendment No.
1, the Agreement will continue in effect until September
1, 2002 and may be continued thereafter pursuant to
subsection (d) below.
(c) With respect to each Portfolio specified in Amendment No.
2, the Agreement will continue in effect until August 31,
2003 and may be continued thereafter pursuant to
subsection (d) below.
(d) With respect to each Portfolio, this Agreement shall
continue in effect annually after the date specified in
subsection (a), (b) or (c), as the case may be, only so
long as such continuance is specifically approved at least
annually either by the Board of Trustees of the Trust or
by a vote of a majority of the outstanding voting
securities of the Trust, provided that in either event
such continuance shall also be approved by a vote of a
majority of the Trustees of the Trust who are not
interested persons of any party to the Agreement, cast in
person at a meeting called for the purpose of voting on
such approval.
3. APPENDIX A. Appendix A to the Agreement, setting forth the
Portfolios of the Trust for which Equitable is appointed as the investment
manager, is hereby replaced in its entirety by Appendix A attached hereto.
4. APPENDIX B. Appendix B to the Agreement, setting forth the fees
payable to Equitable with respect to each Portfolio, is hereby replaced in its
entirety by Appendix B attached hereto.
Except as modified and amended hereby, the Agreement is hereby ratified
and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this
Amendment No. 2 as of the date first above set forth.
EQ ADVISORS TRUST EQUITABLE LIFE ASSURANCE SOCIETY
OF THE UNITED STATES
By: /s/ Xxxxx X. Xxxxx By: /s/ Xxxxx X. X'Xxxx
------------------------- ---------------------------
Xxxxx X. Xxxxx Xxxxx X. X'Xxxx
President and Trustee Executive Vice President
APPENDIX A
AMENDMENT NO. 2
TO THE
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
PORTFOLIOS*
PORTFOLIOS IN ORIGINAL AGREEMENT:
EQ/Alliance Global Portfolio
EQ/Alliance International Portfolio
Alliance Conservative Investors Portfolio**
EQ/Alliance Common Stock Portfolio
EQ/Alliance Growth and Income Portfolio
EQ/Alliance Growth Investors Portfolio
EQ/Alliance High Yield Portfolio
EQ/Alliance Intermediate Government Securities Portfolio
EQ/Alliance Money Market Portfolio
EQ/Aggressive Stock Portfolio
(fka Alliance Aggressive Stock Portfolio)
EQ/Alliance Premier Growth Portfolio
EQ/Alliance Technology Portfolio
EQ/Alliance Quality Bond Portfolio
EQ/Alliance Small Cap Growth Portfolio
EQ/Balanced Portfolio
(fka Alliance Balanced Portfolio)
EQ/Xxxxxxxxx Diversified Value Portfolio
EQ/Xxxxxxx Socially Responsible Portfolio
EQ/Capital Guardian International Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Capital Guardian U.S. Equity Portfolio
Evergreen Foundation Portfolio**
EQ/Evergreen Omega Portfolio
(fka Evergreen Portfolio)
EQ/Equity 500 Index Portfolio
(fka Alliance Equity Index Portfolio)
EQ/FI Small/Mid Cap Value Portfolio
(fka Warburg Pincus Small Co. Value Portfolio)
EQ/International Equity Index Portfolio
(fka BT International Equity Index Portfolio)
EQ/X.X. Xxxxxx Core Bond Portfolio
(fka JPM Core Bond Portfolio)
Lazard Large Cap Value Portfolio**
EQ/Lazard Small Cap Value Portfolio
EQ/Mercury Basic Value Equity Portfolio
(fka Xxxxxxx Xxxxx Basic Value Equity Portfolio)
Mercury World Strategy Portfolio**
(fka Xxxxxxx Xxxxx World Strategy Portfolio)
EQ/MFS Investors Trust Portfolio
(fka MFS Growth with Income Portfolio)
EQ/MFS Emerging Growth Companies Portfolio
EQ/MFS Research Portfolio
EQ/Xxxxxx Xxxxxxx Emerging Markets Equity Portfolio
EQ/Xxxxxx Balanced Portfolio**
EQ/Xxxxxx Growth & Income Value Portfolio
EQ/Xxxxxx International Equity Portfolio
EQ/Xxxxxx Investors Growth Portfolio
EQ/Small Company Index Portfolio
(fka BT Small Company Index Portfolio)
X. Xxxx Price Equity Income Portfolio**
EQ/X. Xxxx Price International Stock Portfolio
PORTFOLIOS IN AMENDMENT NO. 1:
EQ/AXP New Dimensions Portfolio
EQ/AXP Strategy Aggressive Portfolio
EQ/FI Mid Cap Portfolio
EQ/Janus Large Cap Growth Portfolio
PORTFOLIO IN AMENDMENT NO. 2:
EQ/Xxxxxxx Focus Portfolio
* Effective May 18, 2001, all Portfolio names will be changed to include "EQ/".
