AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT
Exhibit 99.(h).3
AMENDMENT TO THE
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT
AMENDMENT made as of the 18th day of December, 2013 is made to the Amended and Restated Transfer Agency and Services Agreement dated July 1, 2013, as amended (the “Agreement”), by and between each investment company identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and Xxxx Xxxxxxx Signature Services, Inc. (“JHSS”).
WHEREAS, the parties to the Agreement desire to amend Exhibit A contained in the Agreement.
NOW, THEREFORE, in consideration of the mutual covenants hereinafter set forth, and intending to be legally bound, the parties agree the Agreement shall be amended as follows:
| 1. | CHANGE IN Exhibit A: |
Exhibit A of the Agreement is hereby amended and restated to add Xxxx Xxxxxxx Enduring Equity Xxxx, Xxxx Xxxxxxx Seaport Fund and Xxxx Xxxxxxx Small Cap Core Fund, each a series of Xxxx Xxxxxxx Investment Trust, as shown in Exhibit 1 hereto.
| 2. | EFFECTIVE DATE |
This Amendment shall become effective as of date first mentioned above.
| 3. | DEFINED TERMS |
Unless otherwise defined herein, capitalized terms used herein have the meanings specified in or pursuant to the Agreement.
| 4. | OTHER TERMS OF THE AGREEMENT |
Except as specifically amended hereby, all of the terms and conditions of the Agreement shall continue to be in full force and effect and shall be binding upon the parties in accordance with their respective terms.
(THE REMAINDER OF THIS SPACE HAS BEEN INTENTIONALLY LEFT BLANK)
| 1 |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf under their seals by and through their duly authorized officers, as of the day and year first above written.
| On Behalf of each Fund and Portfolio | Xxxx Xxxxxxx Signature Services, Inc. | |||
| Listed on Exhibit A of the Agreement | ||||
| By: | /s/ Xxxx XxXxxxxx | By: | /s/ Xxxxxxx X. Xxxx | |
| Xxxx XxXxxxxx | Xxxxxxx X. Xxxx | |||
| President | Vice President and Chief Financial Officer | |||
| 2 |
Exhibit 1
Exhibit A
List of Funds and Portfolios
Xxxx Xxxxxxx Xxxx Trust
Xxxx Xxxxxxx Global Conservative Absolute Return Fund
Xxxx Xxxxxxx Global Short Duration Credit Fund
Xxxx Xxxxxxx Government Income Fund
Xxxx Xxxxxxx High Yield Fund
Xxxx Xxxxxxx Investment Grade Bond Fund
Xxxx Xxxxxxx California Tax-Free Income Fund
Xxxx Xxxxxxx California Tax-Free Income Fund
Xxxx Xxxxxxx Capital Series
Xxxx Xxxxxxx Classic Value Fund
Xxxx Xxxxxxx U.S. Global Leaders Growth Fund
Xxxx Xxxxxxx Current Interest
Xxxx Xxxxxxx Money Market Fund
Xxxx Xxxxxxx Investment Trust
Xxxx Xxxxxxx Balanced Fund
Xxxx Xxxxxxx Enduring Equity Fund
Xxxx Xxxxxxx Global Opportunities Fund
Xxxx Xxxxxxx Large Cap Equity Fund
Xxxx Xxxxxxx Seaport Fund
Xxxx Xxxxxxx Small Cap Core Fund
Xxxx Xxxxxxx Small Cap Intrinsic Value Fund
Xxxx Xxxxxxx Sovereign Investors Fund
Xxxx Xxxxxxx Investment Trust II
Xxxx Xxxxxxx Financial Industries Fund
Xxxx Xxxxxxx Regional Bank Fund
Xxxx Xxxxxxx Small Cap Equity Fund
Xxxx Xxxxxxx Investment Trust III
Xxxx Xxxxxxx Greater China Opportunities Fund
Xxxx Xxxxxxx Municipal Securities Trust
Xxxx Xxxxxxx High Yield Municipal Bond Fund
Xxxx Xxxxxxx Tax-Free Bond Fund
Xxxx Xxxxxxx Sovereign Bond
Xxxx Xxxxxxx Xxxx Fund
Xxxx Xxxxxxx Strategic Series
Xxxx Xxxxxxx Income Fund
Xxxx Xxxxxxx Tax-Exempt Series Fund
Xxxx Xxxxxxx Massachusetts Tax-Free Income Fund
Xxxx Xxxxxxx New York Tax-Free Income Fund
| 3 |
Xxxx Xxxxxxx Funds II
Lifestyle Aggressive Portfolio
Lifestyle Balanced Portfolio
Lifestyle Conservative Portfolio
Lifestyle Growth Portfolio
Lifestyle Moderate Portfolio
Lifecycle 2010 Portfolio
Lifecycle 2015 Portfolio
Lifecycle 2020 Portfolio
Lifecycle 2025 Portfolio
Lifecycle 2030 Portfolio
Lifecycle 2035 Portfolio
Lifecycle 2040 Portfolio
Lifecycle 2045 Portfolio
Retirement Distribution Portfolio
Retirement Rising Distribution Portfolio
Alternative Asset Allocation Fund
Currency Strategies Fund
Emerging Markets Fund
Floating Rate Income Fund
Fundamental All Cap Core Fund
Fundamental Large Cap Core Fund
Fundamental Large Cap Value Fund
Natural Resources Fund
Strategic Income Opportunities Fund
Emerging Market Debt Fund – Development
Global Agribusiness Fund – Development
Global High Yield Fund – Development
Global Infrastructure Fund – Development
Multi Sector Bond Fund - Development
Xxxx Xxxxxxx Funds III
Classic Value Mega Cap Fund
Disciplined Value Fund
Disciplined Value Mid Cap Fund
Global Shareholder Yield Fund
International Allocation Portfolio
International Core Fund
International Growth Fund
International Value Equity Fund
Rainier Growth Fund
Small Company Fund
Technical Opportunities Fund
U.S. Core Fund
| 4 |
Core High Yield Fund – Development
Focused Small Cap Growth Fund – Development
Fundamental Value Fund – Development
Leverage Companies Fund – Development
Small Cap Opportunities Fund – Development
Strategic Growth Fund – Development
| 5 |
