AMENDMENT TRANSFER AGENCY AND SERVICE AGREEMENT
Exhibit (h)(3)(iii)
AMENDMENT
TRANSFER AGENCY AND SERVICE AGREEMENT
AMENDMENT made this 18th day of December, 2020 to the Transfer Agency and Service Agreement dated September 8, 2014 between ARK ETF Trust (“Trust”), a Delaware statutory trust, and The Bank of New York Mellon, (“Bank”), a New York corporation authorized to do a banking business (“Agreement”).
WHEREAS, the Trust desires to add a new series to the Agreement under the same terms and conditions of the Agreement and the Bank has agreed to add such series to the Agreement; and
WHEREAS, the Trust and the Bank desire to amend Appendix A to the Agreement to reflect these changes.
NOW THEREFORE, in consideration of the promises and covenants contained herein, the Trust and the Bank agree to amend the Agreement as follows:
1. | Appendix A of the Agreement is hereby replaced with the attached Appendix A effective as of December 18, 2020. |
2. | All other terms and conditions of the Agreement not modified in this Amendment shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below on the day and year first above written.
ARK ETF TRUST on behalf of each Series of the Trust listed on Appendix A |
By: | /s/ Xxxxxx Xxxxxx | |
Name: | Xxxxxx Xxxxxx | |
Title: | Chief Legal Officer |
THE BANK OF NEW YORK MELLON |
By: | /s/ Xxxxxxx X. XxXxxxxx | |
Name: | Xxxxxxx X. XxXxxxxx | |
Title: | Segment Head, Exchange-Traded Funds |
Appendix A
To Transfer Agency and Service Agreement
Between ARK ETF Trust and The Bank of New York Mellon
As of December 18, 2020
SERIES |
ARK Innovation ETF |
ARK Genomic Revolution ETF |
ARK Next Generation Internet ETF |
ARK Autonomous Technology & Robotics ETF |
The 3D Printing ETF |
ARK Israel Innovative Technology ETF |
ARK Fintech Innovation ETF |
ARK Space Exploration ETF |