** Indicates the Portfolio is no longer included in EQ Advisors Trust.
APPENDIX B
AMENDMENT NO. 2
TO THE AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
The Trust shall pay the Manager, at the end of each calendar month, compensation
computed daily at an annual rate equal to the following:
(AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS) (FEE ON ALL ASSETS)
--------------------------------------------------------------------------------
INDEX PORTFOLIOS
-------------------------------- -----------------------------------------------
EQ/Equity 500 Index 0.250%
-------------------------------- -----------------------------------------------
EQ/International Equity Index 0.350%
-------------------------------- -----------------------------------------------
EQ/Small Company Index 0.250%
--------------------------------------------------------------------------------
(AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS)
-------------------------------------------------------------------------------------------------------
FIRST NEXT NEXT NEXT
DEBT PORTFOLIOS $750 MILLION $750 MILLION $1 BILLION $2.5 BILLION THEREAFTER
--------------------------------------- ------------- ------------ ------------ ------------ ----------
EQ/Alliance High Yield 0.600% 0.575% 0.550% 0.530% 0.520%
--------------------------------------- ------------- ------------ ------------ ------------ ----------
EQ/Alliance Intermediate Government 0.500% 0.475% 0.450% 0.430% 0.420%
Securities
--------------------------------------- ------------- ------------ ------------ ------------ ----------
EQ/Alliance Money Market 0.350% 0.325% 0.300% 0.280% 0.270%
--------------------------------------- ------------- ------------ ------------ ------------ ----------
EQ/Alliance Quality Bond 0.525% 0.500% 0.475% 0.455% 0.445%
--------------------------------------- ------------- ------------ ------------ ------------ ----------
EQ/X.X. Xxxxxx Core Bond 0.450% 0.425% 0.400% 0.380% 0.370%
--------------------------------------- ------------- ------------ ------------ ------------ ----------
(AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS)
------------------------------------- ------------- ------------ ------------ ------------- -----------
FIRST NEXT NEXT NEXT THEREAFTER
EQUITY PORTFOLIOS $1 BILLION $1 BILLION $3 BILLION $5 BILLION
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Alliance Common Stock 0.550% 0.500% 0.475% 0.450% 0.425%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Alliance Global 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Alliance Growth and Income 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Alliance Growth Investors 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Alliance International 0.850% 0.800% 0.775% 0.750% 0.725%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Alliance Premier Growth 0.900% 0.850% 0.825% 0.800% 0.775%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Alliance Small Cap Growth 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Alliance Technology 0.900% 0.850% 0.825% 0.800% 0.775%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Aggressive Stock 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/AXP New Dimensions 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/AXP Strategy Aggressive 0.700% 0.650% 0.625% 0.600% 0.575%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Balanced 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Xxxxxxxxx Diversified Value 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Xxxxxxx Socially Responsible 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Capital Guardian International 0.850% 0.800% 0.775% 0.750% 0.725%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Capital Guardian Research 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Capital Guardian U.S. Equity 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Evergreen Omega 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/FI Small/Mid Cap Value 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/FI Mid Cap 0.700% 0.650% 0.625% 0.600% 0.575%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Janus Large Cap Growth 0.900% 0.850% 0.825% 0.800% 0.775%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Lazard Small Cap Value 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Xxxxxxx Focus 0.900% 0.850% 0.825% 0.800% 0.775%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Mercury Basic Value Equity 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/MFS Emerging Growth Companies 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/MFS Investors Trust 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/MFS Research 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Xxxxxx Xxxxxxx Emerging Markets 1.150% 1.100% 1.075% 1.050% 1.025%
Equity
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Xxxxxx Growth & Income Value 0.600% 0.550% .0525% 0.500% 0.475%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Xxxxxx International Equity 0.850% 0.800% 0.775% 0.750% 0.725%
------------------------------------- ------------- ------------ ------------ ------------- -----------
-------------------------------------------------------------------------------------------------------
(AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS)
-------------------------------------------------------------------------------------------------------
FIRST NEXT NEXT NEXT THEREAFTER
EQUITY PORTFOLIOS $1 BILLION $1 BILLION $3 BILLION $5 BILLION
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/Xxxxxx Investors Growth 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------- ------------- ------------ ------------ ------------- -----------
EQ/X. Xxxx Price International Stock 0.850% 0.800% 0.775% 0.750% 0.725%
------------------------------------- ------------- ------------ ------------ ------------- -----------
